13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,480 holding rows worth $369,063,327,000.
- Accession
- 0001140361-23-053182
- Filer
- CIK 1000275
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,503 entries on the cover page, a total value of $369,063,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,063,327,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATLANTICA YIELD PLC | G0751N103 | SHS | 299,854 | $5,728,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 73,151 | $5,716,000 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 5,630,000 | $5,714,000 | dollars as filed | principal |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 136,802 | $5,693,000 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 24,335 | $5,689,000 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 383,684 | $5,675,000 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 78,749 | $5,653,000 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 541,050 | $5,637,000 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 5,984,000 | $5,637,000 | dollars as filed | principal |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 158,487 | $5,634,000 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 409,653 | $5,621,000 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 10,000 | $5,590,000 | dollars as filed | call |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 74,403 | $5,586,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 99,963 | $5,583,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 137,807 | $5,582,000 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 240,093 | $5,571,000 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 182,262 | $5,566,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 6,581,000 | $5,515,000 | dollars as filed | principal |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 164,172 | $5,513,000 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 91,850 | $5,486,000 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 22,168 | $5,482,000 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 839,774 | $5,459,000 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 69,912 | $5,458,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 6,578,000 | $5,456,000 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 110,807 | $5,449,000 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500,000 | $5,430,000 | dollars as filed | put |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 72,851 | $5,430,000 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 200,000 | $5,414,000 | dollars as filed | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 48,128 | $5,413,000 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 66,535 | $5,406,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 326,923 | $5,394,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 163,987 | $5,394,000 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 147,325 | $5,391,000 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 154,585 | $5,385,000 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 139,468 | $5,364,000 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 165,103 | $5,363,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 186,919 | $5,359,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 114,555 | $5,334,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 120,727 | $5,329,000 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 57,100 | $5,327,000 | dollars as filed | put |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 351,171 | $5,323,000 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,500 | $5,315,000 | dollars as filed | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 96,134 | $5,310,000 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 105,879 | $5,301,000 | dollars as filed | |
| IVLU | 46435G409 | COM | 208,610 | $5,290,000 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 170,867 | $5,283,000 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 94,116 | $5,271,000 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 299,566 | $5,270,000 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 92,220 | $5,269,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 178,871 | $5,255,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 5,391,000 | $5,245,000 | dollars as filed | principal |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 437,196 | $5,233,000 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 65,916 | $5,232,000 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 90,000 | $5,224,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 120,635 | $5,220,000 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 80,700 | $5,212,000 | dollars as filed | call |
| FIVE9 INC | 338307101 | COM | 80,982 | $5,207,000 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 91,202 | $5,204,000 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 224,080 | $5,197,000 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 70,649 | $5,192,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 224,244 | $5,189,000 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 1,124,559 | $5,172,000 | dollars as filed | |
| Bondbloxx Bloomberg 1 Year Target Duration US Treasury | 09789C861 | ETF | 103,835 | $5,164,000 | dollars as filed | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 154,818 | $5,157,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 5,207,000 | $5,155,000 | dollars as filed | principal |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 103,631 | $5,151,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 194,443 | $5,142,000 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 370,136 | $5,137,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 129,525 | $5,130,000 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 5,579,000 | $5,127,000 | dollars as filed | principal |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 146,010 | $5,126,000 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 156,481 | $5,092,000 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 148,640 | $5,084,000 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 85,794 | $5,067,000 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 248,326 | $5,061,000 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 52,945 | $5,054,000 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 208,737 | $5,054,000 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 195,095 | $5,051,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 25,932 | $5,047,000 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 181,418 | $5,046,000 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 234,035 | $5,043,000 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 80,000 | $5,033,000 | dollars as filed | put |
| DOLE PLC | G27907107 | ORD SHS | 433,752 | $5,023,000 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 700,005 | $5,019,000 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 373,233 | $5,013,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 103,470 | $5,005,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 251,125 | $5,003,000 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 134,893 | $5,001,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 333,555 | $4,999,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 38,581 | $4,996,000 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 73,348 | $4,985,000 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 19,799 | $4,982,000 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 40,000 | $4,980,000 | dollars as filed | call |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 256,808 | $4,973,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 114,174 | $4,971,000 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 119,484 | $4,965,000 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 109,472 | $4,959,000 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 371,488 | $4,948,000 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 155,713 | $4,942,000 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 117,129 | $4,938,000 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 27,047 | $4,935,000 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 1,600 | $4,934,000 | dollars as filed | put |
| AXOSFINLINC | 05465C100 | STOK | 130,321 | $4,934,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 94,251 | $4,931,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 165,739 | $4,921,000 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 94,150 | $4,915,000 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 79,980 | $4,914,000 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 180,314 | $4,910,000 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 199,203 | $4,908,000 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 83,839 | $4,900,000 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 151,000 | $4,894,000 | dollars as filed | put |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 92,487 | $4,893,000 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 97,844 | $4,891,000 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 108,330 | $4,877,000 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 118,272 | $4,866,000 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 30,000 | $4,862,000 | dollars as filed | call |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 153,247 | $4,859,000 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 6,542,000 | $4,848,000 | dollars as filed | principal |
| WEX INC | 96208T104 | COM | 25,757 | $4,844,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 289,870 | $4,843,000 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 31,993 | $4,843,000 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 283,077 | $4,843,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 657,207 | $4,843,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 630,109 | $4,814,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 254,312 | $4,789,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 104,577 | $4,778,000 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 85,773 | $4,768,000 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 77,946 | $4,765,000 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 275,927 | $4,765,000 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 156,131 | $4,755,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 110,335 | $4,740,000 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 110,953 | $4,738,000 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 144,990 | $4,731,000 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 268,691 | $4,723,000 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 621,843 | $4,702,000 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 82,575 | $4,701,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 59,630 | $4,692,000 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 299,797 | $4,691,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 262,844 | $4,684,000 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 28,878 | $4,679,000 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 127,515 | $4,671,000 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 22,945 | $4,664,000 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 115,000 | $4,663,000 | dollars as filed | call |
| MOHAWK INDS INC | 608190104 | COM | 54,263 | $4,657,000 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 170,000 | $4,653,000 | dollars as filed | call |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 4,352,000 | $4,643,000 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 4,723,000 | $4,643,000 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 55,477 | $4,641,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 154,977 | $4,636,000 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 78,349 | $4,614,000 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 310,000 | $4,613,000 | dollars as filed | call |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 390,832 | $4,604,000 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 141,322 | $4,603,000 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 121,000 | $4,597,000 | dollars as filed | call |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 61,147 | $4,592,000 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 170,286 | $4,588,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 126,006 | $4,587,000 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 73,677 | $4,586,000 | dollars as filed | |
| AVIENT CORPORATION | 05368V106 | COM | 129,736 | $4,582,000 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 32,446 | $4,581,000 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 46,263 | $4,571,000 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 100,500 | $4,568,000 | dollars as filed | call |
| PAYCOR HCM INC | 70435P102 | COM | 200,068 | $4,568,000 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 111,700 | $4,564,000 | dollars as filed | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 100,000 | $4,563,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 118,907 | $4,556,000 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 162,115 | $4,548,000 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 72,046 | $4,540,000 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 23,093 | $4,518,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 50,205 | $4,518,000 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 118,664 | $4,514,000 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 189,466 | $4,513,000 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,746,604 | $4,505,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 102,126 | $4,504,000 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 232,597 | $4,504,000 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 278,350 | $4,487,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 47,677 | $4,477,000 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 103,317 | $4,476,000 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 65,525 | $4,470,000 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 427,393 | $4,458,000 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 221,531 | $4,457,000 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 90,664 | $4,445,000 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 11,407 | $4,443,000 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 18,425 | $4,426,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 163,021 | $4,422,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 206,562 | $4,422,000 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 267,681 | $4,420,000 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 761,958 | $4,418,000 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 488,327 | $4,414,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 306,223 | $4,413,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 101,944 | $4,411,000 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 96,935 | $4,400,000 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 273,146 | $4,397,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 111,791 | $4,394,000 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 89,653 | $4,389,000 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 508,448 | $4,387,000 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 89,157 | $4,384,000 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 72,559 | $4,384,000 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 117,658 | $4,377,000 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 111,925 | $4,376,000 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 104,567 | $4,360,000 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 46,131 | $4,351,000 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 300,000 | $4,344,000 | dollars as filed | call |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 162,789 | $4,342,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 110,769 | $4,337,000 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 80,970 | $4,334,000 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 166,485 | $4,331,000 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 87,573 | $4,327,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 200,045 | $4,325,000 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 108,712 | $4,323,000 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 99,446 | $4,317,000 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 48,441 | $4,317,000 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 53,140 | $4,314,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 180,126 | $4,307,000 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 164,144 | $4,303,000 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 436,028 | $4,286,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 95,982 | $4,283,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 304,214 | $4,277,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 209,367 | $4,273,000 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 107,355 | $4,271,000 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 72,489 | $4,267,000 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 105,831 | $4,267,000 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 107,100 | $4,258,000 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 105,963 | $4,239,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072562 | AVANTIS CORE FI | 106,843 | $4,234,000 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 4,700,000 | $4,216,000 | dollars as filed | principal |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 106,800 | $4,214,000 | dollars as filed | call |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 288,153 | $4,206,000 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 557,995 | $4,197,000 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 50,465 | $4,191,000 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 65,411 | $4,188,000 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 196,473 | $4,185,000 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 113,700 | $4,180,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 205,391 | $4,165,000 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 44,900 | $4,151,000 | dollars as filed | call |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 502,133 | $4,144,000 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 72,226 | $4,143,000 | dollars as filed | |
| ORION S.A. | L72967109 | COM | 194,446 | $4,138,000 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,200 | $4,134,000 | dollars as filed | call |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 316,318 | $4,134,000 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 75,373 | $4,133,000 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 197,305 | $4,132,000 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 64,100 | $4,127,000 | dollars as filed | call |
| ZIONS BANCORPORATION | 989701107 | COM | 118,253 | $4,125,000 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 124,546 | $4,118,000 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 142,647 | $4,115,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 214,534 | $4,113,000 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 401,833 | $4,099,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 202,315 | $4,077,000 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 562,135 | $4,075,000 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 677,940 | $4,067,000 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 221,555 | $4,065,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 127,024 | $4,062,000 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 429,870 | $4,059,000 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 55,738 | $4,055,000 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 23,746 | $4,045,000 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 20,612 | $4,041,000 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 18,800 | $4,039,000 | dollars as filed | put |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 108,788 | $4,037,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 87,948 | $4,031,000 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 208,324 | $4,029,000 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 88,019 | $4,027,000 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 171,278 | $4,027,000 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 234,526 | $4,024,000 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 58,221 | $4,014,000 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 76,079 | $4,010,000 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 209,401 | $4,000,000 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 69,092 | $3,997,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 232,468 | $3,994,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 39,842 | $3,990,000 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 89,000 | $3,986,000 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 4,120,000 | $3,984,000 | dollars as filed | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 100,398 | $3,981,000 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 75,738 | $3,981,000 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 49,188 | $3,977,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 47,787 | $3,963,000 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 231,558 | $3,962,000 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 172,627 | $3,959,000 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 51,852 | $3,957,000 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 609,195 | $3,953,000 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 130,956 | $3,952,000 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 24,210 | $3,943,000 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 23,637 | $3,935,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 115,546 | $3,932,000 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 416,447 | $3,927,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P397 | WESTN ASSET BD | 159,850 | $3,926,000 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 75,700 | $3,925,000 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 227,718 | $3,923,000 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,075,061 | $3,913,000 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 149,011 | $3,913,000 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 223,021 | $3,908,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 23,264 | $3,905,000 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 82,483 | $3,899,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 283,990 | $3,894,000 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 224,050 | $3,889,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 48,197 | $3,882,000 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 71,459 | $3,871,000 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 22,863 | $3,866,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 24,782 | $3,859,000 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 111,100 | $3,855,000 | dollars as filed | put |
| SERIES PORTFOLIOS TR | 81752T486 | ELDRIDGE AAA CLO | 152,256 | $3,854,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 119,340 | $3,849,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 47,095 | $3,842,000 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 161,926 | $3,842,000 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 22,322 | $3,831,000 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 26,351 | $3,829,000 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 99,352 | $3,827,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 54,743 | $3,814,000 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 271,845 | $3,811,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 240,301 | $3,809,000 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 23,068 | $3,806,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 206,462 | $3,797,000 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,366,000 | $3,792,000 | dollars as filed | principal |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 10,000 | $3,788,000 | dollars as filed | put |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 91,422 | $3,786,000 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 21,000 | $3,777,000 | dollars as filed | call |
| ATRICURE INC | 04963C209 | COM | 86,087 | $3,770,000 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 41,366 | $3,766,000 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 4,421,000 | $3,760,000 | dollars as filed | principal |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 92,874 | $3,757,000 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 120,455 | $3,751,000 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 48,871 | $3,739,000 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 288,261 | $3,739,000 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 51,608 | $3,735,000 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 74,384 | $3,731,000 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 300,000 | $3,726,000 | dollars as filed | call |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 50,000 | $3,721,000 | dollars as filed | put |
| GRIFFON CORP | 398433102 | COM | 93,744 | $3,719,000 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 60,090 | $3,719,000 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 106,388 | $3,712,000 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 83,843 | $3,710,000 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 448,856 | $3,708,000 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 50,000 | $3,698,000 | dollars as filed | put |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 74,039 | $3,694,000 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 116,057 | $3,653,000 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 4,630,000 | $3,649,000 | dollars as filed | principal |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 131,485 | $3,629,000 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 5,883 | $3,622,000 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 138,692 | $3,617,000 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 178,896 | $3,615,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 175,267 | $3,612,000 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 225,000 | $3,602,000 | dollars as filed | put |
| WOLFSPEED INC | 977852102 | COM | 94,449 | $3,598,000 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 85,000 | $3,596,000 | dollars as filed | put |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 143,914 | $3,589,000 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 96,659 | $3,583,000 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 125,326 | $3,582,000 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 66,138 | $3,578,000 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 151,223 | $3,575,000 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 24,524 | $3,573,000 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 260,302 | $3,572,000 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 74,092 | $3,571,000 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,900,000 | $3,565,000 | dollars as filed | principal |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 73,249 | $3,562,000 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 3,315,000 | $3,562,000 | dollars as filed | principal |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 149,465 | $3,559,000 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 140,076 | $3,559,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 3,643,000 | $3,557,000 | dollars as filed | principal |
| VIRTU FINL INC | 928254101 | CL A | 205,865 | $3,556,000 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 26,214 | $3,549,000 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 30,609 | $3,548,000 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 75,101 | $3,544,000 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 38,628 | $3,543,000 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 58,849 | $3,541,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 304,500 | $3,535,000 | dollars as filed | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 104,400 | $3,517,000 | dollars as filed | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 371,259 | $3,512,000 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 73,944 | $3,497,000 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 32,640 | $3,496,000 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 383,753 | $3,492,000 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 50,453 | $3,489,000 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 225,499 | $3,481,000 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 80,726 | $3,480,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 108,215 | $3,478,000 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 141,418 | $3,477,000 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 22,532 | $3,477,000 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 204,342 | $3,476,000 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 51,280 | $3,471,000 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 225,157 | $3,466,000 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 325,000 | $3,455,000 | dollars as filed | put |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 436,433 | $3,453,000 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 189,000 | $3,451,000 | dollars as filed | call |
| MESA LABS INC COM | 59064R109 | Stock | 32,834 | $3,450,000 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 101,300 | $3,447,000 | dollars as filed | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 283,400 | $3,446,000 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 358,170 | $3,442,000 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 57,598 | $3,441,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 133,143 | $3,431,000 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 104,335 | $3,429,000 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 103,928 | $3,411,000 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 90,104 | $3,409,000 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 3,216,000 | $3,409,000 | dollars as filed | principal |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 151,822 | $3,404,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,352,000 | $3,395,000 | dollars as filed | principal |
| COMSTOCK RES INC COM | 205768302 | Stock | 307,047 | $3,387,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 114,264 | $3,387,000 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 75,554 | $3,378,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 738,600 | $3,368,000 | dollars as filed | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 37,654 | $3,367,000 | dollars as filed | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 122,551 | $3,367,000 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 29,774 | $3,365,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 45,733 | $3,365,000 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 2,800,000 | $3,363,000 | dollars as filed | principal |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 71,085 | $3,358,000 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 75,000 | $3,356,000 | dollars as filed | put |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 98,571 | $3,347,000 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 115,771 | $3,343,000 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 3,660,000 | $3,338,000 | dollars as filed | principal |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 100,551 | $3,335,000 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 49,599 | $3,333,000 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 61,140 | $3,332,000 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 40,740 | $3,327,000 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 229,926 | $3,327,000 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 136,005 | $3,325,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 58,231 | $3,321,000 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 90,300 | $3,319,000 | dollars as filed | call |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 168,995 | $3,314,000 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 324,391 | $3,308,000 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 214,502 | $3,299,000 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 32,900 | $3,295,000 | dollars as filed | call |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 98,211 | $3,294,000 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 12,500 | $3,293,000 | dollars as filed | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 670,952 | $3,293,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 205,141 | $3,289,000 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 133,735 | $3,286,000 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 82,800 | $3,285,000 | dollars as filed | put |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 55,968 | $3,283,000 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 94,492 | $3,275,000 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 98,700 | $3,274,000 | dollars as filed | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 1,000,000 | $3,270,000 | dollars as filed | put |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 158,307 | $3,263,000 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 102,120 | $3,260,000 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 43,284 | $3,259,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 81,310 | $3,259,000 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 500,000 | $3,250,000 | dollars as filed | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 46,400 | $3,245,000 | dollars as filed | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 34,789 | $3,244,000 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 12,500 | $3,241,000 | dollars as filed | call |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 126,947 | $3,240,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 56,752 | $3,238,000 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,000 | $3,236,000 | dollars as filed | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 66,489 | $3,235,000 | dollars as filed | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 124,666 | $3,233,000 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 428,584 | $3,228,000 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 520,912 | $3,214,000 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 321,076 | $3,211,000 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 32,682 | $3,202,000 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 261,171 | $3,199,000 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 30,000 | $3,190,000 | dollars as filed | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 307,500 | $3,189,000 | dollars as filed | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 50,856 | $3,188,000 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 110,269 | $3,186,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 273,890 | $3,180,000 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 36,846 | $3,179,000 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 77,138 | $3,178,000 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 276,203 | $3,173,000 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 36,174 | $3,171,000 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 82,947 | $3,170,000 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 218,430 | $3,168,000 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 123,195 | $3,165,000 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 35,742 | $3,162,000 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 3,370,000 | $3,157,000 | dollars as filed | principal |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 209,041 | $3,155,000 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 136,600 | $3,155,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 50,972 | $3,153,000 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 215,000 | $3,152,000 | dollars as filed | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 123,254 | $3,150,000 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 43,725 | $3,146,000 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 27,155 | $3,142,000 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 257,407 | $3,138,000 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 129,434 | $3,134,000 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 52,437 | $3,132,000 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 51,489 | $3,132,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 31,461 | $3,129,000 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 56,172 | $3,111,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 144,329 | $3,090,000 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 252,849 | $3,090,000 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 50,000 | $3,088,000 | dollars as filed | put |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 114,179 | $3,088,000 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 24,527 | $3,085,000 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 92,403 | $3,081,000 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 32,122 | $3,076,000 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 47,091 | $3,074,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 249,326 | $3,072,000 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 136,841 | $3,070,000 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 13,542 | $3,058,000 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 109,829 | $3,045,000 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 97,500 | $3,042,000 | dollars as filed | put |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 65,535 | $3,041,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 62,489 | $3,030,000 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 3,214,000 | $3,029,000 | dollars as filed | principal |
| HEALTH CATALYST INC | 42225T107 | COM | 299,145 | $3,027,000 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 20,300 | $3,026,000 | dollars as filed | put |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 33,974 | $3,017,000 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 113,039 | $3,015,000 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 375,472 | $3,015,000 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 53,903 | $3,015,000 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 51,101 | $3,012,000 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 20,025 | $3,009,000 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 30,133 | $3,008,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-053182 | this filing | 2023-11-14 | acceptance time not in the bulk data set |