13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,480 holding rows worth $369,063,327,000.
- Accession
- 0001140361-23-053182
- Filer
- CIK 1000275
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,503 entries on the cover page, a total value of $369,063,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,063,327,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 86,935 | $1,687,000 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 42,950 | $1,687,000 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 101,781 | $1,686,000 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 33,565 | $1,685,000 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 1,980,000 | $1,679,000 | dollars as filed | principal |
| BRUKER CORP | 116794108 | COM | 26,921 | $1,676,000 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 124,562 | $1,675,000 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 147,800 | $1,675,000 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 26,533 | $1,675,000 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 28,042 | $1,673,000 | dollars as filed | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 59,656 | $1,671,000 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 23,003 | $1,671,000 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 37,043 | $1,668,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 54,886 | $1,665,000 | dollars as filed | |
| PIMCO ETF TR | 72201R577 | ULTR SH GO AC FD | 16,529 | $1,664,000 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 26,200 | $1,662,000 | dollars as filed | call |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 58,500 | $1,662,000 | dollars as filed | put |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 570,000 | $1,661,000 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 32,094 | $1,660,000 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 30,661 | $1,656,000 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 27,950 | $1,654,000 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 197,703 | $1,650,000 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 111,876 | $1,649,000 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 234,035 | $1,648,000 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 12,260 | $1,645,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 54,337 | $1,645,000 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 92,606 | $1,644,000 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 80,371 | $1,642,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 19,250 | $1,641,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 54,429 | $1,639,000 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 87,614 | $1,637,000 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 49,900 | $1,636,000 | dollars as filed | call |
| CALIX INC | 13100M509 | COM | 35,665 | $1,635,000 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 127,388 | $1,634,000 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 20,000 | $1,630,000 | dollars as filed | call |
| YETI HLDGS INC COM | 98585X104 | Stock | 33,661 | $1,623,000 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 80,894 | $1,623,000 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 26,762 | $1,621,000 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 79,340 | $1,620,000 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 102,500 | $1,620,000 | dollars as filed | put |
| JELD-WEN HLDG INC | 47580P103 | COM | 121,172 | $1,619,000 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 147,949 | $1,619,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y665 | GRADIENT TACTIC | 73,789 | $1,616,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 51,253 | $1,610,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 41,967 | $1,609,000 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 98,984 | $1,608,000 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 34,097 | $1,603,000 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 50,380 | $1,603,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 129,000 | $1,603,000 | dollars as filed | put |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 1,649,000 | $1,603,000 | dollars as filed | principal |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 53,880 | $1,602,000 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,657 | $1,600,000 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 200,000 | $1,598,000 | dollars as filed | call |
| WINMARK CORP | 974250102 | COM | 4,280 | $1,597,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y201 | MUN INM ETF | 62,054 | $1,594,000 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 104,763 | $1,594,000 | dollars as filed | |
| POWELL INDS INC | 739128106 | COM | 19,206 | $1,593,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 20,416 | $1,593,000 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,900 | $1,585,000 | dollars as filed | call |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 1,720,000 | $1,585,000 | dollars as filed | principal |
| MARTEN TRANSPORT LTD | 573075108 | COM | 80,059 | $1,578,000 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 22,177 | $1,576,000 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 149,724 | $1,574,000 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 47,644 | $1,574,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 69,966 | $1,573,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 62,022 | $1,572,000 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 65,789 | $1,570,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 28,863 | $1,569,000 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 171,763 | $1,566,000 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 46,228 | $1,565,000 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 37,559 | $1,560,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 189,326 | $1,554,000 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 1,290,000 | $1,553,000 | dollars as filed | principal |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 19,038 | $1,550,000 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 16,028 | $1,548,000 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 272,728 | $1,544,000 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 21,062 | $1,543,000 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 90,123 | $1,542,000 | dollars as filed | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 9,411 | $1,540,000 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 71,791 | $1,540,000 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 49,631 | $1,539,000 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 148,125 | $1,539,000 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 35,000 | $1,538,000 | dollars as filed | put |
| IMMUNOVANT INC | 45258J102 | COM | 40,041 | $1,537,000 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 54,648 | $1,537,000 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 140,000 | $1,536,000 | dollars as filed | call |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 12,849 | $1,534,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 42,037 | $1,534,000 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 34,902 | $1,533,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 78,462 | $1,530,000 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 44,923 | $1,529,000 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,601,000 | $1,527,000 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 56,866 | $1,525,000 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 19,100 | $1,518,000 | dollars as filed | call |
| UNITI GROUP INC | 91325V108 | COM | 321,454 | $1,518,000 | dollars as filed | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 47,890 | $1,517,000 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 94,500 | $1,512,000 | dollars as filed | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 63,255 | $1,512,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 65,996 | $1,507,000 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 99,870 | $1,505,000 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 61,109 | $1,500,000 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 23,540 | $1,495,000 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 49,926 | $1,493,000 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 1,620,000 | $1,492,000 | dollars as filed | principal |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 21,209 | $1,491,000 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 49,419 | $1,491,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 49,832 | $1,488,000 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 30,960 | $1,487,000 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 33,528 | $1,487,000 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 41,935 | $1,486,000 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 61,232 | $1,484,000 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 180,599 | $1,483,000 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 53,544 | $1,483,000 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 27,682 | $1,478,000 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 52,931 | $1,470,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 60,033 | $1,469,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 45,749 | $1,467,000 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 80,000 | $1,461,000 | dollars as filed | put |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 11,191 | $1,459,000 | dollars as filed | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 20,771 | $1,459,000 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 704,732 | $1,458,000 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 10,758 | $1,451,000 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 68,411 | $1,451,000 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 100,000 | $1,448,000 | dollars as filed | put |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 26,439 | $1,448,000 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 49,512 | $1,443,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 55,483 | $1,441,000 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 43,937 | $1,438,000 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 264,789 | $1,435,000 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 201,641 | $1,435,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 113,618 | $1,433,000 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 260,931 | $1,430,000 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 31,645 | $1,430,000 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 172,377 | $1,427,000 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 46,257 | $1,427,000 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 20,500 | $1,423,000 | dollars as filed | call |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 69,919 | $1,423,000 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 35,000 | $1,420,000 | dollars as filed | call |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 55,920 | $1,420,000 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 19,160 | $1,419,000 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 165,277 | $1,418,000 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 58,938 | $1,417,000 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 12,748 | $1,416,000 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 50,777 | $1,416,000 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 46,470 | $1,416,000 | dollars as filed | |
| NOV INC | 62955J103 | COM | 67,753 | $1,416,000 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 40,090 | $1,414,000 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 41,524 | $1,413,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 37,700 | $1,410,000 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 102,015 | $1,408,000 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 1,547,000 | $1,405,000 | dollars as filed | principal |
| DOXIMITY INC CL A | 26622P107 | Stock | 66,135 | $1,404,000 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 151,102 | $1,403,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 44,843 | $1,402,000 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 55,177 | $1,401,000 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 38,171 | $1,401,000 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 66,646 | $1,399,000 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 133,460 | $1,396,000 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 64,554 | $1,395,000 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 10,000 | $1,393,000 | dollars as filed | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 10,194 | $1,392,000 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 19,853 | $1,387,000 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 468,029 | $1,386,000 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 27,226 | $1,385,000 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 152,800 | $1,381,000 | dollars as filed | put |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 58,811 | $1,381,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 28,202 | $1,381,000 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 33,637 | $1,379,000 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 44,000 | $1,376,000 | dollars as filed | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 46,675 | $1,376,000 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 30,000 | $1,375,000 | dollars as filed | put |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 24,083 | $1,373,000 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 20,545 | $1,372,000 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 1,795,000 | $1,372,000 | dollars as filed | principal |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 20,313 | $1,369,000 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 164,643 | $1,367,000 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 102,500 | $1,362,000 | dollars as filed | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 30,440 | $1,360,000 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 70,473 | $1,358,000 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 29,338 | $1,354,000 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 78,451 | $1,352,000 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 35,194 | $1,351,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 22,238 | $1,349,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,411,000 | $1,348,000 | dollars as filed | principal |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 73,000 | $1,343,000 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 48,385 | $1,342,000 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 95,360 | $1,342,000 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 68,526 | $1,342,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 1,682,000 | $1,341,000 | dollars as filed | principal |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 78,545 | $1,341,000 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 71,377 | $1,341,000 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 25,000 | $1,340,000 | dollars as filed | put |
| SONOS INC | 83570H108 | COM | 103,686 | $1,340,000 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 131,931 | $1,340,000 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 98,177 | $1,339,000 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 100,620 | $1,338,000 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 183,146 | $1,338,000 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 53,999 | $1,336,000 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 10,000 | $1,335,000 | dollars as filed | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 78,638 | $1,333,000 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,258 | $1,333,000 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 159,343 | $1,329,000 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 28,017 | $1,326,000 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 13,152 | $1,326,000 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 34,288 | $1,322,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 16,736 | $1,322,000 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 930,807 | $1,321,000 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 123,613 | $1,320,000 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 9,561 | $1,320,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q815 | SUST MUNI IN ETF | 27,430 | $1,320,000 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 43,236 | $1,319,000 | dollars as filed | |
| DENBURY INC | 24790A101 | COM | 13,455 | $1,319,000 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 315,322 | $1,317,000 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 50,440 | $1,315,000 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 35,697 | $1,314,000 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 81,064 | $1,313,000 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 118,844 | $1,306,000 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 44,016 | $1,305,000 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 46,197 | $1,305,000 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 12,825 | $1,304,000 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 15,656 | $1,303,000 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 48,042 | $1,302,000 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 44,300 | $1,302,000 | dollars as filed | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 30,828 | $1,302,000 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 260,630 | $1,301,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 77,626 | $1,301,000 | dollars as filed | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 40,764 | $1,301,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 357,324 | $1,301,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 17,968 | $1,300,000 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 57,360 | $1,300,000 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 24,647 | $1,299,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 100,000 | $1,290,000 | dollars as filed | put |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 65,203 | $1,288,000 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 25,912 | $1,287,000 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 54,602 | $1,283,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 10,349 | $1,280,000 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 90,578 | $1,277,000 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 68,000 | $1,274,000 | dollars as filed | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 35,749 | $1,273,000 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 15,132 | $1,272,000 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 55,300 | $1,269,000 | dollars as filed | call |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 88,738 | $1,269,000 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 41,038 | $1,269,000 | dollars as filed | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 32,630 | $1,269,000 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 125,186 | $1,266,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 205,000 | $1,265,000 | dollars as filed | put |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 100,644 | $1,263,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 88,354 | $1,263,000 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 79,757 | $1,260,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 33,729 | $1,260,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 20,651 | $1,257,000 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 63,271 | $1,255,000 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 50,209 | $1,251,000 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 49,634 | $1,247,000 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 8,588 | $1,247,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 36,690 | $1,245,000 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 36,381 | $1,244,000 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 95,174 | $1,243,000 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 395,827 | $1,243,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 53,124 | $1,238,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 37,425 | $1,236,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 59,123 | $1,235,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 199,638 | $1,232,000 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 243,873 | $1,230,000 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 32,306 | $1,230,000 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 72,404 | $1,230,000 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 70,712 | $1,228,000 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 100,870 | $1,228,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 22,401 | $1,227,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 84,660 | $1,227,000 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 10,817 | $1,226,000 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 333,886 | $1,226,000 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 25,337 | $1,225,000 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 19,815 | $1,224,000 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 52,101 | $1,224,000 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 38,013 | $1,223,000 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 137,489 | $1,222,000 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 15,635 | $1,219,000 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 87,256 | $1,216,000 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 270,205 | $1,216,000 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 104,273 | $1,216,000 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 16,222 | $1,215,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 11,510 | $1,214,000 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 17,011 | $1,213,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 11,970 | $1,210,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 27,539 | $1,206,000 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 63,333 | $1,205,000 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 143,301 | $1,203,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J109 | ARES SYSTEMATIC | 28,020 | $1,203,000 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 11,824 | $1,201,000 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 49,008 | $1,196,000 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 3,638 | $1,194,000 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 60,910 | $1,193,000 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 49,633 | $1,192,000 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 188,011 | $1,190,000 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 41,390 | $1,189,000 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 56,798 | $1,185,000 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 42,500 | $1,185,000 | dollars as filed | call |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 79,879 | $1,184,000 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 100,870 | $1,184,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 69,307 | $1,183,000 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 31,117 | $1,183,000 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 114,794 | $1,181,000 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 9,000 | $1,180,000 | dollars as filed | put |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 46,053 | $1,180,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 49,663 | $1,179,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,000 | $1,178,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 30,074 | $1,178,000 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 130,000 | $1,175,000 | dollars as filed | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 100,000 | $1,175,000 | dollars as filed | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 37,651 | $1,173,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 33,742 | $1,169,000 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 200,286 | $1,168,000 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 39,078 | $1,167,000 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 94,075 | $1,166,000 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 81,814 | $1,164,000 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 45,175 | $1,163,000 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 49,234 | $1,163,000 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 24,719 | $1,163,000 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 25,386 | $1,162,000 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 29,614 | $1,162,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 18,194 | $1,159,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 21,718 | $1,157,000 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 192,095 | $1,156,000 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 186,105 | $1,156,000 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 74,691 | $1,154,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 28,045 | $1,147,000 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 84,166 | $1,146,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 47,671 | $1,146,000 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 127,720 | $1,144,000 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 191,126 | $1,143,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 17,446 | $1,143,000 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 12,000 | $1,142,000 | dollars as filed | call |
| LYFT INC | 55087P104 | CL A COM | 108,100 | $1,139,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 28,417 | $1,134,000 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 137,902 | $1,132,000 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 48,948 | $1,132,000 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 115,213 | $1,130,000 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 131,550 | $1,129,000 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 14,925 | $1,124,000 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 24,000 | $1,122,000 | dollars as filed | put |
| BRAZE INC | 10576N102 | COM CL A | 24,000 | $1,122,000 | dollars as filed | call |
| VIASAT INC | 92552V100 | COM | 60,735 | $1,122,000 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 52,290 | $1,121,000 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 6,600 | $1,118,000 | dollars as filed | call |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 82,766 | $1,118,000 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 12,331 | $1,113,000 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 112,771 | $1,113,000 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 27,238 | $1,113,000 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 37,679 | $1,113,000 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 17,959 | $1,111,000 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 49,551 | $1,111,000 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 91,238 | $1,108,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 29,867 | $1,107,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 35,474 | $1,105,000 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 90,003 | $1,103,000 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,932 | $1,100,000 | dollars as filed | |
| KADANT INC | 48282T104 | COM | 4,875 | $1,100,000 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 228,745 | $1,098,000 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 22,451 | $1,096,000 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 21,462 | $1,096,000 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 70,200 | $1,094,000 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 71,581 | $1,093,000 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 35,572 | $1,091,000 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 22,249 | $1,090,000 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 110,965 | $1,087,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 20,302 | $1,085,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 217,105 | $1,083,000 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 47,891 | $1,081,000 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 121,015 | $1,081,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 60,415 | $1,079,000 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 46,646 | $1,079,000 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 208,876 | $1,076,000 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 101,274 | $1,076,000 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 61,266 | $1,073,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 63,568 | $1,073,000 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 65,000 | $1,071,000 | dollars as filed | put |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 10,688 | $1,071,000 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 110,858 | $1,070,000 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 24,805 | $1,070,000 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 35,432 | $1,069,000 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 42,812 | $1,066,000 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 118,235 | $1,065,000 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 71,449 | $1,065,000 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 315,325 | $1,062,000 | dollars as filed | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 28,674 | $1,062,000 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 16,088 | $1,060,000 | dollars as filed | |
| SPARTANNASH CO | 847215100 | COM | 48,127 | $1,060,000 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 39,365 | $1,059,000 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 63,700 | $1,056,000 | dollars as filed | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 17,441 | $1,055,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 25,548 | $1,055,000 | dollars as filed | |
| STONEX GROUP INC | 861896108 | COM | 10,887 | $1,055,000 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 4,044 | $1,051,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 103,590 | $1,050,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q826 | SMALL MID CAP | 42,481 | $1,050,000 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 268,284 | $1,049,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 26,403 | $1,049,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 146,989 | $1,048,000 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 69,463 | $1,044,000 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 55,878 | $1,043,000 | dollars as filed | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 25,147 | $1,041,000 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 155,389 | $1,040,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 76,847 | $1,040,000 | dollars as filed | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 10,072 | $1,038,000 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 60,668 | $1,037,000 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 116,304 | $1,036,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 32,740 | $1,035,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y409 | SHORT DURATION | 41,243 | $1,033,000 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 202,163 | $1,032,000 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 42,140 | $1,032,000 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 21,121 | $1,031,000 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 1,180,000 | $1,030,000 | dollars as filed | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 81,431 | $1,028,000 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 61,789 | $1,028,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q799 | HIGH YIELD MUNI | 21,665 | $1,027,000 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 73,352 | $1,027,000 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 34,337 | $1,026,000 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 30,240 | $1,024,000 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 18,056 | $1,021,000 | dollars as filed | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 34,064 | $1,018,000 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 16,318 | $1,017,000 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,131 | $1,014,000 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 1,200,000 | $1,013,000 | dollars as filed | principal |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 43,226 | $1,013,000 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 22,498 | $1,012,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 44,265 | $1,012,000 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 33,050 | $1,012,000 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 101,727 | $1,011,000 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 73,035 | $1,011,000 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,178 | $1,011,000 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 34,100 | $1,009,000 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 28,472 | $1,008,000 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 80,317 | $1,004,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 12,028 | $1,004,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 14,876 | $1,004,000 | dollars as filed | |
| VERITIV CORP | 923454102 | COM | 5,937 | $1,004,000 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 82,213 | $1,001,000 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 52,226 | $1,001,000 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 42,605 | $1,001,000 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 49,935 | $1,000,000 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 35,060 | $999,000 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 1,260,000 | $997,000 | dollars as filed | principal |
| Pfizer Inc. | 717081103 | COM | 30,000 | $995,000 | dollars as filed | call |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 1,145,000 | $995,000 | dollars as filed | principal |
| TERNIUM SA | 880890108 | SPONSORED ADS | 24,949 | $995,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 36,029 | $993,000 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 29,469 | $992,000 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 8,502 | $991,000 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 53,305 | $990,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 29,929 | $989,000 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 29,575 | $988,000 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 24,820 | $987,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 102,922 | $983,000 | dollars as filed | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 33,084 | $983,000 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 15,878 | $982,000 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 30,686 | $981,000 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 230,028 | $980,000 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 56,282 | $977,000 | dollars as filed | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 27,294 | $977,000 | dollars as filed | |
| VICOR CORP | 925815102 | COM | 16,577 | $976,000 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 53,186 | $974,000 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 23,650 | $974,000 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 45,138 | $974,000 | dollars as filed | principal |
| CHAMPION HOMES INC | 830830105 | COM | 15,275 | $973,000 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 1,091,000 | $973,000 | dollars as filed | principal |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 67,455 | $972,000 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 51,878 | $970,000 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 12,204 | $970,000 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 63,586 | $970,000 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 117,746 | $969,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F474 | FT VEST US EQT | 30,596 | $968,000 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 43,250 | $967,000 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 5,871 | $965,000 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 33,834 | $963,000 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 221,900 | $963,000 | dollars as filed | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 75,679 | $961,000 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 74,281 | $959,000 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 35,500 | $958,000 | dollars as filed | call |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 34,692 | $957,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 62,287 | $957,000 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 69,377 | $955,000 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 10,000 | $953,000 | dollars as filed | call |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 25,545 | $953,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 21,570 | $953,000 | dollars as filed | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 30,995 | $951,000 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 49,105 | $948,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 19,750 | $947,000 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 12,505 | $946,000 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 18,665 | $944,000 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 13,660 | $936,000 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 1,027,781 | $935,000 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 58,418 | $935,000 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 118,676 | $934,000 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 123,592 | $933,000 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 109,281 | $929,000 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 49,792 | $928,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 165,395 | $928,000 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 62,257 | $928,000 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 27,121 | $927,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-053182 | this filing | 2023-11-14 | acceptance time not in the bulk data set |