13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,480 holding rows worth $369,063,327,000.
- Accession
- 0001140361-23-053182
- Filer
- CIK 1000275
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,503 entries on the cover page, a total value of $369,063,327,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,063,327,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Union Pacific Corporation | 907818108 | COM | 55,000 | $11,200,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 369,823 | $11,150,000 | dollars as filed | |
| CBIZ INC | 124805102 | COM | 214,813 | $11,150,000 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 879,162 | $11,103,000 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 214,529 | $11,087,000 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,962,824 | $11,082,000 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 88,524 | $11,069,000 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 35,256 | $11,067,000 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 316,259 | $11,059,000 | dollars as filed | |
| General Electric Company | 369604301 | COM | 100,000 | $11,055,000 | dollars as filed | call |
| MASCO CORP | 574599106 | COM | 205,985 | $11,009,000 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 6,000 | $10,991,000 | dollars as filed | put |
| ISHARES INC | 46434G863 | COM | 362,590 | $10,980,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 196,405 | $10,944,000 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,219,261 | $10,936,000 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 1,200,351 | $10,924,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 506,824 | $10,897,000 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 119,500 | $10,889,000 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 100,000 | $10,833,000 | dollars as filed | call |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 60,185 | $10,824,000 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 11,653,000 | $10,814,000 | dollars as filed | principal |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 153,801 | $10,758,000 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,108,990 | $10,757,000 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 193,763 | $10,748,000 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 128,478 | $10,743,000 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 217,622 | $10,740,000 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 143,609 | $10,733,000 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 198,451 | $10,732,000 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 116,207 | $10,709,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 212,575 | $10,681,000 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 182,500 | $10,669,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 233,844 | $10,668,000 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 185,624 | $10,668,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 7,067,000 | $10,654,000 | dollars as filed | principal |
| WORKIVA INC COM CL A | 98139A105 | Stock | 105,110 | $10,652,000 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 646,112 | $10,649,000 | dollars as filed | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 258,214 | $10,646,000 | dollars as filed | |
| PGIM | 69344A834 | MUTUAL FUNDS - | 210,232 | $10,608,000 | dollars as filed | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 246,070 | $10,595,000 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 160,671 | $10,587,000 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 223,922 | $10,583,000 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 350,856 | $10,583,000 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 101,361 | $10,555,000 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 135,000 | $10,549,000 | dollars as filed | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 304,514 | $10,542,000 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 159,404 | $10,513,000 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 146,735 | $10,473,000 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 96,000 | $10,460,000 | dollars as filed | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 193,162 | $10,454,000 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 114,982 | $10,421,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 178,987 | $10,407,000 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 157,604 | $10,394,000 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 50,000 | $10,392,000 | dollars as filed | put |
| Lowes Companies,Inc. | 548661107 | COM | 50,000 | $10,392,000 | dollars as filed | call |
| PINNACLE WEST CAP CORP | 723484101 | COM | 140,870 | $10,381,000 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 142,318 | $10,372,000 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 100,101 | $10,347,000 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 172,602 | $10,295,000 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 97,425 | $10,276,000 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 1,473,815 | $10,257,000 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 682,415 | $10,202,000 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 105,000 | $10,190,000 | dollars as filed | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 287,200 | $10,187,000 | dollars as filed | call |
| ConocoPhillips | 20825C104 | COM | 85,000 | $10,183,000 | dollars as filed | call |
| AAON INC | 000360206 | COM PAR $0.004 | 178,890 | $10,174,000 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,495,734 | $10,158,000 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 286,000 | $10,144,000 | dollars as filed | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 245,798 | $10,140,000 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 62,490 | $10,119,000 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 313,300 | $10,110,000 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 354,386 | $10,099,000 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 685,348 | $10,094,000 | dollars as filed | |
| KBHOME | 48666K109 | COM | 217,810 | $10,081,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 558,258 | $10,060,000 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 17,800 | $10,056,000 | dollars as filed | call |
| PTC INC COM | 69370C100 | Stock | 70,942 | $10,051,000 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 64,014 | $10,050,000 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 186,463 | $10,043,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 224,943 | $10,031,000 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 250,954 | $10,028,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 10,154,000 | $10,002,000 | dollars as filed | principal |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 167,437 | $9,987,000 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 12,000 | $9,967,000 | dollars as filed | call |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 347,464 | $9,960,000 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 490,347 | $9,953,000 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 129,581 | $9,942,000 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 529,566 | $9,922,000 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 8,827,000 | $9,896,000 | dollars as filed | principal |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,671,717 | $9,896,000 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 436,002 | $9,885,000 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 113,018 | $9,878,000 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 260,000 | $9,877,000 | dollars as filed | put |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 1,420,415 | $9,858,000 | dollars as filed | |
| PACER FDS TR | 69374H717 | CMN | 285,610 | $9,840,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 436,359 | $9,762,000 | dollars as filed | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 246,384 | $9,744,000 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 103,712 | $9,739,000 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 93,202 | $9,737,000 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 98,787 | $9,720,000 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 99,654 | $9,719,000 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 58,345 | $9,716,000 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 39,400 | $9,692,000 | dollars as filed | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 457,147 | $9,691,000 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 5,311 | $9,684,000 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 769,636 | $9,660,000 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 100,000 | $9,657,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 554,370 | $9,656,000 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 211,774 | $9,646,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 153,001 | $9,645,000 | dollars as filed | |
| DIGI INTL INC | 253798102 | COM | 356,410 | $9,623,000 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 185,739 | $9,585,000 | dollars as filed | |
| Boeing Company | 097023105 | COM | 50,000 | $9,584,000 | dollars as filed | call |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 508,914 | $9,573,000 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 500,000 | $9,565,000 | dollars as filed | call |
| ITT INC COM | 45073V108 | Stock | 97,509 | $9,548,000 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 506,287 | $9,523,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 198,808 | $9,513,000 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 292,300 | $9,473,000 | dollars as filed | call |
| SKECHERS U S A INC | 830566105 | CL A | 192,974 | $9,447,000 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 217,957 | $9,435,000 | dollars as filed | |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 299,207 | $9,414,000 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 139,928 | $9,392,000 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 51,598 | $9,375,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 27,100 | $9,373,000 | dollars as filed | put |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 440,580 | $9,370,000 | dollars as filed | |
| RH | 74967X103 | COM | 35,427 | $9,366,000 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 60,000 | $9,345,000 | dollars as filed | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 500,981 | $9,343,000 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 699,822 | $9,342,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 311,704 | $9,335,000 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 79,779 | $9,325,000 | dollars as filed | |
| VWO | 922042858 | SHS | 237,400 | $9,308,000 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 221,329 | $9,298,000 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 204,517 | $9,283,000 | dollars as filed | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 128,872 | $9,279,000 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 732,332 | $9,271,000 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 118,127 | $9,266,000 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 225,091 | $9,248,000 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 291,447 | $9,196,000 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 525,974 | $9,188,000 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 77,626 | $9,181,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 376,375 | $9,139,000 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 9,787,000 | $9,130,000 | dollars as filed | principal |
| REGAL REXNORD CORPORATION | 758750103 | COM | 63,889 | $9,127,000 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 53,448 | $9,108,000 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 73,187 | $9,095,000 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 107,501 | $9,086,000 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 1,017,609 | $9,068,000 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 183,076 | $9,046,000 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 125,631 | $9,033,000 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 8,110 | $9,020,000 | dollars as filed | principal |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 36,620 | $9,013,000 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 600,000 | $9,012,000 | dollars as filed | call |
| US FOODS HLDG CORP COM | 912008109 | Stock | 226,945 | $9,010,000 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 82,722 | $8,981,000 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 34,225 | $8,975,000 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 101,664 | $8,970,000 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 51,860 | $8,947,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 244,378 | $8,928,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 176,879 | $8,925,000 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 110,892 | $8,895,000 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 364,334 | $8,894,000 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 148,903 | $8,877,000 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 233,340 | $8,872,000 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 267,300 | $8,853,000 | dollars as filed | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 382,643 | $8,847,000 | dollars as filed | |
| Intel Corp | 458140100 | COM | 248,600 | $8,838,000 | dollars as filed | call |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 102,475 | $8,836,000 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 117,724 | $8,836,000 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 132,857 | $8,827,000 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 455,558 | $8,815,000 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 381,648 | $8,809,000 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 354,836 | $8,747,000 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 268,928 | $8,729,000 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 8,989,000 | $8,722,000 | dollars as filed | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 531,099 | $8,721,000 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 352,597 | $8,705,000 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 118,716 | $8,699,000 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,548,734 | $8,694,000 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 596,555 | $8,685,000 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 530,000 | $8,660,000 | dollars as filed | put |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 434,939 | $8,651,000 | dollars as filed | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 33,858 | $8,644,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 140,000 | $8,623,000 | dollars as filed | put |
| GREENBRIER COS INC | 393657101 | COM | 215,592 | $8,623,000 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 86,060 | $8,619,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 288,363 | $8,603,000 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 80,710 | $8,581,000 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 244,690 | $8,535,000 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 93,073 | $8,530,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 286,153 | $8,521,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 195,941 | $8,504,000 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 281,853 | $8,483,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 7,275,000 | $8,479,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 86,034 | $8,476,000 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 160,051 | $8,463,000 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 7,874,000 | $8,460,000 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 163,138 | $8,450,000 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 534,500 | $8,445,000 | dollars as filed | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 658,137 | $8,432,000 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 22,300 | $8,420,000 | dollars as filed | put |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 104,328 | $8,398,000 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 551,981 | $8,391,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 102,666 | $8,353,000 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 257,555 | $8,347,000 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 189,000 | $8,333,000 | dollars as filed | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 48,600 | $8,332,000 | dollars as filed | call |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 7,093,000 | $8,324,000 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 161,538 | $8,321,000 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 280,358 | $8,310,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 174,200 | $8,309,000 | dollars as filed | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 439,556 | $8,303,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,011,334 | $8,303,000 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 246,606 | $8,285,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 427,091 | $8,279,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 278,700 | $8,277,000 | dollars as filed | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 18,600 | $8,269,000 | dollars as filed | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 206,242 | $8,267,000 | dollars as filed | |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 8,900,000 | $8,236,000 | dollars as filed | principal |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,005,610 | $8,226,000 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 360,770 | $8,208,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 185,636 | $8,199,000 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 294,926 | $8,197,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 34,900 | $8,182,000 | dollars as filed | call |
| DROPBOX INC CL A | 26210C104 | Stock | 300,000 | $8,169,000 | dollars as filed | put |
| PRA Group Inc | 69354N106 | COM | 425,008 | $8,165,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 240,612 | $8,152,000 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 195,442 | $8,128,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 597,342 | $8,118,000 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 557,500 | $8,112,000 | dollars as filed | put |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 257,992 | $8,102,000 | dollars as filed | |
| EA SERIES TRUST | 02072L680 | STRIVE 500 ETF | 295,447 | $8,095,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 172,163 | $8,088,000 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 456,451 | $8,075,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 147,500 | $8,049,000 | dollars as filed | put |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 9,190,000 | $8,046,000 | dollars as filed | principal |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 151,200 | $8,045,000 | dollars as filed | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 109,163 | $8,033,000 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 754,754 | $8,023,000 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 210,195 | $8,016,000 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 268,776 | $7,994,000 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 319,589 | $7,976,000 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 6,994,000 | $7,959,000 | dollars as filed | principal |
| Oracle Corporation | 68389X105 | COM | 75,000 | $7,944,000 | dollars as filed | put |
| FS KKR CAP CORP | 302635206 | COM | 403,426 | $7,944,000 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 206,011 | $7,936,000 | dollars as filed | |
| PACER FDS TR | 69374H691 | mc | 244,244 | $7,912,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 84,283 | $7,908,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 214,352 | $7,898,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 121,689 | $7,893,000 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 394,994 | $7,877,000 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 132,270 | $7,866,000 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 216,477 | $7,836,000 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 393,198 | $7,809,000 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 274,228 | $7,804,000 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 77,775 | $7,784,000 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 44,000 | $7,759,000 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 205,827 | $7,758,000 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 171,792 | $7,754,000 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 268,502 | $7,706,000 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 100,000 | $7,675,000 | dollars as filed | call |
| COHU INC | 192576106 | COM | 222,845 | $7,675,000 | dollars as filed | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 209,894 | $7,674,000 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 15,000 | $7,664,000 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 300,278 | $7,645,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 112,737 | $7,642,000 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 236,186 | $7,641,000 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 327,235 | $7,622,000 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 786,794 | $7,616,000 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 521,123 | $7,609,000 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 150,563 | $7,603,000 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 825,265 | $7,601,000 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 56,185 | $7,548,000 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 64,994 | $7,542,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 124,475 | $7,540,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY ONE S C | 531229755 | Stock | 121,000 | $7,538,000 | dollars as filed | call |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 113,561 | $7,533,000 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 133,212 | $7,526,000 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 189,700 | $7,520,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 204,496 | $7,517,000 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 274,400 | $7,513,000 | dollars as filed | call |
| MAGNA INTL INC COM | 559222401 | Stock | 140,000 | $7,505,000 | dollars as filed | call |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 223,459 | $7,505,000 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 252,384 | $7,501,000 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 70,000 | $7,500,000 | dollars as filed | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 394,685 | $7,464,000 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 126,486 | $7,456,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 175,914 | $7,452,000 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 209,170 | $7,451,000 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 120,859 | $7,450,000 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 299,703 | $7,433,000 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 80,000 | $7,393,000 | dollars as filed | put |
| BALL CORP | 058498106 | COM | 148,250 | $7,380,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 110,046 | $7,378,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 75,866 | $7,376,000 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 416,688 | $7,366,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 130,568 | $7,359,000 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 75,000 | $7,355,000 | dollars as filed | call |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 101,436 | $7,349,000 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 744,645 | $7,343,000 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 60,000 | $7,339,000 | dollars as filed | call |
| WIX COM LTD SHS | M98068105 | Stock | 79,920 | $7,336,000 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 257,690 | $7,326,000 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 240,539 | $7,322,000 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 115,000 | $7,319,000 | dollars as filed | call |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 145,448 | $7,316,000 | dollars as filed | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 180,227 | $7,295,000 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 93,000 | $7,267,000 | dollars as filed | put |
| ServiceNow,Inc. | 81762P102 | COM | 13,000 | $7,266,000 | dollars as filed | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 139,391 | $7,265,000 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 46,664 | $7,253,000 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 178,208 | $7,241,000 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 234,152 | $7,237,000 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 92,245 | $7,227,000 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 633,803 | $7,188,000 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 51,100 | $7,169,000 | dollars as filed | put |
| PAGERDUTY INC COM | 69553P100 | Stock | 318,750 | $7,168,000 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 941,842 | $7,167,000 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 134,622 | $7,108,000 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 732,817 | $7,094,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416870 | HART DI EQUI ETF | 167,505 | $7,083,000 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 160,000 | $7,082,000 | dollars as filed | put |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 199,773 | $7,081,000 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 113,865 | $7,076,000 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 240,000 | $7,056,000 | dollars as filed | call |
| Cisco Systems,Inc. | 17275R102 | COM | 131,100 | $7,048,000 | dollars as filed | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 135,705 | $7,044,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 157,987 | $7,029,000 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 1,983,381 | $7,021,000 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 50,000 | $7,015,000 | dollars as filed | call |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 77,676 | $7,014,000 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 260,270 | $7,012,000 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 450,457 | $7,005,000 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 38,337 | $7,002,000 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 104,386 | $6,990,000 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 256,089 | $6,971,000 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 134,470 | $6,964,000 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 239,946 | $6,948,000 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 141,231 | $6,947,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 102,036 | $6,947,000 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 300,184 | $6,941,000 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 684,410 | $6,926,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 143,826 | $6,926,000 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 50,000 | $6,923,000 | dollars as filed | put |
| Applied Materials,Inc. | 038222105 | COM | 50,000 | $6,923,000 | dollars as filed | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 61,859 | $6,900,000 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 100,799 | $6,900,000 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 96,000 | $6,892,000 | dollars as filed | call |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 579,826 | $6,889,000 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 497,824 | $6,889,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 161,322 | $6,877,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 146,784 | $6,870,000 | dollars as filed | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 7,763,000 | $6,853,000 | dollars as filed | principal |
| EVERCORE INC CLASS A | 29977A105 | Stock | 49,688 | $6,851,000 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 38,091 | $6,850,000 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 102,038 | $6,840,000 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 183,705 | $6,828,000 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 104,054 | $6,802,000 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 133,957 | $6,796,000 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 2,200 | $6,785,000 | dollars as filed | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 100,000 | $6,774,000 | dollars as filed | call |
| INSPERITY INC | 45778Q107 | COM | 69,380 | $6,772,000 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 211,505 | $6,772,000 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 22,000 | $6,756,000 | dollars as filed | call |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 202,600 | $6,755,000 | dollars as filed | put |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 325,484 | $6,738,000 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 210,558 | $6,727,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 86,100 | $6,720,000 | dollars as filed | call |
| TAPESTRY INC COM | 876030107 | Stock | 233,195 | $6,703,000 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 51,677 | $6,678,000 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 290,461 | $6,666,000 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 150,000 | $6,651,000 | dollars as filed | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,216,147 | $6,628,000 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 316,090 | $6,625,000 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 25,000 | $6,623,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 122,315 | $6,620,000 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 177,500 | $6,619,000 | dollars as filed | put |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 289,692 | $6,619,000 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 59,230 | $6,615,000 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 274,276 | $6,611,000 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 332,952 | $6,604,000 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 118,853 | $6,586,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 128,461 | $6,585,000 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 649,315 | $6,584,000 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 37,167 | $6,577,000 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 118,760 | $6,564,000 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 301,101 | $6,552,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 58,927 | $6,549,000 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 194,179 | $6,542,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 225,000 | $6,539,000 | dollars as filed | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,013,647 | $6,538,000 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 70,337 | $6,537,000 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 234,507 | $6,533,000 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 294,316 | $6,531,000 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 383,884 | $6,525,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 88,975 | $6,519,000 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 604,084 | $6,512,000 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 107,886 | $6,493,000 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,190,000 | $6,486,000 | dollars as filed | put |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 6,717,000 | $6,482,000 | dollars as filed | principal |
| SCHEIN HENRY INC | 806407102 | COM | 87,263 | $6,479,000 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 306,126 | $6,454,000 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 436,178 | $6,451,000 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 85,400 | $6,448,000 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 221,155 | $6,441,000 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 45,000 | $6,430,000 | dollars as filed | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 483,228 | $6,428,000 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 55,341 | $6,425,000 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 547,596 | $6,418,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 125,646 | $6,410,000 | dollars as filed | |
| TORO CO | 891092108 | COM | 77,126 | $6,409,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 236,808 | $6,408,000 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 1,449,370 | $6,392,000 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 85,754 | $6,391,000 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 180,659 | $6,381,000 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 190,353 | $6,381,000 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 82,532 | $6,359,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 93,517 | $6,347,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 549,775 | $6,345,000 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 141,373 | $6,334,000 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 182,167 | $6,327,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 433,335 | $6,314,000 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 452,138 | $6,311,000 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 83,776 | $6,296,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 164,442 | $6,296,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 283,418 | $6,281,000 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 59,163 | $6,277,000 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 561,878 | $6,271,000 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 138,334 | $6,255,000 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 88,413 | $6,241,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 134,617 | $6,240,000 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 158,309 | $6,230,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 353,443 | $6,226,000 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 400,652 | $6,198,000 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 200,860 | $6,196,000 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 186,818 | $6,188,000 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 156,800 | $6,187,000 | dollars as filed | put |
| CATALENT INC USD 0.01 | 148806102 | COM | 135,845 | $6,187,000 | dollars as filed | |
| OXFORD INDS INC | 691497309 | COM | 64,264 | $6,177,000 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 437,669 | $6,171,000 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 31,062 | $6,164,000 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 291,034 | $6,164,000 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 250,000 | $6,163,000 | dollars as filed | put |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 121,245 | $6,141,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 281,740 | $6,128,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 94,929 | $6,120,000 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 12,000 | $6,119,000 | dollars as filed | call |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 199,152 | $6,119,000 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 50,693 | $6,117,000 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 372,867 | $6,115,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,254,868 | $6,111,000 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 326,152 | $6,109,000 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 120,535 | $6,093,000 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 214,397 | $6,091,000 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 42,430 | $6,091,000 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 113,549 | $6,078,000 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 120,279 | $6,068,000 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 274,182 | $6,041,000 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4,375 | $6,038,000 | dollars as filed | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 397,702 | $6,033,000 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 825,360 | $6,017,000 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 103,461 | $6,008,000 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 110,207 | $6,006,000 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 2,055,899 | $6,003,000 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 314,020 | $5,998,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 107,818 | $5,993,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 219,387 | $5,981,000 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 55,056 | $5,977,000 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 390,116 | $5,977,000 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 311,295 | $5,973,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 157,872 | $5,973,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 75,973 | $5,968,000 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 176,216 | $5,957,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 353,744 | $5,947,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 204,361 | $5,938,000 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 136,127 | $5,932,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 132,773 | $5,926,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 231,526 | $5,910,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 70,128 | $5,889,000 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 237,023 | $5,887,000 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 217,936 | $5,880,000 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 109,602 | $5,880,000 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 730,319 | $5,879,000 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 46,053 | $5,873,000 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 187,800 | $5,873,000 | dollars as filed | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 84,800 | $5,846,000 | dollars as filed | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,022,900 | $5,846,000 | dollars as filed | call |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 392,199 | $5,844,000 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 304,205 | $5,817,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 6,308,000 | $5,800,000 | dollars as filed | principal |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 110,648 | $5,797,000 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 422,200 | $5,793,000 | dollars as filed | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 75,600 | $5,788,000 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 201,821 | $5,784,000 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 51,512 | $5,775,000 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 347,002 | $5,774,000 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 326,714 | $5,770,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 450,000 | $5,765,000 | dollars as filed | put |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 131,854 | $5,762,000 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 138,554 | $5,758,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-053182 | this filing | 2023-11-14 | acceptance time not in the bulk data set |