13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,623 holding rows worth $381,172,679,000.
- Accession
- 0001140361-23-039575
- Filer
- CIK 1000275
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 28,242 entries on the cover page, a total value of $381,172,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $381,172,679,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 53,134 | $3,027,000 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 130,640 | $3,025,000 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 1,000,000 | $3,020,000 | dollars as filed | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 69,320 | $3,019,000 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 112,712 | $3,017,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 17,270 | $3,016,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 220,166 | $3,012,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 15,247 | $3,010,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 83,761 | $3,009,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 51,671 | $3,003,000 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 45,197 | $2,998,000 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 90,203 | $2,994,000 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 98,254 | $2,977,000 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 49,992 | $2,971,000 | dollars as filed | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 2,434,013 | $2,969,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 97,974 | $2,968,000 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 3,014,000 | $2,965,000 | dollars as filed | principal |
| NUTRIEN LTD COM | 67077M108 | Stock | 50,000 | $2,953,000 | dollars as filed | put |
| C3 AI INC | 12468P104 | CL A | 81,015 | $2,951,000 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 198,130 | $2,950,000 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 74,741 | $2,943,000 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 29,854 | $2,935,000 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 252,252 | $2,927,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 74,388 | $2,921,000 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 61,794 | $2,917,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 74,438 | $2,913,000 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 49,648 | $2,910,000 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 689,739 | $2,910,000 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 119,428 | $2,908,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 35,564 | $2,907,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 60,759 | $2,906,000 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 247,642 | $2,905,000 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 325,000 | $2,902,000 | dollars as filed | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 101,554 | $2,902,000 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 169,708 | $2,897,000 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 30,924 | $2,892,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 65,240 | $2,889,000 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 107,709 | $2,884,000 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 83,418 | $2,880,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 121,975 | $2,879,000 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 15,699 | $2,878,000 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 41,401 | $2,873,000 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 188,297 | $2,872,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 118,256 | $2,869,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 58,561 | $2,869,000 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 76,477 | $2,863,000 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 112,637 | $2,860,000 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 260,041 | $2,860,000 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 197,101 | $2,857,000 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 30,615 | $2,855,000 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 79,779 | $2,855,000 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 7,070 | $2,844,000 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 14,593 | $2,844,000 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 124,107 | $2,841,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 423,139 | $2,839,000 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 66,243 | $2,835,000 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 108,766 | $2,834,000 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 83,278 | $2,832,000 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 17,185 | $2,829,000 | dollars as filed | |
| F N B CORP | 302520101 | COM | 246,943 | $2,825,000 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 15,363 | $2,822,000 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 144,503 | $2,817,000 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 36,474 | $2,815,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 151,144 | $2,814,000 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 107,666 | $2,811,000 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 350,656 | $2,805,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 78,612 | $2,801,000 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 108,923 | $2,786,000 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 103,020 | $2,784,000 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 2,445,000 | $2,784,000 | dollars as filed | principal |
| STEM INC | 85859N102 | COM | 486,510 | $2,783,000 | dollars as filed | |
| WSFS FINL CORP | 929328102 | COM | 73,578 | $2,775,000 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 16,639 | $2,773,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 60,620 | $2,771,000 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 306,438 | $2,770,000 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 24,367 | $2,769,000 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 222,675 | $2,768,000 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 75,400 | $2,766,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 26,565 | $2,765,000 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 75,516 | $2,764,000 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 18,800 | $2,761,000 | dollars as filed | call |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 119,931 | $2,760,000 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 61,194 | $2,753,000 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 133,011 | $2,750,000 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 213,144 | $2,745,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 17,541 | $2,744,000 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 41,195 | $2,741,000 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 47,227 | $2,739,000 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 204,000 | $2,738,000 | dollars as filed | call |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 2,903,000 | $2,738,000 | dollars as filed | principal |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 32,267 | $2,737,000 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 30,000 | $2,736,000 | dollars as filed | call |
| AbbVie,Inc. | 00287Y109 | COM | 20,300 | $2,735,000 | dollars as filed | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 68,228 | $2,727,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 15,434 | $2,723,000 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 135,995 | $2,719,000 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 31,851 | $2,718,000 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 113,642 | $2,717,000 | dollars as filed | |
| GLOBAL X FDS | 37960A644 | EMERGING MKT GRT | 108,856 | $2,715,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072562 | AVANTIS CORE FI | 65,455 | $2,707,000 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 73,700 | $2,703,000 | dollars as filed | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 811,310 | $2,702,000 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 119,119 | $2,700,000 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 217,396 | $2,699,000 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 40,000 | $2,698,000 | dollars as filed | call |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 277,632 | $2,696,000 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 35,293 | $2,695,000 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 138,039 | $2,691,000 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 89,121 | $2,683,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 79,038 | $2,681,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 185,826 | $2,681,000 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 24,500 | $2,671,000 | dollars as filed | call |
| FULTON FINL CORP PA | 360271100 | COM | 223,845 | $2,668,000 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 100,000 | $2,667,000 | dollars as filed | call |
| SUNOPTA INC | 8676EP108 | COM | 397,602 | $2,661,000 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 18,523 | $2,653,000 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 208,000 | $2,644,000 | dollars as filed | call |
| WISDOMTREE TR | 97717W323 | CMN | 116,011 | $2,643,000 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 18,403 | $2,641,000 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 33,748 | $2,641,000 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 11,388 | $2,630,000 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 56,432 | $2,626,000 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 53,541 | $2,624,000 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 115,490 | $2,621,000 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 56,735 | $2,618,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 42,725 | $2,613,000 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 41,993 | $2,604,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 93,412 | $2,604,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 86,501 | $2,602,000 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 122,343 | $2,594,000 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 135,239 | $2,587,000 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 19,013 | $2,584,000 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 64,333 | $2,574,000 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 2,730,000 | $2,572,000 | dollars as filed | principal |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 78,986 | $2,566,000 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 102,641 | $2,566,000 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 219,638 | $2,566,000 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 242,064 | $2,565,000 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 223,772 | $2,560,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 113,540 | $2,560,000 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 148,361 | $2,559,000 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 47,289 | $2,557,000 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 64,677 | $2,556,000 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 84,689 | $2,548,000 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 129,745 | $2,548,000 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 92,767 | $2,544,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 95,801 | $2,543,000 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 74,589 | $2,542,000 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 47,573 | $2,537,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 62,014 | $2,534,000 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 52,404 | $2,533,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 48,802 | $2,526,000 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 118,199 | $2,522,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 34,116 | $2,516,000 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 259,562 | $2,514,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 114,278 | $2,512,000 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 200,000 | $2,508,000 | dollars as filed | put |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 47,875 | $2,507,000 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 61,800 | $2,497,000 | dollars as filed | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 12,700 | $2,496,000 | dollars as filed | call |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 57,546 | $2,496,000 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 34,677 | $2,492,000 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 15,000 | $2,483,000 | dollars as filed | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 329,671 | $2,483,000 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 10,320 | $2,482,000 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 23,881 | $2,478,000 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 70,000 | $2,465,000 | dollars as filed | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 205,670 | $2,462,000 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 60,623 | $2,453,000 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 284,348 | $2,451,000 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 85,590 | $2,448,000 | dollars as filed | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 68,329 | $2,448,000 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 80,791 | $2,445,000 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 20,791 | $2,438,000 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 206,361 | $2,437,000 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 96,329 | $2,428,000 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 27,871 | $2,423,000 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 7,000 | $2,421,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 27,116 | $2,420,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 150,536 | $2,416,000 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 31,249 | $2,414,000 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 47,527 | $2,414,000 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 104,779 | $2,413,000 | dollars as filed | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 2,420,000 | $2,413,000 | dollars as filed | principal |
| Coca-Cola Company | 191216100 | COM | 40,000 | $2,409,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 156,807 | $2,409,000 | dollars as filed | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 118,842 | $2,408,000 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 476,467 | $2,406,000 | dollars as filed | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 129,388 | $2,405,000 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 44,463 | $2,404,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 18,019 | $2,403,000 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 92,550 | $2,400,000 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 72,164 | $2,400,000 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 146,339 | $2,396,000 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 261,323 | $2,394,000 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,300 | $2,392,000 | dollars as filed | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 169,467 | $2,391,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 83,258 | $2,388,000 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 11,001 | $2,386,000 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 130,132 | $2,384,000 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 2,610,000 | $2,384,000 | dollars as filed | principal |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 118,426 | $2,383,000 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 41,464 | $2,382,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 121,777 | $2,374,000 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 69,680 | $2,371,000 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 85,589 | $2,370,000 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 25,345 | $2,370,000 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 135,011 | $2,369,000 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 10,727 | $2,368,000 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 2,500,000 | $2,366,000 | dollars as filed | principal |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 242,920 | $2,364,000 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 74,779 | $2,360,000 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 85,470 | $2,360,000 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 24,100 | $2,350,000 | dollars as filed | put |
| MADDEN STEVEN LTD | 556269108 | COM | 71,825 | $2,349,000 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 114,300 | $2,348,000 | dollars as filed | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 25,948 | $2,345,000 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 136,429 | $2,341,000 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 6,000 | $2,340,000 | dollars as filed | call |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 63,242 | $2,336,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 132,527 | $2,334,000 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 176,110 | $2,328,000 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 19,333 | $2,325,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 68,897 | $2,319,000 | dollars as filed | |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 26,003 | $2,317,000 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 50,126 | $2,313,000 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 55,863 | $2,306,000 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,657 | $2,302,000 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 28,123 | $2,302,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J109 | ARES SYSTEMATIC | 52,941 | $2,302,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 44,800 | $2,292,000 | dollars as filed | call |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 38,432 | $2,285,000 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,000 | $2,279,000 | dollars as filed | put |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 288,684 | $2,277,000 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 38,700 | $2,276,000 | dollars as filed | call |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 49,900 | $2,274,000 | dollars as filed | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 55,314 | $2,272,000 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 56,002 | $2,266,000 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 62,531 | $2,264,000 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 40,481 | $2,262,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 104,945 | $2,261,000 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 102,119 | $2,255,000 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 59,001 | $2,255,000 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 27,038 | $2,240,000 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 137,368 | $2,239,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 98,098 | $2,237,000 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 127,643 | $2,236,000 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 50,554 | $2,236,000 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 23,889 | $2,235,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 11,429 | $2,232,000 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 2,655,000 | $2,227,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 10,883 | $2,226,000 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 89,820 | $2,225,000 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 68,200 | $2,225,000 | dollars as filed | call |
| HANESBRANDS INC | 410345102 | COM | 489,010 | $2,221,000 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 45,964 | $2,217,000 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 209,567 | $2,217,000 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 209,562 | $2,215,000 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 30,485 | $2,214,000 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 213,831 | $2,214,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 97,260 | $2,212,000 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 20,000 | $2,207,000 | dollars as filed | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 68,924 | $2,206,000 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 294,141 | $2,204,000 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 29,776 | $2,202,000 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 230,000 | $2,199,000 | dollars as filed | call |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 2,268,000 | $2,195,000 | dollars as filed | principal |
| AGNT INC | 30212W100 | COM | 107,813 | $2,187,000 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 22,591 | $2,187,000 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 190,636 | $2,177,000 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 202,403 | $2,174,000 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 105,065 | $2,172,000 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 2,535,000 | $2,172,000 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 14,680 | $2,164,000 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 211,750 | $2,164,000 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 159,762 | $2,154,000 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 84,176 | $2,152,000 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 191,991 | $2,150,000 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 10,500 | $2,148,000 | dollars as filed | call |
| BUCKLE INC COM | 118440106 | Stock | 61,939 | $2,143,000 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 10,900 | $2,142,000 | dollars as filed | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 161,267 | $2,141,000 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 59,288 | $2,140,000 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 25,000 | $2,135,000 | dollars as filed | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 26,852 | $2,132,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 79,992 | $2,131,000 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 109,354 | $2,125,000 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 75,817 | $2,120,000 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 33,858 | $2,117,000 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 151,538 | $2,113,000 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 77,648 | $2,109,000 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 53,040 | $2,108,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 56,419 | $2,098,000 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 53,594 | $2,092,000 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 929,532 | $2,091,000 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 94,717 | $2,088,000 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 489,621 | $2,086,000 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 33,164 | $2,083,000 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 53,000 | $2,082,000 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 326,092 | $2,080,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 71,057 | $2,073,000 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 350,729 | $2,069,000 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 45,199 | $2,068,000 | dollars as filed | |
| COMMUNITY USD0.01 | 20369C106 | COM | 62,621 | $2,068,000 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 111,980 | $2,066,000 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 683,368 | $2,063,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 2,195,000 | $2,063,000 | dollars as filed | principal |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 50,996 | $2,057,000 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 38,000 | $2,054,000 | dollars as filed | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 92,957 | $2,054,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 59,220 | $2,053,000 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 81,415 | $2,052,000 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 50,435 | $2,051,000 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 165,030 | $2,049,000 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 52,574 | $2,048,000 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 90,965 | $2,046,000 | dollars as filed | |
| HAMILTON LANE INC | 407497106 | CL A | 25,570 | $2,045,000 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 31,825 | $2,042,000 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 20,600 | $2,041,000 | dollars as filed | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 172,821 | $2,040,000 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 225,513 | $2,038,000 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 62,043 | $2,030,000 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 20,802 | $2,029,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 43,531 | $2,019,000 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 74,130 | $2,014,000 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 14,372 | $2,009,000 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 37,339 | $2,002,000 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 16,820 | $2,002,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 361,208 | $2,001,000 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 30,426 | $2,001,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 143,980 | $2,000,000 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 79,420 | $2,000,000 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 32,101 | $1,997,000 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 59,029 | $1,997,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 62,576 | $1,995,000 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 63,149 | $1,992,000 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 211,820 | $1,990,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 13,492 | $1,986,000 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 195,177 | $1,983,000 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 73,865 | $1,982,000 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 35,000 | $1,975,000 | dollars as filed | put |
| UNIFIRST CORP MASS | 904708104 | COM | 12,738 | $1,975,000 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 83,613 | $1,974,000 | dollars as filed | |
| GIBRALTAR INDS INC | 374689107 | COM | 31,357 | $1,972,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 17,354 | $1,968,000 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 78,577 | $1,965,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 72,449 | $1,965,000 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 61,614 | $1,964,000 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 36,414 | $1,960,000 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 71,579 | $1,959,000 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 11,999 | $1,957,000 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 147,137 | $1,957,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 46,865 | $1,957,000 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 23,273 | $1,955,000 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 268,378 | $1,954,000 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 18,705 | $1,951,000 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 12,022 | $1,951,000 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 93,951 | $1,942,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 30,749 | $1,942,000 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 22,254 | $1,935,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 79,663 | $1,933,000 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 155,309 | $1,933,000 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 322,317 | $1,931,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 247,571 | $1,931,000 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 100,699 | $1,925,000 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 25,059 | $1,921,000 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 46,971 | $1,921,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 67,660 | $1,920,000 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 94,073 | $1,919,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 200,000 | $1,918,000 | dollars as filed | call |
| WESCO INTL INC COM | 95082P105 | Stock | 10,700 | $1,916,000 | dollars as filed | call |
| MOOG INC CL A | 615394202 | Stock | 17,663 | $1,915,000 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 164,299 | $1,913,000 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 25,000 | $1,911,000 | dollars as filed | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 73,288 | $1,909,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 41,136 | $1,907,000 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 88,595 | $1,903,000 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 140,893 | $1,903,000 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 512,041 | $1,901,000 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 50,170 | $1,899,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 76,156 | $1,896,000 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 193,532 | $1,895,000 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 55,248 | $1,894,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 81,226 | $1,891,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 54,697 | $1,890,000 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 14,586 | $1,884,000 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 32,368 | $1,882,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 21,000 | $1,881,000 | dollars as filed | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 196,550 | $1,879,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 49,886 | $1,878,000 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 37,565 | $1,875,000 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 45,431 | $1,874,000 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 31,350 | $1,874,000 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 30,834 | $1,872,000 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 73,533 | $1,867,000 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 170,549 | $1,864,000 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 31,000 | $1,853,000 | dollars as filed | call |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 186,326 | $1,852,000 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 109,945 | $1,846,000 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 89,656 | $1,841,000 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 17,334 | $1,839,000 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 812,700 | $1,838,000 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 55,438 | $1,837,000 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 77,184 | $1,833,000 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 22,981 | $1,830,000 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 204,535 | $1,825,000 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 42,000 | $1,824,000 | dollars as filed | call |
| NICE LTD | 653656AB4 | NOTE 9/1 | 1,882,000 | $1,822,000 | dollars as filed | principal |
| OGE ENERGY CORP | 670837103 | COM | 50,588 | $1,817,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 26,639 | $1,813,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 191,155 | $1,812,000 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 26,665 | $1,809,000 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 46,635 | $1,808,000 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 2,040,000 | $1,805,000 | dollars as filed | principal |
| ALLIENT INC | 019330109 | COM | 45,137 | $1,803,000 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 45,737 | $1,798,000 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 81,204 | $1,798,000 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 21,806 | $1,795,000 | dollars as filed | |
| LAKELAND FINL CORP | 511656100 | COM | 37,017 | $1,795,000 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 26,400 | $1,792,000 | dollars as filed | call |
| SYNCHRONYFINL | 87165B103 | STOK | 52,800 | $1,791,000 | dollars as filed | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 154,201 | $1,789,000 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 90,650 | $1,788,000 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,000 | $1,783,000 | dollars as filed | put |
| UFP INDUSTRIES INC | 90278Q108 | COM | 18,343 | $1,780,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 39,701 | $1,778,000 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 147,394 | $1,775,000 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 67,011 | $1,774,000 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 98,975 | $1,774,000 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 109,718 | $1,774,000 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 124,405 | $1,772,000 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 26,463 | $1,770,000 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 192,913 | $1,765,000 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 15,629 | $1,762,000 | dollars as filed | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 41,293 | $1,760,000 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 106,053 | $1,760,000 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 48,981 | $1,758,000 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 32,236 | $1,755,000 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 107,304 | $1,754,000 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 20,214 | $1,754,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 30,603 | $1,749,000 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 63,804 | $1,746,000 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 44,370 | $1,745,000 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 79,857 | $1,745,000 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 55,677 | $1,743,000 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 20,443 | $1,737,000 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 175,106 | $1,734,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 65,938 | $1,733,000 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 139,000 | $1,731,000 | dollars as filed | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 151,010 | $1,728,000 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 48,170 | $1,727,000 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 140,000 | $1,721,000 | dollars as filed | call |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 75,739 | $1,720,000 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 15,849 | $1,719,000 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 78,409 | $1,717,000 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 249,043 | $1,715,000 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 47,354 | $1,711,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 65,741 | $1,711,000 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 15,210 | $1,710,000 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 66,297 | $1,704,000 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 134,710 | $1,703,000 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,739 | $1,694,000 | dollars as filed | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 55,182 | $1,694,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 149,419 | $1,693,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 13,898 | $1,693,000 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 46,140 | $1,688,000 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 21,591 | $1,688,000 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 74,419 | $1,686,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y665 | GRADIENT TACTIC | 74,261 | $1,685,000 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 59,365 | $1,679,000 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 81,969 | $1,676,000 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 5,126 | $1,672,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 104,200 | $1,672,000 | dollars as filed | put |
| ENOVIS CORPORATION | 194014502 | COM | 26,076 | $1,672,000 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 32,743 | $1,671,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 30,322 | $1,671,000 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 27,386 | $1,669,000 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 200,000 | $1,668,000 | dollars as filed | call |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 29,483 | $1,668,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 1,940,000 | $1,667,000 | dollars as filed | principal |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 113,366 | $1,666,000 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 215,924 | $1,665,000 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 699,351 | $1,664,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 37,547 | $1,661,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 104,000 | $1,655,000 | dollars as filed | put |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 103,052 | $1,653,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 41,175 | $1,652,000 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 22,634 | $1,648,000 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 13,579 | $1,646,000 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 383,914 | $1,642,000 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 15,000 | $1,641,000 | dollars as filed | call |
| AGILYSYS INC | 00847J105 | COM | 23,888 | $1,639,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 153,344 | $1,639,000 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 121,658 | $1,639,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 49,941 | $1,639,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 18,898 | $1,639,000 | dollars as filed | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 76,169 | $1,638,000 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 100,393 | $1,638,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 102,991 | $1,638,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 72,143 | $1,631,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-039575 | this filing | 2023-08-14 | acceptance time not in the bulk data set |