13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,623 holding rows worth $381,172,679,000.
- Accession
- 0001140361-23-039575
- Filer
- CIK 1000275
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 28,242 entries on the cover page, a total value of $381,172,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $381,172,679,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 157,806 | $11,271,000 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 63,186 | $11,266,000 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 50,121 | $11,265,000 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 590,593 | $11,237,000 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 153,292 | $11,232,000 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 260,000 | $11,224,000 | dollars as filed | call |
| HALEON PLC SPON ADS | 405552100 | ADR | 1,338,051 | $11,213,000 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 367,789 | $11,149,000 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 133,080 | $11,132,000 | dollars as filed | |
| KBHOME | 48666K109 | COM | 214,826 | $11,109,000 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 117,124 | $11,109,000 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 11,227,000 | $11,098,000 | dollars as filed | principal |
| FABRINET SHS | G3323L100 | Stock | 85,397 | $11,091,000 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 8,917,000 | $11,071,000 | dollars as filed | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 275,700 | $11,028,000 | dollars as filed | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 301,913 | $10,989,000 | dollars as filed | |
| General Electric Company | 369604301 | COM | 100,000 | $10,985,000 | dollars as filed | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 82,922 | $10,961,000 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 185,716 | $10,957,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 491,869 | $10,944,000 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 115,384 | $10,939,000 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 9,340,000 | $10,920,000 | dollars as filed | principal |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 324,000 | $10,903,000 | dollars as filed | call |
| ENERFLEX LTD | 29269R105 | COM | 1,598,132 | $10,899,000 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 275,000 | $10,879,000 | dollars as filed | call |
| MONRO INC | 610236101 | COMMON STOCK | 267,473 | $10,867,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 312,343 | $10,823,000 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 252,500 | $10,772,000 | dollars as filed | call |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 1,371,558 | $10,766,000 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 292,140 | $10,760,000 | dollars as filed | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 239,303 | $10,745,000 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 403,612 | $10,740,000 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 361,201 | $10,739,000 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 458,210 | $10,736,000 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 208,687 | $10,723,000 | dollars as filed | |
| AUTOLIV INC | 052800109 | COM | 126,096 | $10,723,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 198,393 | $10,696,000 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 431,100 | $10,678,000 | dollars as filed | call |
| FEDEX CORP COM | 31428X106 | Stock | 43,000 | $10,660,000 | dollars as filed | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,647,196 | $10,657,000 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 524,825 | $10,644,000 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 393,209 | $10,620,000 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 59,981 | $10,614,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 138,840 | $10,563,000 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 154,249 | $10,557,000 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,156,262 | $10,556,000 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 30,877 | $10,524,000 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 152,000 | $10,508,000 | dollars as filed | call |
| AERSALE CORPORATION | 00810F106 | COM | 714,870 | $10,508,000 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,051,180 | $10,470,000 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 102,911 | $10,462,000 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,007,626 | $10,459,000 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 220,790 | $10,415,000 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 1,030,680 | $10,410,000 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 343,707 | $10,410,000 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 150,400 | $10,398,000 | dollars as filed | put |
| Netflix, Inc | 64110L106 | COM | 23,600 | $10,396,000 | dollars as filed | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 230,729 | $10,383,000 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 50,000 | $10,375,000 | dollars as filed | put |
| CROCS INC COM | 227046109 | Stock | 91,809 | $10,323,000 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 97,018 | $10,313,000 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 294,648 | $10,312,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 463,244 | $10,312,000 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,817,181 | $10,307,000 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 206,000 | $10,298,000 | dollars as filed | call |
| RELIANCE INC | 759509102 | COM | 37,911 | $10,295,000 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 329,758 | $10,280,000 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 62,552 | $10,271,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 135,763 | $10,271,000 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 194,150 | $10,225,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 10,554,000 | $10,208,000 | dollars as filed | principal |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 212,594 | $10,160,000 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 511,818 | $10,159,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 186,575 | $10,146,000 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 64,809 | $10,132,000 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 208,927 | $10,124,000 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 100,000 | $10,092,000 | dollars as filed | put |
| GREENBRIER COS INC | 393657101 | COM | 234,005 | $10,086,000 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 187,378 | $10,084,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 324,819 | $10,064,000 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 326,513 | $10,057,000 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 75,100 | $10,049,000 | dollars as filed | call |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 7,273,000 | $10,016,000 | dollars as filed | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 115,000 | $9,952,000 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 303,845 | $9,945,000 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 511,879 | $9,932,000 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 62,820 | $9,912,000 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 316,375 | $9,911,000 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 681,475 | $9,902,000 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 38,698 | $9,900,000 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 64,174 | $9,877,000 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 713,663 | $9,870,000 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 165,539 | $9,843,000 | dollars as filed | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 388,378 | $9,834,000 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 115,564 | $9,820,000 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 40,369 | $9,771,000 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 730,016 | $9,760,000 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 52,862 | $9,754,000 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 342,300 | $9,752,000 | dollars as filed | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 500,000 | $9,730,000 | dollars as filed | put |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 103,745 | $9,730,000 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 304,407 | $9,701,000 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 423,913 | $9,686,000 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 129,141 | $9,683,000 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 116,033 | $9,667,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 566,278 | $9,661,000 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 708,873 | $9,645,000 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 190,566 | $9,639,000 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,388,441 | $9,625,000 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 274,141 | $9,615,000 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 195,149 | $9,594,000 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 17,800 | $9,583,000 | dollars as filed | call |
| AT&T Inc | 00206R102 | COM | 600,000 | $9,570,000 | dollars as filed | call |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 7,698,000 | $9,553,000 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 11,456,000 | $9,549,000 | dollars as filed | principal |
| BARRICK GOLD CORP | 067901108 | COM | 562,500 | $9,523,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 248,996 | $9,520,000 | dollars as filed | |
| FRANKLIN INCOME FOCUS ETF INCOME FOCUS ETF | 35473P439 | ETF | 377,086 | $9,515,000 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 146,891 | $9,514,000 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 124,889 | $9,462,000 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 508,320 | $9,429,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 315,238 | $9,426,000 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 138,982 | $9,425,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 104,722 | $9,411,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 601,470 | $9,407,000 | dollars as filed | |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 188,215 | $9,392,000 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 317,047 | $9,384,000 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 10,120,000 | $9,376,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 90,618 | $9,371,000 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 363,592 | $9,366,000 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 65,688 | $9,347,000 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 63,859 | $9,342,000 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 87,976 | $9,322,000 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,164,755 | $9,317,000 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 85,950 | $9,310,000 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 301,113 | $9,305,000 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 66,661 | $9,278,000 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 10,632,000 | $9,271,000 | dollars as filed | principal |
| MASTEC INC COM | 576323109 | Stock | 78,560 | $9,268,000 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,841,911 | $9,264,000 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 99,347 | $9,261,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 200,975 | $9,259,000 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 115,205 | $9,216,000 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 67,241 | $9,206,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,308,000 | $9,169,000 | dollars as filed | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 193,407 | $9,158,000 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 86,049 | $9,146,000 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 287,200 | $9,136,000 | dollars as filed | call |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 212,271 | $9,113,000 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 76,595 | $9,108,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 141,800 | $9,103,000 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 286,000 | $9,098,000 | dollars as filed | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 271,637 | $9,092,000 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 531,102 | $9,055,000 | dollars as filed | |
| EA SERIES TRUST | 02072L680 | STRIVE 500 ETF | 318,991 | $9,041,000 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 427,139 | $9,034,000 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 133,869 | $9,028,000 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 135,000 | $9,009,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 127,466 | $9,001,000 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 414,322 | $8,988,000 | dollars as filed | |
| CARNIVAL CORP | 143658BT8 | BOND | 4,515,000 | $8,986,000 | dollars as filed | principal |
| H World Group Ltd | 44332NAB2 | Convertible bond | 7,839,000 | $8,979,000 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 463,012 | $8,977,000 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 280,463 | $8,975,000 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 70,000 | $8,971,000 | dollars as filed | call |
| COHERENT CORP COM | 19247G107 | Stock | 175,730 | $8,959,000 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 22,930 | $8,937,000 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 75,000 | $8,932,000 | dollars as filed | put |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 249,026 | $8,915,000 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 815,506 | $8,913,000 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 192,991 | $8,909,000 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 101,785 | $8,884,000 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 384,148 | $8,867,000 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 323,333 | $8,866,000 | dollars as filed | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 10,570,000 | $8,857,000 | dollars as filed | principal |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 478,375 | $8,854,000 | dollars as filed | |
| OXFORD INDS INC | 691497309 | COM | 89,923 | $8,850,000 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 236,554 | $8,845,000 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 197,820 | $8,836,000 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 334,036 | $8,826,000 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 171,018 | $8,799,000 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 243,883 | $8,780,000 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 129,236 | $8,773,000 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 9,582,000 | $8,739,000 | dollars as filed | principal |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 500,899 | $8,730,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 348,096 | $8,705,000 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 8,461,000 | $8,703,000 | dollars as filed | principal |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 252,544 | $8,698,000 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 107,234 | $8,696,000 | dollars as filed | |
| Boeing Company | 097023105 | COM | 41,000 | $8,658,000 | dollars as filed | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 768,210 | $8,634,000 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 164,918 | $8,613,000 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 229,371 | $8,601,000 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 196,812 | $8,599,000 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 332,349 | $8,588,000 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 325,398 | $8,542,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 118,830 | $8,530,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 101,119 | $8,528,000 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 213,449 | $8,491,000 | dollars as filed | |
| IVLU | 46435G409 | COM | 333,327 | $8,483,000 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 180,425 | $8,471,000 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 132,733 | $8,461,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 428,466 | $8,458,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 146,836 | $8,453,000 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 80,000 | $8,449,000 | dollars as filed | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 131,107 | $8,448,000 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 99,633 | $8,437,000 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 585,524 | $8,432,000 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 87,653 | $8,421,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 233,731 | $8,414,000 | dollars as filed | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 179,496 | $8,406,000 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 67,749 | $8,399,000 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 547,122 | $8,387,000 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 57,000 | $8,372,000 | dollars as filed | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 167,500 | $8,372,000 | dollars as filed | put |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 9,872,000 | $8,362,000 | dollars as filed | principal |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 163,909 | $8,355,000 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 104,824 | $8,341,000 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 881,500 | $8,330,000 | dollars as filed | call |
| NUTANIX INC CL A | 67059N108 | Stock | 296,967 | $8,330,000 | dollars as filed | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 113,272 | $8,321,000 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 44,220 | $8,316,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 153,464 | $8,305,000 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 358,376 | $8,290,000 | dollars as filed | |
| BALL CORP | 058498106 | COM | 142,258 | $8,281,000 | dollars as filed | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 241,353 | $8,231,000 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 45,378 | $8,214,000 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 375,997 | $8,205,000 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 445,469 | $8,183,000 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 8,570,000 | $8,175,000 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 159,684 | $8,168,000 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 172,816 | $8,162,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 99,569 | $8,151,000 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 78,876 | $8,138,000 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 431,900 | $8,133,000 | dollars as filed | call |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 88,480 | $8,131,000 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 153,530 | $8,128,000 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 60,000 | $8,096,000 | dollars as filed | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 59,774 | $8,083,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 124,233 | $8,075,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 842,060 | $8,074,000 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 1,000,000 | $8,070,000 | dollars as filed | call |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 237,406 | $8,040,000 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 140,910 | $8,035,000 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 215,069 | $8,006,000 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 68,400 | $7,993,000 | dollars as filed | call |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 11,438,000 | $7,990,000 | dollars as filed | principal |
| DOW HLDGS INC COM | 260557103 | Stock | 150,000 | $7,989,000 | dollars as filed | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 149,864 | $7,970,000 | dollars as filed | |
| CRH PLC ADS | 12626K203 | ADR | 142,920 | $7,965,000 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 171,102 | $7,962,000 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 525,800 | $7,955,000 | dollars as filed | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 6,790 | $7,955,000 | dollars as filed | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 132,672 | $7,937,000 | dollars as filed | |
| TORO CO | 891092108 | COM | 78,012 | $7,931,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 568,927 | $7,931,000 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 115,892 | $7,929,000 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 29,804 | $7,928,000 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 162,581 | $7,926,000 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 99,427 | $7,907,000 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 569,450 | $7,893,000 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 946,215 | $7,892,000 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 258,019 | $7,887,000 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 114,828 | $7,864,000 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 209,096 | $7,856,000 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 80,000 | $7,855,000 | dollars as filed | call |
| GLOBAL PMTS INC | 37940X102 | COM | 79,600 | $7,842,000 | dollars as filed | put |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 38,884 | $7,838,000 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 335,171 | $7,810,000 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 119,167 | $7,798,000 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 461,985 | $7,789,000 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 43,600 | $7,773,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 87,939 | $7,754,000 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 852,147 | $7,728,000 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 192,153 | $7,693,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 226,700 | $7,692,000 | dollars as filed | put |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 6,432,000 | $7,674,000 | dollars as filed | principal |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 42,802 | $7,666,000 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 79,252 | $7,662,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 319,163 | $7,647,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 240,701 | $7,638,000 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 325,402 | $7,628,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 207,949 | $7,625,000 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 5,791 | $7,623,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 29,800 | $7,614,000 | dollars as filed | call |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 244,303 | $7,574,000 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 169,721 | $7,571,000 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 114,885 | $7,532,000 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 221,407 | $7,527,000 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 7,983,000 | $7,524,000 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 6,096,000 | $7,519,000 | dollars as filed | principal |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 665,964 | $7,506,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 163,904 | $7,500,000 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 534,706 | $7,497,000 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 96,356 | $7,489,000 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 88,500 | $7,488,000 | dollars as filed | call |
| FIVE9 INC | 338307101 | COM | 90,724 | $7,480,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 316,703 | $7,474,000 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 207,544 | $7,462,000 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 125,599 | $7,460,000 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 240,000 | $7,450,000 | dollars as filed | call |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 279,229 | $7,447,000 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,082,900 | $7,436,000 | dollars as filed | call |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 218,074 | $7,433,000 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 204,917 | $7,426,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 104,276 | $7,412,000 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 236,028 | $7,411,000 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 88,035 | $7,367,000 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 174,700 | $7,355,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 133,216 | $7,354,000 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 58,695 | $7,346,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 257,473 | $7,326,000 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 381,887 | $7,324,000 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 99,289 | $7,320,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 5,712,000 | $7,318,000 | dollars as filed | principal |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 138,024 | $7,310,000 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 24,032 | $7,309,000 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 720,056 | $7,309,000 | dollars as filed | |
| ATS CORPORATION | 00217Y104 | COM | 158,500 | $7,305,000 | dollars as filed | call |
| CIENA CORP COM NEW | 171779309 | Stock | 171,581 | $7,291,000 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 51,756 | $7,276,000 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 315,196 | $7,265,000 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 77,705 | $7,240,000 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 61,859 | $7,229,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 127,108 | $7,229,000 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 188,934 | $7,229,000 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 50,000 | $7,227,000 | dollars as filed | put |
| Applied Materials,Inc. | 038222105 | COM | 50,000 | $7,227,000 | dollars as filed | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 622,538 | $7,222,000 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 133,543 | $7,218,000 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 643,787 | $7,217,000 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 140,505 | $7,215,000 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 234,507 | $7,197,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 359,654 | $7,186,000 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 208,345 | $7,169,000 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 54,552 | $7,168,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 140,000 | $7,162,000 | dollars as filed | put |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 295,692 | $7,159,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 343,523 | $7,150,000 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 225,434 | $7,130,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 101,940 | $7,128,000 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 272,261 | $7,122,000 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 179,769 | $7,117,000 | dollars as filed | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 226,613 | $7,113,000 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 105,614 | $7,105,000 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 177,500 | $7,100,000 | dollars as filed | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 115,801 | $7,095,000 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 105,099 | $7,087,000 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 515,114 | $7,078,000 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 275,299 | $7,070,000 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 539,611 | $7,048,000 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 738,106 | $7,048,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 186,783 | $7,042,000 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 449,548 | $7,040,000 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 162,162 | $7,033,000 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 186,438 | $7,004,000 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 129,565 | $6,999,000 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 140,000 | $6,997,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 69,072 | $6,996,000 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 105,483 | $6,989,000 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 401,193 | $6,981,000 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 434,486 | $6,980,000 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,954,000 | $6,976,000 | dollars as filed | put |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 300,470 | $6,951,000 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 116,000 | $6,922,000 | dollars as filed | call |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 304,260 | $6,918,000 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500,000 | $6,915,000 | dollars as filed | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 27,451 | $6,892,000 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 57,781 | $6,864,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 69,197 | $6,862,000 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 59,864 | $6,859,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 146,979 | $6,853,000 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 51,100 | $6,838,000 | dollars as filed | put |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 380,469 | $6,827,000 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 299,191 | $6,807,000 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 1,983,958 | $6,806,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 5,067,000 | $6,805,000 | dollars as filed | principal |
| LIVANOVA PLC | G5509L101 | SHS | 132,082 | $6,793,000 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 33,797 | $6,764,000 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 954,518 | $6,757,000 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 66,118 | $6,746,000 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 1,372,243 | $6,738,000 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 65,206 | $6,729,000 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 73,713 | $6,722,000 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 426,945 | $6,707,000 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 120,682 | $6,706,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 69,582 | $6,685,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 7,893,000 | $6,663,000 | dollars as filed | principal |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 127,551 | $6,647,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 480,200 | $6,641,000 | dollars as filed | put |
| Vanguard Utilities ETF | 92204A876 | SHS | 46,513 | $6,613,000 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 171,750 | $6,599,000 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 152,500 | $6,591,000 | dollars as filed | put |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 199,312 | $6,585,000 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 238,159 | $6,584,000 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 145,596 | $6,574,000 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 38,842 | $6,547,000 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 200,000 | $6,526,000 | dollars as filed | put |
| OLD REP INTL CORP COM | 680223104 | Stock | 258,925 | $6,519,000 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 245,103 | $6,519,000 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 256,698 | $6,514,000 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 90,985 | $6,512,000 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 421,231 | $6,512,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 75,737 | $6,494,000 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 53,303 | $6,478,000 | dollars as filed | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 142,575 | $6,469,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 100,000 | $6,460,000 | dollars as filed | put |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 373,207 | $6,449,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 107,119 | $6,449,000 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 721,798 | $6,446,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 517,139 | $6,444,000 | dollars as filed | |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 7,450,000 | $6,444,000 | dollars as filed | principal |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 102,107 | $6,433,000 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 44,630 | $6,410,000 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 333,822 | $6,402,000 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 303,000 | $6,391,000 | dollars as filed | call |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 51,973 | $6,390,000 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 159,600 | $6,387,000 | dollars as filed | call |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 139,686 | $6,372,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 152,231 | $6,365,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 111,328 | $6,362,000 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 26,400 | $6,347,000 | dollars as filed | call |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 6,006,000 | $6,339,000 | dollars as filed | principal |
| VONTIER CORPORATION | 928881101 | COM | 196,526 | $6,329,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 81,912 | $6,306,000 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 205,590 | $6,303,000 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 241,156 | $6,303,000 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 194,426 | $6,296,000 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 202,471 | $6,285,000 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 571,711 | $6,272,000 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 558,187 | $6,268,000 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 75,000 | $6,240,000 | dollars as filed | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 85,748 | $6,227,000 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 70,262 | $6,222,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D879 | FT VEST RIS | 283,170 | $6,222,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 203,532 | $6,200,000 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 142,192 | $6,192,000 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 195,833 | $6,188,000 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 64,744 | $6,180,000 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 352,510 | $6,161,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 132,467 | $6,154,000 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 9,353 | $6,146,000 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 145,000 | $6,105,000 | dollars as filed | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 90,153 | $6,104,000 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 312,655 | $6,103,000 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 55,824 | $6,102,000 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 156,088 | $6,100,000 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 208,359 | $6,083,000 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 171,021 | $6,063,000 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 109,045 | $6,063,000 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4,721 | $6,060,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 132,511 | $6,051,000 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 97,014 | $6,047,000 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 408,254 | $6,042,000 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 446,788 | $6,040,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 270,780 | $6,039,000 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 388,974 | $6,033,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 1,263,600 | $6,027,000 | dollars as filed | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 289,281 | $6,023,000 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 356,421 | $5,991,000 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 102,114 | $5,990,000 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 51,008 | $5,986,000 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 20,537 | $5,983,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 283,601 | $5,976,000 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 34,692 | $5,971,000 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 175,736 | $5,966,000 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 5,860,000 | $5,965,000 | dollars as filed | principal |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 743,313 | $5,953,000 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 2,200 | $5,941,000 | dollars as filed | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 160,491 | $5,941,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 88,534 | $5,939,000 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 170,386 | $5,934,000 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 373,805 | $5,932,000 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 984,976 | $5,920,000 | dollars as filed | |
| AGREE RLTY CORP COM | 008492100 | REIT | 90,347 | $5,908,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 426,534 | $5,899,000 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 92,125 | $5,898,000 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 159,736 | $5,892,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 460,683 | $5,888,000 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 158,395 | $5,885,000 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 255,009 | $5,885,000 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 115,913 | $5,871,000 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 12,000 | $5,868,000 | dollars as filed | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 113,170 | $5,867,000 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 46,530 | $5,850,000 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 392,868 | $5,835,000 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 25,495 | $5,830,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 72,841 | $5,827,000 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 366,351 | $5,824,000 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 47,065 | $5,816,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 130,401 | $5,816,000 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 51,000 | $5,812,000 | dollars as filed | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 102,508 | $5,806,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 348,374 | $5,804,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 213,384 | $5,802,000 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,820,094 | $5,789,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 291,453 | $5,782,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 142,030 | $5,778,000 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 31,745 | $5,776,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 326,764 | $5,774,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-039575 | this filing | 2023-08-14 | acceptance time not in the bulk data set |