13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,623 holding rows worth $381,172,679,000.
- Accession
- 0001140361-23-039575
- Filer
- CIK 1000275
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 28,242 entries on the cover page, a total value of $381,172,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $381,172,679,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 276,877 | $5,762,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 220,825 | $5,752,000 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 298,764 | $5,742,000 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 135,853 | $5,738,000 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 148,421 | $5,732,000 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 40,000 | $5,704,000 | dollars as filed | call |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 98,757 | $5,676,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 6,431,000 | $5,674,000 | dollars as filed | principal |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 236,280 | $5,659,000 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 279,955 | $5,658,000 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 341,006 | $5,657,000 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 171,494 | $5,649,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 164,143 | $5,645,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 121,220 | $5,630,000 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 97,950 | $5,623,000 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 10,000 | $5,620,000 | dollars as filed | put |
| ServiceNow,Inc. | 81762P102 | COM | 10,000 | $5,620,000 | dollars as filed | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 87,018 | $5,620,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 78,901 | $5,595,000 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 247,048 | $5,576,000 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 127,090 | $5,567,000 | dollars as filed | |
| AVIENT CORPORATION | 05368V106 | COM | 136,119 | $5,567,000 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 365,430 | $5,565,000 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 122,853 | $5,564,000 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 99,033 | $5,560,000 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 723,731 | $5,558,000 | dollars as filed | |
| LIFE STORAGE INC | 53223X107 | COM | 41,802 | $5,558,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 111,668 | $5,543,000 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 180,139 | $5,536,000 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 94,034 | $5,532,000 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 128,346 | $5,515,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 696,704 | $5,497,000 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 389,560 | $5,493,000 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 500,883 | $5,490,000 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 470,521 | $5,486,000 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 110,590 | $5,482,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 302,677 | $5,481,000 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 49,481 | $5,472,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,139,674 | $5,470,000 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 86,860 | $5,464,000 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 1,130,218 | $5,459,000 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 107,728 | $5,458,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 94,374 | $5,449,000 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 128,309 | $5,435,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 174,676 | $5,432,000 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 240,182 | $5,416,000 | dollars as filed | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 5,175,000 | $5,411,000 | dollars as filed | principal |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 365,710 | $5,394,000 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 21,544 | $5,383,000 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 68,716 | $5,382,000 | dollars as filed | |
| TETRA TECH INC NEW | 88162G103 | COM | 32,826 | $5,375,000 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 199,953 | $5,371,000 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 3,915,000 | $5,364,000 | dollars as filed | principal |
| RALPH LAUREN CORP | 751212101 | CL A | 43,441 | $5,355,000 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 59,674 | $5,338,000 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 64,949 | $5,333,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 77,511 | $5,331,000 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 57,880 | $5,297,000 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 88,169 | $5,294,000 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 103,999 | $5,273,000 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 123,436 | $5,271,000 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 198,565 | $5,266,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 640,458 | $5,265,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 664,706 | $5,264,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 154,744 | $5,226,000 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 90,034 | $5,221,000 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 293,456 | $5,221,000 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 7,053,000 | $5,220,000 | dollars as filed | principal |
| PROFOUND MED CORP | 74319B502 | COM NEW | 400,680 | $5,213,000 | dollars as filed | |
| Bondbloxx Bloomberg 1 Year Target Duration US Treasury | 09789C861 | ETF | 104,616 | $5,197,000 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 5,802,000 | $5,196,000 | dollars as filed | principal |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 75,000 | $5,186,000 | dollars as filed | call |
| THOR INDS INC | 885160101 | COM | 50,000 | $5,175,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 360,538 | $5,174,000 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 131,039 | $5,169,000 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 496,233 | $5,156,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 276,556 | $5,155,000 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 137,436 | $5,134,000 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 325,297 | $5,126,000 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 90,000 | $5,101,000 | dollars as filed | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 576,420 | $5,101,000 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 87,597 | $5,095,000 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 81,837 | $5,087,000 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 250,000 | $5,068,000 | dollars as filed | put |
| WOLFSPEED INC | 977852102 | COM | 91,157 | $5,067,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 55,954 | $5,062,000 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 271,297 | $5,057,000 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 268,505 | $5,037,000 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 187,542 | $5,019,000 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 155,954 | $5,016,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 32,109 | $5,011,000 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 77,003 | $5,011,000 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 129,876 | $5,004,000 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 116,000 | $4,998,000 | dollars as filed | call |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 4,590,000 | $4,985,000 | dollars as filed | principal |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 115,000 | $4,970,000 | dollars as filed | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 169,164 | $4,967,000 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 137,246 | $4,965,000 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 134,627 | $4,941,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 343,220 | $4,936,000 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 310,544 | $4,925,000 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 20,000 | $4,923,000 | dollars as filed | put |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 200,794 | $4,919,000 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 229,509 | $4,916,000 | dollars as filed | |
| TRITON INTL LTD | G9078F107 | CL A | 59,056 | $4,916,000 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 149,644 | $4,909,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 106,502 | $4,907,000 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 95,904 | $4,901,000 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 357,583 | $4,898,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 5,082,000 | $4,894,000 | dollars as filed | principal |
| TRIPADVISOR INC | 896945201 | COM | 296,787 | $4,893,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 165,722 | $4,877,000 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 115,502 | $4,868,000 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 586,867 | $4,848,000 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 76,038 | $4,839,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 100,000 | $4,834,000 | dollars as filed | put |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 261,903 | $4,819,000 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 5,094,000 | $4,801,000 | dollars as filed | principal |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 439,592 | $4,796,000 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 735,977 | $4,792,000 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 111,100 | $4,783,000 | dollars as filed | put |
| VALMONT INDS INC COM | 920253101 | Stock | 16,422 | $4,780,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 195,566 | $4,775,000 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 242,040 | $4,774,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 88,306 | $4,774,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 264,395 | $4,772,000 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 167,300 | $4,766,000 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 82,974 | $4,764,000 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 271,649 | $4,762,000 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 90,144 | $4,758,000 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 89,049 | $4,757,000 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 161,714 | $4,720,000 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 241,158 | $4,715,000 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 430,000 | $4,713,000 | dollars as filed | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 132,700 | $4,711,000 | dollars as filed | call |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 238,334 | $4,706,000 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 150,000 | $4,700,000 | dollars as filed | put |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 178,780 | $4,698,000 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 198,660 | $4,694,000 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 66,691 | $4,689,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 118,340 | $4,681,000 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 198,605 | $4,673,000 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 29,908 | $4,661,000 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 174,482 | $4,661,000 | dollars as filed | |
| DANA INC | 235825205 | COM | 273,809 | $4,654,000 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 203,757 | $4,646,000 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 35,200 | $4,643,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 133,121 | $4,632,000 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 220,882 | $4,619,000 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 336,689 | $4,619,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 40,078 | $4,611,000 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 160,400 | $4,602,000 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 86,385 | $4,591,000 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 408,045 | $4,586,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 249,870 | $4,582,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 300,535 | $4,577,000 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 48,293 | $4,571,000 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 121,093 | $4,571,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 153,012 | $4,569,000 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 75,655 | $4,558,000 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 80,500 | $4,550,000 | dollars as filed | put |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 143,734 | $4,550,000 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 54,332 | $4,545,000 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 160,175 | $4,545,000 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 28,763 | $4,537,000 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 175,409 | $4,524,000 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 748,801 | $4,516,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 45,879 | $4,514,000 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 488,279 | $4,498,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 133,660 | $4,495,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 207,659 | $4,494,000 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 107,652 | $4,492,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 137,406 | $4,488,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 42,238 | $4,458,000 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 65,650 | $4,457,000 | dollars as filed | |
| WEX INC | 96208T104 | COM | 24,455 | $4,453,000 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 52,527 | $4,448,000 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 475,090 | $4,447,000 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 171,210 | $4,447,000 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 37,403 | $4,442,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 132,092 | $4,440,000 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 7,883,000 | $4,434,000 | dollars as filed | principal |
| PAYCOR HCM INC | 70435P102 | COM | 187,191 | $4,432,000 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 42,500 | $4,403,000 | dollars as filed | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 231,703 | $4,399,000 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 98,014 | $4,393,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 84,477 | $4,393,000 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 138,763 | $4,388,000 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 93,238 | $4,385,000 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 274,121 | $4,381,000 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 14,197 | $4,379,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 49,590 | $4,378,000 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 100,851 | $4,371,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 94,669 | $4,365,000 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 123,798 | $4,358,000 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 21,672 | $4,358,000 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 372,300 | $4,356,000 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 83,876 | $4,356,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 48,695 | $4,355,000 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 42,336 | $4,354,000 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 136,306 | $4,348,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 79,611 | $4,334,000 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 241,892 | $4,319,000 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 53,637 | $4,306,000 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 3,891,000 | $4,298,000 | dollars as filed | principal |
| ELASTIC N V ORD SHS | N14506104 | Stock | 66,986 | $4,295,000 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 83,505 | $4,293,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 53,040 | $4,281,000 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 54,269 | $4,275,000 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 35,201 | $4,273,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 293,247 | $4,269,000 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 423,614 | $4,266,000 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 22,604 | $4,265,000 | dollars as filed | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 152,666 | $4,265,000 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 128,217 | $4,257,000 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 86,395 | $4,251,000 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 184,807 | $4,251,000 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 4,475,000 | $4,245,000 | dollars as filed | principal |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 196,642 | $4,238,000 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 75,041 | $4,237,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 138,527 | $4,233,000 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 106,800 | $4,231,000 | dollars as filed | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 105,703 | $4,230,000 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 542,395 | $4,225,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 40,181 | $4,225,000 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 56,358 | $4,224,000 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 95,556 | $4,204,000 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 471,122 | $4,203,000 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 520,478 | $4,201,000 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 133,947 | $4,198,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 111,530 | $4,198,000 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 465,332 | $4,192,000 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 340,916 | $4,190,000 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 407,431 | $4,176,000 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 182,531 | $4,176,000 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 3,228,000 | $4,159,000 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 4,064,000 | $4,149,000 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 88,096 | $4,146,000 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 43,895 | $4,139,000 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 141,825 | $4,139,000 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 500,000 | $4,130,000 | dollars as filed | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 65,216 | $4,129,000 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 407,443 | $4,127,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 250,073 | $4,123,000 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 32,031 | $4,116,000 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 178,700 | $4,114,000 | dollars as filed | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 64,778 | $4,105,000 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 55,466 | $4,100,000 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 4,120,000 | $4,099,000 | dollars as filed | principal |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 104,671 | $4,096,000 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 21,993 | $4,089,000 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 90,744 | $4,083,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100,000 | $4,083,000 | dollars as filed | call |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 268,989 | $4,073,000 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 83,598 | $4,068,000 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 102,174 | $4,065,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 30,407 | $4,054,000 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 1,500 | $4,050,000 | dollars as filed | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 46,561 | $4,045,000 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 66,827 | $4,045,000 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 35,400 | $4,033,000 | dollars as filed | call |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 245,299 | $4,028,000 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 44,002 | $4,023,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 4,277,000 | $4,023,000 | dollars as filed | principal |
| IDEXX LABS INC COM | 45168D104 | Stock | 8,000 | $4,018,000 | dollars as filed | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 8,000 | $4,018,000 | dollars as filed | call |
| ISHARES | 46435U432 | EXCHANGE TRADED | 152,219 | $4,009,000 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 93,997 | $4,008,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 163,563 | $4,004,000 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 84,736 | $3,997,000 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 60,000 | $3,994,000 | dollars as filed | put |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 4,720,000 | $3,994,000 | dollars as filed | principal |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 222,612 | $3,983,000 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 176,220 | $3,982,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 97,907 | $3,979,000 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 62,187 | $3,975,000 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 30,100 | $3,970,000 | dollars as filed | call |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 67,500 | $3,958,000 | dollars as filed | call |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 3,535,000 | $3,945,000 | dollars as filed | principal |
| HEALTH CATALYST INC | 42225T107 | COM | 315,300 | $3,941,000 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 164,400 | $3,937,000 | dollars as filed | call |
| Schlumberger Limited | 806857108 | COM | 80,000 | $3,930,000 | dollars as filed | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 121,874 | $3,930,000 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 115,124 | $3,930,000 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 259,975 | $3,925,000 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 79,514 | $3,925,000 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 28,000 | $3,924,000 | dollars as filed | call |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 260,551 | $3,920,000 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 42,531 | $3,915,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 80,075 | $3,914,000 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,391,000 | $3,914,000 | dollars as filed | principal |
| FORTIS INC | 349553107 | COM | 90,800 | $3,913,000 | dollars as filed | put |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 61,913 | $3,908,000 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 19,749 | $3,906,000 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 36,125 | $3,905,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 3,865,000 | $3,904,000 | dollars as filed | principal |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 124,000 | $3,899,000 | dollars as filed | call |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 86,312 | $3,896,000 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 237,696 | $3,888,000 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 83,880 | $3,876,000 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 445,326 | $3,873,000 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 130,676 | $3,872,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 439,939 | $3,867,000 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 103,668 | $3,851,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 101,809 | $3,842,000 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 202,158 | $3,832,000 | dollars as filed | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 106,668 | $3,829,000 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 128,106 | $3,827,000 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 85,762 | $3,821,000 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 4,158,000 | $3,815,000 | dollars as filed | principal |
| NORDSTROM INC | 655664100 | COM | 185,970 | $3,807,000 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 80,961 | $3,798,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 180,488 | $3,794,000 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 100,000 | $3,793,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 60,945 | $3,784,000 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 20,254 | $3,776,000 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 4,421,000 | $3,765,000 | dollars as filed | principal |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 113,659 | $3,751,000 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 95,089 | $3,745,000 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 133,395 | $3,745,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 302,290 | $3,739,000 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 23,696 | $3,731,000 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 436,479 | $3,728,000 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 93,625 | $3,717,000 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 225,000 | $3,713,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 82,555 | $3,712,000 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 81,774 | $3,712,000 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 90,257 | $3,694,000 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 5,000,000 | $3,691,000 | dollars as filed | principal |
| LIVENT CORP | 53814L108 | COM | 134,201 | $3,680,000 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 413,443 | $3,664,000 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 73,036 | $3,660,000 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 30,614 | $3,658,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 105,964 | $3,656,000 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 82,800 | $3,655,000 | dollars as filed | put |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 136,200 | $3,653,000 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 80,000 | $3,651,000 | dollars as filed | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 381,832 | $3,649,000 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 3,080,000 | $3,644,000 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 163,666 | $3,642,000 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 70,221 | $3,637,000 | dollars as filed | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 142,482 | $3,632,000 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 124,091 | $3,631,000 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 397,489 | $3,630,000 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 68,925 | $3,629,000 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 23,585 | $3,627,000 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 95,896 | $3,626,000 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 50,968 | $3,620,000 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 97,751 | $3,618,000 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 79,800 | $3,613,000 | dollars as filed | put |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 63,488 | $3,606,000 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 153,337 | $3,596,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 167,645 | $3,594,000 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 69,338 | $3,583,000 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 133,220 | $3,582,000 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 49,829 | $3,570,000 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,900,000 | $3,570,000 | dollars as filed | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 51,428 | $3,568,000 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 104,186 | $3,559,000 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 155,755 | $3,557,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 25,772 | $3,554,000 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 143,539 | $3,539,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 53,970 | $3,537,000 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 52,555 | $3,537,000 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 243,706 | $3,536,000 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 137,263 | $3,536,000 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 58,639 | $3,534,000 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 62,470 | $3,526,000 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 75,000 | $3,525,000 | dollars as filed | put |
| WISDOMTREE TR | 97717Y691 | CMN | 111,238 | $3,525,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 21,027 | $3,520,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 131,699 | $3,519,000 | dollars as filed | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 265,230 | $3,517,000 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 105,973 | $3,515,000 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 38,689 | $3,512,000 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 159,264 | $3,503,000 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 78,515 | $3,499,000 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 88,600 | $3,497,000 | dollars as filed | put |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 76,196 | $3,495,000 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 65,560 | $3,492,000 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 22,278 | $3,484,000 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 46,003 | $3,479,000 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 247,735 | $3,468,000 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 233,796 | $3,467,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 67,399 | $3,464,000 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 597,150 | $3,463,000 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 240,174 | $3,451,000 | dollars as filed | |
| ORION S.A. | L72967109 | COM | 162,331 | $3,445,000 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 206,279 | $3,445,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 83,795 | $3,440,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 56,067 | $3,436,000 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 85,124 | $3,431,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 44,484 | $3,424,000 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 143,628 | $3,424,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 251,606 | $3,416,000 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 199,842 | $3,415,000 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 243,563 | $3,408,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 125,966 | $3,407,000 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 44,773 | $3,404,000 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 136,170 | $3,402,000 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 233,551 | $3,401,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 122,162 | $3,392,000 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 22,611 | $3,389,000 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 188,150 | $3,377,000 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 61,381 | $3,376,000 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 89,174 | $3,374,000 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 10,000 | $3,370,000 | dollars as filed | put |
| MODINE MFG CO COM | 607828100 | Stock | 101,819 | $3,362,000 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 217,026 | $3,358,000 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 177,730 | $3,351,000 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 141,580 | $3,351,000 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 39,149 | $3,343,000 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 57,737 | $3,336,000 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 128,741 | $3,330,000 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 22,512 | $3,328,000 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 23,146 | $3,328,000 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 65,913 | $3,327,000 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 21,600 | $3,322,000 | dollars as filed | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 70,971 | $3,321,000 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 416,996 | $3,315,000 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 84,101 | $3,311,000 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 169,733 | $3,310,000 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 35,213 | $3,309,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 179,170 | $3,307,000 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 31,672 | $3,305,000 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 25,508 | $3,298,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 162,476 | $3,288,000 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 187,404 | $3,286,000 | dollars as filed | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 32,033 | $3,281,000 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 281,795 | $3,280,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 349,553 | $3,279,000 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 44,286 | $3,269,000 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 23,101 | $3,267,000 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 140,964 | $3,261,000 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 54,618 | $3,261,000 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 24,907 | $3,254,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 28,103 | $3,253,000 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 169,319 | $3,251,000 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 23,793 | $3,248,000 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 134,707 | $3,236,000 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 40,852 | $3,229,000 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 174,366 | $3,226,000 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 57,230 | $3,225,000 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 69,802 | $3,223,000 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 218,551 | $3,216,000 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 77,095 | $3,205,000 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 37,823 | $3,197,000 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 50,219 | $3,179,000 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 252,174 | $3,168,000 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 492,005 | $3,168,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 3,203,000 | $3,168,000 | dollars as filed | principal |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 99,385 | $3,167,000 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 102,976 | $3,160,000 | dollars as filed | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 115,933 | $3,160,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 62,641 | $3,159,000 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 205,300 | $3,155,000 | dollars as filed | call |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 103,550 | $3,155,000 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 487,845 | $3,151,000 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 220,806 | $3,150,000 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 339,990 | $3,149,000 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 93,680 | $3,146,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,500,000 | $3,144,000 | dollars as filed | principal |
| OMEROS CORP | 682143102 | COM | 577,732 | $3,143,000 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 108,168 | $3,142,000 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 43,673 | $3,133,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 141,865 | $3,132,000 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 14,148 | $3,130,000 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 59,347 | $3,130,000 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 67,332 | $3,127,000 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 206,089 | $3,119,000 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 51,046 | $3,118,000 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 69,160 | $3,115,000 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 195,247 | $3,114,000 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 313,711 | $3,114,000 | dollars as filed | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 73,842 | $3,114,000 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 48,854 | $3,111,000 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 75,312 | $3,108,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 37,279 | $3,101,000 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 72,600 | $3,099,000 | dollars as filed | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 87,334 | $3,096,000 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 89,431 | $3,095,000 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 142,162 | $3,091,000 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 84,915 | $3,087,000 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 31,094 | $3,083,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 195,293 | $3,080,000 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 178,200 | $3,079,000 | dollars as filed | call |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 75,796 | $3,078,000 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 198,230 | $3,069,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 437,257 | $3,065,000 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54,000 | $3,063,000 | dollars as filed | call |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 132,352 | $3,060,000 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 266,370 | $3,053,000 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 289,268 | $3,048,000 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 105,831 | $3,046,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 65,535 | $3,043,000 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 10,311 | $3,042,000 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 157,343 | $3,042,000 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 75,615 | $3,037,000 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 348,143 | $3,030,000 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 61,449 | $3,029,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-039575 | this filing | 2023-08-14 | acceptance time not in the bulk data set |