13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,623 holding rows worth $381,172,679,000.
- Accession
- 0001140361-23-039575
- Filer
- CIK 1000275
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 28,242 entries on the cover page, a total value of $381,172,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $381,172,679,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 54,576 | $1,624,000 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 22,670 | $1,622,000 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 23,705 | $1,621,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 72,028 | $1,619,000 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 26,200 | $1,617,000 | dollars as filed | call |
| SPROTT INC | 852066208 | COM NEW | 49,795 | $1,613,000 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 150,125 | $1,608,000 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 30,545 | $1,607,000 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 387,846 | $1,606,000 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 125,982 | $1,605,000 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 11,691 | $1,599,000 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 366,412 | $1,597,000 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 54,020 | $1,594,000 | dollars as filed | principal |
| SPIRE INC | 84857L101 | COM | 25,126 | $1,593,000 | dollars as filed | |
| SKYWEST INC COM | 830879102 | Stock | 39,062 | $1,590,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 64,234 | $1,581,000 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 44,301 | $1,579,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 49,774 | $1,579,000 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 28,277 | $1,575,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 30,647 | $1,573,000 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 72,632 | $1,571,000 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 8,919 | $1,568,000 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 95,294 | $1,567,000 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 50,947 | $1,559,000 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 105,171 | $1,558,000 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 37,001 | $1,558,000 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 111,846 | $1,558,000 | dollars as filed | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 570,000 | $1,558,000 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 179,081 | $1,554,000 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 91,527 | $1,551,000 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 74,036 | $1,551,000 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 135,519 | $1,550,000 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 164,346 | $1,550,000 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 148,424 | $1,548,000 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 47,619 | $1,547,000 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 10,362 | $1,546,000 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 126,258 | $1,541,000 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 1,462,000 | $1,541,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 30,079 | $1,540,000 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 175,932 | $1,538,000 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 40,641 | $1,536,000 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 41,994 | $1,534,000 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 56,911 | $1,530,000 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,900 | $1,523,000 | dollars as filed | call |
| CALIX INC | 13100M509 | COM | 30,483 | $1,522,000 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 50,424 | $1,520,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 20,104 | $1,520,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 87,067 | $1,520,000 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 90,595 | $1,518,000 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 133,942 | $1,514,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 58,096 | $1,510,000 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 55,050 | $1,510,000 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 55,684 | $1,509,000 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,627 | $1,507,000 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 128,819 | $1,504,000 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 44,338 | $1,500,000 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 13,278 | $1,500,000 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 16,273 | $1,499,000 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 51,367 | $1,498,000 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 103,913 | $1,497,000 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 115,805 | $1,495,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 60,458 | $1,495,000 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 63,969 | $1,494,000 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 67,349 | $1,493,000 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 40,591 | $1,490,000 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 67,419 | $1,490,000 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 91,286 | $1,490,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 36,325 | $1,490,000 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 170,221 | $1,490,000 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 112,083 | $1,489,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 53,231 | $1,489,000 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 76,148 | $1,486,000 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 32,301 | $1,484,000 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 81,422 | $1,484,000 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 135,777 | $1,483,000 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 152,800 | $1,481,000 | dollars as filed | put |
| ENOVA INTL INC | 29357K103 | COM | 27,884 | $1,481,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 45,833 | $1,480,000 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 32,622 | $1,480,000 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 21,553 | $1,479,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 71,913 | $1,475,000 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 67,020 | $1,475,000 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 281,644 | $1,473,000 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 207,178 | $1,471,000 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 318,075 | $1,469,000 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 11,957 | $1,468,000 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 58,217 | $1,464,000 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 41,500 | $1,463,000 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 169,882 | $1,463,000 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 25,449 | $1,463,000 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 50,000 | $1,460,000 | dollars as filed | put |
| BLACKBAUD INC COM | 09227Q100 | Stock | 20,454 | $1,457,000 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 42,024 | $1,454,000 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 69,921 | $1,453,000 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 56,661 | $1,453,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 38,241 | $1,452,000 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 75,717 | $1,450,000 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 38,117 | $1,450,000 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 50,449 | $1,449,000 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 100,000 | $1,447,000 | dollars as filed | put |
| ENERPLUS CORP | 292766102 | COM | 100,000 | $1,447,000 | dollars as filed | call |
| BEST BUY INC COM | 086516101 | Stock | 17,600 | $1,442,000 | dollars as filed | put |
| READY CAPITAL CORP | 75574U101 | COM | 127,841 | $1,442,000 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 80,851 | $1,433,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y201 | MUN INM ETF | 54,112 | $1,432,000 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 9,000 | $1,431,000 | dollars as filed | put |
| Dimensional US Large Cap Value ETF | 25434V666 | SHS | 56,199 | $1,427,000 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 50,440 | $1,425,000 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 57,578 | $1,425,000 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 23,736 | $1,423,000 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 9,991 | $1,422,000 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 147,001 | $1,421,000 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,100 | $1,419,000 | dollars as filed | call |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 24,639 | $1,418,000 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 37,013 | $1,417,000 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 80,028 | $1,417,000 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 4,259 | $1,416,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 74,568 | $1,415,000 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 27,928 | $1,414,000 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 49,869 | $1,412,000 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 32,252 | $1,403,000 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 38,081 | $1,402,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 52,561 | $1,400,000 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 231,623 | $1,399,000 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 30,709 | $1,397,000 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 48,325 | $1,396,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 54,335 | $1,396,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 34,630 | $1,394,000 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 22,404 | $1,392,000 | dollars as filed | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 51,598 | $1,387,000 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 74,523 | $1,384,000 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 12,103 | $1,383,000 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 134,401 | $1,382,000 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 23,388 | $1,380,000 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 172,288 | $1,376,000 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 16,953 | $1,373,000 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 30,058 | $1,372,000 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 50,629 | $1,366,000 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 158,801 | $1,358,000 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 103,565 | $1,358,000 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 8,488 | $1,356,000 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 33,212 | $1,355,000 | dollars as filed | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 45,672 | $1,354,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 358,039 | $1,354,000 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 74,869 | $1,351,000 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 47,222 | $1,345,000 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 15,363 | $1,339,000 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 24,928 | $1,336,000 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 67,539 | $1,333,000 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 23,419 | $1,330,000 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 80,204 | $1,328,000 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 40,782 | $1,325,000 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 91,654 | $1,321,000 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 26,175 | $1,321,000 | dollars as filed | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 22,107 | $1,320,000 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 50,669 | $1,318,000 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 31,765 | $1,312,000 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 102,378 | $1,311,000 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 95,076 | $1,310,000 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 27,954 | $1,309,000 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 131,500 | $1,308,000 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 80,416 | $1,308,000 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 13,546 | $1,300,000 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 52,757 | $1,299,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 39,337 | $1,295,000 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 53,135 | $1,294,000 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 60,986 | $1,291,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 58,590 | $1,287,000 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 26,407 | $1,286,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 39,413 | $1,286,000 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 65,798 | $1,284,000 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 27,211 | $1,277,000 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 7,318 | $1,273,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G336 | DLY SEMICNDTR BR | 129,000 | $1,273,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 37,355 | $1,272,000 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 56,180 | $1,269,000 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 311,153 | $1,267,000 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 109,091 | $1,266,000 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 83,636 | $1,264,000 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 77,910 | $1,264,000 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 27,976 | $1,262,000 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 30,452 | $1,261,000 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 9,031 | $1,261,000 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 52,522 | $1,258,000 | dollars as filed | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 21,300 | $1,256,000 | dollars as filed | call |
| Peakstone Realty Trust | 39818P799 | REIT | 44,912 | $1,254,000 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 9,214 | $1,251,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 25,608 | $1,251,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 26,437 | $1,245,000 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 19,259 | $1,244,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 37,700 | $1,244,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 142,269 | $1,244,000 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 22,908 | $1,244,000 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 79,272 | $1,243,000 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 74,401 | $1,243,000 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 50,417 | $1,242,000 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 42,696 | $1,240,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 39,984 | $1,240,000 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 49,245 | $1,239,000 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 132,554 | $1,238,000 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 12,134 | $1,237,000 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 69,570 | $1,236,000 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 31,420 | $1,236,000 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 120,885 | $1,229,000 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 189,560 | $1,228,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 65,113 | $1,227,000 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 74,309 | $1,225,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 49,476 | $1,225,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 36,751 | $1,224,000 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 64,500 | $1,220,000 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 122,147 | $1,216,000 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 48,710 | $1,212,000 | dollars as filed | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 25,321 | $1,208,000 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 117,351 | $1,206,000 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 77,228 | $1,205,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 31,200 | $1,205,000 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 28,440 | $1,204,000 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 24,885 | $1,203,000 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 29,921 | $1,201,000 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 93,351 | $1,200,000 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 89,134 | $1,197,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 48,385 | $1,195,000 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 22,506 | $1,194,000 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 234,977 | $1,192,000 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 11,300 | $1,191,000 | dollars as filed | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 23,048 | $1,191,000 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 103,930 | $1,187,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 62,675 | $1,184,000 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 49,927 | $1,183,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 217,281 | $1,182,000 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 51,930 | $1,182,000 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 17,639 | $1,181,000 | dollars as filed | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 70,278 | $1,181,000 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 166,141 | $1,180,000 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 94,130 | $1,180,000 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 23,613 | $1,178,000 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 38,739 | $1,178,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 45,391 | $1,175,000 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 28,514 | $1,175,000 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 34,023 | $1,173,000 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 50,400 | $1,170,000 | dollars as filed | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 38,610 | $1,167,000 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 28,287 | $1,167,000 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 86,500 | $1,166,000 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 51,513 | $1,165,000 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 14,075 | $1,163,000 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 1,185,000 | $1,160,000 | dollars as filed | principal |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 75,012 | $1,159,000 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 33,517 | $1,159,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 36,993 | $1,158,000 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 8,358 | $1,156,000 | dollars as filed | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 7,290 | $1,154,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 11,756 | $1,149,000 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 38,133 | $1,147,000 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 44,455 | $1,147,000 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 148,630 | $1,143,000 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 94,610 | $1,143,000 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 14,966 | $1,143,000 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 116,142 | $1,136,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 100,317 | $1,135,000 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 40,116 | $1,135,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 87,233 | $1,132,000 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,143,643 | $1,132,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 28,657 | $1,131,000 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 106,860 | $1,126,000 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 39,374 | $1,125,000 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 91,566 | $1,124,000 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 44,576 | $1,119,000 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 56,937 | $1,119,000 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 48,044 | $1,116,000 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 75,907 | $1,116,000 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 75,409 | $1,116,000 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 125,476 | $1,112,000 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 73,542 | $1,111,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q609 | ACTIVE GROWTH | 19,910 | $1,110,000 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 90,858 | $1,110,000 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 111,644 | $1,109,000 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 215,217 | $1,108,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 52,205 | $1,108,000 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 17,659 | $1,106,000 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 67,269 | $1,104,000 | dollars as filed | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 27,536 | $1,103,000 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 16,771 | $1,103,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 50,839 | $1,101,000 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 25,415 | $1,101,000 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 41,987 | $1,101,000 | dollars as filed | |
| SPARTANNASH CO | 847215100 | COM | 48,893 | $1,101,000 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 54,587 | $1,100,000 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 67,741 | $1,099,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 152,133 | $1,099,000 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 162,879 | $1,098,000 | dollars as filed | |
| EA SERIES TRUST | 02072L714 | BRIDGEWAY BLUE | 111,612 | $1,098,000 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 71,779 | $1,098,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 45,832 | $1,098,000 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 63,700 | $1,097,000 | dollars as filed | call |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 51,721 | $1,097,000 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 233,649 | $1,096,000 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 58,536 | $1,095,000 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 72,311 | $1,095,000 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 49,641 | $1,094,000 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 21,845 | $1,093,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 52,079 | $1,093,000 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 23,498 | $1,092,000 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 45,505 | $1,089,000 | dollars as filed | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 35,047 | $1,088,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 93,536 | $1,088,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 29,539 | $1,083,000 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 63,665 | $1,082,000 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 42,710 | $1,082,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 19,392 | $1,081,000 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 44,039 | $1,080,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 29,928 | $1,078,000 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 53,986 | $1,078,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 10,752 | $1,078,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,000 | $1,077,000 | dollars as filed | call |
| B & G FOODS INC | 05508R106 | COM | 77,402 | $1,077,000 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 82,603 | $1,075,000 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 222,470 | $1,075,000 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 45,696 | $1,073,000 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 42,799 | $1,072,000 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 66,146 | $1,071,000 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 10,792 | $1,070,000 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 40,000 | $1,069,000 | dollars as filed | call |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 100,513 | $1,069,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 167,756 | $1,069,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 10,119 | $1,065,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 20,265 | $1,064,000 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 90,989 | $1,062,000 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 15,704 | $1,061,000 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 27,282 | $1,059,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 96,664 | $1,057,000 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 48,379 | $1,057,000 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 44,726 | $1,053,000 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 133,656 | $1,053,000 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 25,693 | $1,052,000 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 49,712 | $1,050,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 41,151 | $1,049,000 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 130,444 | $1,049,000 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 50,753 | $1,046,000 | dollars as filed | |
| TANGER INC | 875465106 | COM | 47,323 | $1,045,000 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 104,834 | $1,043,000 | dollars as filed | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 82,787 | $1,041,000 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 30,443 | $1,041,000 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 120,535 | $1,041,000 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 15,796 | $1,040,000 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 41,477 | $1,040,000 | dollars as filed | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 48,884 | $1,039,000 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 15,539 | $1,038,000 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 104,123 | $1,038,000 | dollars as filed | |
| ISHARES TR | 464288125 | 3YRTB ETF | 14,918 | $1,033,000 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 392,864 | $1,032,000 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 27,686 | $1,031,000 | dollars as filed | |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 20,196 | $1,030,000 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 71,667 | $1,030,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 19,613 | $1,029,000 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 151,395 | $1,027,000 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,499 | $1,025,000 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 38,446 | $1,025,000 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 33,392 | $1,024,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 10,986 | $1,022,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 58,299 | $1,020,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 88,020 | $1,019,000 | dollars as filed | |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 43,853 | $1,019,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 12,034 | $1,018,000 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 31,031 | $1,016,000 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 79,264 | $1,015,000 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 92,898 | $1,014,000 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 34,422 | $1,011,000 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,951 | $1,010,000 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 17,913 | $1,003,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 42,602 | $1,002,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 31,990 | $999,000 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 21,784 | $999,000 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 28,109 | $997,000 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 5,572 | $996,000 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 30,399 | $990,000 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 13,796 | $989,000 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 46,013 | $988,000 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 27,696 | $986,000 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 24,859 | $985,000 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 21,040 | $985,000 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 32,293 | $984,000 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 114,773 | $983,000 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 37,700 | $983,000 | dollars as filed | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 26,279 | $983,000 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 43,301 | $982,000 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 42,376 | $981,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 31,628 | $981,000 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 9,887 | $977,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 24,641 | $976,000 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 97,600 | $974,000 | dollars as filed | call |
| BEL FUSE INC | 077347300 | CL B | 16,930 | $973,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 134,744 | $971,000 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 22,877 | $971,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 150,381 | $968,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 14,907 | $966,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 73,662 | $965,000 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 30,580 | $964,000 | dollars as filed | |
| POWELL INDS INC | 739128106 | COM | 15,895 | $963,000 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 19,136 | $962,000 | dollars as filed | |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 36,427 | $962,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 37,388 | $962,000 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 74,923 | $961,000 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 66,965 | $961,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 10,244 | $960,000 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 30,140 | $959,000 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 79,889 | $957,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 22,332 | $956,000 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 56,970 | $956,000 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 8,827 | $952,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 24,393 | $952,000 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 9,459 | $950,000 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 10,524 | $947,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 273,045 | $946,000 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 107,217 | $946,000 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 75,419 | $945,000 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 59,190 | $945,000 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 55,006 | $943,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 19,724 | $943,000 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 53,045 | $943,000 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 870,288 | $940,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 7,592 | $939,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 18,705 | $935,000 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 24,415 | $934,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q826 | SMALL MID CAP | 36,450 | $934,000 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 24,201 | $932,000 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 98,358 | $930,000 | dollars as filed | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 25,631 | $930,000 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 54,187 | $926,000 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 129,539 | $924,000 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 36,263 | $923,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 19,815 | $923,000 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E109 | COM | 88,715 | $921,000 | dollars as filed | |
| VICOR CORP | 925815102 | COM | 16,963 | $917,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,300 | $916,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 15,262 | $916,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 13,240 | $915,000 | dollars as filed | |
| Indivior PLC | G4766E116 | Common Stock | 38,445 | $915,000 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 32,944 | $914,000 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 26,970 | $913,000 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 3,800 | $912,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 8,620 | $909,000 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 186,256 | $907,000 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 45,056 | $907,000 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 20,000 | $906,000 | dollars as filed | call |
| TALOS ENERGY INC | 87484T108 | COM | 65,228 | $904,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 160,000 | $904,000 | dollars as filed | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 60,736 | $903,000 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 45,000 | $903,000 | dollars as filed | call |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 51,924 | $901,000 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 25,106 | $900,000 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 21,139 | $899,000 | dollars as filed | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 19,993 | $898,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 133,306 | $897,000 | dollars as filed | |
| NOV INC | 62955J103 | COM | 55,933 | $897,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y409 | SHORT DURATION | 35,657 | $895,000 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 239,056 | $894,000 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 42,216 | $894,000 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 10,013 | $894,000 | dollars as filed | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 37,059 | $894,000 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 13,396 | $893,000 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 46,700 | $892,000 | dollars as filed | call |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 8,943 | $892,000 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 21,339 | $892,000 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 28,340 | $888,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 15,905 | $888,000 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 16,151 | $886,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 18,099 | $886,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 12,644 | $885,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 1,107,000 | $881,000 | dollars as filed | principal |
| VERITIV CORP | 923454102 | COM | 7,011 | $881,000 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 21,043 | $879,000 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 74,638 | $878,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 62,658 | $878,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 19,397 | $878,000 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 109,315 | $878,000 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 1,100,000 | $878,000 | dollars as filed | principal |
| PROSHARES TR | 74347B391 | CMN | 17,822 | $878,000 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 97,745 | $878,000 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 71,939 | $877,000 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 9,411 | $876,000 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 44,814 | $875,000 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 44,331 | $875,000 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 40,731 | $875,000 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 1,000,000 | $874,000 | dollars as filed | principal |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 74,155 | $874,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 7,895 | $873,000 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 18,864 | $873,000 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 82,319 | $872,000 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 1,050,000 | $872,000 | dollars as filed | principal |
| URBAN EDGE PPTYS | 91704F104 | COM | 56,535 | $872,000 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 81,057 | $872,000 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 1,115,000 | $871,000 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 1,275,000 | $870,000 | dollars as filed | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,000 | $867,000 | dollars as filed | call |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 1,050,000 | $867,000 | dollars as filed | principal |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 28,075 | $865,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 153,022 | $865,000 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 79,639 | $864,000 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 67,634 | $863,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-039575 | this filing | 2023-08-14 | acceptance time not in the bulk data set |