13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,623 holding rows worth $381,172,679,000.
- Accession
- 0001140361-23-039575
- Filer
- CIK 1000275
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 28,242 entries on the cover page, a total value of $381,172,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $381,172,679,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 74,494 | $862,000 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 951,000 | $862,000 | dollars as filed | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 1,150,000 | $861,000 | dollars as filed | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 28,408 | $859,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F474 | FT VEST US EQT | 27,313 | $859,000 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 113,729 | $858,000 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 218,045 | $855,000 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 15,305 | $854,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 41,701 | $854,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 165,055 | $852,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 26,742 | $851,000 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 15,058 | $851,000 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 23,996 | $850,000 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 115,355 | $849,000 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 37,195 | $848,000 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 73,002 | $848,000 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 109,192 | $847,000 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 65,021 | $847,000 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 565,000 | $847,000 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 21,396 | $846,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 38,186 | $845,000 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 25,074 | $841,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 200,000 | $840,000 | dollars as filed | call |
| KENNAMETAL INC | 489170100 | COM | 29,616 | $840,000 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 19,504 | $839,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 21,058 | $839,000 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 48,535 | $837,000 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 10,572 | $836,000 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 905,000 | $836,000 | dollars as filed | principal |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 17,456 | $835,000 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 101,804 | $831,000 | dollars as filed | |
| KADANT INC | 48282T104 | COM | 3,737 | $830,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 9,433 | $830,000 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 21,264 | $828,000 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 32,133 | $825,000 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 50,000 | $825,000 | dollars as filed | call |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 374,000 | $824,000 | dollars as filed | principal |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 27,723 | $822,000 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 18,841 | $820,000 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 5,602 | $820,000 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 21,884 | $820,000 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 62,808 | $819,000 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 63,406 | $819,000 | dollars as filed | |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 37,220 | $819,000 | dollars as filed | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 840,393 | $816,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 40,595 | $816,000 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 46,131 | $814,000 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 369,543 | $814,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 15,558 | $814,000 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 27,718 | $813,000 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 171,180 | $813,000 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 6,651 | $813,000 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 7,131 | $812,000 | dollars as filed | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 15,440 | $812,000 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 16,093 | $811,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 146,700 | $811,000 | dollars as filed | put |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 31,447 | $810,000 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 22,088 | $808,000 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 17,283 | $808,000 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 54,217 | $807,000 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 81,658 | $806,000 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 30,057 | $805,000 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 24,613 | $804,000 | dollars as filed | |
| STONEX GROUP INC | 861896108 | COM | 9,672 | $804,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 8,054 | $803,000 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 65,852 | $801,000 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 3,277 | $800,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 47,436 | $799,000 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 39,227 | $797,000 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 53,492 | $796,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 14,443 | $795,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 18,750 | $795,000 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 10,169 | $794,000 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 71,915 | $794,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 6,001 | $792,000 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 34,922 | $792,000 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 13,727 | $791,000 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 41,545 | $791,000 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 50,126 | $789,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 24,590 | $788,000 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 41,839 | $788,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 15,788 | $788,000 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 19,221 | $787,000 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 36,285 | $787,000 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 13,657 | $786,000 | dollars as filed | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 16,036 | $786,000 | dollars as filed | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 68,372 | $784,000 | dollars as filed | |
| SKYWARD SPECIALTY INS GROUP | 830940102 | COM | 30,752 | $781,000 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 34,303 | $781,000 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 32,091 | $781,000 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 58,347 | $780,000 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 12,734 | $779,000 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 680,000 | $779,000 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 39,551 | $778,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 34,466 | $778,000 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10,554 | $772,000 | dollars as filed | |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 29,020 | $771,000 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 19,926 | $770,000 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 40,851 | $770,000 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 13,570 | $769,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 98,451 | $768,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 18,379 | $767,000 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 156,391 | $767,000 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 30,862 | $766,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 15,000 | $765,000 | dollars as filed | put |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 28,341 | $765,000 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 91,258 | $764,000 | dollars as filed | |
| Delta Apparel Inc | 247368103 | COM | 72,945 | $764,000 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 61,095 | $763,000 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 24,943 | $762,000 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 16,870 | $762,000 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 11,603 | $760,000 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 57,154 | $758,000 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 49,061 | $757,000 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 37,037 | $755,000 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,551 | $754,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 71,844 | $753,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 9,238 | $752,000 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 122,607 | $751,000 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 24,251 | $750,000 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 13,735 | $750,000 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 32,582 | $748,000 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 72,868 | $747,000 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 23,337 | $746,000 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 84,979 | $744,000 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 73,305 | $744,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 21,623 | $744,000 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 50,492 | $743,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 13,090 | $743,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 17,736 | $742,000 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 47,464 | $741,000 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 15,772 | $741,000 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 21,753 | $740,000 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 99,354 | $739,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 7,110 | $739,000 | dollars as filed | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 920,000 | $739,000 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 109,057 | $737,000 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 71,431 | $737,000 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 163,093 | $736,000 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 51,590 | $731,000 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 205 | $730,000 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 61,572 | $730,000 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 56,866 | $728,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 3,925 | $728,000 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,110 | $726,000 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 52,293 | $726,000 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 28,349 | $725,000 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 16,635 | $724,000 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 39,768 | $724,000 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 38,797 | $723,000 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 62,988 | $722,000 | dollars as filed | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 27,057 | $722,000 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 7,752 | $721,000 | dollars as filed | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 6,468 | $720,000 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 27,058 | $718,000 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 75,215 | $718,000 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 25,571 | $717,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 150,000 | $716,000 | dollars as filed | put |
| CORECARD CORPORATION | 45816D100 | COM | 28,165 | $714,000 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 39,296 | $712,000 | dollars as filed | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 29,947 | $712,000 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 21,709 | $711,000 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 11,672 | $711,000 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 58,370 | $710,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 28,106 | $709,000 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 39,654 | $709,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 19,541 | $708,000 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 5,836 | $708,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 21,570 | $708,000 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 27,042 | $707,000 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 44,137 | $707,000 | dollars as filed | |
| SILVERBOW RES INC | 82836G102 | COM | 24,249 | $707,000 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 21,969 | $706,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 27,104 | $703,000 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 26,807 | $702,000 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 17,844 | $702,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 17,271 | $702,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F482 | FT VEST U.S EQT | 21,998 | $699,000 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 25,560 | $699,000 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 12,844 | $698,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 71,551 | $697,000 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 28,551 | $697,000 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 9,100 | $695,000 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 20,488 | $695,000 | dollars as filed | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 7,079 | $693,000 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 23,139 | $693,000 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 6,764 | $691,000 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 29,820 | $691,000 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 15,815 | $691,000 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 20,843 | $689,000 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,018 | $689,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 8,572 | $689,000 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 8,834 | $687,000 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 25,611 | $687,000 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 24,892 | $687,000 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 109,745 | $685,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 12,178 | $685,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 28,507 | $685,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 13,875 | $684,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 123,200 | $683,000 | dollars as filed | call |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 33,349 | $683,000 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 176,977 | $682,000 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 49,086 | $681,000 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 60,385 | $681,000 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 21,592 | $681,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 23,850 | $679,000 | dollars as filed | |
| EA SERIES TRUST | 02072L615 | CMN | 21,684 | $679,000 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 34,655 | $678,000 | dollars as filed | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 22,961 | $678,000 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 31,883 | $675,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 64,123 | $674,000 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 23,495 | $673,000 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 100,000 | $673,000 | dollars as filed | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 100,000 | $673,000 | dollars as filed | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 12,539 | $672,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 28,250 | $672,000 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 49,700 | $671,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 17,419 | $671,000 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 68,187 | $669,000 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 20,314 | $667,000 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 89,930 | $667,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 19,396 | $665,000 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 56,147 | $664,000 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 7,061 | $662,000 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 30,390 | $662,000 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 11,967 | $661,000 | dollars as filed | |
| BANNER CORP | 06652V208 | COM NEW | 15,120 | $661,000 | dollars as filed | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 12,072 | $660,000 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 46,012 | $660,000 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 32,452 | $659,000 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 21,026 | $658,000 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 28,328 | $655,000 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 17,521 | $655,000 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 25,209 | $654,000 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 67,484 | $654,000 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 9,903 | $653,000 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 53,998 | $649,000 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 14,063 | $649,000 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 196,299 | $648,000 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 10,546 | $648,000 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 30,994 | $648,000 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 18,260 | $647,000 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 26,665 | $647,000 | dollars as filed | |
| PG&E CORP | 69331C140 | CONV | 4,327 | $647,000 | dollars as filed | principal |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 26,961 | $646,000 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 53,727 | $646,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 228,510 | $644,000 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 20,194 | $642,000 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 62,537 | $642,000 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 6,700 | $640,000 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 35,677 | $640,000 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 23,800 | $639,000 | dollars as filed | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 68,847 | $639,000 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 70,308 | $639,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 5,031 | $639,000 | dollars as filed | |
| SAFETY INS GROUP INC | 78648T100 | COM | 8,869 | $637,000 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 61,407 | $637,000 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,970 | $636,000 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 58,301 | $632,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 113,900 | $631,000 | dollars as filed | put |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 35,680 | $631,000 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 7,820 | $631,000 | dollars as filed | |
| WERNER ENTERPRISES INC | 950755108 | COM | 14,244 | $630,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 41,950 | $629,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 76,790 | $629,000 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 44,951 | $629,000 | dollars as filed | principal |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 13,107 | $628,000 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 14,763 | $627,000 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 8,962 | $625,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 14,185 | $625,000 | dollars as filed | |
| GMS INC | 36251C103 | COM | 9,025 | $625,000 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 16,370 | $624,000 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 66,130 | $623,000 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 9,530 | $622,000 | dollars as filed | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 13,420 | $621,000 | dollars as filed | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 19,211 | $619,000 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 9,323 | $619,000 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 41,507 | $619,000 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 31,853 | $618,000 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 65,946 | $617,000 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 54,624 | $617,000 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 33,985 | $617,000 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 14,900 | $616,000 | dollars as filed | call |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 11,048 | $616,000 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 17,516 | $615,000 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 12,371 | $615,000 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 28,070 | $614,000 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 48,284 | $613,000 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 7,762 | $612,000 | dollars as filed | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 17,764 | $612,000 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 10,535 | $612,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 20,089 | $611,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y368 | CMN | 21,400 | $611,000 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 73,178 | $611,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 97,413 | $608,000 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 24,591 | $608,000 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 7,166 | $607,000 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 4,712 | $605,000 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 24,844 | $601,000 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 38,067 | $600,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 17,778 | $600,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 9,376 | $600,000 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 99,230 | $597,000 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 12,502 | $596,000 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,080 | $595,000 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 14,403 | $595,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 10,840 | $595,000 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 12,867 | $594,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 17,806 | $593,000 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 3,320 | $593,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 6,831 | $593,000 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 25,761 | $593,000 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 33,921 | $593,000 | dollars as filed | |
| PROSHARES TR | 74348A566 | MERGER ETF | 15,456 | $593,000 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 36,258 | $592,000 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 50,600 | $592,000 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 95,016 | $591,000 | dollars as filed | |
| HUB GROUP INC | 443320106 | CL A | 7,361 | $590,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 19,800 | $589,000 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 42,518 | $587,000 | dollars as filed | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 31,697 | $587,000 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 40,786 | $587,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 16,136 | $585,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 41,351 | $584,000 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 57,273 | $583,000 | dollars as filed | |
| CORNERCAP FUNDAMETRICS LARGE-CAP ETF | 89832P267 | ETF | 17,047 | $583,000 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 80,608 | $582,000 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 14,834 | $581,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 11,968 | $580,000 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 8,276 | $580,000 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 28,598 | $579,000 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 14,417 | $579,000 | dollars as filed | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 47,537 | $579,000 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,754 | $578,000 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 18,933 | $578,000 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 14,154 | $577,000 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 136,348 | $577,000 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 46,896 | $575,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 13,421 | $573,000 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 41,937 | $572,000 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 52,675 | $571,000 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 7,430 | $571,000 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 56,416 | $571,000 | dollars as filed | |
| EA SERIES TRUST | 02072L789 | GURU FAV STOCKS | 24,862 | $569,000 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 49,216 | $569,000 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 68,492 | $565,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 16,670 | $565,000 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 76,070 | $565,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 16,347 | $565,000 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,109 | $564,000 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 25,532 | $563,000 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 14,522 | $563,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 20,166 | $563,000 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 36,874 | $562,000 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 17,694 | $562,000 | dollars as filed | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 275,420 | $562,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 15,726 | $561,000 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 13,579 | $561,000 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 55,261 | $560,000 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 5,227 | $559,000 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 61,360 | $559,000 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 8,173 | $558,000 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 45,272 | $558,000 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 144,902 | $558,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 19,001 | $558,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 25,536 | $558,000 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 50,000 | $557,000 | dollars as filed | put |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 47,902 | $556,000 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 51,273 | $555,000 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 14,105 | $555,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 15,676 | $554,000 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 56,515 | $554,000 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 53,922 | $554,000 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 24,128 | $554,000 | dollars as filed | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 17,747 | $554,000 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 57,130 | $553,000 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 11,261 | $553,000 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 8,247 | $551,000 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 13,373 | $551,000 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 31,776 | $549,000 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 101,473 | $549,000 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,979 | $547,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 13,204 | $547,000 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 15,000 | $546,000 | dollars as filed | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 15,682 | $546,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 17,210 | $545,000 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 74,983 | $545,000 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 14,177 | $544,000 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 23,358 | $543,000 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,601 | $543,000 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 87,605 | $542,000 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 25,774 | $540,000 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 33,210 | $539,000 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,452 | $539,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 54,716 | $539,000 | dollars as filed | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 145,530 | $539,000 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 29,876 | $538,000 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 25,607 | $538,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R662 | INTL DEV STRNGTH | 16,551 | $537,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,821 | $537,000 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 19,712 | $536,000 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 20,441 | $535,000 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 14,255 | $534,000 | dollars as filed | |
| DBX ETF TR | 233051242 | CMN | 12,701 | $534,000 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 20,506 | $533,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 11,509 | $532,000 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 62,219 | $531,000 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 5,820 | $530,000 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,000 | $529,000 | dollars as filed | put |
| INVESCO BULLETSHARES 2032 MUNICIPAL BOND ETF | 46139W833 | ETF | 20,795 | $529,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 110,000 | $528,000 | dollars as filed | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 7,333 | $527,000 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 4,857 | $527,000 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 69,151 | $527,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 16,478 | $526,000 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 14,391 | $525,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 11,402 | $525,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 14,109 | $524,000 | dollars as filed | |
| LISTED FD TR | 53656F607 | COM | 12,223 | $523,000 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 84,413 | $523,000 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 6,589 | $522,000 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 18,464 | $522,000 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 27,271 | $522,000 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 107,298 | $520,000 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 7,484 | $520,000 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 147,201 | $518,000 | dollars as filed | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 26,619 | $518,000 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 64,230 | $517,000 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 16,826 | $517,000 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 11,772 | $517,000 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 22,243 | $517,000 | dollars as filed | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,294 | $515,000 | dollars as filed | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 14,512 | $515,000 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 44,560 | $514,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 26,504 | $514,000 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 22,930 | $513,000 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 52,988 | $513,000 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 18,711 | $513,000 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 11,687 | $512,000 | dollars as filed | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 7,000 | $511,000 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 99,420 | $509,000 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 16,783 | $508,000 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 27,603 | $508,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 9,999 | $505,000 | dollars as filed | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 124,914 | $505,000 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 26,361 | $504,000 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 50,658 | $504,000 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 100,455 | $502,000 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 184,443 | $502,000 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 72,858 | $502,000 | dollars as filed | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 21,624 | $501,000 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 28,392 | $500,000 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 6,919 | $499,000 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 12,021 | $499,000 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 75,409 | $498,000 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 44,285 | $498,000 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 47,775 | $497,000 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 18,859 | $497,000 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 96,514 | $496,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q708 | ACTIVE SM CP VAL | 10,056 | $496,000 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 228,425 | $495,000 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 44,615 | $495,000 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 23,852 | $494,000 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 6,553 | $493,000 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 37,128 | $493,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 14,622 | $489,000 | dollars as filed | |
| WAFD INC | 938824109 | COM | 18,438 | $489,000 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 17,829 | $488,000 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 100,000 | $487,000 | dollars as filed | call |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 11,200 | $486,000 | dollars as filed | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 10,190 | $486,000 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 59,096 | $486,000 | dollars as filed | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 11,905 | $486,000 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 142,614 | $485,000 | dollars as filed | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 9,421 | $485,000 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 23,915 | $485,000 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 49,167 | $485,000 | dollars as filed | |
| Avantis US Large Cap Value ETF | 025072349 | SHS | 9,077 | $484,000 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 18,033 | $484,000 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 85,735 | $484,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 120,274 | $484,000 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 11,797 | $483,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 10,666 | $483,000 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 3,574 | $482,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 14,137 | $481,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 15,958 | $480,000 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 17,385 | $480,000 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 7,059 | $479,000 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 9,343 | $479,000 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 4,599 | $478,000 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 34,596 | $477,000 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 10,590 | $477,000 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 18,601 | $477,000 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 40,849 | $476,000 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 19,427 | $476,000 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 10,245 | $475,000 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 31,720 | $473,000 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 10,567 | $473,000 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 37,529 | $472,000 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 97,048 | $472,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-039575 | this filing | 2023-08-14 | acceptance time not in the bulk data set |