13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,623 holding rows worth $381,172,679,000.
- Accession
- 0001140361-23-039575
- Filer
- CIK 1000275
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 28,242 entries on the cover page, a total value of $381,172,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $381,172,679,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,743 | $80,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 2,579 | $80,000 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 3,138 | $79,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 15,015 | $79,000 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,719 | $79,000 | dollars as filed | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 4,980 | $79,000 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 10,193 | $79,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 23,370 | $79,000 | dollars as filed | |
| TCW ETF TRUST | 29287L205 | TRANS SYSTE ETF | 1,505 | $79,000 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 11,882 | $79,000 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 54,070 | $79,000 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,731 | $79,000 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 10,483 | $79,000 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 10,880 | $79,000 | dollars as filed | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 2,657 | $79,000 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 2,926 | $78,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 41,491 | $78,000 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 4,318 | $78,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 20,231 | $78,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1,617 | $78,000 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 3,598 | $78,000 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,181 | $78,000 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 9,764 | $78,000 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 6,965 | $78,000 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 55,970 | $78,000 | dollars as filed | |
| HEART TEST LABORATORIES INC | 42254E104 | COMMON | 85,980 | $78,000 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 7,870 | $77,000 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 4,833 | $77,000 | dollars as filed | |
| GREEN PLAINS INC | 393222104 | COM | 2,400 | $77,000 | dollars as filed | |
| CIRCOR INTL INC | 17273K109 | COM | 1,351 | $77,000 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 2,871 | $77,000 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 21,567 | $77,000 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 5,854 | $76,000 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 4,182 | $76,000 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 7,146 | $76,000 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 36,188 | $76,000 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 3,199 | $76,000 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 62,137 | $76,000 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 149,095 | $76,000 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 5,748 | $75,000 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 33,596 | $75,000 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 4,182 | $75,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 3,280 | $75,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 8,933 | $75,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 6,100 | $75,000 | dollars as filed | |
| BOGOTA FINL CORP | 097235105 | COM | 9,236 | $75,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 62,257 | $75,000 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 8,687 | $74,000 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 2,093 | $74,000 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 34,985 | $74,000 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 20,243 | $74,000 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 4,763 | $74,000 | dollars as filed | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 9,040 | $74,000 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,687 | $74,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 3,138 | $74,000 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 3,089 | $74,000 | dollars as filed | principal |
| SOLO BRANDS INC | 83425V104 | COM CL A | 13,119 | $74,000 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5,537 | $74,000 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00774Q197 | RAYLIANT QUANTAM | 4,855 | $74,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 2,316 | $73,000 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 7,371 | $73,000 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 2,384 | $73,000 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 2,260 | $73,000 | dollars as filed | |
| DBX ETF TR | 233051226 | CMN | 3,017 | $73,000 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 61,203 | $73,000 | dollars as filed | |
| SALISBURY BANCORP INC | 795226109 | COM | 3,081 | $73,000 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 7,632 | $72,000 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 6,801 | $72,000 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 1,047 | $72,000 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 7,859 | $72,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 14,263 | $72,000 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 35,997 | $72,000 | dollars as filed | |
| FORGEROCK INC | 34631B101 | CL A | 3,523 | $72,000 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 7,148 | $72,000 | dollars as filed | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 23,000 | $72,000 | dollars as filed | principal |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 51,226 | $72,000 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 12,805 | $71,000 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 17,120 | $71,000 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 8,430 | $71,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 2,469 | $71,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 1,648 | $71,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 2,529 | $71,000 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 2,702 | $71,000 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,176 | $70,000 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 2,627 | $70,000 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 4,200 | $70,000 | dollars as filed | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 4,878 | $70,000 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 9,932 | $70,000 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 2,609 | $70,000 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 7,936 | $70,000 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 4,019 | $70,000 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 6,328 | $70,000 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1,729 | $70,000 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 14,315 | $70,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 70,000 | $70,000 | dollars as filed | principal |
| SONIC FDRY INC | 83545R207 | COM NEW | 79,606 | $70,000 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,500 | $69,000 | dollars as filed | put |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 12,015 | $69,000 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 14,205 | $69,000 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 11,182 | $69,000 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,822 | $69,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 3,607 | $69,000 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 6,563 | $69,000 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 16,666 | $69,000 | dollars as filed | |
| GUARDFORCE AI CO LTD | G4236L138 | SHS NEW | 13,698 | $69,000 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 6,200 | $69,000 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 5,532 | $69,000 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 4,522 | $69,000 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 3,710 | $69,000 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,183 | $68,000 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 6,532 | $68,000 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 3,602 | $68,000 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 13,005 | $68,000 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,504 | $68,000 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,936 | $68,000 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 21,943 | $68,000 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 1,921 | $68,000 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 5,578 | $67,000 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 1,874 | $67,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 7,711 | $67,000 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 4,481 | $67,000 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 55,400 | $67,000 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 2,659 | $67,000 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 6,088 | $67,000 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 8,410 | $66,000 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 19,038 | $66,000 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 5,376 | $66,000 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 19,296 | $66,000 | dollars as filed | |
| ALICO INC | 016230104 | COM | 2,582 | $66,000 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 5,630 | $66,000 | dollars as filed | |
| CEPTON INC | 15673X101 | COM | 136,200 | $66,000 | dollars as filed | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 68,376 | $66,000 | dollars as filed | |
| NULL | 301505749 | NULL | 2,697 | $66,000 | dollars as filed | |
| HIVE BLOCKCHAIN TECHNLGIES L | 43366H704 | COM NEW | 14,367 | $66,000 | dollars as filed | |
| NUVALENT INC COM | 670703107 | Stock | 1,533 | $65,000 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 987 | $65,000 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 17,504 | $65,000 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,574 | $65,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,811 | $65,000 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 9,849 | $65,000 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 1,443 | $65,000 | dollars as filed | |
| 2U INC | 90214J101 | COM | 16,200 | $65,000 | dollars as filed | call |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 7,332 | $65,000 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 15,844 | $65,000 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 3,082 | $65,000 | dollars as filed | |
| MOVELLA HOLDINGS INC - CLASS A - MVLA | 62459N105 | Stock | 30,700 | $65,000 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 2,773 | $64,000 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 19,263 | $64,000 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 7,522 | $64,000 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,381 | $64,000 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,962 | $64,000 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 8,177 | $64,000 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 3,075 | $63,000 | dollars as filed | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 2,265 | $63,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,500 | $63,000 | dollars as filed | put |
| ARGAN INC | 04010E109 | COM | 1,601 | $63,000 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 5,736 | $63,000 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 5,472 | $63,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 2,600 | $63,000 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 8,699 | $62,000 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 5,970 | $62,000 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 2,168 | $62,000 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1,856 | $62,000 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 19,088 | $62,000 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 3,319 | $62,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 2,335 | $62,000 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 38,540 | $62,000 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 3,200 | $62,000 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 33,290 | $62,000 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 76,924 | $62,000 | dollars as filed | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,959 | $62,000 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 75,000 | $62,000 | dollars as filed | principal |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 1,905 | $61,000 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 5,751 | $61,000 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 9,807 | $61,000 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 8,207 | $61,000 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,816 | $61,000 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 11,076 | $61,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 80,309 | $61,000 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 116,504 | $61,000 | dollars as filed | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 15,400 | $60,000 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 2,864 | $60,000 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 23,532 | $60,000 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 8,034 | $60,000 | dollars as filed | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 3,335 | $60,000 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 44,160 | $60,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 1,763 | $60,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 700 | $60,000 | dollars as filed | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 2,805 | $60,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 2,880 | $60,000 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 3,223 | $59,000 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,022 | $59,000 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,611 | $59,000 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 4,881 | $59,000 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 3,164 | $59,000 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 5,126 | $58,000 | dollars as filed | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,198 | $58,000 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 9,737 | $58,000 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 8,016 | $58,000 | dollars as filed | |
| TIDAL TRUST II | 88636J600 | ROUNDHILL GENER | 2,010 | $58,000 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 18,104 | $58,000 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 64,985 | $58,000 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 20,000 | $58,000 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,622 | $58,000 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 5,804 | $58,000 | dollars as filed | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 1,307 | $58,000 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 9,851 | $58,000 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 20,000 | $58,000 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 5,078 | $57,000 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 7,513 | $57,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 2,665 | $57,000 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 16,611 | $57,000 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 6,382 | $57,000 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 4,001 | $57,000 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 39,663 | $57,000 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,667 | $57,000 | dollars as filed | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 118,760 | $57,000 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 2,359 | $56,000 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 960 | $56,000 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 37,396 | $56,000 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 308 | $56,000 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 3,173 | $56,000 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 4,463 | $56,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 2,728 | $56,000 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 13,036 | $56,000 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 9,529 | $55,000 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 1,919 | $55,000 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 4,568 | $55,000 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 11,926 | $55,000 | dollars as filed | |
| DBX ETF TR | 23306X506 | XTRAC S&P ETF | 2,202 | $55,000 | dollars as filed | |
| ILLUMIN HOLDINGS INC COM | 45232V106 | COM | 32,673 | $55,000 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 9,711 | $55,000 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 18,554 | $55,000 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 4,035 | $55,000 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 5,383 | $55,000 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 22,442 | $54,000 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 7,349 | $54,000 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 946 | $54,000 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 2,994 | $54,000 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 9,150 | $54,000 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 3,339 | $54,000 | dollars as filed | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 2,000 | $54,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,675 | $54,000 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 2,484 | $54,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,093 | $54,000 | dollars as filed | principal |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 2,899 | $54,000 | dollars as filed | |
| MV OIL TR | 553859109 | TR UNITS | 4,200 | $54,000 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $54,000 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 23,766 | $54,000 | dollars as filed | |
| FLEXSHARES TR | 33939L852 | COM | 892 | $54,000 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 5,572 | $53,000 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 7,985 | $53,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 3,579 | $53,000 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 10,540 | $53,000 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,872 | $53,000 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 1,690 | $53,000 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 7,466 | $53,000 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 150,000 | $53,000 | dollars as filed | call |
| EVE HLDG INC | 29970N104 | COM | 4,965 | $52,000 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 4,681 | $52,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 10,637 | $52,000 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 4,950 | $52,000 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 5,424 | $52,000 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,800 | $52,000 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 16,064 | $52,000 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 10,434 | $52,000 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 14,345 | $52,000 | dollars as filed | |
| PYROGENESIS CDA INC | 74734T104 | COM | 73,530 | $52,000 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 7,400 | $52,000 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 4,314 | $51,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 9,942 | $51,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 19,999 | $51,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 4,246 | $51,000 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 1,870 | $51,000 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 5,030 | $51,000 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 2,006 | $50,000 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 7,646 | $50,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 2,170 | $50,000 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 13,550 | $50,000 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 2,906 | $50,000 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 2,817 | $50,000 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,069 | $50,000 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 2,808 | $50,000 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 46,543 | $50,000 | dollars as filed | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 3,523 | $50,000 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 5,445 | $50,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 50,000 | $50,000 | dollars as filed | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,500 | $49,000 | dollars as filed | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 10,493 | $49,000 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 4,956 | $49,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 4,521 | $49,000 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 6,734 | $49,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,694 | $49,000 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,677 | $49,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,005 | $49,000 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,961 | $49,000 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 3,750 | $49,000 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 50,000 | $49,000 | dollars as filed | principal |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 7,938 | $48,000 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 1,851 | $48,000 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,999 | $48,000 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 950 | $48,000 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 6,107 | $48,000 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 2,890 | $48,000 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 24,476 | $48,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 1,274 | $48,000 | dollars as filed | |
| BURKE HERBERT FINL SVCS CORP | 12135Y108 | COM | 724 | $47,000 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 19,286 | $47,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 8,173 | $47,000 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 3,866 | $47,000 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 2,377 | $47,000 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 3,658 | $47,000 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 8,633 | $47,000 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 4,800 | $46,000 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 22,230 | $46,000 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 1,840 | $46,000 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,107 | $45,000 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 189,763 | $45,000 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 11,277 | $45,000 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 12,943 | $45,000 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 9,185 | $45,000 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 2,272 | $45,000 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,000 | $45,000 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 5,365 | $45,000 | dollars as filed | |
| Avantis International Large Cap Val ETF | 025072364 | SHS | 899 | $44,000 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 2,500 | $44,000 | dollars as filed | put |
| GARRETT MOTION INC | 366505105 | COM | 5,811 | $44,000 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 3,275 | $44,000 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 3,620 | $44,000 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 1,723 | $44,000 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 3,100 | $44,000 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 1,067 | $44,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 511 | $44,000 | dollars as filed | |
| NEUEHEALTH INC | 10920V404 | COM NEW | 3,617 | $44,000 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 3,084 | $43,000 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 4,210 | $43,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 2,761 | $43,000 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 2,692 | $43,000 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 7,058 | $43,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q126 | RLTY INCOME ETF | 1,020 | $43,000 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,088 | $43,000 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 925 | $43,000 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 5,188 | $43,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 2,069 | $43,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 1,863 | $43,000 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 35,487 | $43,000 | dollars as filed | |
| TIDAL ETF TR | 886364454 | NOBLE ABSOLUTE | 4,950 | $43,000 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 6,020 | $42,000 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,850 | $42,000 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 2,500 | $42,000 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,602 | $42,000 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 4,463 | $42,000 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 4,472 | $42,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 1,482 | $42,000 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 5,871 | $42,000 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 8,051 | $42,000 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 17,588 | $42,000 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,113 | $42,000 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 2,883 | $42,000 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 9,162 | $42,000 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,968 | $42,000 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 12,881 | $42,000 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 9,615 | $42,000 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 644 | $42,000 | dollars as filed | principal |
| DAKOTA GOLD CORP | 46655E100 | COM | 14,085 | $41,000 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,594 | $41,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 12,750 | $41,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 3,014 | $41,000 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 5,116 | $41,000 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 3,092 | $41,000 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 3,772 | $41,000 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 31,694 | $41,000 | dollars as filed | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 4,885 | $41,000 | dollars as filed | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,479 | $41,000 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,740 | $40,000 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 5,060 | $40,000 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 8,690 | $40,000 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 2,454 | $40,000 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 5,461 | $40,000 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 2,681 | $40,000 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 5,164 | $40,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 4,854 | $40,000 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 12,462 | $40,000 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,141 | $40,000 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 916 | $40,000 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 4,000 | $40,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 951 | $40,000 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 4,492 | $40,000 | dollars as filed | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 1,365 | $40,000 | dollars as filed | |
| CALIBERCOS INC CL A NEW | 13000T109 | Stock | 20,979 | $40,000 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 200 | $39,000 | dollars as filed | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,500 | $39,000 | dollars as filed | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,500 | $39,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 9,000 | $39,000 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 13,323 | $39,000 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 14,782 | $39,000 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 6,152 | $39,000 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,444 | $39,000 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 3,183 | $39,000 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 5,000 | $39,000 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 2,277 | $39,000 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 2,880 | $39,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 2,714 | $39,000 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 9,453 | $39,000 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 363 | $39,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N889 | VOLT TSLA RE ETF | 4,301 | $39,000 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,039 | $39,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 813 | $39,000 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 500 | $38,000 | dollars as filed | call |
| BRF SA | 10552T107 | SPONSORED ADR | 19,789 | $38,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,123 | $38,000 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 3,100 | $38,000 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 983 | $38,000 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 7,408 | $38,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,575 | $38,000 | dollars as filed | |
| 2U INC | 90214J101 | COM | 9,475 | $38,000 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 3,034 | $38,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 17,251 | $38,000 | dollars as filed | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 1,526 | $38,000 | dollars as filed | principal |
| Verizon Communications Inc | 92343V104 | COM | 1,000 | $37,000 | dollars as filed | put |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 22,977 | $37,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 8,650 | $37,000 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 3,860 | $37,000 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 4,640 | $37,000 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 04930R107 | COM | 2,206 | $37,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 611 | $37,000 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 373 | $36,000 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 400 | $36,000 | dollars as filed | put |
| SUZANO S A SPON ADS | 86959K105 | ADR | 3,778 | $36,000 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 5,780 | $36,000 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 3,094 | $36,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 4,192 | $36,000 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 16,257 | $36,000 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 170 | $36,000 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 32,304 | $36,000 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 6,667 | $36,000 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 9,863 | $36,000 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 2,502 | $36,000 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 3,449 | $36,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 2,200 | $36,000 | dollars as filed | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 3,450 | $36,000 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 37,000 | $36,000 | dollars as filed | principal |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 200 | $35,000 | dollars as filed | put |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 5,966 | $35,000 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,500 | $35,000 | dollars as filed | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 640 | $35,000 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,417 | $35,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 7,652 | $35,000 | dollars as filed | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 2,425 | $35,000 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 8,266 | $35,000 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 7,411 | $35,000 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 2,233 | $34,000 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 15,107 | $34,000 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 13,854 | $34,000 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 19,790 | $34,000 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 3,303 | $34,000 | dollars as filed | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 400 | $34,000 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 1,277 | $34,000 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,207 | $34,000 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 8,106 | $34,000 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 38,721 | $34,000 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 1,575 | $34,000 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 20,309 | $34,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 1,505 | $34,000 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 2,586 | $34,000 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 15,937 | $34,000 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 6,552 | $33,000 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,965 | $33,000 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 2,630 | $33,000 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 3,499 | $33,000 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 1,633 | $32,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 8,787 | $32,000 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 4,982 | $32,000 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 11,913 | $32,000 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 8,343 | $32,000 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 2,959 | $32,000 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 5,922 | $32,000 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 4,071 | $32,000 | dollars as filed | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,417 | $32,000 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 2,439 | $32,000 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 1,431 | $32,000 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 18,863 | $32,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 1,661 | $32,000 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 7,299 | $32,000 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 4,115 | $32,000 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 24,700 | $32,000 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,155 | $31,000 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 4,317 | $31,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 3,629 | $31,000 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,800 | $31,000 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,500 | $31,000 | dollars as filed | put |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 11,229 | $31,000 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 1,489 | $31,000 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 5,082 | $31,000 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 4,138 | $31,000 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 157,811 | $31,000 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,630 | $31,000 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 3,594 | $31,000 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,064 | $31,000 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 2,146 | $31,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-039575 | this filing | 2023-08-14 | acceptance time not in the bulk data set |