13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,623 holding rows worth $381,172,679,000.
- Accession
- 0001140361-23-039575
- Filer
- CIK 1000275
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 28,242 entries on the cover page, a total value of $381,172,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $381,172,679,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARMONIC INC | 413160102 | COM | 9,224 | $150,000 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 22,263 | $150,000 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 16,458 | $150,000 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 16,831 | $149,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 75,411 | $149,000 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 21,575 | $149,000 | dollars as filed | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,504 | $149,000 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 29,673 | $149,000 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 2,903 | $149,000 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 5,893 | $149,000 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 12,257 | $148,000 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 28,748 | $148,000 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 6,975 | $148,000 | dollars as filed | principal |
| LIBERTY | 531229888 | COMMON STOCK | 3,731 | $148,000 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 31,588 | $147,000 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 19,862 | $147,000 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 6,852 | $147,000 | dollars as filed | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 3,306 | $146,000 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,442 | $146,000 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 12,475 | $146,000 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 6,663 | $145,000 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 9,496 | $145,000 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 5,627 | $145,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 9,100 | $145,000 | dollars as filed | call |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 5,073 | $145,000 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 17,423 | $145,000 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 17,226 | $145,000 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 11,143 | $145,000 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,013 | $145,000 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 47,808 | $145,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,732 | $145,000 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 19,577 | $145,000 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 7,234 | $144,000 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 8,149 | $144,000 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 7,175 | $144,000 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 12,303 | $144,000 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 13,822 | $144,000 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 13,532 | $144,000 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 6,495 | $144,000 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 21,189 | $143,000 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 13,270 | $143,000 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,325 | $143,000 | dollars as filed | |
| HARROW INC | 415858109 | COM | 7,490 | $143,000 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 6,996 | $143,000 | dollars as filed | |
| SIREN ETF TR | 829658301 | CMN | 2,528 | $143,000 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,171 | $143,000 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 734 | $142,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 23,931 | $142,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 4,208 | $142,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 15,993 | $142,000 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 34,688 | $142,000 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 6,252 | $142,000 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 3,441 | $142,000 | dollars as filed | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 8,819 | $142,000 | dollars as filed | |
| FLEXSHARES TR | 33939L811 | COM | 7,077 | $142,000 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 10,289 | $142,000 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 19,020 | $141,000 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 4,692 | $141,000 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,257 | $141,000 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 7,821 | $141,000 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 7,496 | $141,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 5,655 | $141,000 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 81,069 | $141,000 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 16,859 | $140,000 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 20,796 | $140,000 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 14,233 | $140,000 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 5,390 | $140,000 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 44,504 | $140,000 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 18,515 | $140,000 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 77,297 | $139,000 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 14,837 | $139,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 2,914 | $138,000 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 49,988 | $138,000 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 11,376 | $138,000 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 11,972 | $138,000 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 53,205 | $138,000 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 4,000 | $137,000 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 4,116 | $137,000 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 9,200 | $137,000 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,956 | $137,000 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 19,240 | $137,000 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 9,189 | $137,000 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 24,135 | $137,000 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 4,000 | $136,000 | dollars as filed | put |
| PROASSURANCE CORP | 74267C106 | COM | 9,024 | $136,000 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 41,771 | $136,000 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 5,422 | $136,000 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 64,500 | $136,000 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 4,852 | $135,000 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 6,019 | $135,000 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 10,304 | $135,000 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 106,000 | $135,000 | dollars as filed | principal |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 11,819 | $135,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 15,534 | $134,000 | dollars as filed | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 32,126 | $134,000 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 6,261 | $134,000 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 9,383 | $133,000 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 84,946 | $133,000 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 13,206 | $133,000 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 11,537 | $133,000 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 29,946 | $133,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 2,765 | $133,000 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 18,500 | $133,000 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 7,081 | $133,000 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 19,195 | $132,000 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 6,011 | $132,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 9,027 | $132,000 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,296 | $131,000 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 13,842 | $131,000 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 11,219 | $131,000 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,323 | $131,000 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 9,871 | $131,000 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 15,971 | $131,000 | dollars as filed | |
| DEL MONTE CORP ORD | G36738105 | Stock | 5,062 | $130,000 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,390 | $130,000 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 6,978 | $130,000 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 37,229 | $130,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 18,679 | $130,000 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 8,665 | $130,000 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 27,663 | $130,000 | dollars as filed | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 4,148 | $129,000 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 13,725 | $129,000 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 26,007 | $129,000 | dollars as filed | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 1,734 | $129,000 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 12,447 | $129,000 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 82,208 | $129,000 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 12,082 | $129,000 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 15,200 | $129,000 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 5,171 | $129,000 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 952 | $128,000 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 4,376 | $128,000 | dollars as filed | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 5,003 | $128,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 2,954 | $128,000 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 4,050 | $128,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,862 | $128,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P839 | NUVEEN SMALL CAP | 5,668 | $128,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 91,800 | $127,000 | dollars as filed | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 9,188 | $127,000 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 14,774 | $127,000 | dollars as filed | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 8,143 | $127,000 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 7,559 | $126,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 782 | $126,000 | dollars as filed | |
| Canadian $ ETF | 46138T104 | ETF | 1,705 | $126,000 | dollars as filed | |
| EA SERIES TRUST | 02072L771 | SPAR INT VAL ETF | 5,221 | $126,000 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 7,961 | $126,000 | dollars as filed | |
| GERON CORP | 374163103 | COM | 38,836 | $125,000 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 3,550 | $125,000 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 3,575 | $125,000 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,903 | $125,000 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,790 | $125,000 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 33,499 | $125,000 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 7,100 | $125,000 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 13,519 | $125,000 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 11,469 | $125,000 | dollars as filed | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 2,695 | $125,000 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 8,059 | $125,000 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 2,595 | $124,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 5,141 | $124,000 | dollars as filed | |
| EA SERIES TRUST | 02072L672 | STRIVE US SEMICO | 3,583 | $124,000 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 41,942 | $123,000 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 5,078 | $123,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 300 | $123,000 | dollars as filed | put |
| ASTRONICS CORP COM | 046433108 | Stock | 6,174 | $123,000 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,686 | $123,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 39,616 | $123,000 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 12,270 | $123,000 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 8,115 | $123,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 4,460 | $123,000 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 9,932 | $123,000 | dollars as filed | |
| PARTNERS BANCORP | 70213Q108 | COM | 19,764 | $123,000 | dollars as filed | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 6,344 | $122,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 63,379 | $122,000 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 2,729 | $122,000 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 215 | $122,000 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 6,172 | $122,000 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 12,476 | $121,000 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 8,370 | $121,000 | dollars as filed | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 13,733 | $121,000 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,510 | $121,000 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 4,307 | $121,000 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 8,995 | $121,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 3,582 | $120,000 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 7,249 | $120,000 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 12,511 | $120,000 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 42,738 | $120,000 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 3,555 | $120,000 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 225,000 | $120,000 | dollars as filed | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 5,432 | $119,000 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 8,049 | $119,000 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 19,429 | $119,000 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 36,136 | $119,000 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 9,420 | $118,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 3,220 | $118,000 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 5,058 | $118,000 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 17,681 | $118,000 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 5,216 | $118,000 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 4,601 | $118,000 | dollars as filed | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 5,171 | $118,000 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 36,282 | $118,000 | dollars as filed | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 4,093 | $118,000 | dollars as filed | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 120,000 | $118,000 | dollars as filed | principal |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 7,655 | $117,000 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 27,329 | $117,000 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 29,705 | $117,000 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 2,085 | $117,000 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 13,927 | $117,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 5,516 | $117,000 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 30,449 | $117,000 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 4,217 | $116,000 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 2,994 | $116,000 | dollars as filed | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 1,107 | $116,000 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 83,968 | $116,000 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 14,594 | $116,000 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,029 | $116,000 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 16,169 | $116,000 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 16,787 | $116,000 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 4,654 | $115,000 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 7,448 | $115,000 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 12,289 | $115,000 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 9,021 | $115,000 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,621 | $115,000 | dollars as filed | |
| ALITHYA GROUP INC | 01643b106 | COM | 70,560 | $115,000 | dollars as filed | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,000 | $115,000 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 12,332 | $115,000 | dollars as filed | |
| SIRIUSPOINT LTD | G8192H106 | COM | 12,569 | $114,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 2,753 | $114,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 2,835 | $114,000 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 11,446 | $114,000 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 8,095 | $114,000 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 61,649 | $114,000 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 10,500 | $113,000 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 9,875 | $113,000 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 3,152 | $113,000 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 11,148 | $113,000 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 5,713 | $113,000 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 25,746 | $113,000 | dollars as filed | |
| HURCO CO | 447324104 | COM | 5,200 | $113,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 3,428 | $113,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 5,691 | $113,000 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 3,384 | $113,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 37,527 | $113,000 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,920 | $113,000 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 73,122 | $112,000 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 4,624 | $112,000 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 8,800 | $112,000 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 11,089 | $112,000 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 4,033 | $112,000 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 4,292 | $112,000 | dollars as filed | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 15,563 | $112,000 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 30,111 | $112,000 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,200 | $112,000 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 5,377 | $112,000 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 111,000 | $112,000 | dollars as filed | principal |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 10,000 | $111,000 | dollars as filed | call |
| ECHOSTAR CORP | 278768106 | CL A | 6,338 | $110,000 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 22,572 | $110,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 3,939 | $110,000 | dollars as filed | |
| TIDAL TRUST II | 88634T105 | CARBON CLCTV CLM | 5,575 | $110,000 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 22,049 | $109,000 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 17,790 | $109,000 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 10,437 | $109,000 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 13,494 | $109,000 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 79,598 | $109,000 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 3,641 | $109,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q804 | ENERGY INM PARTN | 5,414 | $109,000 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 9,465 | $108,000 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 9,853 | $108,000 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 25,224 | $108,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 3,534 | $108,000 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 14,489 | $108,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 2,600 | $108,000 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 13,651 | $108,000 | dollars as filed | |
| METALLUS INC | 887399103 | COMMON STOCK | 4,990 | $108,000 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 9,909 | $108,000 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,060 | $108,000 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 13,111 | $108,000 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 110,000 | $108,000 | dollars as filed | principal |
| GENIE ENERGY LTD | 372284208 | CL B | 7,625 | $107,000 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 5,868 | $107,000 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 9,674 | $107,000 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 39,386 | $107,000 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 5,947 | $107,000 | dollars as filed | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 3,733 | $107,000 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 9,476 | $107,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,011 | $107,000 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 5,364 | $107,000 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 20,123 | $107,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 75,796 | $107,000 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 10,182 | $106,000 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 8,008 | $106,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 21,929 | $106,000 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,297 | $106,000 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 12,830 | $106,000 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 11,958 | $106,000 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 13,120 | $106,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 3,082 | $106,000 | dollars as filed | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 65,000 | $106,000 | dollars as filed | principal |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 3,899 | $105,000 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 6,068 | $105,000 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 22,859 | $105,000 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 5,219 | $105,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 934 | $105,000 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 929 | $105,000 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,313 | $105,000 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 32,798 | $105,000 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 4,168 | $105,000 | dollars as filed | principal |
| LEONARDO DRS INC COM | 52661A108 | Stock | 6,012 | $104,000 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 2,637 | $104,000 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,208 | $104,000 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 700 | $104,000 | dollars as filed | put |
| PROCURE SPACE ETF | 74280R205 | ETF | 5,442 | $104,000 | dollars as filed | |
| TIDAL TRUST I | 886364769 | SP FUNDS S&P GBL | 5,274 | $104,000 | dollars as filed | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 3,667 | $104,000 | dollars as filed | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 4,406 | $103,000 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 7,500 | $103,000 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 8,500 | $103,000 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 20,492 | $103,000 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 507 | $103,000 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F209 | ELC VEH MTLS CDT | 4,900 | $103,000 | dollars as filed | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 4,092 | $102,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 22,350 | $102,000 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 18,630 | $102,000 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 6,648 | $102,000 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 6,144 | $102,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,515 | $102,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 3,513 | $102,000 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 9,147 | $102,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 4,487 | $102,000 | dollars as filed | principal |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 15,352 | $101,000 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 12,154 | $101,000 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 23,463 | $101,000 | dollars as filed | |
| CF BANKSHARES INC | 12520L109 | COM | 6,674 | $101,000 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 5,092 | $101,000 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 9,072 | $101,000 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 4,710 | $101,000 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 18,207 | $101,000 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 2,800 | $100,000 | dollars as filed | put |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 5,595 | $100,000 | dollars as filed | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 1,722 | $100,000 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 26,945 | $100,000 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 19,192 | $100,000 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 9,003 | $100,000 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 319,173 | $100,000 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 28,853 | $100,000 | dollars as filed | |
| LISTED FD TR | 53656G464 | ROUNDHILL BIG BK | 3,713 | $100,000 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 16,543 | $99,000 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 4,006 | $99,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 1,191 | $99,000 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 44,474 | $99,000 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 6,969 | $99,000 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 15,537 | $99,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 14,043 | $99,000 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 11,151 | $99,000 | dollars as filed | |
| NORTECH SYS INC | 656553104 | COM | 10,200 | $99,000 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 8,700 | $99,000 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 100,000 | $99,000 | dollars as filed | principal |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 14,689 | $98,000 | dollars as filed | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 3,259 | $98,000 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 4,377 | $98,000 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 5,980 | $98,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 2,385 | $98,000 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 27,100 | $97,000 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 8,991 | $97,000 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,658 | $97,000 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 18,038 | $97,000 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 86,499 | $97,000 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 2,405 | $96,000 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 37,675 | $96,000 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 6,023 | $96,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,000 | $96,000 | dollars as filed | call |
| SPROTT FDS TR | 85208P402 | SPROTT CRITICAL | 5,406 | $96,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 2,873 | $96,000 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 15,847 | $96,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 3,776 | $96,000 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 19,580 | $96,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 2,654 | $96,000 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 9,315 | $96,000 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 11,089 | $96,000 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 55,138 | $96,000 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 4,826 | $95,000 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 11,692 | $95,000 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 8,198 | $95,000 | dollars as filed | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 6,495 | $95,000 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 3,089 | $95,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 1,760 | $95,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 4,972 | $95,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1,960 | $94,000 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,749 | $94,000 | dollars as filed | |
| CALERES INC | 129500104 | COM | 3,907 | $94,000 | dollars as filed | |
| SI BONE INC | 825704109 | COM | 3,479 | $94,000 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 3,139 | $94,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P847 | NUVEEN LARG CAP | 4,133 | $94,000 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 4,634 | $93,000 | dollars as filed | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 2,960 | $93,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,610 | $93,000 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 4,161 | $93,000 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 5,661 | $93,000 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,232 | $93,000 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 21,405 | $93,000 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 3,296 | $93,000 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 24,261 | $93,000 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 27,857 | $92,000 | dollars as filed | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,030 | $92,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 53,433 | $92,000 | dollars as filed | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,551 | $92,000 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 23,000 | $92,000 | dollars as filed | |
| GLAUKOS CORP | 377322AB8 | BOND | 61,000 | $92,000 | dollars as filed | principal |
| PARAMOUNT GROUP INC | 69924R108 | COM | 20,539 | $91,000 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 1,123 | $91,000 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 1,653 | $91,000 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 40,241 | $91,000 | dollars as filed | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 3,200 | $91,000 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 1,500 | $90,000 | dollars as filed | put |
| BROWN FORMAN CORP | 115637100 | CL A | 1,329 | $90,000 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 6,105 | $90,000 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,351 | $90,000 | dollars as filed | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 20,046 | $90,000 | dollars as filed | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 3,371 | $90,000 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 231,485 | $90,000 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 6,029 | $90,000 | dollars as filed | |
| PERDOCEO ED CORP | 71363P106 | COM | 7,262 | $89,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 11,548 | $89,000 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 3,046 | $89,000 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 2,843 | $89,000 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 13,195 | $89,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 28,544 | $89,000 | dollars as filed | |
| TORM PLC SHS CL A | G89479102 | Stock | 3,639 | $88,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 4,429 | $88,000 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 4,074 | $88,000 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 8,739 | $88,000 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 26,737 | $88,000 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 7,082 | $88,000 | dollars as filed | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 10,000 | $88,000 | dollars as filed | call |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 7,178 | $88,000 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 5,451 | $88,000 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 6,839 | $88,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 4,230 | $88,000 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 8,401 | $88,000 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 3,043 | $87,000 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 9,912 | $87,000 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 2,679 | $87,000 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 53,000 | $87,000 | dollars as filed | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 3,492 | $87,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,425 | $87,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 4,468 | $87,000 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 7,078 | $87,000 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 3,360 | $87,000 | dollars as filed | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 9,644 | $87,000 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 6,058 | $86,000 | dollars as filed | |
| SCANSOURCE INC | 806037107 | COM | 2,902 | $86,000 | dollars as filed | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,978 | $86,000 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 7,963 | $86,000 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 19,529 | $86,000 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 7,674 | $85,000 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 5,497 | $85,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 6,461 | $85,000 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,119 | $85,000 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 9,008 | $85,000 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 70,929 | $85,000 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 28,546 | $84,000 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 2,920 | $84,000 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 3,072 | $84,000 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 27,395 | $84,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 4,235 | $84,000 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 4,617 | $84,000 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 14,067 | $84,000 | dollars as filed | |
| RBC BEARINGS INC | 75524B203 | CONV | 791 | $84,000 | dollars as filed | principal |
| IMMUNOVANT INC | 45258J102 | COM | 4,349 | $83,000 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 1,300 | $83,000 | dollars as filed | put |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,270 | $83,000 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 7,916 | $83,000 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 3,759 | $83,000 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 51,697 | $83,000 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 171,233 | $83,000 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 8,994 | $82,000 | dollars as filed | |
| HEALTHSTREAM INC | 42222N103 | COM | 3,340 | $82,000 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 3,336 | $82,000 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 19,766 | $82,000 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 9,760 | $82,000 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 4,779 | $82,000 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 25,781 | $82,000 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 3,167 | $82,000 | dollars as filed | |
| SIGMATRON INTL INC | 82661L101 | COM | 25,323 | $82,000 | dollars as filed | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 3,131 | $82,000 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,303 | $81,000 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 1,039 | $81,000 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 11,668 | $81,000 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 6,317 | $81,000 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 24,163 | $81,000 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 5,243 | $81,000 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 4,304 | $81,000 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 4,590 | $81,000 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 6,392 | $81,000 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 7,439 | $81,000 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 7,075 | $81,000 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 6,330 | $80,000 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,897 | $80,000 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 10,388 | $80,000 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 6,800 | $80,000 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,171 | $80,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-039575 | this filing | 2023-08-14 | acceptance time not in the bulk data set |