13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,623 holding rows worth $381,172,679,000.
- Accession
- 0001140361-23-039575
- Filer
- CIK 1000275
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 28,242 entries on the cover page, a total value of $381,172,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $381,172,679,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MCGRATH RENTCORP | 580589109 | COM | 2,841 | $263,000 | dollars as filed | |
| FRANCHISE GROUP INC | 35180X105 | COM | 9,185 | $263,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 39,961 | $263,000 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 9,022 | $263,000 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 6,643 | $262,000 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 26,470 | $262,000 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 27,464 | $262,000 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 9,683 | $262,000 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 19,838 | $262,000 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 673,531 | $262,000 | dollars as filed | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 9,729 | $262,000 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 6,439 | $261,000 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 22,413 | $261,000 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 49,192 | $261,000 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 19,098 | $261,000 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 38,470 | $260,000 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 90,000 | $260,000 | dollars as filed | call |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 5,266 | $260,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J750 | INTL HIGH ETF | 9,565 | $260,000 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 12,153 | $260,000 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,775 | $260,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 7,319 | $259,000 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 23,574 | $259,000 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 26,256 | $258,000 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 75,038 | $257,000 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 9,130 | $257,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 13,841 | $257,000 | dollars as filed | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 41,234 | $256,000 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 7,017 | $255,000 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 9,048 | $255,000 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 40,835 | $255,000 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 22,528 | $255,000 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,845 | $255,000 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 21,619 | $254,000 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 8,546 | $254,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 9,708 | $254,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 7,254 | $253,000 | dollars as filed | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,768 | $253,000 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 202,066 | $252,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 6,269 | $252,000 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 18,781 | $251,000 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 26,726 | $251,000 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 23,204 | $250,000 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 18,162 | $250,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 21,425 | $250,000 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 4,389 | $249,000 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25,602 | $248,000 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 2,568 | $248,000 | dollars as filed | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 9,727 | $248,000 | dollars as filed | |
| PRINCETON BANCORP INC | 74179A107 | COMMON STOCK | 9,057 | $248,000 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 22,491 | $247,000 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 15,710 | $246,000 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 10,415 | $246,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 4,948 | $246,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 4,831 | $245,000 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 7,040 | $245,000 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 41,862 | $245,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 4,439 | $245,000 | dollars as filed | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 6,783 | $244,000 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 48,974 | $244,000 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 4,981 | $244,000 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 25,781 | $243,000 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 14,980 | $243,000 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 16,339 | $243,000 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 5,491 | $243,000 | dollars as filed | |
| THRIVENT ETF TRUST | 88588G109 | SMAL MID CAP ETF | 8,351 | $243,000 | dollars as filed | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 8,374 | $243,000 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 12,506 | $242,000 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 29,378 | $242,000 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 18,173 | $242,000 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,343 | $241,000 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 10,919 | $241,000 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 24,621 | $241,000 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 12,018 | $241,000 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 14,115 | $240,000 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 47,051 | $240,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,503 | $240,000 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 9,189 | $239,000 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 22,807 | $239,000 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 156,229 | $239,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 4,865 | $239,000 | dollars as filed | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,501 | $239,000 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 16,542 | $238,000 | dollars as filed | |
| PACER US SMALL CAP CASH COWS GROWTH LEADERS ETF | 69374H352 | ETF | 10,561 | $238,000 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 19,287 | $238,000 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 16,096 | $237,000 | dollars as filed | |
| ARTIVION INC | 228903100 | COM | 13,786 | $237,000 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 10,564 | $237,000 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 25,675 | $236,000 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 2,459 | $235,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729102 | SUSTAINABLE LEAD | 9,500 | $235,000 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 37,069 | $234,000 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 32,166 | $234,000 | dollars as filed | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 10,355 | $234,000 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 56,578 | $234,000 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 30,049 | $234,000 | dollars as filed | |
| ETFMG Sit Ultra Short ETF | 26924G789 | Exchange Traded Fund | 4,830 | $234,000 | dollars as filed | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 9,100 | $233,000 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 13,202 | $232,000 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 1,969 | $232,000 | dollars as filed | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 15,559 | $232,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 17,782 | $232,000 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 13,603 | $232,000 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,845 | $231,000 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 1,900 | $231,000 | dollars as filed | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 80,000 | $231,000 | dollars as filed | put |
| BANCFIRST CORP | 05945F103 | COM | 2,511 | $231,000 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 8,327 | $231,000 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 25,901 | $231,000 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 31,967 | $230,000 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,100 | $230,000 | dollars as filed | put |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 15,281 | $230,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 9,457 | $230,000 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 12,031 | $230,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 18,262 | $230,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 14,668 | $229,000 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 88,013 | $229,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 4,947 | $229,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 1,977 | $229,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B725 | GRAYSCALE FUTURE | 17,314 | $229,000 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 28,797 | $228,000 | dollars as filed | |
| PIMCO ETF TR | 72201R619 | PREFERRED AND CP | 4,881 | $228,000 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 61,413 | $228,000 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 14,056 | $228,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 5,581 | $228,000 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 8,495 | $227,000 | dollars as filed | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 11,447 | $227,000 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 55,409 | $227,000 | dollars as filed | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 10,024 | $227,000 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 10,772 | $226,000 | dollars as filed | |
| NETSTREIT CORP | 64119V303 | COM | 12,605 | $226,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 5,611 | $226,000 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 4,850 | $226,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 8,339 | $226,000 | dollars as filed | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,609 | $226,000 | dollars as filed | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 6,148 | $226,000 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 29,288 | $225,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 6,976 | $225,000 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14,908 | $225,000 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 7,862 | $224,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 10,612 | $224,000 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 22,157 | $224,000 | dollars as filed | |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 21,642 | $224,000 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,953 | $223,000 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,800 | $223,000 | dollars as filed | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 44,421 | $223,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 55,835 | $223,000 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 2,400 | $223,000 | dollars as filed | put |
| EA SERIES TRUST | 02072L748 | DEFINED DURTN 10 | 10,241 | $223,000 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 14,396 | $222,000 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 8,443 | $222,000 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 12,762 | $222,000 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 69,281 | $221,000 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 5,100 | $221,000 | dollars as filed | put |
| OLO INC | 68134L109 | COMMON STOCK | 34,329 | $221,000 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 2,538 | $220,000 | dollars as filed | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,730 | $220,000 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 9,743 | $220,000 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 8,235 | $220,000 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 11,393 | $220,000 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 46,322 | $220,000 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 9,529 | $220,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 10,177 | $219,000 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 65,980 | $219,000 | dollars as filed | |
| UDEMY INC COM | 902685106 | Stock | 20,299 | $218,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 16,033 | $218,000 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 15,024 | $218,000 | dollars as filed | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 9,567 | $218,000 | dollars as filed | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 10,566 | $218,000 | dollars as filed | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,373 | $217,000 | dollars as filed | |
| PARK NATL CORP COM | 700658107 | Stock | 2,114 | $217,000 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 746 | $217,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,532 | $217,000 | dollars as filed | |
| THE ODP CORP | 88337F105 | COM | 4,625 | $217,000 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 4,992 | $216,000 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 4,444 | $216,000 | dollars as filed | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 11,775 | $216,000 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 7,321 | $216,000 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 49,304 | $216,000 | dollars as filed | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 7,267 | $216,000 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 2,500 | $215,000 | dollars as filed | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 27,762 | $215,000 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 12,522 | $215,000 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D106 | CLASS A ORD SHS | 20,690 | $215,000 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 7,413 | $214,000 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 7,791 | $214,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 32,500 | $214,000 | dollars as filed | put |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 16,977 | $214,000 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 9,317 | $214,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 5,404 | $214,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 7,598 | $214,000 | dollars as filed | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 5,562 | $214,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 20,014 | $213,000 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 4,329 | $213,000 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 9,044 | $213,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 6,361 | $213,000 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 218,000 | $212,000 | dollars as filed | principal |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 3,998 | $211,000 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 34,250 | $211,000 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 6,000 | $210,000 | dollars as filed | put |
| SIERRA BANCORP | 82620P102 | COM | 12,406 | $210,000 | dollars as filed | |
| AMREP CORP | 032159105 | COM | 11,718 | $210,000 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 17,055 | $210,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,195 | $209,000 | dollars as filed | |
| COVISTA INC | 00737L103 | COM | 6,063 | $209,000 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 24,704 | $209,000 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7,130 | $209,000 | dollars as filed | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 10,755 | $209,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 8,106 | $209,000 | dollars as filed | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 5,533 | $208,000 | dollars as filed | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,331 | $208,000 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 22,776 | $208,000 | dollars as filed | |
| BLACKROCK 2037 MUNICIPAL TAR | 09262G108 | COM | 8,400 | $208,000 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 19,855 | $207,000 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 5,174 | $206,000 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 5,135 | $206,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 24,160 | $206,000 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 17,647 | $206,000 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 5,883 | $206,000 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 13,290 | $206,000 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 6,335 | $206,000 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,158 | $205,000 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 25,009 | $205,000 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,873 | $205,000 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 11,876 | $205,000 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,314 | $205,000 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 6,315 | $205,000 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 12,460 | $205,000 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 42,656 | $205,000 | dollars as filed | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 12,700 | $205,000 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 3,805 | $204,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 8,419 | $204,000 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 6,651 | $203,000 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 11,259 | $203,000 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 52,951 | $203,000 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,938 | $203,000 | dollars as filed | |
| LARGO INC | 517097101 | COM | 47,482 | $203,000 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 3,858 | $203,000 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 4,603 | $202,000 | dollars as filed | |
| OPENLANE INC | 48238T109 | COM | 13,216 | $202,000 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 103,090 | $202,000 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 11,409 | $202,000 | dollars as filed | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 12,090 | $202,000 | dollars as filed | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 12,588 | $202,000 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,000 | $201,000 | dollars as filed | call |
| MONROE CAPITAL CORP | 610335101 | COM | 24,629 | $201,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,405 | $201,000 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 8,165 | $201,000 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 30,098 | $201,000 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 18,843 | $200,000 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 13,527 | $200,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 10,851 | $200,000 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 13,198 | $200,000 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 6,322 | $199,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 5,961 | $199,000 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 11,595 | $199,000 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,574 | $199,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 5,546 | $199,000 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 3,453 | $199,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729805 | BIOREVOLUTION | 7,180 | $199,000 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 53,952 | $198,000 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 3,339 | $198,000 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 19,048 | $198,000 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 18,342 | $198,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,339 | $198,000 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 28,580 | $197,000 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 7,281 | $197,000 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 11,793 | $197,000 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 5,101 | $196,000 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 6,560 | $196,000 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 15,467 | $195,000 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 7,380 | $195,000 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 23,089 | $195,000 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,800 | $194,000 | dollars as filed | put |
| FUELCELL ENERGY INC | 35952H601 | COM | 90,146 | $194,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 6,225 | $194,000 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 17,361 | $194,000 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 50,796 | $194,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 6,389 | $194,000 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 5,549 | $194,000 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 20,295 | $194,000 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 7,430 | $194,000 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 9,534 | $193,000 | dollars as filed | |
| LINDSAY CORPORATION | 535555106 | COM | 1,624 | $193,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q503 | US EQUI RESH ETF | 7,129 | $193,000 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 26,399 | $193,000 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 15,661 | $193,000 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 11,361 | $192,000 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 122,960 | $192,000 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 6,024 | $192,000 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,600 | $192,000 | dollars as filed | put |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 6,233 | $192,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 4,817 | $192,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 7,292 | $192,000 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 30,689 | $192,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 8,371 | $191,000 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,756 | $191,000 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 10,532 | $191,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 5,686 | $191,000 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 52,196 | $190,000 | dollars as filed | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 6,212 | $190,000 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 9,900 | $189,000 | dollars as filed | put |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 4,883 | $189,000 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 25,155 | $189,000 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 8,092 | $189,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 8,102 | $189,000 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 11,606 | $189,000 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 28,137 | $188,000 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,245 | $188,000 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 28,198 | $188,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 7,907 | $188,000 | dollars as filed | |
| CLARIVATE PLC | G21810208 | CONV | 4,574 | $188,000 | dollars as filed | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 65,438 | $187,000 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 17,726 | $187,000 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 9,400 | $187,000 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 4,455 | $187,000 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 3,913 | $187,000 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 24,272 | $187,000 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,022 | $187,000 | dollars as filed | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 4,608 | $187,000 | dollars as filed | principal |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 10,392 | $186,000 | dollars as filed | |
| CROWN CRAFTS INC | 228309100 | COM | 37,052 | $186,000 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 4,011 | $186,000 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 36,755 | $185,000 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 11,932 | $185,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 16,261 | $185,000 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 22,248 | $184,000 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 25,642 | $184,000 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 10,393 | $184,000 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 15,358 | $184,000 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 21,536 | $183,000 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 1,572 | $183,000 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,800 | $182,000 | dollars as filed | call |
| CERENCE INC COM | 156727109 | Stock | 6,223 | $182,000 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 27,374 | $182,000 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 30,252 | $182,000 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 18,952 | $182,000 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 10,218 | $182,000 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 19,900 | $182,000 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 84,429 | $182,000 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 22,892 | $181,000 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 8,580 | $181,000 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 21,515 | $181,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 7,678 | $181,000 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 8,233 | $181,000 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 13,386 | $180,000 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 15,571 | $180,000 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 110,617 | $180,000 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 14,237 | $180,000 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 10,000 | $179,000 | dollars as filed | put |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 17,477 | $179,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J768 | US HIGH DIVI ETF | 6,199 | $179,000 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 6,694 | $178,000 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 16,514 | $178,000 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 11,045 | $178,000 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 2,203 | $178,000 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 94,823 | $178,000 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 8,406 | $178,000 | dollars as filed | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 9,868 | $178,000 | dollars as filed | |
| LIVE VENTURES INC | 538142308 | COM NEW | 6,818 | $178,000 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 14,647 | $177,000 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 20,914 | $177,000 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,645 | $177,000 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 3,878 | $177,000 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 5,775 | $177,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P797 | CMN | 7,745 | $177,000 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 13,182 | $176,000 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 9,051 | $176,000 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 35,244 | $176,000 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031850 | SUSTAINABLE ENER | 5,635 | $176,000 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 3,404 | $175,000 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 2,698 | $175,000 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 12,151 | $175,000 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 12,019 | $175,000 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,257 | $175,000 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 8,845 | $175,000 | dollars as filed | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 6,400 | $175,000 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 8,810 | $174,000 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 4,320 | $174,000 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 20,133 | $174,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 5,053 | $174,000 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 12,681 | $174,000 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 25,663 | $174,000 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 20,170 | $174,000 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 4,425 | $174,000 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 65,894 | $173,000 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 14,999 | $173,000 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 2,000 | $172,000 | dollars as filed | call |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 30,923 | $172,000 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 19,218 | $172,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 27,500 | $171,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 3,400 | $171,000 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 25,468 | $171,000 | dollars as filed | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,527 | $171,000 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 14,346 | $171,000 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 4,609 | $171,000 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 86,000 | $171,000 | dollars as filed | principal |
| AES CORP | 00130H204 | CONV | 2,095 | $171,000 | dollars as filed | principal |
| EA SERIES TRUST | 02072L565 | ALPHA ARCH 1-3 | 1,662 | $170,000 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 5,019 | $170,000 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 95,890 | $170,000 | dollars as filed | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 6,875 | $170,000 | dollars as filed | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 8,166 | $170,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 14,614 | $170,000 | dollars as filed | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 9,510 | $169,000 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 4,743 | $169,000 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 5,060 | $169,000 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 33,466 | $169,000 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 18,375 | $169,000 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 23,740 | $168,000 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 6,010 | $168,000 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 55,203 | $168,000 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 18,974 | $168,000 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 16,252 | $168,000 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 50,650 | $168,000 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 20,565 | $167,000 | dollars as filed | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 7,507 | $167,000 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 39,232 | $167,000 | dollars as filed | |
| DBX ETF TR | 23306X308 | XTRACKERS S&P GR | 5,264 | $167,000 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 7,430 | $167,000 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 9,414 | $167,000 | dollars as filed | |
| JACOB FDS INC | 469785703 | FORWARD ETF | 18,190 | $167,000 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 2,988 | $166,000 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,807 | $166,000 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 7,056 | $166,000 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 53,219 | $166,000 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 3,674 | $165,000 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 29,640 | $165,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 3,460 | $165,000 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 17,522 | $165,000 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 92,968 | $165,000 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 5,238 | $164,000 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,865 | $164,000 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 73,707 | $164,000 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 14,466 | $164,000 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 6,013 | $164,000 | dollars as filed | |
| DRIL-QUIP INC | 262037104 | COM | 6,998 | $163,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 6,504 | $162,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 3,297 | $161,000 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 2,580 | $160,000 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 50,000 | $160,000 | dollars as filed | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 8,250 | $160,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 30,994 | $160,000 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 17,814 | $160,000 | dollars as filed | |
| GLOBAL X EMERGING MARKETS EX C | 37960a636 | INDX FD | 6,293 | $160,000 | dollars as filed | |
| HIBBETT INC | 428567101 | COM | 4,397 | $160,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 4,144 | $159,000 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 8,526 | $159,000 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,643 | $159,000 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 12,711 | $159,000 | dollars as filed | |
| ALPHA ARCHITECT HIGH INFLATION AND DEFLATION ETF | 02072L631 | ETF | 6,760 | $159,000 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 16,420 | $159,000 | dollars as filed | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 29,200 | $159,000 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 57,742 | $158,000 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 25,949 | $158,000 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 15,085 | $157,000 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 6,411 | $157,000 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 22,154 | $157,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 2,495 | $157,000 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 29,040 | $157,000 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 12,287 | $156,000 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 10,400 | $156,000 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 6,379 | $156,000 | dollars as filed | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 3,495 | $156,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 3,876 | $156,000 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 10,203 | $155,000 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 12,530 | $155,000 | dollars as filed | |
| NISOURCE INC | 65473P121 | CONV | 1,528 | $155,000 | dollars as filed | principal |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 7,353 | $154,000 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 26,328 | $154,000 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 15,300 | $154,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,351 | $154,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 5,023 | $154,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 7,481 | $154,000 | dollars as filed | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 5,234 | $154,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 12,723 | $154,000 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 62,460 | $154,000 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10,000 | $153,000 | dollars as filed | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 49,579 | $153,000 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 22,410 | $153,000 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 7,968 | $153,000 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,721 | $153,000 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 89,184 | $153,000 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 26,692 | $153,000 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 5,509 | $153,000 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 8,970 | $152,000 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 1,294 | $152,000 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 4,025 | $152,000 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 8,254 | $152,000 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 3,619 | $152,000 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 20,280 | $152,000 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 14,820 | $152,000 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 29,496 | $152,000 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 26,890 | $152,000 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 12,388 | $152,000 | dollars as filed | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 6,555 | $151,000 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 4,034 | $151,000 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 12,302 | $151,000 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 17,058 | $151,000 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,584 | $151,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-039575 | this filing | 2023-08-14 | acceptance time not in the bulk data set |