13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,623 holding rows worth $381,172,679,000.
- Accession
- 0001140361-23-039575
- Filer
- CIK 1000275
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 28,242 entries on the cover page, a total value of $381,172,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $381,172,679,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 377 | $9,000 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,547 | $9,000 | dollars as filed | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 248 | $9,000 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 1,204 | $9,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 299 | $9,000 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 3,608 | $9,000 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 3,143 | $9,000 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 5,256 | $9,000 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 20,928 | $9,000 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,505 | $9,000 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 2,183 | $9,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 260 | $9,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 500 | $9,000 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 1,065 | $9,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 437 | $9,000 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 249 | $9,000 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 3,203 | $9,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 579 | $9,000 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 9,000 | $9,000 | dollars as filed | principal |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 3,760 | $9,000 | dollars as filed | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 1,839 | $9,000 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 7,523 | $9,000 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 9,660 | $9,000 | dollars as filed | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3,149 | $9,000 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 32,983 | $9,000 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 7,000 | $9,000 | dollars as filed | principal |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 171 | $8,000 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 752 | $8,000 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 953 | $8,000 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,685 | $8,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,600 | $8,000 | dollars as filed | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,399 | $8,000 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 490 | $8,000 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 367 | $8,000 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 2,675 | $8,000 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 3,420 | $8,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 173 | $8,000 | dollars as filed | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 352 | $8,000 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 580 | $8,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 295 | $8,000 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,628 | $8,000 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 435 | $8,000 | dollars as filed | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 1,455 | $8,000 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 2,472 | $8,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 350 | $8,000 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 847 | $8,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 376 | $8,000 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 5,423 | $8,000 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 456 | $8,000 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 6,071 | $8,000 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,145 | $8,000 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 3,176 | $8,000 | dollars as filed | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 1,136 | $8,000 | dollars as filed | |
| PB BANKSHARES INC | 69318V103 | COM | 583 | $8,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 7,000 | $8,000 | dollars as filed | principal |
| GAN LTD | G3728V109 | SHS | 4,843 | $8,000 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 4,446 | $8,000 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 3,890 | $8,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W796 | FUTURE | 267 | $8,000 | dollars as filed | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 893 | $8,000 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 1,526 | $8,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 207 | $7,000 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 4,000 | $7,000 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 966 | $7,000 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 19,175 | $7,000 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 1,500 | $7,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 301 | $7,000 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,452 | $7,000 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 2,978 | $7,000 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 354 | $7,000 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 3,686 | $7,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 3,272 | $7,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 185 | $7,000 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,165 | $7,000 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 221 | $7,000 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 892 | $7,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 12,000 | $7,000 | dollars as filed | principal |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 2,300 | $7,000 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 400 | $7,000 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 1,355 | $7,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 330 | $7,000 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 851 | $7,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 356 | $7,000 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 226 | $7,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092246 | CLOUD COMPUTNG | 372 | $7,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 336 | $7,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 8,000 | $7,000 | dollars as filed | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 14,583 | $7,000 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 7,000 | $7,000 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 372 | $7,000 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 2,580 | $7,000 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 5,000 | $7,000 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 7,000 | $7,000 | dollars as filed | principal |
| BEYOND AIR INC | 08862L103 | COM | 1,730 | $7,000 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 100 | $7,000 | dollars as filed | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 28,343 | $7,000 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 17,413 | $7,000 | dollars as filed | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 118 | $7,000 | dollars as filed | |
| AETERNA ZENTARIS INC | 007975501 | COMMON | 2,537 | $7,000 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484M700 | COMMON | 516 | $7,000 | dollars as filed | |
| LIMINAL BIOSCIENCES INC | 53272L202 | COM NEW | 1,039 | $7,000 | dollars as filed | |
| GLOBAL X FDS | 37960A685 | MSCI CHINA RE | 399 | $7,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 174 | $7,000 | dollars as filed | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 204 | $7,000 | dollars as filed | |
| VYNE THERAPEUTICS INC | 92941V308 | COM | 1,407 | $6,000 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 576 | $6,000 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 440 | $6,000 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 599 | $6,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 100 | $6,000 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 1,285 | $6,000 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 863 | $6,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J406 | LONG TERM GROWER | 346 | $6,000 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,496 | $6,000 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 4,941 | $6,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108722 | CWP INTL ENHANCE | 226 | $6,000 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 1,135 | $6,000 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,419 | $6,000 | dollars as filed | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 392 | $6,000 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 8,230 | $6,000 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 718 | $6,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 158 | $6,000 | dollars as filed | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 521 | $6,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 300 | $6,000 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 630 | $6,000 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 479 | $6,000 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 652 | $6,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $6,000 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,046 | $6,000 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 8,000 | $6,000 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 327 | $6,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 220 | $6,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092139 | DISRUPTIVE TECH | 246 | $6,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092154 | DISRUPTIVE FIN E | 218 | $6,000 | dollars as filed | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 214 | $6,000 | dollars as filed | |
| PHOENIX NEW MEDIA LTD | 71910C202 | SPONSORED ADS | 2,828 | $6,000 | dollars as filed | |
| AMERICAN STRATEGIC INVEST CO | 649439304 | COM CL A | 736 | $6,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $6,000 | dollars as filed | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 509 | $6,000 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,818 | $6,000 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,919 | $6,000 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,086 | $6,000 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 7,000 | $6,000 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,000 | $6,000 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 7,000 | $6,000 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 7,000 | $6,000 | dollars as filed | principal |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 543 | $6,000 | dollars as filed | |
| Draganfly Inc | 26142Q205 | COM | 5,200 | $6,000 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 952 | $6,000 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 1,678 | $6,000 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 3,931 | $6,000 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 126 | $6,000 | dollars as filed | |
| LOOP MEDIA INC | 54352F206 | COM | 2,866 | $6,000 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 5,641 | $6,000 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 6,497 | $6,000 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E108 | ORDINARY SHARES | 533 | $6,000 | dollars as filed | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 73 | $6,000 | dollars as filed | |
| REUNION NEUROSCIENCE INC | 76134G103 | COM | 6,091 | $6,000 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,012 | $5,000 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 433 | $5,000 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 285 | $5,000 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 400 | $5,000 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 600 | $5,000 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 5,517 | $5,000 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 313 | $5,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J505 | COMM ALL WEA ETF | 241 | $5,000 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 4,703 | $5,000 | dollars as filed | |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 515 | $5,000 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 880 | $5,000 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 259 | $5,000 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 407 | $5,000 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,257 | $5,000 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 2,126 | $5,000 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 800 | $5,000 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 66 | $5,000 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 2,576 | $5,000 | dollars as filed | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 200 | $5,000 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 8,377 | $5,000 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,659 | $5,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W770 | CMN | 153 | $5,000 | dollars as filed | |
| CXAPP INC | 23248B109 | CMN | 466 | $5,000 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 1,082 | $5,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 100 | $5,000 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 3,516 | $5,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092170 | DISRU AUTOM ETF | 192 | $5,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 3,850 | $5,000 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 1,312 | $5,000 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 2,500 | $5,000 | dollars as filed | call |
| WALKME LTD ORD SHS | M97628107 | Stock | 535 | $5,000 | dollars as filed | |
| ALPINE SUMMIT ENRGY PRTNRS INC CL A | 021009105 | COM | 7,675 | $5,000 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 906 | $5,000 | dollars as filed | |
| POWER REIT | 73933H101 | COM | 3,014 | $5,000 | dollars as filed | |
| BEST INC | 08653C601 | SPONSORED ADS | 2,500 | $5,000 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 14,686 | $5,000 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 7,459 | $5,000 | dollars as filed | |
| TRAILBLAZER MERGER CORP I | 89278D109 | CL A | 515 | $5,000 | dollars as filed | |
| ALCHEMY INVTS ACQUISITN CORP | G0232F117 | UNIT 11/30/2027 | 486 | $5,000 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,000 | $5,000 | dollars as filed | principal |
| ARQIT QUANTUM ORD | G0567U101 | COM | 4,190 | $5,000 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 1,501 | $5,000 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 2,531 | $5,000 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 4,397 | $5,000 | dollars as filed | |
| OLINK HLDG AB | 680710100 | ADR | 284 | $5,000 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R202 | COM | 1,131 | $5,000 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y208 | COM | 1,546 | $5,000 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,478 | $5,000 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 1,470 | $5,000 | dollars as filed | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 1,946 | $5,000 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W208 | Common Stock | 526 | $5,000 | dollars as filed | |
| MYNARIC AG | 62857X101 | SPON ADS | 736 | $5,000 | dollars as filed | |
| EARGO INC | 270087208 | COMMON | 933 | $5,000 | dollars as filed | |
| NIGHTSHARES 2000 ETF | 90470L477 | ETF | 170 | $5,000 | dollars as filed | |
| NIGHTSHARES 500 ETF | 90470L493 | ETF | 160 | $5,000 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 10,047 | $5,000 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,760 | $4,000 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 3,820 | $4,000 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 145 | $4,000 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 3,365 | $4,000 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 660 | $4,000 | dollars as filed | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 81 | $4,000 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,304 | $4,000 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 300 | $4,000 | dollars as filed | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,100 | $4,000 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 1,150 | $4,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 1,486 | $4,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 200 | $4,000 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 516 | $4,000 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 7,762 | $4,000 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 2,000 | $4,000 | dollars as filed | |
| Inflarx Nv | N44821101 | COM | 893 | $4,000 | dollars as filed | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 267 | $4,000 | dollars as filed | |
| VANECK COPPER AND ELECTRIFICATION METALS ETF | 92189Y204 | ETF | 136 | $4,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 123 | $4,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 79 | $4,000 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 361 | $4,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G187 | DAILY CSI CHINA | 115 | $4,000 | dollars as filed | |
| TIGO ENERGY INC | 88675P103 | CMN | 189 | $4,000 | dollars as filed | |
| CHEETAH MOBILE INC | 163075203 | CMN | 1,586 | $4,000 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 154 | $4,000 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 1,667 | $4,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 200 | $4,000 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 420 | $4,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092196 | CRYPTO IND & DIG | 200 | $4,000 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B104 | Equity | 368 | $4,000 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 3,324 | $4,000 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 1,135 | $4,000 | dollars as filed | principal |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $4,000 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 5,843 | $4,000 | dollars as filed | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 1,577 | $4,000 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 3,242 | $4,000 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 1,000 | $4,000 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,000 | $4,000 | dollars as filed | principal |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 2,279 | $4,000 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 116 | $4,000 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $4,000 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 1,384 | $4,000 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 5,368 | $4,000 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 10,239 | $4,000 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 12,610 | $4,000 | dollars as filed | |
| OLD POINT FINL CORP | 680194107 | COM | 174 | $4,000 | dollars as filed | |
| ENVIROTECH VEHICLES INC | 29414V209 | COM NEW | 2,100 | $4,000 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,402 | $4,000 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 1,300 | $4,000 | dollars as filed | |
| BIRD GLOBAL INC-CLASS A | 09077J206 | Common Stock | 2,068 | $4,000 | dollars as filed | |
| PONO CAP THREE INC | G71704103 | ORD SHS CL A | 405 | $4,000 | dollars as filed | |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 19,230 | $4,000 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A106 | CLASS A ORD SHS | 404 | $4,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $4,000 | dollars as filed | |
| The Alkaline Wtr Co | 01643A306 | COM | 2,389 | $4,000 | dollars as filed | |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 811 | $4,000 | dollars as filed | |
| PERASO INC | 71360T101 | COM | 8,404 | $4,000 | dollars as filed | |
| KRANESHARES TR | 500767595 | CICC CN CONSUMER | 200 | $4,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 689 | $3,000 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 685 | $3,000 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 1,129 | $3,000 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 300 | $3,000 | dollars as filed | |
| ADECOAGRO S A | L00849106 | COM | 325 | $3,000 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 381 | $3,000 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 6,000 | $3,000 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 414 | $3,000 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 550 | $3,000 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 100 | $3,000 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 724 | $3,000 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 988 | $3,000 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 1,092 | $3,000 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 68 | $3,000 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 500 | $3,000 | dollars as filed | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 884 | $3,000 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 621 | $3,000 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 64 | $3,000 | dollars as filed | |
| Cyclerion Therapeutics Inc | 23255M204 | COM | 839 | $3,000 | dollars as filed | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $3,000 | dollars as filed | |
| INSPIREMD INC | 45779A846 | COM | 1,167 | $3,000 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 1,377 | $3,000 | dollars as filed | |
| KRANESHARES TRUST | 500767579 | HANG SENG TECH | 213 | $3,000 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 200 | $3,000 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 520 | $3,000 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 700 | $3,000 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 449 | $3,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 104 | $3,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 255 | $3,000 | dollars as filed | |
| PACER FDS TR | 69374H402 | CMN | 80 | $3,000 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 530 | $3,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 224 | $3,000 | dollars as filed | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 355 | $3,000 | dollars as filed | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 169 | $3,000 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268109 | ORDINARY SHARES | 872 | $3,000 | dollars as filed | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 78 | $3,000 | dollars as filed | |
| SHAPEWAYS HOLDINGS ORD | 81947T201 | COMMON STOCK | 813 | $3,000 | dollars as filed | |
| Hanover Bancorp | 410710206 | COM | 176 | $3,000 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 1,047 | $3,000 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 3,322 | $3,000 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 2,281 | $3,000 | dollars as filed | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 1,000 | $3,000 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 4,495 | $3,000 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 450 | $3,000 | dollars as filed | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,617 | $3,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,000 | $3,000 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 4,000 | $3,000 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 3,000 | $3,000 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,000 | $3,000 | dollars as filed | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 3,000 | $3,000 | dollars as filed | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,000 | $3,000 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,000 | $3,000 | dollars as filed | principal |
| QURATE RETAIL INC | 74915M209 | COM | 303 | $3,000 | dollars as filed | |
| STARTEK INC | 85569C107 | COM | 896 | $3,000 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 4,906 | $3,000 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $3,000 | dollars as filed | principal |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 722 | $3,000 | dollars as filed | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 162 | $3,000 | dollars as filed | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 174 | $3,000 | dollars as filed | |
| Kelso Technologies Inc | 48826D201 | COM | 10,639 | $3,000 | dollars as filed | |
| NULL | 09071M205 | NULL | 2,053 | $3,000 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 3,154 | $3,000 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 7,140 | $3,000 | dollars as filed | |
| TMT ACQUISITION CORP | G89229119 | SHS | 246 | $3,000 | dollars as filed | |
| LANDOS BIOPHARMA INC | 515069201 | COMMON | 612 | $3,000 | dollars as filed | |
| ELOXX PHARMACEUTICALS INC NEW | 29014R202 | Com | 786 | $3,000 | dollars as filed | |
| SIGILON THERAPEUTICS INC | 82657L206 | cs | 131 | $3,000 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 66 | $2,000 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 52 | $2,000 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 304 | $2,000 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 349 | $2,000 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 109 | $2,000 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 1,138 | $2,000 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 684 | $2,000 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 2,523 | $2,000 | dollars as filed | |
| SPROTT FDS TR | 85208P501 | JR COPPER MINERS | 125 | $2,000 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 130 | $2,000 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 67 | $2,000 | dollars as filed | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 67 | $2,000 | dollars as filed | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 114 | $2,000 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 166 | $2,000 | dollars as filed | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 205 | $2,000 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 4,405 | $2,000 | dollars as filed | |
| BK TECHNOLOGIES CORP | 05587G203 | COMMON STOCK | 112 | $2,000 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 75 | $2,000 | dollars as filed | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 122 | $2,000 | dollars as filed | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 431 | $2,000 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 625 | $2,000 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 341 | $2,000 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 3,742 | $2,000 | dollars as filed | |
| GLOBAL X CLEAN WATER ETF | 37954Y186 | ETF | 100 | $2,000 | dollars as filed | |
| SIEBERT FINL CORP | 826176109 | COM | 973 | $2,000 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 247 | $2,000 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 576 | $2,000 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 380 | $2,000 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 185 | $2,000 | dollars as filed | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 86 | $2,000 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 186 | $2,000 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 136 | $2,000 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 200 | $2,000 | dollars as filed | |
| FINWARD BANCORP | 31812F109 | COM | 83 | $2,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 44 | $2,000 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 109 | $2,000 | dollars as filed | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 218 | $2,000 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 145 | $2,000 | dollars as filed | |
| AUBURN NATL BANCORP | 050473107 | COM | 96 | $2,000 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 379 | $2,000 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 637 | $2,000 | dollars as filed | |
| CI&T INC | G21307106 | CMN | 327 | $2,000 | dollars as filed | |
| NEONODE INC | 64051M709 | CMN | 190 | $2,000 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 795 | $2,000 | dollars as filed | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 158 | $2,000 | dollars as filed | |
| TIDAL TRUST I | 886364470 | AZTLAN GBL STOCK | 100 | $2,000 | dollars as filed | |
| NOVONIX LIMITED | 67010L100 | SPONSORED ADS | 606 | $2,000 | dollars as filed | |
| GLOBAL X FDS | 37960A883 | MSCI VIETNAM ETF | 99 | $2,000 | dollars as filed | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 100 | $2,000 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 534 | $2,000 | dollars as filed | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 44 | $2,000 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,182 | $2,000 | dollars as filed | |
| Community West Bancshares | 204157101 | Common Stock | 193 | $2,000 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,340 | $2,000 | dollars as filed | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 169 | $2,000 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 659 | $2,000 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 100 | $2,000 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 825 | $2,000 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 2,581 | $2,000 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 6,556 | $2,000 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 1,133 | $2,000 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 174 | $2,000 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 2,325 | $2,000 | dollars as filed | |
| NEOS ETF TRUST | 78433H204 | FIS CHRISTIAN | 100 | $2,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 340 | $2,000 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 775 | $2,000 | dollars as filed | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 100 | $2,000 | dollars as filed | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 126 | $2,000 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,000 | $2,000 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,000 | $2,000 | dollars as filed | principal |
| AYRO INC | 054748108 | COM | 3,296 | $2,000 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 200 | $2,000 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 3,819 | $2,000 | dollars as filed | |
| HMN FINL INC | 40424G108 | COM | 133 | $2,000 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,848 | $2,000 | dollars as filed | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 135 | $2,000 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 4,079 | $2,000 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 4,050 | $2,000 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 1,412 | $2,000 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 505 | $2,000 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 6,869 | $2,000 | dollars as filed | |
| CURIS INC | 231269200 | COM | 2,717 | $2,000 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 9,314 | $2,000 | dollars as filed | |
| UPHEALTH INC | 91532B200 | COM | 1,212 | $2,000 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 1,593 | $2,000 | dollars as filed | |
| PROSHARES TR II | 74347Y771 | FUND | 95 | $2,000 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 469 | $2,000 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 10,940 | $2,000 | dollars as filed | |
| FLORA GROWTH CORP (US) OLD | 339764201 | COM | 749 | $2,000 | dollars as filed | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 203 | $2,000 | dollars as filed | |
| GORILLA TECHNOLOGY GRO F | G4000K100 | COM | 1,005 | $2,000 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT CO | 40619l201 | COM | 226 | $2,000 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00774Q148 | DEMOCRACY INTERN | 100 | $2,000 | dollars as filed | |
| PASITHEA THERAPEUTICS CORP COM NEW | 70261F103 | Stock | 5,000 | $2,000 | dollars as filed | |
| ADAMAS ONE CORP | 00548H101 | COMMON STOCK | 1,852 | $2,000 | dollars as filed | |
| WORKSPORT LTD | 98139q209 | COM | 675 | $2,000 | dollars as filed | |
| KWESST MICRO SYSTEMS INC | 501506604 | COM NEW | 537 | $2,000 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 20,100 | $2,000 | dollars as filed | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 2,015 | $2,000 | dollars as filed | |
| NULL | 301505525 | NULL | 100 | $2,000 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1,699 | $2,000 | dollars as filed | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 17,464 | $2,000 | dollars as filed | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 28,180 | $2,000 | dollars as filed | |
| VAPOTHERM INC | 922107107 | COM | 5,614 | $2,000 | dollars as filed | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 223 | $2,000 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 1,700 | $2,000 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 2,272 | $2,000 | dollars as filed | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 100 | $2,000 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,273 | $2,000 | dollars as filed | |
| AGILE THERAPEUTICS INC | 00847L308 | COMMON | 758 | $2,000 | dollars as filed | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 888 | $2,000 | dollars as filed | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 2,176 | $2,000 | dollars as filed | |
| ACASTI PHARMA INC | 00430K873 | CL A | 3,510 | $2,000 | dollars as filed | |
| GAMESQUARE HLDGS INC | 364934109 | COM | 572 | $2,000 | dollars as filed | |
| INVO Bioscience, Inc. | 44984F302 | common | 10,773 | $2,000 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 57 | $1,000 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 264 | $1,000 | dollars as filed | |
| CARECLOUD INC | 14167R100 | COM | 230 | $1,000 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 560 | $1,000 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 42 | $1,000 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 395 | $1,000 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 14 | $1,000 | dollars as filed | |
| SAVERS VALUE VLG INC | 80517M109 | COM | 44 | $1,000 | dollars as filed | |
| CHICAGO ATLANTIC BDC INC | 828174102 | COM | 115 | $1,000 | dollars as filed | |
| SPROTT FDS TR | 85208P709 | LITHIUM MINERS | 40 | $1,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 661 | $1,000 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 195 | $1,000 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 440 | $1,000 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 161 | $1,000 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 2,534 | $1,000 | dollars as filed | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 2,000 | $1,000 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 566 | $1,000 | dollars as filed | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 33 | $1,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 152 | $1,000 | dollars as filed | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 60 | $1,000 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 898 | $1,000 | dollars as filed | |
| US GOLDMINING INC | 90291W108 | COMMON STOCK | 100 | $1,000 | dollars as filed | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 246 | $1,000 | dollars as filed | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 103 | $1,000 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 89 | $1,000 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 120 | $1,000 | dollars as filed | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 264 | $1,000 | dollars as filed | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 98 | $1,000 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 484 | $1,000 | dollars as filed | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 56 | $1,000 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 106 | $1,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 1,888 | $1,000 | dollars as filed | |
| GROVE COLLABORATIVE HOLDINGS | 39957D201 | Common Stock | 524 | $1,000 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 241 | $1,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 27 | $1,000 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 226 | $1,000 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 361 | $1,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,000 | $1,000 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,000 | $1,000 | dollars as filed | principal |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 185 | $1,000 | dollars as filed | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 235 | $1,000 | dollars as filed | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 229 | $1,000 | dollars as filed | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 100 | $1,000 | dollars as filed | |
| MAGYAR BANCORP INC | 55977T208 | COM | 104 | $1,000 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 220 | $1,000 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 268 | $1,000 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 29 | $1,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-039575 | this filing | 2023-08-14 | acceptance time not in the bulk data set |