13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 7,623 holding rows worth $381,172,679,000.
- Accession
- 0001140361-23-039575
- Filer
- CIK 1000275
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 28,242 entries on the cover page, a total value of $381,172,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $381,172,679,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPHARVEST INC | 03783T103 | COM | 83,950 | $31,000 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 10,619 | $31,000 | dollars as filed | |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 670 | $31,000 | dollars as filed | principal |
| iShares iBonds 2029 Term HY & Inc ETF | 46436E379 | SHS | 1,355 | $30,000 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,269 | $30,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 350 | $30,000 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 4,688 | $30,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,709 | $30,000 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 24,493 | $30,000 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,711 | $30,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 12,148 | $30,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,037 | $30,000 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 2,603 | $30,000 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 13,805 | $30,000 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 4,001 | $30,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 7,998 | $30,000 | dollars as filed | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 1,094 | $30,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 2,475 | $30,000 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 3,780 | $30,000 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 4,588 | $30,000 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 300 | $29,000 | dollars as filed | put |
| QUANTUM SI INC | 74765K105 | COM CL A | 15,861 | $29,000 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 5,574 | $29,000 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 6,386 | $29,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 7,174 | $29,000 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 3,254 | $29,000 | dollars as filed | |
| NN INC | 629337106 | COM | 12,116 | $29,000 | dollars as filed | |
| COHEN & CO INC NEW | 19249M102 | COM | 7,097 | $29,000 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 6,275 | $29,000 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,071 | $29,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 27,000 | $29,000 | dollars as filed | principal |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 7,657 | $29,000 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 4,776 | $28,000 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 614 | $28,000 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,206 | $28,000 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 7,416 | $28,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 8,374 | $28,000 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 3,410 | $28,000 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 3,210 | $28,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 3,182 | $28,000 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 295 | $28,000 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 19,299 | $28,000 | dollars as filed | |
| ASTORIA REAL ASSET ETF | 46141T117 | UIE | 1,106 | $28,000 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 1,643 | $28,000 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 995 | $28,000 | dollars as filed | principal |
| DONEGAL GROUP INC | 257701300 | CL B | 2,022 | $28,000 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 12,000 | $28,000 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 12,411 | $28,000 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 2,414 | $28,000 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 11,460 | $28,000 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 3,089 | $28,000 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 46,309 | $28,000 | dollars as filed | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,459 | $28,000 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 15,199 | $27,000 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 2,201 | $27,000 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 2,094 | $27,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 9,642 | $27,000 | dollars as filed | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 1,000 | $27,000 | dollars as filed | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 951 | $27,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 1,142 | $27,000 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 6,890 | $27,000 | dollars as filed | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 2,642 | $27,000 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 7,474 | $27,000 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 52,935 | $27,000 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 8,168 | $27,000 | dollars as filed | |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 6,076 | $27,000 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 7,140 | $27,000 | dollars as filed | |
| MIROMATRIX MED INC | 60471P108 | COM | 15,321 | $27,000 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1,439 | $26,000 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 933 | $26,000 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 711 | $26,000 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 1,207 | $26,000 | dollars as filed | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 244 | $26,000 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 3,493 | $26,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 720 | $26,000 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 3,801 | $26,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 397 | $26,000 | dollars as filed | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 908 | $26,000 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 647 | $26,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 1,000 | $26,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 236 | $26,000 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,000 | $26,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,000 | $26,000 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 6,195 | $26,000 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 5,741 | $26,000 | dollars as filed | |
| HAMMERHEAD ENERGY INC | 408302115 | *W EXP 02/23/202 | 18,200 | $26,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 3,280 | $25,000 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 4,024 | $25,000 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 6,420 | $25,000 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 3,688 | $25,000 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 2,801 | $25,000 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 7,751 | $25,000 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 4,300 | $25,000 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 2,189 | $25,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 488 | $25,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 635 | $25,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 5,194 | $25,000 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 8,719 | $25,000 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,134 | $25,000 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 6,388 | $25,000 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 4,511 | $25,000 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 5,501 | $25,000 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 4,348 | $25,000 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 2,927 | $25,000 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,000 | $25,000 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 9,372 | $25,000 | dollars as filed | |
| MOGO INC | 60800C109 | COM | 36,810 | $25,000 | dollars as filed | |
| RPT REALTY | 74971D200 | PREF CONV | 500 | $25,000 | dollars as filed | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 4,394 | $24,000 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 17,173 | $24,000 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 4,860 | $24,000 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 3,594 | $24,000 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 295 | $24,000 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 4,601 | $24,000 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 3,503 | $24,000 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 3,095 | $24,000 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 383 | $24,000 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 125 | $24,000 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 817 | $24,000 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 4,659 | $24,000 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 2,901 | $24,000 | dollars as filed | |
| RAYLIANT NXTGEN MULTIFACTOR EMERGING MARKETS EQUITY ETF | 00775Y710 | ETF | 1,100 | $24,000 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 3,140 | $24,000 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 5,279 | $24,000 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 4,448 | $24,000 | dollars as filed | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 538 | $24,000 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 1,294 | $24,000 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 4,293 | $24,000 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 2,781 | $24,000 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 24,000 | $24,000 | dollars as filed | principal |
| INTEVAC INC | 461148108 | COM | 6,527 | $24,000 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 2,356 | $24,000 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 7,839 | $24,000 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 8,418 | $23,000 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,613 | $23,000 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,412 | $23,000 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 4,104 | $23,000 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 4,408 | $23,000 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 3,574 | $23,000 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 10,810 | $23,000 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 6,119 | $23,000 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 3,674 | $23,000 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 10,373 | $23,000 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 3,136 | $23,000 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,142 | $23,000 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 2,418 | $23,000 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 487 | $23,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 1,381 | $23,000 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 938 | $23,000 | dollars as filed | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 12,922 | $23,000 | dollars as filed | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 3,600 | $23,000 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 5,792 | $23,000 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 18,071 | $23,000 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 2,566 | $23,000 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 9,765 | $22,000 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 502 | $22,000 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 100 | $22,000 | dollars as filed | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,923 | $22,000 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 2,635 | $22,000 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 2,031 | $22,000 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 1,305 | $22,000 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 2,647 | $22,000 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 10,124 | $22,000 | dollars as filed | |
| RBB FD INC | 74933W460 | US TRSRY 6 MNTH | 445 | $22,000 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 985 | $22,000 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 1,400 | $22,000 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 440 | $22,000 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 7,521 | $22,000 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 2,093 | $22,000 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 1,486 | $22,000 | dollars as filed | |
| FEDERATED HERMES SHORT DURATION HIGH YIELD ETF | 31423L206 | ETF | 1,000 | $22,000 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 4,960 | $22,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $22,000 | dollars as filed | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 400 | $22,000 | dollars as filed | principal |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 5,964 | $22,000 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 64,002 | $22,000 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 5,380 | $22,000 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 5,252 | $22,000 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 3,940 | $22,000 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 5,431 | $22,000 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 19,298 | $22,000 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 21,625 | $22,000 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 1,908 | $22,000 | dollars as filed | |
| KRANESHARES TRUST | 500767611 | CICC CHIN 5G SEM | 1,256 | $22,000 | dollars as filed | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 885 | $22,000 | dollars as filed | principal |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 1,105 | $21,000 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 4,526 | $21,000 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 6,734 | $21,000 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 10,093 | $21,000 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 3,214 | $21,000 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 1,783 | $21,000 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 920 | $21,000 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,880 | $21,000 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 22,000 | $21,000 | dollars as filed | principal |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 757 | $21,000 | dollars as filed | |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 740 | $21,000 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 3,135 | $21,000 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 84,496 | $21,000 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 24,432 | $21,000 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 11,942 | $21,000 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 8,118 | $21,000 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 3,402 | $21,000 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 739 | $20,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 1,181 | $20,000 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 2,011 | $20,000 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 1,564 | $20,000 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 5,277 | $20,000 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 11,986 | $20,000 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 2,867 | $20,000 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 2,458 | $20,000 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 6,221 | $20,000 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 4,524 | $20,000 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 485 | $20,000 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 34,052 | $20,000 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 2,279 | $20,000 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 14,234 | $20,000 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 1,540 | $20,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 790 | $20,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 336 | $20,000 | dollars as filed | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $20,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 357 | $20,000 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 9,922 | $20,000 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 3,432 | $20,000 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 10,243 | $20,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 396 | $20,000 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 16,179 | $20,000 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 4,000 | $20,000 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 2,112 | $20,000 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 20,738 | $20,000 | dollars as filed | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 31,030 | $20,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 212 | $19,000 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 2,133 | $19,000 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 2,751 | $19,000 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 300 | $19,000 | dollars as filed | |
| DAVE INC | 23834J201 | CLASS A COM NEW | 3,616 | $19,000 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 23,380 | $19,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,261 | $19,000 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 593 | $19,000 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 1,894 | $19,000 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 1,172 | $19,000 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 10,850 | $19,000 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 743 | $19,000 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 864 | $19,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 628 | $19,000 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,366 | $19,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 245 | $19,000 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,173 | $19,000 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 2,743 | $19,000 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 24,822 | $19,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $19,000 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,892 | $19,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 100 | $19,000 | dollars as filed | |
| HELIOGEN INC | 42329E105 | COM | 75,143 | $19,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 867 | $19,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 526 | $19,000 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,943 | $18,000 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 1,887 | $18,000 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 1,585 | $18,000 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,955 | $18,000 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 3,303 | $18,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 4,242 | $18,000 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 702 | $18,000 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 7,907 | $18,000 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 7,297 | $18,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 1,655 | $18,000 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 1,734 | $18,000 | dollars as filed | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 150 | $18,000 | dollars as filed | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 510 | $18,000 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 7,583 | $18,000 | dollars as filed | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 400 | $18,000 | dollars as filed | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 185 | $18,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,200 | $18,000 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 34,692 | $18,000 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 7,456 | $18,000 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 4,532 | $18,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 15,000 | $18,000 | dollars as filed | principal |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 11,629 | $18,000 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 2,637 | $18,000 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 4,773 | $17,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 14,815 | $17,000 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 1,621 | $17,000 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 2,785 | $17,000 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 320 | $17,000 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 4,881 | $17,000 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 994 | $17,000 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 273 | $17,000 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 3,616 | $17,000 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 2,757 | $17,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 489 | $17,000 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 456 | $17,000 | dollars as filed | |
| UBS AG | 22539U602 | ETRA CRU OIL SHS | 240 | $17,000 | dollars as filed | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 750 | $17,000 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,950 | $17,000 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,400 | $17,000 | dollars as filed | |
| XENETIC BIOSCIENCES INC | 984015602 | COM | 5,300 | $17,000 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 14,227 | $17,000 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 1,021 | $17,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 660 | $17,000 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 9,000 | $17,000 | dollars as filed | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 20,159 | $17,000 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 3,375 | $16,000 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 726 | $16,000 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,959 | $16,000 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 2,688 | $16,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 5,771 | $16,000 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 2,091 | $16,000 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 2,748 | $16,000 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 500 | $16,000 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 6,204 | $16,000 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y728 | RAYLIANT NXTGEN | 669 | $16,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524664 | ARIEL OPPOR ETF | 710 | $16,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 338 | $16,000 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 25,100 | $16,000 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,991 | $16,000 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 10,875 | $16,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 3,131 | $16,000 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 5,722 | $16,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 400 | $16,000 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 1,447 | $16,000 | dollars as filed | |
| CLOUGH SELECT EQUITY ETF | 53656F631 | ETF | 659 | $16,000 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 17,000 | $15,000 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 2,766 | $15,000 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,467 | $15,000 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 415 | $15,000 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 8,000 | $15,000 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 4,662 | $15,000 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 610 | $15,000 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 904 | $15,000 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 7,129 | $15,000 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 2,225 | $15,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 269 | $15,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33719L106 | NASDAQ LUX DIGI | 830 | $15,000 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 5,843 | $15,000 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 11,523 | $15,000 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 568 | $15,000 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 19,511 | $15,000 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 5,329 | $15,000 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 880 | $15,000 | dollars as filed | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 5,648 | $15,000 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,255 | $15,000 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 12,473 | $15,000 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 4,374 | $15,000 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 221 | $15,000 | dollars as filed | principal |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 242 | $14,000 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 4,627 | $14,000 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,829 | $14,000 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 4,784 | $14,000 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 4,486 | $14,000 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 626 | $14,000 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 1,603 | $14,000 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 3,055 | $14,000 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 4,050 | $14,000 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 965 | $14,000 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 235 | $14,000 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 23,410 | $14,000 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 676 | $14,000 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 436 | $14,000 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 9,800 | $14,000 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 4,618 | $14,000 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 5,626 | $14,000 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 4,061 | $14,000 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 8,306 | $14,000 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 16,989 | $14,000 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 6,526 | $14,000 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 9,000 | $14,000 | dollars as filed | principal |
| AKUMIN INC | 01021X100 | COM | 75,714 | $14,000 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 3,501 | $14,000 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 17,079 | $14,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 9,035 | $14,000 | dollars as filed | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 243 | $13,000 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 9,065 | $13,000 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 3,237 | $13,000 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 4,485 | $13,000 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 382 | $13,000 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 6,499 | $13,000 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 1,669 | $13,000 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 491 | $13,000 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 5,069 | $13,000 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 4,379 | $13,000 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 11,742 | $13,000 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,308 | $13,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 144 | $13,000 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 335 | $13,000 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 419 | $13,000 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 628 | $13,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 285 | $13,000 | dollars as filed | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 430 | $13,000 | dollars as filed | |
| MANNATECH INC | 563771203 | COM NEW | 1,122 | $13,000 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 6,618 | $13,000 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 18,642 | $13,000 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 6,546 | $13,000 | dollars as filed | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $13,000 | dollars as filed | principal |
| Proshares Short S&P | 74347B425 | COM | 914 | $13,000 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,907 | $13,000 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 1,751 | $13,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 214 | $13,000 | dollars as filed | |
| VIQ SOLUTIONS INC | 91825V400 | COM NEW | 38,585 | $13,000 | dollars as filed | |
| HAMMERHEAD ENERGY INC | 408302107 | CLASS A COM | 1,854 | $13,000 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 1,512 | $12,000 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 1,438 | $12,000 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,000 | $12,000 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 367 | $12,000 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 4,215 | $12,000 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 11,858 | $12,000 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 269 | $12,000 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 708 | $12,000 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 1,094 | $12,000 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 12,990 | $12,000 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 457 | $12,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 519 | $12,000 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $12,000 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 399 | $12,000 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 569 | $12,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 653 | $12,000 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 3,075 | $12,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 168 | $12,000 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 594 | $12,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 363 | $12,000 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 907 | $12,000 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 807 | $12,000 | dollars as filed | |
| GLOBAL X FDS | 37960A743 | INFORMATION TEC | 404 | $12,000 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 5,994 | $12,000 | dollars as filed | |
| NU RIDE INC | 54405Q209 | COMMON STOCK | 5,828 | $12,000 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 2,272 | $12,000 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 9,587 | $12,000 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 4,547 | $12,000 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 2,013 | $12,000 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,000 | $12,000 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 4,889 | $12,000 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 7,475 | $12,000 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 3,931 | $12,000 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 3,334 | $12,000 | dollars as filed | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 23,100 | $12,000 | dollars as filed | |
| RISKON INTERNATIONAL INC | 27888N406 | COM | 10,515 | $12,000 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 4,778 | $12,000 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 4,447 | $11,000 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 9,195 | $11,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F656 | FT VEST INTE | 500 | $11,000 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 605 | $11,000 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 1,064 | $11,000 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 1,022 | $11,000 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 3,532 | $11,000 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 913 | $11,000 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,913 | $11,000 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 5,153 | $11,000 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 2,399 | $11,000 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $11,000 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $11,000 | dollars as filed | principal |
| Gilat Satellite Network | M51474118 | COM | 1,726 | $11,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 282 | $11,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 480 | $11,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 106 | $11,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $11,000 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 1,153 | $11,000 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 22,038 | $11,000 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 9,169 | $11,000 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 9,272 | $11,000 | dollars as filed | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,000 | $11,000 | dollars as filed | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 1,000 | $11,000 | dollars as filed | |
| GLOBAL X FDS | 37960A768 | FINANCIALS COVRD | 462 | $11,000 | dollars as filed | |
| GLOBAL X FDS | 37960A750 | HEALTH CARE COVR | 443 | $11,000 | dollars as filed | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 76,386 | $11,000 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 3,299 | $10,000 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 4,343 | $10,000 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 700 | $10,000 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,540 | $10,000 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,350 | $10,000 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 2,991 | $10,000 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 1,424 | $10,000 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 817 | $10,000 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,025 | $10,000 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 149 | $10,000 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,813 | $10,000 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 382 | $10,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 424 | $10,000 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 2,000 | $10,000 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 1,984 | $10,000 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 5,027 | $10,000 | dollars as filed | |
| DBX ETF TR | 23306X407 | XTRACKRS S&P 100 | 376 | $10,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W708 | ABACUS FCF REAL | 390 | $10,000 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,377 | $10,000 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 1,057 | $10,000 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 3,042 | $10,000 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 2,126 | $10,000 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 8,356 | $10,000 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 1,189 | $10,000 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 3,758 | $10,000 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 2,575 | $10,000 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 1,433 | $10,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 4,000 | $10,000 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 10,000 | $10,000 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 19,939 | $10,000 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 3,440 | $10,000 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,070 | $10,000 | dollars as filed | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 2,145 | $10,000 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 2,493 | $10,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $10,000 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 4,776 | $10,000 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 3,416 | $10,000 | dollars as filed | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 392 | $10,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-039575 | this filing | 2023-08-14 | acceptance time not in the bulk data set |