13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 7,366 holding rows worth $353,933,076,000.
- Accession
- 0001140361-23-024652
- Filer
- CIK 1000275
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 28,170 entries on the cover page, a total value of $353,933,076,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,933,076,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 27,836 | $1,552,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 16,933 | $1,551,000 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 131,806 | $1,550,000 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 143,567 | $1,549,000 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 21,435 | $1,549,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 56,819 | $1,549,000 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 171,379 | $1,549,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 100,009 | $1,549,000 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 28,949 | $1,548,000 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 60,287 | $1,543,000 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 42,764 | $1,540,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 48,292 | $1,540,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 49,453 | $1,538,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 126,058 | $1,536,000 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407105 | CLASS A ORD SHS | 150,897 | $1,533,000 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 198,287 | $1,523,000 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 114,462 | $1,522,000 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 85,531 | $1,521,000 | dollars as filed | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 211,076 | $1,521,000 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 14,527 | $1,519,000 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 176,944 | $1,519,000 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 11,542 | $1,518,000 | dollars as filed | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 26,106 | $1,518,000 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 61,329 | $1,515,000 | dollars as filed | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735102 | CMN | 147,755 | $1,512,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 79,379 | $1,511,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 19,799 | $1,505,000 | dollars as filed | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 1,006,000 | $1,503,000 | dollars as filed | principal |
| GIBRALTAR INDS INC | 374689107 | COM | 30,924 | $1,500,000 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F209 | ELC VEH MTLS CDT | 65,509 | $1,500,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 70,489 | $1,498,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 42,934 | $1,497,000 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 60,000 | $1,496,000 | dollars as filed | put |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 44,637 | $1,494,000 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 31,142 | $1,493,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 51,584 | $1,491,000 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 65,692 | $1,489,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 48,312 | $1,486,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 8,103 | $1,485,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072299 | AVAN RE INTL ETF | 29,315 | $1,482,000 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 14,761 | $1,479,000 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 148,177 | $1,479,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 49,708 | $1,476,000 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 42,413 | $1,475,000 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 29,223 | $1,474,000 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 20,498 | $1,465,000 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 140,069 | $1,458,000 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 29,253 | $1,455,000 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 41,543 | $1,454,000 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 120,814 | $1,454,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 32,160 | $1,452,000 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 24,345 | $1,451,000 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 16,292 | $1,449,000 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 59,382 | $1,448,000 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 65,034 | $1,442,000 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 271,357 | $1,441,000 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 39,574 | $1,441,000 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 100,000 | $1,441,000 | dollars as filed | put |
| ENERPLUS CORP | 292766102 | COM | 100,000 | $1,441,000 | dollars as filed | call |
| JFROG LTD ORD SHS | M6191J100 | Stock | 73,001 | $1,439,000 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 36,219 | $1,437,000 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 86,627 | $1,437,000 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 103,054 | $1,436,000 | dollars as filed | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 570,000 | $1,435,000 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 40,283 | $1,434,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 88,039 | $1,429,000 | dollars as filed | |
| IX ACQUISITION CORP. CMN | G5000D103 | COM | 138,774 | $1,428,000 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 91,384 | $1,427,000 | dollars as filed | |
| Tcv Acquisition Corp | G8704C124 | COM | 139,353 | $1,427,000 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 94,205 | $1,425,000 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 9,000 | $1,424,000 | dollars as filed | put |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 55,505 | $1,423,000 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 69,166 | $1,419,000 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 120,062 | $1,417,000 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 26,761 | $1,416,000 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 32,520 | $1,414,000 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 10,883 | $1,413,000 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 80,987 | $1,413,000 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 43,813 | $1,411,000 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 60,395 | $1,405,000 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 24,262 | $1,404,000 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 81,900 | $1,403,000 | dollars as filed | call |
| WILEY JOHN & SONS INC | 968223305 | CL B | 37,700 | $1,403,000 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 54,093 | $1,401,000 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 31,624 | $1,398,000 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 44,954 | $1,394,000 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 65,917 | $1,393,000 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 53,544 | $1,393,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 45,411 | $1,392,000 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 44,388 | $1,391,000 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 89,073 | $1,391,000 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 35,596 | $1,389,000 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 41,631 | $1,387,000 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 35,434 | $1,386,000 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,967 | $1,383,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 24,021 | $1,382,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 21,616 | $1,378,000 | dollars as filed | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 29,013 | $1,378,000 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 43,072 | $1,373,000 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 75,190 | $1,373,000 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 167,699 | $1,372,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 48,534 | $1,371,000 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 25,604 | $1,370,000 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 71,108 | $1,369,000 | dollars as filed | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 37,925 | $1,367,000 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 64,384 | $1,366,000 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 82,410 | $1,366,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 34,389 | $1,365,000 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 131,969 | $1,365,000 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 88,441 | $1,365,000 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 154,695 | $1,363,000 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 35,673 | $1,363,000 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 104,986 | $1,362,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 33,517 | $1,362,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 356,442 | $1,358,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 201,358 | $1,357,000 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 30,576 | $1,355,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 68,625 | $1,352,000 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 109,564 | $1,350,000 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 129,767 | $1,350,000 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 79,351 | $1,349,000 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 33,586 | $1,343,000 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 21,659 | $1,342,000 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 59,631 | $1,340,000 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 58,732 | $1,339,000 | dollars as filed | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 64,536 | $1,339,000 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 136,719 | $1,337,000 | dollars as filed | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 12,454 | $1,337,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 28,496 | $1,336,000 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 17,651 | $1,336,000 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 322,867 | $1,330,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 36,724 | $1,328,000 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 322,504 | $1,322,000 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 46,382 | $1,322,000 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 132,818 | $1,321,000 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 115,904 | $1,315,000 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 146,906 | $1,313,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q609 | ACTIVE GROWTH | 26,680 | $1,312,000 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 49,596 | $1,312,000 | dollars as filed | |
| CORE LABORATORIES N V | N22717107 | COM | 59,496 | $1,311,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 59,985 | $1,310,000 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 60,217 | $1,309,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 19,447 | $1,309,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 43,707 | $1,309,000 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 53,630 | $1,306,000 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 18,446 | $1,302,000 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 42,630 | $1,302,000 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 513,351 | $1,299,000 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 28,300 | $1,298,000 | dollars as filed | put |
| ROBINHOOD MKTS INC | 770700102 | COM | 133,600 | $1,297,000 | dollars as filed | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 45,187 | $1,297,000 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 67,833 | $1,297,000 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 74,682 | $1,292,000 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 1,173,139 | $1,290,000 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 475,464 | $1,289,000 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 24,442 | $1,289,000 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 43,972 | $1,286,000 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 80,034 | $1,282,000 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 28,512 | $1,282,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 33,457 | $1,281,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 13,403 | $1,272,000 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 6,336 | $1,270,000 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 111,528 | $1,267,000 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 156,828 | $1,267,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 33,193 | $1,263,000 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 25,299 | $1,263,000 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 47,835 | $1,260,000 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 87,314 | $1,258,000 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 1,510,000 | $1,258,000 | dollars as filed | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 108,453 | $1,255,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 21,357 | $1,253,000 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 142,906 | $1,253,000 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 80,071 | $1,253,000 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 12,514 | $1,251,000 | dollars as filed | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 42,626 | $1,251,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 110,322 | $1,251,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 61,603 | $1,249,000 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 31,099 | $1,249,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 47,538 | $1,249,000 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 81,081 | $1,248,000 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 183,410 | $1,247,000 | dollars as filed | |
| ADDUS HOMECARE CORP | 006739106 | COM | 11,675 | $1,246,000 | dollars as filed | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 29,960 | $1,246,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 149,064 | $1,241,000 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 37,280 | $1,240,000 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 23,743 | $1,238,000 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 131,583 | $1,238,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 43,820 | $1,238,000 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 65,917 | $1,237,000 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 12,957 | $1,234,000 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 23,616 | $1,234,000 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 45,997 | $1,232,000 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 106,671 | $1,226,000 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 104,337 | $1,226,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 48,725 | $1,225,000 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 78,915 | $1,222,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 53,515 | $1,221,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 12,185 | $1,220,000 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 96,575 | $1,219,000 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 115,279 | $1,218,000 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 46,267 | $1,215,000 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 77,853 | $1,213,000 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 75,634 | $1,212,000 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 191,190 | $1,211,000 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 41,921 | $1,211,000 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 341,414 | $1,211,000 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 26,218 | $1,210,000 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 69,000 | $1,208,000 | dollars as filed | put |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 65,958 | $1,206,000 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 30,460 | $1,206,000 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 43,818 | $1,203,000 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 95,886 | $1,202,000 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 58,598 | $1,200,000 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 47,855 | $1,200,000 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 62,425 | $1,196,000 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 28,877 | $1,191,000 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 76,734 | $1,190,000 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 45,774 | $1,189,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 25,818 | $1,188,000 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 241,530 | $1,185,000 | dollars as filed | |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 116,120 | $1,182,000 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 102,497 | $1,179,000 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 97,902 | $1,177,000 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 1,370,000 | $1,177,000 | dollars as filed | principal |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 30,171 | $1,176,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 27,761 | $1,176,000 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 20,160 | $1,173,000 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 121,489 | $1,173,000 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 69,786 | $1,173,000 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 57,980 | $1,168,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 215,878 | $1,166,000 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 17,997 | $1,166,000 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 31,446 | $1,164,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 41,401 | $1,163,000 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 29,401 | $1,160,000 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 13,033 | $1,157,000 | dollars as filed | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 34,574 | $1,155,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 31,675 | $1,155,000 | dollars as filed | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 13,343 | $1,154,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 55,478 | $1,153,000 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 98,288 | $1,152,000 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 90,493 | $1,148,000 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 25,575 | $1,148,000 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 44,739 | $1,147,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 159,116 | $1,147,000 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 63,695 | $1,146,000 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 49,616 | $1,145,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 55,469 | $1,144,000 | dollars as filed | |
| SPARTANNASH CO | 847215100 | COM | 46,161 | $1,144,000 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 35,655 | $1,142,000 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 8,442 | $1,140,000 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 35,821 | $1,137,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 38,557 | $1,137,000 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 40,721 | $1,135,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 29,638 | $1,134,000 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 327,363 | $1,133,000 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 84,361 | $1,131,000 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 9,506 | $1,129,000 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 21,302 | $1,129,000 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 25,417 | $1,129,000 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 44,174 | $1,124,000 | dollars as filed | |
| AAR CORP | 000361105 | COM | 20,535 | $1,121,000 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 9,249 | $1,121,000 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 112,585 | $1,117,000 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 49,019 | $1,117,000 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 49,989 | $1,116,000 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 128,312 | $1,116,000 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 13,483 | $1,112,000 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 8,901 | $1,109,000 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 23,233 | $1,108,000 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 20,546 | $1,104,000 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 19,632 | $1,103,000 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 116,561 | $1,094,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 9,747 | $1,094,000 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 19,138 | $1,091,000 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 16,283 | $1,088,000 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 27,635 | $1,084,000 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 34,656 | $1,082,000 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 47,000 | $1,081,000 | dollars as filed | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 24,755 | $1,081,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 22,923 | $1,078,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 58,615 | $1,077,000 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 28,809 | $1,076,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 45,894 | $1,075,000 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 10,441 | $1,072,000 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 104,045 | $1,071,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 12,391 | $1,070,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 8,170 | $1,069,000 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E109 | COM | 104,605 | $1,069,000 | dollars as filed | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 7,204 | $1,068,000 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 102,915 | $1,068,000 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 47,468 | $1,065,000 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 9,881 | $1,065,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 41,568 | $1,064,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 23,437 | $1,061,000 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 15,730 | $1,061,000 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 25,688 | $1,060,000 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 103,813 | $1,060,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 44,841 | $1,056,000 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 129,404 | $1,053,000 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 28,303 | $1,053,000 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 21,296 | $1,052,000 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 89,888 | $1,052,000 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 67,629 | $1,049,000 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 114,052 | $1,044,000 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 49,088 | $1,043,000 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 158,572 | $1,043,000 | dollars as filed | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 28,852 | $1,043,000 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 41,944 | $1,042,000 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 98,082 | $1,039,000 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 27,866 | $1,039,000 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 101,716 | $1,035,000 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 152,473 | $1,035,000 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 44,923 | $1,032,000 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 27,755 | $1,025,000 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 20,460 | $1,022,000 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 107,121 | $1,022,000 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 14,956 | $1,021,000 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 18,627 | $1,019,000 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 236,919 | $1,019,000 | dollars as filed | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 37,649 | $1,019,000 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 13,000 | $1,018,000 | dollars as filed | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 8,259 | $1,017,000 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 93,765 | $1,016,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 85,785 | $1,015,000 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 98,423 | $1,011,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,300 | $1,011,000 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 35,736 | $1,007,000 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 24,233 | $1,007,000 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 25,632 | $1,006,000 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 65,676 | $1,006,000 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 28,989 | $1,006,000 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 24,523 | $1,004,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 18,538 | $1,003,000 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 13,406 | $1,000,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 20,455 | $1,000,000 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 22,723 | $997,000 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 43,289 | $997,000 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 665,000 | $996,000 | dollars as filed | principal |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 62,101 | $995,000 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 45,449 | $994,000 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 23,073 | $993,000 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 108,413 | $992,000 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 11,335 | $992,000 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 100,782 | $989,000 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 67,722 | $989,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 105,720 | $986,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 56,314 | $986,000 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 8,427 | $984,000 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 30,000 | $982,000 | dollars as filed | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 216,962 | $981,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 11,828 | $980,000 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 95,938 | $980,000 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 28,678 | $979,000 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 15,945 | $978,000 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 15,815 | $976,000 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 27,609 | $975,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 21,272 | $974,000 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 20,936 | $973,000 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 122,121 | $972,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 184,312 | $971,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 16,329 | $971,000 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 16,045 | $970,000 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 64,275 | $969,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 29,190 | $969,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 37,884 | $968,000 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 264,107 | $967,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 103,525 | $965,000 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 16,400 | $965,000 | dollars as filed | call |
| HILLENBRAND INC | 431571108 | COM | 20,323 | $965,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 32,456 | $965,000 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 45,532 | $962,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 136,375 | $962,000 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 56,638 | $960,000 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 22,897 | $960,000 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 63,654 | $957,000 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 78,002 | $952,000 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 55,729 | $950,000 | dollars as filed | |
| STONEX GROUP INC | 861896108 | COM | 9,173 | $950,000 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 29,990 | $950,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A200 | DISRUPTERS ETF | 45,086 | $947,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 18,567 | $946,000 | dollars as filed | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 53,869 | $946,000 | dollars as filed | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 47,425 | $942,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 18,695 | $941,000 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 7,488 | $940,000 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 48,686 | $940,000 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 19,705 | $937,000 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 65,514 | $937,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 135,219 | $936,000 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 25,000 | $935,000 | dollars as filed | put |
| MYR GROUP INC | 55405W104 | COM | 7,403 | $933,000 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 49,566 | $933,000 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 28,562 | $933,000 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 86,870 | $929,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 8,805 | $929,000 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 79,404 | $928,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 100,000 | $927,000 | dollars as filed | put |
| AMERIS BANCORP | 03076K108 | COM | 25,319 | $926,000 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 47,253 | $925,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 63,128 | $924,000 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 18,274 | $923,000 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 17,220 | $923,000 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 54,036 | $923,000 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 100,000 | $919,000 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 50,444 | $919,000 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 680,000 | $919,000 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 100,938 | $918,000 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 83,057 | $917,000 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 72,827 | $915,000 | dollars as filed | |
| Delta Apparel Inc | 247368103 | COM | 83,181 | $915,000 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 9,149 | $911,000 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 6,811 | $909,000 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 49,983 | $909,000 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 59,571 | $908,000 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 30,700 | $907,000 | dollars as filed | call |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 44,576 | $907,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 129,316 | $906,000 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 55,842 | $906,000 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 40,000 | $905,000 | dollars as filed | call |
| BANCROFT FUND LIMITED | 059695106 | COM | 53,266 | $905,000 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 48,409 | $904,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 14,776 | $901,000 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 20,820 | $900,000 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 81,292 | $899,000 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 196,462 | $897,000 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 72,487 | $895,000 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 102,443 | $895,000 | dollars as filed | |
| VERITIV CORP | 923454102 | COM | 6,617 | $895,000 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 25,388 | $892,000 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 32,948 | $891,000 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 21,608 | $891,000 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 19,590 | $891,000 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 32,973 | $890,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 10,804 | $890,000 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 23,849 | $888,000 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 73,708 | $887,000 | dollars as filed | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 16,962 | $886,000 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 60,028 | $885,000 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 11,593 | $882,000 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 42,447 | $880,000 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 379,107 | $879,000 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 29,825 | $879,000 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 20,203 | $878,000 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 69,259 | $877,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 40,871 | $873,000 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 14,174 | $872,000 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 20,182 | $872,000 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 231 | $871,000 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 18,860 | $871,000 | dollars as filed | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 17,061 | $868,000 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 28,289 | $867,000 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 85,368 | $865,000 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 16,574 | $863,000 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 53,075 | $862,000 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 63,322 | $862,000 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 6,613 | $860,000 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 34,362 | $858,000 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 69,414 | $858,000 | dollars as filed | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 26,179 | $857,000 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 51,823 | $855,000 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 61,354 | $855,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 119,243 | $854,000 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 30,838 | $854,000 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 28,026 | $852,000 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 4,657 | $851,000 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 8,000 | $851,000 | dollars as filed | call |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 16,784 | $850,000 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 13,473 | $850,000 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 109,365 | $846,000 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 82,648 | $845,000 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 73,219 | $844,000 | dollars as filed | |
| KENNAMETAL INC | 489170100 | COM | 30,531 | $842,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 21,095 | $841,000 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 48,021 | $840,000 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 67,741 | $840,000 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 7,743 | $838,000 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 27,277 | $837,000 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 101,098 | $836,000 | dollars as filed | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 18,367 | $834,000 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 14,438 | $833,000 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,429 | $832,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 48,856 | $831,000 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 41,041 | $830,000 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 67,343 | $829,000 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 904,000 | $828,000 | dollars as filed | principal |
| CORECARD CORPORATION | 45816D100 | COM | 27,481 | $828,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 64,216 | $827,000 | dollars as filed | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 15,184 | $826,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 68,306 | $824,000 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 29,834 | $824,000 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 31,818 | $823,000 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 100,000 | $822,000 | dollars as filed | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 100,000 | $822,000 | dollars as filed | call |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 74,139 | $821,000 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 32,351 | $819,000 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 28,749 | $816,000 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 28,186 | $815,000 | dollars as filed | |
| KADANT INC | 48282T104 | COM | 3,894 | $813,000 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 43,768 | $809,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-024652 | this filing | 2023-05-15 | acceptance time not in the bulk data set |