13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 7,366 holding rows worth $353,933,076,000.
- Accession
- 0001140361-23-024652
- Filer
- CIK 1000275
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 28,170 entries on the cover page, a total value of $353,933,076,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,933,076,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BlackRock Muniy Michigan | 09254V105 | Fund | 71,915 | $805,000 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 187,500 | $804,000 | dollars as filed | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 17,055 | $804,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 16,344 | $802,000 | dollars as filed | |
| EA SERIES TRUST | 02072L714 | BRIDGEWAY BLUE | 90,385 | $802,000 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 19,234 | $800,000 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 374,000 | $800,000 | dollars as filed | principal |
| CADENCE BANK | 12740C103 | COM | 38,481 | $798,000 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 23,038 | $798,000 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 16,586 | $796,000 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 32,383 | $796,000 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 82,741 | $795,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 25,463 | $795,000 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 51,596 | $795,000 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 23,598 | $792,000 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 40,281 | $791,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 22,266 | $789,000 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 91,882 | $788,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 30,701 | $788,000 | dollars as filed | |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 32,963 | $787,000 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 45,000 | $783,000 | dollars as filed | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 58,931 | $781,000 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 75,208 | $781,000 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 13,077 | $780,000 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 63,143 | $780,000 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 18,649 | $777,000 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 10,130 | $777,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 19,644 | $777,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 14,451 | $773,000 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 116,760 | $771,000 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 61,096 | $771,000 | dollars as filed | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 15,622 | $770,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 9,840 | $768,000 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 47,245 | $767,000 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 39,816 | $764,000 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 60,920 | $764,000 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 66,340 | $761,000 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 79,813 | $760,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 35,776 | $758,000 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 37,137 | $758,000 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 42,356 | $756,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 7,781 | $755,000 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 14,400 | $755,000 | dollars as filed | call |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 47,079 | $754,000 | dollars as filed | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 31,422 | $753,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 70,744 | $753,000 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 35,714 | $752,000 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 22,780 | $751,000 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 13,894 | $750,000 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 64,410 | $750,000 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 12,834 | $750,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 21,964 | $749,000 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 43,885 | $749,000 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 50,775 | $747,000 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 164,613 | $747,000 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 22,265 | $746,000 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 41,512 | $743,000 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 55,073 | $743,000 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 28,111 | $741,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 96,004 | $741,000 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,648 | $740,000 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 50,000 | $740,000 | dollars as filed | call |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 26,982 | $740,000 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 12,385 | $740,000 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 9,502 | $738,000 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 35,936 | $738,000 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 62,971 | $737,000 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 11,137 | $736,000 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 62,904 | $736,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 72,728 | $736,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 156,000 | $735,000 | dollars as filed | call |
| UMB FINL CORP | 902788108 | COM | 12,714 | $735,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 29,874 | $735,000 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 9,564 | $733,000 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 46,893 | $733,000 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 41,723 | $733,000 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 17,265 | $732,000 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 30,287 | $731,000 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 29,638 | $731,000 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 13,338 | $731,000 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 32,098 | $730,000 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 45,664 | $730,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 8,809 | $730,000 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 37,381 | $729,000 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 3,500 | $729,000 | dollars as filed | call |
| BANNER CORP | 06652V208 | COM NEW | 13,360 | $727,000 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 46,821 | $727,000 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 22,582 | $726,000 | dollars as filed | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 920,000 | $726,000 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 29,069 | $725,000 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 77,726 | $725,000 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 34,310 | $724,000 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 60,000 | $724,000 | dollars as filed | call |
| SKYWEST INC COM | 830879102 | Stock | 32,576 | $723,000 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 23,822 | $722,000 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 47,926 | $721,000 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 33,131 | $720,000 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 53,393 | $720,000 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 29,667 | $717,000 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 16,367 | $715,000 | dollars as filed | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 7,308 | $715,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 11,138 | $715,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 7,264 | $715,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 6,583 | $713,000 | dollars as filed | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 27,677 | $713,000 | dollars as filed | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 7,569 | $712,000 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 12,728 | $709,000 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 5,000 | $709,000 | dollars as filed | call |
| VERACYTE INC COM | 92337F107 | Stock | 31,717 | $707,000 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 24,134 | $707,000 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 5,210 | $706,000 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 100,000 | $706,000 | dollars as filed | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 100,000 | $706,000 | dollars as filed | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 128,108 | $706,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 22,809 | $705,000 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 37,073 | $701,000 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 54,050 | $701,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 20,791 | $700,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 8,981 | $700,000 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 15,984 | $699,000 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 66,853 | $699,000 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 27,619 | $698,000 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,387 | $697,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 265,373 | $697,000 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 14,900 | $693,000 | dollars as filed | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 30,242 | $693,000 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 19,708 | $692,000 | dollars as filed | |
| NOV INC | 62955J103 | COM | 37,339 | $692,000 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 49,179 | $692,000 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 57,493 | $689,000 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 27,442 | $688,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 84,670 | $688,000 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 14,926 | $686,000 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 7,528 | $684,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 26,679 | $684,000 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 12,819 | $683,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 5,698 | $682,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 14,441 | $681,000 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 14,261 | $680,000 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 27,357 | $678,000 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 62,661 | $678,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 21,237 | $672,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 174,006 | $672,000 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 21,929 | $671,000 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 67,417 | $669,000 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 10,085 | $668,000 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 63,591 | $667,000 | dollars as filed | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 5,616 | $662,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 7,968 | $662,000 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 60,393 | $661,000 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 8,771 | $660,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 20,832 | $659,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 18,634 | $659,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 26,328 | $658,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 7,563 | $655,000 | dollars as filed | |
| DANAHER CORPORATION | 235851409 | CONV | 514 | $655,000 | dollars as filed | principal |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 6,607 | $654,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 14,036 | $651,000 | dollars as filed | principal |
| ISHARES TR | 46429B408 | CMN | 24,077 | $650,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 15,181 | $649,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 6,400 | $648,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 36,657 | $647,000 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 14,458 | $646,000 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 68,450 | $644,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 12,737 | $643,000 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 18,878 | $641,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 20,261 | $641,000 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 28,811 | $640,000 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 64,931 | $640,000 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 47,161 | $639,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 19,446 | $639,000 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 21,300 | $638,000 | dollars as filed | put |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 10,127 | $638,000 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 8,147 | $637,000 | dollars as filed | |
| HUB GROUP INC | 443320106 | CL A | 7,573 | $636,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 29,624 | $636,000 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 36,534 | $635,000 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 18,970 | $634,000 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 34,620 | $633,000 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 19,743 | $630,000 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 14,150 | $630,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 39,534 | $629,000 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 19,512 | $628,000 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 27,644 | $628,000 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 12,456 | $626,000 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 67,630 | $625,000 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 14,599 | $625,000 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,690 | $624,000 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 14,854 | $623,000 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 28,328 | $622,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q804 | ENERGY INM PARTN | 31,225 | $621,000 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 89,525 | $621,000 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 64,253 | $620,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 13,940 | $620,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 26,204 | $620,000 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 44,881 | $618,000 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 50,568 | $617,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 58,066 | $617,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 21,667 | $616,000 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 5,931 | $616,000 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 25,613 | $616,000 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 88,329 | $615,000 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 12,968 | $614,000 | dollars as filed | |
| CTS CORP | 126501105 | COM | 12,391 | $613,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 19,090 | $613,000 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 50,504 | $612,000 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 54,176 | $612,000 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 18,334 | $612,000 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 102,016 | $611,000 | dollars as filed | |
| Delek Logistics Partners LP | 24664T103 | Com | 12,885 | $611,000 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 7,818 | $608,000 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 53,263 | $608,000 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 18,763 | $607,000 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 72,923 | $606,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 7,159 | $606,000 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 17,928 | $604,000 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 25,266 | $604,000 | dollars as filed | |
| NETSCOUT SYS INC | 64115T104 | COM | 21,036 | $603,000 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 15,691 | $603,000 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 72,144 | $602,000 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 19,481 | $602,000 | dollars as filed | |
| FERGUSON PLC NEW | G3421J106 | SHS | 4,500 | $602,000 | dollars as filed | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 41,155 | $600,000 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 10,235 | $598,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y368 | CMN | 21,400 | $597,000 | dollars as filed | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 46,710 | $596,000 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 65,525 | $595,000 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 39,895 | $593,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 25,291 | $593,000 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 32,765 | $593,000 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 50,004 | $592,000 | dollars as filed | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 6,025 | $591,000 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,983 | $590,000 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 22,167 | $590,000 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 101,581 | $590,000 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 56,129 | $589,000 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 131,675 | $589,000 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 50,631 | $589,000 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 29,167 | $589,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 12,051 | $589,000 | dollars as filed | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 14,350 | $588,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 51,299 | $587,000 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 97,990 | $586,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 11,763 | $586,000 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 59,795 | $585,000 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 5,677 | $585,000 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 110,838 | $585,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 13,244 | $585,000 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 15,384 | $583,000 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 20,066 | $583,000 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 24,167 | $582,000 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 11,668 | $582,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 13,033 | $582,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 11,522 | $581,000 | dollars as filed | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 154,253 | $580,000 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 15,500 | $579,000 | dollars as filed | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 33,775 | $576,000 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 20,453 | $576,000 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 14,039 | $576,000 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 34,748 | $576,000 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 6,437 | $575,000 | dollars as filed | |
| SAFETY INS GROUP INC | 78648T100 | COM | 7,718 | $575,000 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 16,948 | $573,000 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 36,313 | $572,000 | dollars as filed | |
| Transformers | 26922B683 | AAM TRANSFORMERS | 21,757 | $571,000 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 15,106 | $567,000 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 19,650 | $567,000 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,553 | $566,000 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 21,920 | $565,000 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 61,504 | $565,000 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 52,654 | $564,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 28,210 | $564,000 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 37,637 | $563,000 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 15,567 | $563,000 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 16,543 | $562,000 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 148,467 | $561,000 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 71,834 | $560,000 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 27,112 | $559,000 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 70,483 | $558,000 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 7,325 | $557,000 | dollars as filed | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 32,061 | $557,000 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 16,089 | $557,000 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 140,628 | $557,000 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 56,427 | $556,000 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 35,065 | $556,000 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 106,232 | $555,000 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,677 | $555,000 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 150,624 | $554,000 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 180,085 | $553,000 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 18,422 | $553,000 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 24,292 | $553,000 | dollars as filed | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 23,681 | $553,000 | dollars as filed | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 275,246 | $553,000 | dollars as filed | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 25,519 | $552,000 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 154,899 | $552,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 590,000 | $552,000 | dollars as filed | principal |
| AEROVIRONMENT INC COM | 008073108 | Stock | 6,012 | $550,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 13,716 | $550,000 | dollars as filed | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 24,457 | $550,000 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 123,714 | $549,000 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 6,314 | $549,000 | dollars as filed | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 127,635 | $549,000 | dollars as filed | |
| BECTON DICKINSON & CO | 075887406 | CONV | 11,053 | $549,000 | dollars as filed | principal |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 31,992 | $548,000 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,660 | $546,000 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 34,489 | $546,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 34,173 | $546,000 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 72,950 | $545,000 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 53,698 | $545,000 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 20,036 | $544,000 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 59,431 | $543,000 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 16,286 | $543,000 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 36,034 | $543,000 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 17,000 | $542,000 | dollars as filed | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 45,272 | $542,000 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 9,928 | $542,000 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 28,926 | $542,000 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 63,283 | $540,000 | dollars as filed | |
| POWELL INDS INC | 739128106 | COM | 12,634 | $539,000 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,811 | $539,000 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 71,010 | $538,000 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 21,170 | $537,000 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 23,186 | $535,000 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 98,425 | $534,000 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 321,137 | $533,000 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 15,203 | $532,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 25,186 | $531,000 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 16,712 | $530,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 11,621 | $530,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 17,874 | $529,000 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,895 | $528,000 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 11,894 | $528,000 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 17,168 | $525,000 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 26,375 | $524,000 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 55,229 | $523,000 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 25,308 | $523,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 15,107 | $523,000 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 528,417 | $522,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J768 | US HIGH DIVI ETF | 18,966 | $522,000 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 8,712 | $517,000 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 11,000 | $517,000 | dollars as filed | call |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 16,400 | $517,000 | dollars as filed | put |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 11,035 | $516,000 | dollars as filed | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 23,395 | $516,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E453 | PURBTA MSCI SM | 15,595 | $516,000 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 5,712 | $513,000 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 22,467 | $513,000 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 18,687 | $511,000 | dollars as filed | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 12,523 | $510,000 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 46,648 | $510,000 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 43,690 | $510,000 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 118,608 | $509,000 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 12,983 | $509,000 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 22,987 | $509,000 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 28,067 | $508,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 26,417 | $508,000 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 12,275 | $506,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 21,021 | $506,000 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 18,700 | $506,000 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 46,860 | $504,000 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 42,920 | $504,000 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 28,513 | $504,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 18,481 | $503,000 | dollars as filed | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 14,020 | $502,000 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 67,651 | $501,000 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 44,079 | $501,000 | dollars as filed | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 11,428 | $501,000 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 35,516 | $498,000 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 27,218 | $498,000 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 68,260 | $497,000 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 7,899 | $496,000 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 12,284 | $496,000 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 46,262 | $496,000 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 87,884 | $496,000 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 13,424 | $496,000 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 12,924 | $496,000 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 30,703 | $494,000 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 17,041 | $493,000 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 56,890 | $493,000 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 53,174 | $492,000 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 4,649 | $492,000 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 13,400 | $491,000 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 5,263 | $490,000 | dollars as filed | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,466 | $489,000 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 58,897 | $488,000 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 10,081 | $488,000 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 33,497 | $487,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 11,452 | $487,000 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 18,588 | $485,000 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 26,415 | $485,000 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 53,298 | $484,000 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 30,173 | $483,000 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 12,334 | $482,000 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 43,984 | $481,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 8,777 | $480,000 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 28,535 | $479,000 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 10,620 | $479,000 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 3,344 | $476,000 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 26,425 | $476,000 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 34,092 | $474,000 | dollars as filed | |
| SILVERBOW RES INC | 82836G102 | COM | 20,739 | $474,000 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K103 | COM | 45,488 | $474,000 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 75,393 | $473,000 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 9,743 | $472,000 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 46,872 | $472,000 | dollars as filed | |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 18,800 | $472,000 | dollars as filed | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 19,561 | $472,000 | dollars as filed | |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 22,014 | $471,000 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 65,364 | $470,000 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 59,135 | $470,000 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 19,758 | $469,000 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 4,257 | $468,000 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 7,923 | $468,000 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 11,788 | $468,000 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 39,220 | $468,000 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 68,648 | $467,000 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 73,315 | $467,000 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 42,670 | $467,000 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 15,205 | $467,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U811 | US SUSTAINABLE | 22,104 | $467,000 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 8,665 | $466,000 | dollars as filed | |
| V2X INC | 92242T101 | COM | 11,702 | $465,000 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 43,540 | $465,000 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 866 | $464,000 | dollars as filed | |
| SUMO LOGIC INC | 86646P103 | COM | 38,726 | $463,000 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 35,022 | $462,000 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 49,115 | $462,000 | dollars as filed | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 24,270 | $462,000 | dollars as filed | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 13,346 | $462,000 | dollars as filed | |
| TITAN MACHY INC | 88830R101 | COM | 15,113 | $460,000 | dollars as filed | |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 17,136 | $460,000 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 7,872 | $459,000 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R105 | OPPO CORE BD ETF | 9,816 | $458,000 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 58,807 | $458,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 4,355 | $457,000 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 7,230 | $455,000 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 10,265 | $455,000 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 19,317 | $454,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 4,010 | $454,000 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 81,422 | $454,000 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 19,992 | $454,000 | dollars as filed | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 44,339 | $453,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 27,254 | $452,000 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 29,798 | $452,000 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 37,034 | $452,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 15,724 | $452,000 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 15,991 | $451,000 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 14,665 | $450,000 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 40,158 | $450,000 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 105,151 | $449,000 | dollars as filed | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 550,000 | $449,000 | dollars as filed | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 5,400 | $448,000 | dollars as filed | call |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 14,305 | $448,000 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 7,084 | $448,000 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 12,484 | $447,000 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 72,345 | $447,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 867,000 | $447,000 | dollars as filed | principal |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 44,385 | $446,000 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 39,062 | $445,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 23,317 | $445,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 12,668 | $444,000 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 14,136 | $444,000 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 46,798 | $443,000 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 68,849 | $443,000 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 7,162 | $443,000 | dollars as filed | |
| WAFD INC | 938824109 | COM | 14,705 | $443,000 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 72,344 | $443,000 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 43,061 | $443,000 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 36,021 | $443,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 16,076 | $443,000 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 56,294 | $441,000 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 31,610 | $441,000 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 27,725 | $440,000 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 13,772 | $440,000 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 15,274 | $439,000 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 14,978 | $439,000 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 43,174 | $439,000 | dollars as filed | |
| SKYDECK ACQUISITION CORP | G82220123 | CLASS A ORD SHS | 42,954 | $439,000 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 22,652 | $438,000 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 84,734 | $436,000 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 20,600 | $435,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 11,890 | $435,000 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 12,311 | $434,000 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 85,256 | $434,000 | dollars as filed | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 14,633 | $434,000 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 86,777 | $432,000 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 16,791 | $432,000 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 16,820 | $432,000 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 69,352 | $431,000 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 54,176 | $431,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 10,010 | $431,000 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 19,417 | $430,000 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 8,709 | $430,000 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 84,243 | $429,000 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 6,312 | $429,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 14,154 | $429,000 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 40,201 | $427,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 125,006 | $427,000 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 20,278 | $426,000 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 13,479 | $426,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-024652 | this filing | 2023-05-15 | acceptance time not in the bulk data set |