13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 7,366 holding rows worth $353,933,076,000.
- Accession
- 0001140361-23-024652
- Filer
- CIK 1000275
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 28,170 entries on the cover page, a total value of $353,933,076,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,933,076,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 86,030 | $2,981,000 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 21,490 | $2,979,000 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 153,409 | $2,977,000 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 54,749 | $2,964,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 121,470 | $2,957,000 | dollars as filed | |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 282,392 | $2,954,000 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 169,864 | $2,952,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 23,884 | $2,951,000 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 33,004 | $2,948,000 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 20,572 | $2,942,000 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 33,582 | $2,938,000 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 35,499 | $2,930,000 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 455,005 | $2,930,000 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 67,157 | $2,929,000 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 264,202 | $2,929,000 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 131,926 | $2,927,000 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 72,540 | $2,921,000 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 99,192 | $2,919,000 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 286,700 | $2,910,000 | dollars as filed | call |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 122,491 | $2,908,000 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 30,341 | $2,905,000 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 74,571 | $2,899,000 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 182,678 | $2,894,000 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 30,000 | $2,888,000 | dollars as filed | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 268,640 | $2,881,000 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 219,069 | $2,872,000 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 52,958 | $2,871,000 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 31,872 | $2,850,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 54,895 | $2,847,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 31,790 | $2,845,000 | dollars as filed | |
| WSFS FINL CORP | 929328102 | COM | 75,586 | $2,843,000 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 146,965 | $2,842,000 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 38,628 | $2,841,000 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 61,351 | $2,837,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 20,118 | $2,835,000 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 82,478 | $2,830,000 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 91,114 | $2,827,000 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 34,170 | $2,824,000 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 20,000 | $2,817,000 | dollars as filed | call |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 82,873 | $2,804,000 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 88,866 | $2,803,000 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 97,932 | $2,801,000 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 135,199 | $2,798,000 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 96,200 | $2,797,000 | dollars as filed | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 44,098 | $2,796,000 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 106,805 | $2,781,000 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 67,990 | $2,780,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 16,769 | $2,767,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 297,951 | $2,765,000 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 89,717 | $2,765,000 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 40,763 | $2,763,000 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 43,184 | $2,763,000 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 172,185 | $2,755,000 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 4,000,000 | $2,752,000 | dollars as filed | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 122,516 | $2,751,000 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 12,000 | $2,747,000 | dollars as filed | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 206,000 | $2,744,000 | dollars as filed | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 85,343 | $2,740,000 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 520,492 | $2,737,000 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 99,965 | $2,735,000 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 35,696 | $2,735,000 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 274,954 | $2,733,000 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 111,268 | $2,731,000 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 105,243 | $2,720,000 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 243,993 | $2,719,000 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 72,600 | $2,714,000 | dollars as filed | call |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 77,616 | $2,714,000 | dollars as filed | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 29,881 | $2,712,000 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 217,360 | $2,710,000 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 196,107 | $2,710,000 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 172,653 | $2,709,000 | dollars as filed | |
| IVLU | 46435G409 | COM | 108,986 | $2,702,000 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 101,605 | $2,698,000 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 70,935 | $2,696,000 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 58,897 | $2,695,000 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 24,093 | $2,684,000 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 242,561 | $2,680,000 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 575,732 | $2,677,000 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 25,820 | $2,677,000 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 38,395 | $2,676,000 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 75,876 | $2,671,000 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 246,168 | $2,668,000 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 92,590 | $2,662,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 54,079 | $2,662,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 111,498 | $2,661,000 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 257,307 | $2,659,000 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 160,100 | $2,655,000 | dollars as filed | |
| F N B CORP | 302520101 | COM | 228,687 | $2,653,000 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 54,785 | $2,651,000 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 121,967 | $2,650,000 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 43,628 | $2,643,000 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 68,773 | $2,642,000 | dollars as filed | |
| ISHARES TR | 464288125 | 3YRTB ETF | 37,591 | $2,640,000 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 86,187 | $2,635,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 88,306 | $2,633,000 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 237,311 | $2,630,000 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 3,350,000 | $2,630,000 | dollars as filed | principal |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 89,756 | $2,629,000 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L108 | CLASS A ORD | 251,558 | $2,629,000 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 70,656 | $2,628,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 32,108 | $2,619,000 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 305,869 | $2,618,000 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 93,400 | $2,615,000 | dollars as filed | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 55,456 | $2,606,000 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 114,705 | $2,606,000 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 7,134 | $2,604,000 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 51,784 | $2,603,000 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 37,688 | $2,601,000 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 100,127 | $2,599,000 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 210,670 | $2,598,000 | dollars as filed | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 62,211 | $2,595,000 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 67,866 | $2,585,000 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 349,597 | $2,584,000 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 85,000 | $2,580,000 | dollars as filed | call |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 153,367 | $2,568,000 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 2,514,000 | $2,567,000 | dollars as filed | principal |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 103,709 | $2,563,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 19,566 | $2,563,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 144,109 | $2,560,000 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 94,925 | $2,557,000 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 35,702 | $2,555,000 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 42,697 | $2,548,000 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 24,769 | $2,543,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 61,789 | $2,543,000 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 61,768 | $2,540,000 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 220,495 | $2,539,000 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 294,457 | $2,538,000 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 51,046 | $2,534,000 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 2,600,000 | $2,529,000 | dollars as filed | principal |
| AVISTA CORP COM | 05379B107 | Stock | 59,462 | $2,523,000 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 42,612 | $2,519,000 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 74,403 | $2,519,000 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 65,900 | $2,512,000 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 33,247 | $2,511,000 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 63,468 | $2,505,000 | dollars as filed | |
| Avantis US Large Cap Value ETF | 025072349 | SHS | 48,943 | $2,501,000 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 62,393 | $2,499,000 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 118,925 | $2,499,000 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 56,137 | $2,497,000 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 52,493 | $2,493,000 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 104,383 | $2,491,000 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 25,035 | $2,487,000 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 27,520 | $2,483,000 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 25,500 | $2,480,000 | dollars as filed | call |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 53,085 | $2,478,000 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 77,827 | $2,473,000 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 108,822 | $2,462,000 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 187,479 | $2,459,000 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 20,000 | $2,453,000 | dollars as filed | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 479,408 | $2,451,000 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 46,034 | $2,449,000 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 38,048 | $2,437,000 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 13,821 | $2,436,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 93,862 | $2,427,000 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 69,700 | $2,424,000 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 24,970 | $2,420,000 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 38,700 | $2,416,000 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 71,855 | $2,415,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 135,126 | $2,415,000 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 40,000 | $2,414,000 | dollars as filed | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 41,119 | $2,414,000 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 300,000 | $2,412,000 | dollars as filed | put |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 211,878 | $2,404,000 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 53,182 | $2,403,000 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 54,968 | $2,401,000 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 101,699 | $2,399,000 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 695,135 | $2,398,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 50,000 | $2,397,000 | dollars as filed | put |
| PRIMERICA INC | 74164M108 | COM | 13,915 | $2,396,000 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 67,414 | $2,396,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 27,373 | $2,394,000 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 55,672 | $2,388,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 99,585 | $2,388,000 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 158,866 | $2,383,000 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 63,161 | $2,378,000 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 69,492 | $2,376,000 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 50,161 | $2,373,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 21,135 | $2,370,000 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 267,149 | $2,366,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 102,265 | $2,364,000 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 54,106 | $2,358,000 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 250,682 | $2,352,000 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 34,316 | $2,346,000 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 65,121 | $2,345,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 122,153 | $2,342,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 367,700 | $2,339,000 | dollars as filed | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 32,944 | $2,334,000 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 136,852 | $2,332,000 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 39,455 | $2,331,000 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 27,840 | $2,329,000 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 81,660 | $2,323,000 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 191,537 | $2,321,000 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 3,005,000 | $2,321,000 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 135,007 | $2,319,000 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 75,796 | $2,310,000 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 25,757 | $2,294,000 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 45,000 | $2,294,000 | dollars as filed | put |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 216,787 | $2,291,000 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 77,863 | $2,289,000 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 105,655 | $2,282,000 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 105,880 | $2,280,000 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 56,778 | $2,277,000 | dollars as filed | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 110,297 | $2,276,000 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 69,643 | $2,272,000 | dollars as filed | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 60,292 | $2,272,000 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,649 | $2,271,000 | dollars as filed | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 120,004 | $2,270,000 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 54,525 | $2,268,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 41,136 | $2,266,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 94,704 | $2,259,000 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 83,675 | $2,257,000 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 30,000 | $2,256,000 | dollars as filed | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 153,230 | $2,250,000 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 208,112 | $2,248,000 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 96,925 | $2,240,000 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 346,716 | $2,240,000 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 197,621 | $2,238,000 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 114,003 | $2,236,000 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 757,545 | $2,235,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 54,411 | $2,235,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072562 | AVANTIS CORE FI | 52,836 | $2,226,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 11,858 | $2,225,000 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 34,974 | $2,224,000 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 212,250 | $2,220,000 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 276,020 | $2,218,000 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 2,271,000 | $2,214,000 | dollars as filed | principal |
| DOXIMITY INC CL A | 26622P107 | Stock | 68,271 | $2,210,000 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 63,527 | $2,208,000 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 12,143 | $2,205,000 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 124,778 | $2,200,000 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 159,760 | $2,194,000 | dollars as filed | |
| COMMUNITY USD0.01 | 20369C106 | COM | 59,908 | $2,192,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 36,495 | $2,185,000 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 52,266 | $2,183,000 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 99,744 | $2,179,000 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 78,807 | $2,164,000 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 42,104 | $2,159,000 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 16,203 | $2,159,000 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 65,102 | $2,155,000 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 128,940 | $2,154,000 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 18,894 | $2,152,000 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 192,092 | $2,145,000 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 18,780 | $2,144,000 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 205,046 | $2,143,000 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 39,137 | $2,132,000 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 43,561 | $2,132,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 80,408 | $2,125,000 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 71,583 | $2,124,000 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 42,091 | $2,122,000 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 152,797 | $2,122,000 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 193,487 | $2,121,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 92,598 | $2,117,000 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 14,909 | $2,115,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 28,673 | $2,114,000 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 173,505 | $2,111,000 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 34,925 | $2,109,000 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 570,674 | $2,106,000 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 57,100 | $2,085,000 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 488,126 | $2,083,000 | dollars as filed | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 26,028 | $2,083,000 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 111,066 | $2,081,000 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 169,493 | $2,080,000 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 16,249 | $2,080,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 75,039 | $2,078,000 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 104,032 | $2,073,000 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 77,521 | $2,073,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 107,006 | $2,071,000 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 75,278 | $2,070,000 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 220,130 | $2,067,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 43,777 | $2,064,000 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 9,212 | $2,063,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 66,364 | $2,056,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 49,676 | $2,056,000 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 160,360 | $2,054,000 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 205,116 | $2,051,000 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 80,308 | $2,050,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 100,230 | $2,048,000 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 105,622 | $2,041,000 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 81,444 | $2,038,000 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 169,878 | $2,037,000 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 83,000 | $2,037,000 | dollars as filed | put |
| GLADSTONE LAND CORP | 376549101 | REIT | 122,296 | $2,037,000 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 115,919 | $2,036,000 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 166,807 | $2,035,000 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 54,012 | $2,033,000 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 198,628 | $2,028,000 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 514,000 | $2,025,000 | dollars as filed | put |
| NIO INC SPON ADS | 62914V106 | ADR | 192,042 | $2,019,000 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 31,587 | $2,018,000 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 10,000 | $2,013,000 | dollars as filed | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 54,771 | $2,011,000 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 219,581 | $2,009,000 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 21,409 | $2,004,000 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 74,645 | $2,001,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 65,147 | $2,001,000 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 2,057,000 | $1,998,000 | dollars as filed | principal |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 50,956 | $1,997,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 69,926 | $1,995,000 | dollars as filed | |
| AGILYSYS INC | 00847J105 | COM | 24,087 | $1,987,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 133,894 | $1,986,000 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 27,880 | $1,986,000 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 19,112 | $1,985,000 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 161,716 | $1,985,000 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 87,877 | $1,985,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 61,186 | $1,981,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 48,275 | $1,979,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 79,999 | $1,978,000 | dollars as filed | |
| UNIFIRST CORP MASS | 904708104 | COM | 11,221 | $1,978,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 246,613 | $1,977,000 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 162,292 | $1,973,000 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 13,317 | $1,969,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 75,575 | $1,962,000 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 19,300 | $1,960,000 | dollars as filed | call |
| HARBOR ETF TRUST | 41151J109 | ARES SYSTEMATIC | 44,339 | $1,960,000 | dollars as filed | |
| AXT INC | 00246W103 | COM | 491,938 | $1,958,000 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 32,282 | $1,957,000 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 56,669 | $1,953,000 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 387,896 | $1,952,000 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 185,443 | $1,951,000 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 72,846 | $1,950,000 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 176,992 | $1,949,000 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 37,069 | $1,946,000 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 170,745 | $1,936,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 14,710 | $1,935,000 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 262,455 | $1,934,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 103,654 | $1,920,000 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 90,005 | $1,919,000 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 91,928 | $1,918,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 47,407 | $1,916,000 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 20,281 | $1,915,000 | dollars as filed | |
| KIMBALL INTL INC | 494274103 | CL B | 154,186 | $1,912,000 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 47,519 | $1,907,000 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 9,774 | $1,907,000 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 36,353 | $1,906,000 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 247,500 | $1,906,000 | dollars as filed | call |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 2,420,000 | $1,905,000 | dollars as filed | principal |
| REDFIN CORP | 75737F108 | COM | 209,772 | $1,900,000 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 16,700 | $1,897,000 | dollars as filed | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 13,310 | $1,896,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 93,954 | $1,895,000 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 15,500 | $1,893,000 | dollars as filed | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 243,977 | $1,893,000 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 180,151 | $1,892,000 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 32,952 | $1,891,000 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 53,213 | $1,889,000 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 171,338 | $1,887,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 50,914 | $1,886,000 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LT | G1745A108 | CLASS A ORD | 180,508 | $1,885,000 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 27,764 | $1,884,000 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 152,000 | $1,883,000 | dollars as filed | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 386,722 | $1,883,000 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 84,845 | $1,882,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 57,328 | $1,880,000 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 197,026 | $1,874,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 172,862 | $1,871,000 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 16,586 | $1,866,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 82,651 | $1,861,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 47,297 | $1,861,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 142,548 | $1,860,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 200,000 | $1,854,000 | dollars as filed | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 49,762 | $1,850,000 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 8,803 | $1,849,000 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 86,423 | $1,849,000 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 319,527 | $1,847,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 37,801 | $1,845,000 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 695,760 | $1,843,000 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 92,494 | $1,836,000 | dollars as filed | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 87,570 | $1,834,000 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 65,891 | $1,832,000 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 28,841 | $1,825,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 66,504 | $1,825,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 30,000 | $1,823,000 | dollars as filed | call |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 2,500,000 | $1,821,000 | dollars as filed | principal |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 97,893 | $1,820,000 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 374,396 | $1,820,000 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 33,333 | $1,809,000 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 151,588 | $1,807,000 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 22,756 | $1,807,000 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 22,949 | $1,806,000 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 1,462,000 | $1,806,000 | dollars as filed | principal |
| VERMILION ENERGY INC COM | 923725105 | Stock | 139,000 | $1,803,000 | dollars as filed | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 125,871 | $1,801,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 51,789 | $1,800,000 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 32,615 | $1,799,000 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 51,282 | $1,795,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 33,946 | $1,794,000 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 79,086 | $1,788,000 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 28,420 | $1,780,000 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 19,445 | $1,773,000 | dollars as filed | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 170,264 | $1,773,000 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 72,166 | $1,768,000 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 24,597 | $1,767,000 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 237,116 | $1,764,000 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 246,115 | $1,760,000 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 261,854 | $1,755,000 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 41,572 | $1,755,000 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 46,574 | $1,754,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 100,000 | $1,749,000 | dollars as filed | put |
| FRESHPET INC COM | 358039105 | Stock | 26,393 | $1,747,000 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 64,861 | $1,743,000 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 175,157 | $1,743,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 33,566 | $1,742,000 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 31,836 | $1,740,000 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 92,967 | $1,737,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 9,484 | $1,736,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 10,609 | $1,733,000 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 33,784 | $1,731,000 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 75,100 | $1,731,000 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 43,480 | $1,730,000 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 59,128 | $1,730,000 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 23,794 | $1,727,000 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 31,595 | $1,722,000 | dollars as filed | |
| LAKELAND FINL CORP | 511656100 | COM | 27,476 | $1,721,000 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 57,570 | $1,720,000 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 12,721 | $1,716,000 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 111,746 | $1,715,000 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 15,906 | $1,714,000 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 118,725 | $1,712,000 | dollars as filed | |
| XERIS PHARMACEUTICALS INC | 98422LAA5 | NOTE 5.000% 7/1 | 2,000,000 | $1,710,000 | dollars as filed | principal |
| XP INC CL A | G98239109 | Stock | 144,072 | $1,709,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 32,951 | $1,706,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 95,430 | $1,704,000 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 49,105 | $1,702,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 72,237 | $1,693,000 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 41,568 | $1,689,000 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 259,650 | $1,685,000 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 29,031 | $1,685,000 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 13,113 | $1,684,000 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 13,466 | $1,681,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 13,936 | $1,679,000 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 15,350 | $1,679,000 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 63,797 | $1,678,000 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 14,711 | $1,676,000 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 76,758 | $1,672,000 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 15,943 | $1,670,000 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 105,300 | $1,666,000 | dollars as filed | call |
| BLACKBAUD INC COM | 09227Q100 | Stock | 24,005 | $1,664,000 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 71,651 | $1,661,000 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 52,017 | $1,659,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 24,727 | $1,659,000 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 54,001 | $1,658,000 | dollars as filed | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 162,259 | $1,658,000 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 16,439 | $1,656,000 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 47,355 | $1,656,000 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 16,914 | $1,655,000 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 59,403 | $1,654,000 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 47,688 | $1,653,000 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,300 | $1,649,000 | dollars as filed | call |
| BRINKS CO | 109696104 | COM | 24,648 | $1,647,000 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 22,755 | $1,645,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 173,407 | $1,645,000 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 58,665 | $1,644,000 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 60,859 | $1,643,000 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 69,258 | $1,642,000 | dollars as filed | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 67,051 | $1,642,000 | dollars as filed | |
| HAMILTON LANE INC | 407497106 | CL A | 22,193 | $1,641,000 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 114,422 | $1,640,000 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 75,163 | $1,636,000 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 65,461 | $1,631,000 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 22,588 | $1,630,000 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 84,277 | $1,628,000 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 69,224 | $1,627,000 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 130,869 | $1,627,000 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 77,007 | $1,626,000 | dollars as filed | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 53,840 | $1,624,000 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 74,736 | $1,623,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 147,231 | $1,623,000 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 138,408 | $1,617,000 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 60,625 | $1,612,000 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 98,015 | $1,612,000 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 1,688,000 | $1,612,000 | dollars as filed | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 152,800 | $1,606,000 | dollars as filed | put |
| AXONICS INC | 05465P101 | COM | 29,439 | $1,606,000 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 67,974 | $1,605,000 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 72,534 | $1,605,000 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 5,008 | $1,605,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 173,168 | $1,605,000 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 320,000 | $1,603,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 18,625 | $1,603,000 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 144,689 | $1,602,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 66,122 | $1,602,000 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 66,371 | $1,601,000 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 89,459 | $1,598,000 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 50,655 | $1,598,000 | dollars as filed | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 93,665 | $1,594,000 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 68,777 | $1,588,000 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 20,177 | $1,587,000 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 49,392 | $1,587,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 71,207 | $1,583,000 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 77,122 | $1,578,000 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 14,675 | $1,577,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 44,645 | $1,565,000 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 56,244 | $1,559,000 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 103,000 | $1,557,000 | dollars as filed | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 65,592 | $1,556,000 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 22,196 | $1,556,000 | dollars as filed | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 67,603 | $1,555,000 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 40,209 | $1,554,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 38,998 | $1,554,000 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 203,203 | $1,553,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-024652 | this filing | 2023-05-15 | acceptance time not in the bulk data set |