13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 7,366 holding rows worth $353,933,076,000.
- Accession
- 0001140361-23-024652
- Filer
- CIK 1000275
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 28,170 entries on the cover page, a total value of $353,933,076,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,933,076,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENSIGN GROUP INC | 29358P101 | COM | 57,881 | $5,530,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 129,460 | $5,529,000 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 235,591 | $5,523,000 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 99,563 | $5,523,000 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 45,000 | $5,519,000 | dollars as filed | put |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 89,421 | $5,515,000 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 91,316 | $5,510,000 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 87,259 | $5,506,000 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 132,059 | $5,504,000 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 390,289 | $5,460,000 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 23,835 | $5,456,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 88,768 | $5,456,000 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 47,263 | $5,454,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 132,383 | $5,446,000 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 143,100 | $5,434,000 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 19,000 | $5,424,000 | dollars as filed | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 73,438 | $5,423,000 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 59,960 | $5,419,000 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 271,461 | $5,407,000 | dollars as filed | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 5,581,000 | $5,405,000 | dollars as filed | principal |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 173,791 | $5,391,000 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 78,048 | $5,369,000 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 170,626 | $5,365,000 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 15,500 | $5,355,000 | dollars as filed | put |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 297,683 | $5,346,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 456,481 | $5,327,000 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 94,675 | $5,317,000 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 25,461 | $5,311,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 656,468 | $5,305,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 64,288 | $5,301,000 | dollars as filed | |
| Bondbloxx Bloomberg 1 Year Target Duration US Treasury | 09789C861 | ETF | 105,766 | $5,293,000 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 179,922 | $5,276,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 264,287 | $5,276,000 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 99,873 | $5,263,000 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 93,185 | $5,258,000 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 94,623 | $5,254,000 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 145,413 | $5,243,000 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 134,205 | $5,237,000 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 28,248 | $5,235,000 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 143,189 | $5,234,000 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 181,675 | $5,230,000 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 120,820 | $5,221,000 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 127,500 | $5,212,000 | dollars as filed | call |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 100,305 | $5,200,000 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 62,730 | $5,188,000 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 38,836 | $5,175,000 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 297,196 | $5,165,000 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 218,954 | $5,149,000 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 733,591 | $5,135,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 87,245 | $5,121,000 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 285,492 | $5,115,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 31,508 | $5,108,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 328,679 | $5,088,000 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 97,286 | $5,088,000 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 80,000 | $5,085,000 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 154,009 | $5,079,000 | dollars as filed | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 88,172 | $5,076,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 100,000 | $5,061,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 56,985 | $5,059,000 | dollars as filed | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 307,678 | $5,052,000 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 5,190 | $5,051,000 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 191,126 | $5,040,000 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 86,605 | $5,027,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 152,903 | $5,019,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 480,200 | $5,008,000 | dollars as filed | put |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 43,170 | $5,005,000 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 80,500 | $5,002,000 | dollars as filed | call |
| PAYCOR HCM INC | 70435P102 | COM | 188,310 | $4,994,000 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 121,492 | $4,988,000 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 192,410 | $4,984,000 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 42,654 | $4,977,000 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 44,469 | $4,975,000 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 166,127 | $4,974,000 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,000 | $4,969,000 | dollars as filed | call |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 178,023 | $4,954,000 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 40,772 | $4,953,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 5,082,000 | $4,953,000 | dollars as filed | principal |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 726,303 | $4,946,000 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 94,691 | $4,943,000 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 94,200 | $4,934,000 | dollars as filed | put |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 92,435 | $4,917,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 471,267 | $4,915,000 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 70,000 | $4,900,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 277,551 | $4,899,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 159,683 | $4,897,000 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 18,241 | $4,891,000 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,734,378 | $4,891,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 625,973 | $4,889,000 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 79,827 | $4,883,000 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 57,670 | $4,881,000 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 462,632 | $4,857,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 358,791 | $4,844,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 103,972 | $4,831,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 179,135 | $4,829,000 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 111,466 | $4,824,000 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 71,189 | $4,809,000 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 110,125 | $4,800,000 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 39,974 | $4,799,000 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 92,835 | $4,798,000 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 65,541 | $4,798,000 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 5,302,000 | $4,787,000 | dollars as filed | principal |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 160,282 | $4,782,000 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 114,701 | $4,771,000 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 70,779 | $4,755,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 135,562 | $4,752,000 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 161,631 | $4,747,000 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 130,000 | $4,745,000 | dollars as filed | put |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 4,264,000 | $4,737,000 | dollars as filed | principal |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 114,224 | $4,734,000 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 82,391 | $4,730,000 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 127,946 | $4,723,000 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 124,885 | $4,722,000 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 366,127 | $4,720,000 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 167,405 | $4,718,000 | dollars as filed | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 45,366 | $4,717,000 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 110,800 | $4,712,000 | dollars as filed | put |
| HERSHEY CO COM | 427866108 | Stock | 18,500 | $4,707,000 | dollars as filed | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,031,700 | $4,705,000 | dollars as filed | put |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 477,624 | $4,704,000 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 61,608 | $4,698,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 79,633 | $4,695,000 | dollars as filed | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 55,886 | $4,694,000 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 85,055 | $4,682,000 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 391,523 | $4,679,000 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 111,254 | $4,665,000 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 201,374 | $4,664,000 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 267,880 | $4,662,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 147,434 | $4,657,000 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 5,302,000 | $4,655,000 | dollars as filed | principal |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 327,594 | $4,651,000 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 136,559 | $4,650,000 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 202,941 | $4,650,000 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 44,432 | $4,643,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 729,245 | $4,638,000 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 126,888 | $4,630,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 315,830 | $4,629,000 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 74,379 | $4,622,000 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 145,584 | $4,622,000 | dollars as filed | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 113,084 | $4,618,000 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 308,874 | $4,606,000 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 130,307 | $4,603,000 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 94,912 | $4,601,000 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 20,187 | $4,600,000 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 184,438 | $4,594,000 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 568,380 | $4,593,000 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 28,096 | $4,592,000 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 314,551 | $4,592,000 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 235,262 | $4,590,000 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 180,790 | $4,570,000 | dollars as filed | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 130,445 | $4,569,000 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 630,673 | $4,561,000 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 152,455 | $4,552,000 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 146,564 | $4,548,000 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 22,309 | $4,526,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 46,190 | $4,523,000 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5,500 | $4,519,000 | dollars as filed | put |
| SERIES PORTFOLIOS TR | 81752T528 | ELDRIDGE BBB B | 178,992 | $4,510,000 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 82,200 | $4,505,000 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 40,520 | $4,504,000 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 92,078 | $4,503,000 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 288,239 | $4,500,000 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 359,355 | $4,481,000 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 271,102 | $4,479,000 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 180,918 | $4,451,000 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 318,742 | $4,450,000 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 136,880 | $4,442,000 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 150,000 | $4,430,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 241,012 | $4,425,000 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 81,787 | $4,424,000 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 139,340 | $4,423,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 2,188,000 | $4,412,000 | dollars as filed | principal |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 327,546 | $4,402,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 140,542 | $4,402,000 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 56,200 | $4,395,000 | dollars as filed | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 99,898 | $4,390,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 155,106 | $4,380,000 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 26,000 | $4,377,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 51,443 | $4,376,000 | dollars as filed | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 4,460,000 | $4,371,000 | dollars as filed | principal |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 93,158 | $4,364,000 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 10,386,000 | $4,362,000 | dollars as filed | principal |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 590,049 | $4,355,000 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 58,211 | $4,354,000 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 96,242 | $4,352,000 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 190,177 | $4,351,000 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 154,643 | $4,348,000 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 122,030 | $4,346,000 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 135,859 | $4,342,000 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 24,789 | $4,341,000 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 235,600 | $4,337,000 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 133,734 | $4,322,000 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 864,055 | $4,320,000 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 96,010 | $4,315,000 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 204,000 | $4,313,000 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 232,277 | $4,313,000 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 25,800 | $4,299,000 | dollars as filed | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 49,300 | $4,296,000 | dollars as filed | call |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 256,980 | $4,294,000 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 13,939 | $4,289,000 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 298,000 | $4,285,000 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 49,903 | $4,281,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 239,395 | $4,269,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 84,000 | $4,268,000 | dollars as filed | call |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 70,020 | $4,263,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 133,093 | $4,247,000 | dollars as filed | |
| TETRA TECH INC NEW | 88162G103 | COM | 28,858 | $4,241,000 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 91,456 | $4,239,000 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 132,868 | $4,237,000 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 84,009 | $4,234,000 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 179,083 | $4,230,000 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 3,846,000 | $4,228,000 | dollars as filed | principal |
| APPFOLIO INC | 03783C100 | COM CL A | 33,890 | $4,219,000 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 3,615,000 | $4,217,000 | dollars as filed | principal |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 528,818 | $4,216,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 122,537 | $4,208,000 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 65,979 | $4,203,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 92,944 | $4,191,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 400,105 | $4,189,000 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 257,270 | $4,186,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 86,896 | $4,173,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 188,739 | $4,173,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 60,649 | $4,169,000 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 207,615 | $4,167,000 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 419,590 | $4,166,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 89,117 | $4,161,000 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 33,374 | $4,138,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 82,573 | $4,124,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 3,500,000 | $4,118,000 | dollars as filed | principal |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 105,722 | $4,114,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 94,197 | $4,111,000 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 50,100 | $4,109,000 | dollars as filed | call |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 374,608 | $4,109,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 268,636 | $4,089,000 | dollars as filed | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 190,964 | $4,079,000 | dollars as filed | |
| TRITON INTL LTD | G9078F107 | CL A | 64,456 | $4,075,000 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 129,784 | $4,072,000 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 187,441 | $4,069,000 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 152,911 | $4,069,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 80,000 | $4,065,000 | dollars as filed | put |
| ROKU INC COM CL A | 77543R102 | Stock | 61,630 | $4,056,000 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 126,784 | $4,041,000 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 33,197 | $4,033,000 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 124,291 | $4,031,000 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 100,200 | $4,028,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 158,372 | $4,028,000 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 143,884 | $4,023,000 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 251,460 | $4,023,000 | dollars as filed | |
| THE REALREAL INC | 88339PAD3 | CNV | 11,853,000 | $4,016,000 | dollars as filed | principal |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 143,750 | $4,013,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 95,797 | $4,011,000 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 78,956 | $4,010,000 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 35,240 | $4,000,000 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 4,720,000 | $4,000,000 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 3,790,000 | $3,985,000 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 79,346 | $3,983,000 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 183,325 | $3,982,000 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 1,500 | $3,979,000 | dollars as filed | put |
| Booking Holdings Inc. | 09857L108 | COM | 1,500 | $3,979,000 | dollars as filed | call |
| ARAMARK COM | 03852U106 | Stock | 111,100 | $3,977,000 | dollars as filed | put |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 3,770,000 | $3,975,000 | dollars as filed | principal |
| SILGAN HLDGS INC | 827048109 | COM | 73,950 | $3,969,000 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 60,520 | $3,965,000 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 187,310 | $3,960,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 15,000 | $3,948,000 | dollars as filed | call |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 101,968 | $3,948,000 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 69,744 | $3,947,000 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 163,935 | $3,931,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 92,152 | $3,929,000 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 150,000 | $3,926,000 | dollars as filed | put |
| QUAKER HOUGHTON | 747316107 | COM | 19,831 | $3,926,000 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 94,211 | $3,912,000 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 26,869 | $3,910,000 | dollars as filed | |
| DANA INC | 235825205 | COM | 259,464 | $3,905,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 2,567,000 | $3,898,000 | dollars as filed | principal |
| MFA FINL INC COM | 55272X607 | REIT | 392,620 | $3,896,000 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 373,544 | $3,889,000 | dollars as filed | |
| SABRE GLBL INC | 78573NAE2 | BOND | 4,292,000 | $3,882,000 | dollars as filed | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 19,922 | $3,881,000 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 444,693 | $3,878,000 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 384,619 | $3,876,000 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 179,914 | $3,872,000 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 51,672 | $3,872,000 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 61,236 | $3,864,000 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 23,727 | $3,862,000 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 122,818 | $3,845,000 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 125,604 | $3,836,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 344,442 | $3,830,000 | dollars as filed | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 115,965 | $3,821,000 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 63,493 | $3,820,000 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 71,200 | $3,814,000 | dollars as filed | put |
| UMH PPTYS INC | 903002103 | COM | 257,670 | $3,811,000 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 197,173 | $3,808,000 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 3,705,000 | $3,807,000 | dollars as filed | principal |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 285,444 | $3,806,000 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 16,231 | $3,799,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 29,607 | $3,785,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 192,371 | $3,780,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 169,066 | $3,779,000 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 11,480 | $3,773,000 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 77,919 | $3,771,000 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 428,134 | $3,771,000 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 113,995 | $3,770,000 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 55,508 | $3,767,000 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 163,538 | $3,754,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 204,569 | $3,753,000 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 28,600 | $3,749,000 | dollars as filed | put |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 48,242 | $3,745,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 126,109 | $3,744,000 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 49,127 | $3,742,000 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 47,415 | $3,739,000 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 94,574 | $3,727,000 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 40,645 | $3,726,000 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 400,994 | $3,725,000 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 225,634 | $3,716,000 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 58,439 | $3,715,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 110,883 | $3,712,000 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 244,426 | $3,700,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 74,134 | $3,696,000 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 4,421,000 | $3,694,000 | dollars as filed | principal |
| NUTRIEN LTD COM | 67077M108 | Stock | 50,000 | $3,693,000 | dollars as filed | put |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 92,584 | $3,689,000 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 4,182,000 | $3,679,000 | dollars as filed | principal |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 243,516 | $3,670,000 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 200,000 | $3,666,000 | dollars as filed | put |
| HEALTH CATALYST INC | 42225T107 | COM | 313,736 | $3,661,000 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 235,084 | $3,659,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 29,663 | $3,650,000 | dollars as filed | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 143,540 | $3,650,000 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 17,519 | $3,647,000 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 106,800 | $3,645,000 | dollars as filed | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 106,800 | $3,645,000 | dollars as filed | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 25,000 | $3,645,000 | dollars as filed | call |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 90,563 | $3,645,000 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 24,832 | $3,644,000 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 103,844 | $3,632,000 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 53,000 | $3,627,000 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 23,084 | $3,621,000 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 75,170 | $3,614,000 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 68,457 | $3,607,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 219,894 | $3,606,000 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54,000 | $3,603,000 | dollars as filed | call |
| WD 40 CO COM | 929236107 | Stock | 20,229 | $3,603,000 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 100,751 | $3,603,000 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 199,990 | $3,602,000 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 119,401 | $3,600,000 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 62,121 | $3,597,000 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 147,807 | $3,595,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 36,677 | $3,582,000 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 356,022 | $3,575,000 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 139,861 | $3,575,000 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 179,726 | $3,569,000 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 83,479 | $3,567,000 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 137,501 | $3,557,000 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 126,881 | $3,556,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 126,779 | $3,552,000 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 420,123 | $3,537,000 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 71,962 | $3,534,000 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 3,875,000 | $3,532,000 | dollars as filed | principal |
| WORLD KINECT CORPORATION | 981475106 | COM | 138,248 | $3,532,000 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 64,158 | $3,517,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 130,753 | $3,513,000 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 33,000 | $3,510,000 | dollars as filed | put |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 96,512 | $3,509,000 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 71,500 | $3,505,000 | dollars as filed | call |
| BOYDGAMINGCORP | 103304101 | STOK | 54,650 | $3,504,000 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 160,056 | $3,502,000 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 127,703 | $3,501,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 140,894 | $3,500,000 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 95,400 | $3,499,000 | dollars as filed | call |
| API GROUP CORP COM STK | 00187Y100 | Stock | 155,433 | $3,494,000 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 29,781 | $3,491,000 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 136,111 | $3,491,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 79,185 | $3,489,000 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 102,570 | $3,488,000 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 172,950 | $3,480,000 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 245,155 | $3,476,000 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 66,891 | $3,475,000 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 97,010 | $3,474,000 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 43,841 | $3,473,000 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 150,000 | $3,465,000 | dollars as filed | call |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,900,000 | $3,457,000 | dollars as filed | principal |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 288,906 | $3,448,000 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 132,169 | $3,443,000 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 188,195 | $3,443,000 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 872,000 | $3,436,000 | dollars as filed | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 106,021 | $3,435,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 54,618 | $3,428,000 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 234,962 | $3,427,000 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 142,725 | $3,426,000 | dollars as filed | |
| AUTOLIV INC | 052800109 | COM | 36,659 | $3,422,000 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 225,000 | $3,416,000 | dollars as filed | put |
| PBF ENERGY INC | 69318G106 | CL A | 78,743 | $3,413,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 46,460 | $3,410,000 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 228,178 | $3,406,000 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 23,007 | $3,405,000 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 226,177 | $3,402,000 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 210,103 | $3,393,000 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 43,787 | $3,391,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 84,557 | $3,391,000 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,025,000 | $3,390,000 | dollars as filed | principal |
| ATRICURE INC | 04963C209 | COM | 81,707 | $3,386,000 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 29,173 | $3,384,000 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 41,567 | $3,373,000 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 34,688 | $3,357,000 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 10,514 | $3,357,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 145,961 | $3,357,000 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 111,960 | $3,351,000 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 37,695 | $3,350,000 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 191,100 | $3,346,000 | dollars as filed | call |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 138,931 | $3,344,000 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 137,251 | $3,336,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 208,333 | $3,333,000 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 141,926 | $3,321,000 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 62,187 | $3,308,000 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 95,275 | $3,305,000 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 111,911 | $3,290,000 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 23,375 | $3,290,000 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 61,253 | $3,284,000 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 91,819 | $3,277,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 63,539 | $3,271,000 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 121,286 | $3,271,000 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 325,000 | $3,263,000 | dollars as filed | put |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 77,283 | $3,262,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 74,418 | $3,252,000 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 96,681 | $3,245,000 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 10,207 | $3,243,000 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 47,385 | $3,235,000 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 60,158 | $3,231,000 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 100,991 | $3,230,000 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 84,816 | $3,229,000 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 144,637 | $3,228,000 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 204,000 | $3,219,000 | dollars as filed | call |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 115,127 | $3,210,000 | dollars as filed | |
| STEM INC | 85859N102 | COM | 565,819 | $3,208,000 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 32,457 | $3,208,000 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 235,342 | $3,205,000 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 26,146 | $3,201,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 44,128 | $3,201,000 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 206,553 | $3,192,000 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 22,000 | $3,186,000 | dollars as filed | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 94,525 | $3,186,000 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 119,912 | $3,184,000 | dollars as filed | |
| HESKA CORP | 42805E306 | COM | 32,617 | $3,184,000 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 86,174 | $3,171,000 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 80,391 | $3,158,000 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 212,777 | $3,153,000 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 167,420 | $3,150,000 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 12,971 | $3,143,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 150,946 | $3,143,000 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 388,027 | $3,141,000 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 266,451 | $3,139,000 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 407,357 | $3,137,000 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 89,005 | $3,120,000 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 32,884 | $3,115,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 102,695 | $3,114,000 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,414,000 | $3,114,000 | dollars as filed | principal |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 541,660 | $3,109,000 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 42,795 | $3,108,000 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 40,000 | $3,107,000 | dollars as filed | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 24,391 | $3,099,000 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 83,281 | $3,099,000 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 54,320 | $3,098,000 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 68,453 | $3,097,000 | dollars as filed | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 67,827 | $3,097,000 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 23,296 | $3,096,000 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 82,491 | $3,093,000 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 47,362 | $3,090,000 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 553,015 | $3,083,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 35,306 | $3,083,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 3,350,000 | $3,083,000 | dollars as filed | principal |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 61,226 | $3,079,000 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 94,128 | $3,075,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 92,654 | $3,070,000 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 49,592 | $3,068,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 3,378,000 | $3,066,000 | dollars as filed | principal |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 22,763 | $3,064,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 62,960 | $3,064,000 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 71,277 | $3,060,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 135,707 | $3,051,000 | dollars as filed | |
| ORION S.A. | L72967109 | COM | 116,792 | $3,047,000 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 161,212 | $3,047,000 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 69,403 | $3,046,000 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 108,769 | $3,045,000 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 132,509 | $3,044,000 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 394,688 | $3,043,000 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 42,299 | $3,043,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 65,535 | $3,043,000 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 199,836 | $3,043,000 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 401,362 | $3,038,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 68,248 | $3,037,000 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 22,764 | $3,032,000 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 142,245 | $3,030,000 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 150,542 | $3,029,000 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 83,028 | $3,023,000 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 68,820 | $3,021,000 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,115,272 | $3,011,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 57,421 | $3,010,000 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 80,017 | $3,007,000 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 49,530 | $3,003,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 52,027 | $2,989,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-024652 | this filing | 2023-05-15 | acceptance time not in the bulk data set |