13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 7,366 holding rows worth $353,933,076,000.
- Accession
- 0001140361-23-024652
- Filer
- CIK 1000275
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 28,170 entries on the cover page, a total value of $353,933,076,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,933,076,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 16,177 | $426,000 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 8,012 | $425,000 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 9,724 | $425,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 10,991 | $425,000 | dollars as filed | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 19,512 | $425,000 | dollars as filed | |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 41,438 | $425,000 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 30,300 | $424,000 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 18,284 | $424,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 6,483 | $424,000 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 31,497 | $424,000 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 37,196 | $424,000 | dollars as filed | |
| PG&E CORP | 69331C140 | CONV | 2,982 | $424,000 | dollars as filed | principal |
| DNOW INC | 67011P100 | COMMON STOCK | 37,830 | $422,000 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 10,300 | $420,000 | dollars as filed | call |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 6,406 | $420,000 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 19,582 | $420,000 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 42,457 | $420,000 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 119,467 | $420,000 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816109 | CLASS A ORD SHS | 41,043 | $419,000 | dollars as filed | |
| BULLPEN PARLAY ACQUISITION C | G1792A100 | CLASS A ORD SHS | 40,186 | $419,000 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 8,568 | $417,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 8,446 | $417,000 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 64,097 | $416,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 4,355 | $416,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 11,795 | $415,000 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 6,929 | $415,000 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 11,694 | $414,000 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 46,447 | $414,000 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 24,442 | $413,000 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 19,746 | $413,000 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 6,872 | $413,000 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 41,508 | $413,000 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 98,986 | $412,000 | dollars as filed | |
| IVERIC BIO INC | 46583P102 | COM | 16,928 | $412,000 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,000 | $411,000 | dollars as filed | put |
| PUTNAM ETF TRUST | 746729805 | BIOREVOLUTION | 15,065 | $411,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 12,536 | $410,000 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,326 | $409,000 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 62,959 | $408,000 | dollars as filed | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 18,596 | $408,000 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 37,057 | $407,000 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 46,389 | $406,000 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,561 | $405,000 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 54,813 | $405,000 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 32,027 | $404,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729508 | BDC INCOME ETF | 14,151 | $403,000 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 6,233 | $403,000 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,139 | $402,000 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 44,249 | $402,000 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 13,134 | $402,000 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 20,451 | $401,000 | dollars as filed | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 14,000 | $401,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 82,484 | $401,000 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031850 | SUSTAINABLE ENER | 12,800 | $401,000 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 16,963 | $400,000 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 27,193 | $399,000 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,709 | $399,000 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 464,731 | $399,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 15,944 | $398,000 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 16,741 | $398,000 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 17,353 | $397,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J750 | INTL HIGH ETF | 14,804 | $397,000 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 62,480 | $395,000 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 18,635 | $394,000 | dollars as filed | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 11,741 | $394,000 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 24,663 | $393,000 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 135,803 | $392,000 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 8,723 | $392,000 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 22,865 | $392,000 | dollars as filed | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 18,148 | $392,000 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 17,234 | $392,000 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 34,328 | $392,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 25,187 | $391,000 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 60,539 | $391,000 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 23,823 | $390,000 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 34,084 | $390,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 13,073 | $390,000 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 5,106 | $389,000 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 894 | $389,000 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 20,000 | $388,000 | dollars as filed | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 85,000 | $388,000 | dollars as filed | call |
| GMS INC | 36251C103 | COM | 6,680 | $388,000 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 157,952 | $387,000 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 27,688 | $387,000 | dollars as filed | |
| KKR & CO INC | 48251W401 | CONV | 6,103 | $387,000 | dollars as filed | principal |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 21,316 | $387,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 8,247 | $386,000 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 9,466 | $384,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 49,286 | $384,000 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 65,350 | $383,000 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 53,225 | $383,000 | dollars as filed | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 7,605 | $383,000 | dollars as filed | principal |
| KNOWLES CORP COM | 49926D109 | Stock | 22,483 | $382,000 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 5,489 | $382,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 11,045 | $382,000 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 4,394 | $381,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 26,186 | $381,000 | dollars as filed | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 15,713 | $381,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 15,500 | $381,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 11,741 | $381,000 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 47,965 | $380,000 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 7,511 | $379,000 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 67,302 | $379,000 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 29,971 | $378,000 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 33,101 | $378,000 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 31,274 | $378,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 37,521 | $377,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 8,590 | $377,000 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 9,495 | $377,000 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 71,849 | $376,000 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 12,405 | $376,000 | dollars as filed | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 11,274 | $375,000 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 6,224 | $374,000 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 26,547 | $374,000 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 39,831 | $374,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,982 | $374,000 | dollars as filed | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 27,232 | $373,000 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 33,086 | $373,000 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 35,097 | $373,000 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 21,496 | $372,000 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 28,717 | $372,000 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 44,584 | $372,000 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 16,707 | $372,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 14,987 | $371,000 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 9,902 | $371,000 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 20,979 | $371,000 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 13,859 | $370,000 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 21,848 | $370,000 | dollars as filed | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 11,581 | $370,000 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 6,887 | $369,000 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 7,153 | $369,000 | dollars as filed | |
| APTIV PLC | G6095L117 | CONV | 3,005 | $369,000 | dollars as filed | principal |
| ICL GROUP LTD SHS | M53213100 | Stock | 54,106 | $368,000 | dollars as filed | |
| CVR PARTNERS LP | 126633205 | COM | 4,130 | $368,000 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 43,918 | $368,000 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 23,844 | $367,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 40,601 | $367,000 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,142 | $365,000 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 7,615 | $365,000 | dollars as filed | |
| SKYWARD SPECIALTY INS GROUP | 830940102 | COM | 16,597 | $364,000 | dollars as filed | |
| TANGER INC | 875465106 | COM | 18,517 | $364,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 44,278 | $364,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U737 | FT VEST US EQT | 12,300 | $364,000 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 15,653 | $364,000 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,156 | $363,000 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 78,717 | $363,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 9,648 | $363,000 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 24,214 | $362,000 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,000 | $362,000 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 6,522 | $362,000 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 24,517 | $361,000 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 15,526 | $361,000 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 21,090 | $361,000 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 14,240 | $360,000 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 10,188 | $360,000 | dollars as filed | |
| AES CORP | 00130H204 | CONV | 4,019 | $360,000 | dollars as filed | principal |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 8,001 | $357,000 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 13,389 | $356,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 24,112 | $356,000 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 3,816 | $356,000 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 21,741 | $356,000 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 53,587 | $355,000 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 8,009 | $355,000 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 9,622 | $354,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X107 | AXS CHANGE FINAN | 12,260 | $354,000 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 39,314 | $352,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 14,543 | $352,000 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 8,486 | $352,000 | dollars as filed | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 22,106 | $352,000 | dollars as filed | |
| DBX ETF TR | 233051242 | CMN | 8,923 | $352,000 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 22,534 | $352,000 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 38,963 | $351,000 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 35,075 | $351,000 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 25,000 | $350,000 | dollars as filed | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 30,953 | $349,000 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 33,604 | $348,000 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 12,407 | $346,000 | dollars as filed | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 19,836 | $346,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 17,671 | $346,000 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 6,000 | $345,000 | dollars as filed | call |
| SUNPOWER CORP | 867652406 | COM | 24,902 | $345,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q503 | US EQUI RESH ETF | 14,029 | $345,000 | dollars as filed | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 16,796 | $345,000 | dollars as filed | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 11,417 | $345,000 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 17,375 | $344,000 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 48,858 | $343,000 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 7,629 | $343,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,645 | $342,000 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 181,708 | $342,000 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 7,667 | $341,000 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 195,236 | $341,000 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 59,896 | $339,000 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 19,600 | $338,000 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 564 | $337,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 10,269 | $337,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 7,034 | $337,000 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 33,997 | $336,000 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 5,424 | $335,000 | dollars as filed | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 12,794 | $335,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 15,756 | $335,000 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 1,688 | $333,000 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 146,480 | $333,000 | dollars as filed | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 12,122 | $333,000 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 14,387 | $332,000 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 50,035 | $332,000 | dollars as filed | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 10,343 | $331,000 | dollars as filed | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 22,535 | $331,000 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 7,639 | $330,000 | dollars as filed | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 11,499 | $329,000 | dollars as filed | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 2,714 | $329,000 | dollars as filed | principal |
| HCI GROUP INC | 40416E103 | COM | 6,135 | $328,000 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 18,542 | $328,000 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 22,450 | $328,000 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 35,580 | $328,000 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 31,253 | $328,000 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 25,755 | $328,000 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 15,348 | $327,000 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 24,300 | $327,000 | dollars as filed | put |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 23,400 | $327,000 | dollars as filed | put |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 5,470 | $326,000 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 35,896 | $325,000 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 51,978 | $325,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 6,457 | $325,000 | dollars as filed | |
| DENBURY INC | 24790A101 | COM | 3,703 | $325,000 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 15,008 | $324,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 8,127 | $324,000 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 9,955 | $323,000 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 7,434 | $323,000 | dollars as filed | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 9,607 | $322,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 9,389 | $322,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 17,848 | $322,000 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 23,575 | $321,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 7,090 | $321,000 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 40,646 | $320,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,892 | $320,000 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 292,026 | $319,000 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 30,046 | $319,000 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 111,542 | $319,000 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 6,411 | $319,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 6,705 | $319,000 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 10,165 | $319,000 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 13,916 | $318,000 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 51,858 | $318,000 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 39,216 | $318,000 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 9,210 | $318,000 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 35,140 | $318,000 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 34,429 | $317,000 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 155,439 | $317,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 12,238 | $317,000 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 1,200 | $316,000 | dollars as filed | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 35,416 | $316,000 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 16,218 | $316,000 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 8,241 | $315,000 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 29,869 | $315,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 30,498 | $314,000 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 9,614 | $313,000 | dollars as filed | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 15,300 | $313,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,311 | $313,000 | dollars as filed | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 6,367 | $312,000 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 19,201 | $312,000 | dollars as filed | |
| CALERES INC | 129500104 | COM | 14,359 | $311,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 92,636 | $311,000 | dollars as filed | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 422,783 | $311,000 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 51,920 | $310,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 6,691 | $309,000 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 8,815 | $309,000 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 12,451 | $306,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 12,245 | $306,000 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 29,941 | $306,000 | dollars as filed | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 9,661 | $306,000 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 209,067 | $305,000 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 4,715 | $304,000 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 75,016 | $304,000 | dollars as filed | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 28,867 | $304,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 32,500 | $303,000 | dollars as filed | put |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 13,086 | $303,000 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 16,427 | $303,000 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 11,519 | $303,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 6,639 | $302,000 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 23,991 | $302,000 | dollars as filed | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 8,678 | $302,000 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 87,899 | $302,000 | dollars as filed | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 8,876 | $302,000 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 21,116 | $302,000 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 5,521 | $301,000 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 30,239 | $301,000 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,172 | $301,000 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 72,413 | $300,000 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 6,345 | $300,000 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,647 | $300,000 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 158,672 | $300,000 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 8,660 | $299,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 7,444 | $299,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 6,281 | $298,000 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 10,157 | $298,000 | dollars as filed | |
| COHERENT CORP | 19247G206 | CONV | 1,701 | $298,000 | dollars as filed | principal |
| VALARIS LTD | G9460G101 | CL A | 4,585 | $297,000 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 34,678 | $297,000 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,088 | $297,000 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 38,410 | $297,000 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,809 | $297,000 | dollars as filed | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 12,620 | $296,000 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 21,096 | $296,000 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 44,305 | $296,000 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 13,419 | $295,000 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 35,678 | $295,000 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 9,464 | $294,000 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 20,344 | $294,000 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 9,812 | $294,000 | dollars as filed | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 9,403 | $294,000 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 45,791 | $294,000 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 23,153 | $294,000 | dollars as filed | |
| DRIL-QUIP INC | 262037104 | COM | 10,260 | $294,000 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 5,874 | $293,000 | dollars as filed | |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 24,635 | $293,000 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 29,623 | $293,000 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 25,830 | $292,000 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 39,968 | $292,000 | dollars as filed | |
| THRIVENT ETF TRUST | 88588G109 | SMAL MID CAP ETF | 10,492 | $292,000 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 72,545 | $291,000 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 36,180 | $291,000 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,726 | $291,000 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 9,686 | $291,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 9,001 | $290,000 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 6,458 | $290,000 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 34,192 | $290,000 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 29,687 | $289,000 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 13,453 | $288,000 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 91,830 | $288,000 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 46,350 | $287,000 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,789 | $287,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 13,220 | $287,000 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 9,081 | $286,000 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 11,645 | $285,000 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 152,994 | $285,000 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 32,584 | $284,000 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 23,718 | $284,000 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 32,993 | $284,000 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 29,226 | $284,000 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,949 | $283,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,486 | $283,000 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 28,399 | $283,000 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 7,563 | $283,000 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 12,698 | $283,000 | dollars as filed | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 14,444 | $282,000 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 6,823 | $282,000 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 17,369 | $282,000 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 22,234 | $282,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 6,279 | $282,000 | dollars as filed | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 14,693 | $282,000 | dollars as filed | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 10,502 | $282,000 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 21,793 | $281,000 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,000 | $281,000 | dollars as filed | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 22,234 | $281,000 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 27,968 | $280,000 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 27,373 | $280,000 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 16,596 | $279,000 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 6,572 | $278,000 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 63,040 | $278,000 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 11,900 | $278,000 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 91,779 | $277,000 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 6,907 | $277,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 15,209 | $277,000 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 40,242 | $276,000 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 13,246 | $275,000 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 40,924 | $275,000 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 13,128 | $274,000 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 7,600 | $274,000 | dollars as filed | put |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 11,249 | $273,000 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 25,236 | $273,000 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 17,955 | $272,000 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 13,421 | $271,000 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 15,791 | $271,000 | dollars as filed | |
| LARGO INC | 517097101 | COM | 52,308 | $271,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 14,008 | $271,000 | dollars as filed | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 9,247 | $271,000 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 23,986 | $270,000 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 3,263 | $270,000 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 7,792 | $269,000 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 28,380 | $269,000 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 34,793 | $268,000 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 25,951 | $268,000 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 21,110 | $267,000 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 15,052 | $267,000 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 10,690 | $266,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 5,741 | $266,000 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 22,071 | $266,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 8,270 | $265,000 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 9,624 | $265,000 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,575 | $265,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 8,796 | $265,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 10,378 | $264,000 | dollars as filed | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 14,271 | $264,000 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 28,071 | $264,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 21,267 | $263,000 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 10,226 | $262,000 | dollars as filed | |
| RYERSON HLDG CORP | 783754104 | COM | 7,180 | $261,000 | dollars as filed | |
| PRINCETON BANCORP INC | 74179A107 | COMMON STOCK | 8,227 | $261,000 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 9,282 | $260,000 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 8,608 | $260,000 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 7,711 | $259,000 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 8,547 | $259,000 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 6,920 | $259,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 8,034 | $259,000 | dollars as filed | |
| EA SERIES TRUST | 02072L771 | SPAR INT VAL ETF | 11,519 | $259,000 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 9,658 | $258,000 | dollars as filed | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,084 | $258,000 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 29,562 | $258,000 | dollars as filed | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 7,151 | $258,000 | dollars as filed | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 41,225 | $258,000 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 9,261 | $258,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 22,070 | $257,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 14,052 | $257,000 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 4,183 | $256,000 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 20,633 | $256,000 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 86,419 | $256,000 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 12,976 | $256,000 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,775 | $256,000 | dollars as filed | |
| CENTERSPACE COM | 15202L107 | REIT | 4,656 | $255,000 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 7,774 | $254,000 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 38,129 | $254,000 | dollars as filed | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 14,102 | $253,000 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,293 | $252,000 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 7,947 | $252,000 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 22,508 | $252,000 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 17,826 | $251,000 | dollars as filed | |
| NISOURCE INC | 65473P121 | CONV | 2,406 | $251,000 | dollars as filed | principal |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 7,238 | $250,000 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 86,092 | $250,000 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,072 | $250,000 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 38,012 | $250,000 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 8,380 | $249,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 9,273 | $249,000 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 20,607 | $249,000 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 6,208 | $249,000 | dollars as filed | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 28,255 | $249,000 | dollars as filed | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 7,885 | $249,000 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 7,929 | $248,000 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 21,509 | $248,000 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 30,111 | $248,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 8,460 | $247,000 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 75,099 | $247,000 | dollars as filed | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,872 | $247,000 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 16,056 | $247,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,441 | $246,000 | dollars as filed | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 14,888 | $246,000 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 19,047 | $245,000 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 14,465 | $245,000 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 38,853 | $244,000 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 13,960 | $244,000 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 11,827 | $244,000 | dollars as filed | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 14,840 | $244,000 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 62,752 | $244,000 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 23,451 | $243,000 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 11,706 | $243,000 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 25,000 | $243,000 | dollars as filed | put |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 13,375 | $243,000 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 14,352 | $243,000 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 38,104 | $242,000 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 14,868 | $242,000 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 6,303 | $242,000 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 62,932 | $242,000 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 62,797 | $241,000 | dollars as filed | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 4,731 | $241,000 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 10,888 | $241,000 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 18,827 | $241,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 9,178 | $240,000 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 36,429 | $240,000 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 12,551 | $239,000 | dollars as filed | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 13,071 | $239,000 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 9,754 | $239,000 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 3,236 | $238,000 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 6,741 | $237,000 | dollars as filed | |
| ICHOR HOLDINGS | G4740B105 | SHS | 7,231 | $237,000 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 2,259 | $236,000 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 21,343 | $236,000 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 21,658 | $236,000 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 5,394 | $236,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 8,651 | $236,000 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 28,748 | $235,000 | dollars as filed | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,432 | $235,000 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 8,389 | $235,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 7,022 | $235,000 | dollars as filed | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,501 | $235,000 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 5,193 | $234,000 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 19,275 | $234,000 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 7,037 | $234,000 | dollars as filed | |
| ETFMG Sit Ultra Short ETF | 26924G789 | Exchange Traded Fund | 4,830 | $234,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 5,905 | $234,000 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,204 | $233,000 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 27,387 | $233,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 8,659 | $233,000 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 15,703 | $233,000 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 24,736 | $232,000 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 43,349 | $232,000 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 131,654 | $232,000 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 3,424 | $232,000 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 48,497 | $231,000 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 26,275 | $231,000 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 56,535 | $231,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-024652 | this filing | 2023-05-15 | acceptance time not in the bulk data set |