13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 7,366 holding rows worth $353,933,076,000.
- Accession
- 0001140361-23-024652
- Filer
- CIK 1000275
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 28,170 entries on the cover page, a total value of $353,933,076,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,933,076,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 842,328 | $10,866,000 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 498,029 | $10,853,000 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,116,075 | $10,848,000 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 65,602 | $10,845,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 700,000 | $10,836,000 | dollars as filed | call |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 543,754 | $10,810,000 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 8,500,000 | $10,778,000 | dollars as filed | principal |
| SAIA INC | 78709Y105 | COM | 39,551 | $10,761,000 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 105,050 | $10,758,000 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 97,128 | $10,744,000 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 888,822 | $10,720,000 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 942,290 | $10,714,000 | dollars as filed | |
| INSTEEL INDS INC | 45774W108 | COM | 384,489 | $10,697,000 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 18,360,000 | $10,640,000 | dollars as filed | principal |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 214,751 | $10,630,000 | dollars as filed | |
| CBIZ INC | 124805102 | COM | 214,492 | $10,616,000 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 409,800 | $10,614,000 | dollars as filed | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 53,065 | $10,548,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 413,509 | $10,545,000 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 128,571 | $10,543,000 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 145,579 | $10,521,000 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 185,083 | $10,484,000 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 224,464 | $10,483,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 10,554,000 | $10,474,000 | dollars as filed | principal |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 9,300,000 | $10,451,000 | dollars as filed | principal |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 85,701 | $10,427,000 | dollars as filed | |
| OAK STR HEALTH INC | 67181A107 | COM | 269,532 | $10,425,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 361,833 | $10,410,000 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,773,002 | $10,398,000 | dollars as filed | |
| 8X8 INC NEW | 282914AE0 | NOTE 4.000% 2/0 | 11,857,000 | $10,390,000 | dollars as filed | principal |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 212,124 | $10,383,000 | dollars as filed | |
| GARMIN LTD SHS | H2906T109 | Stock | 102,721 | $10,367,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 331,333 | $10,361,000 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 287,200 | $10,356,000 | dollars as filed | call |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 239,663 | $10,347,000 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 286,000 | $10,313,000 | dollars as filed | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 150,000 | $10,290,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 495,316 | $10,287,000 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 220,000 | $10,274,000 | dollars as filed | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,127,275 | $10,270,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 133,977 | $10,267,000 | dollars as filed | |
| KBHOME | 48666K109 | COM | 255,201 | $10,255,000 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 6,000 | $10,250,000 | dollars as filed | put |
| INGREDION INC COM | 457187102 | Stock | 100,735 | $10,248,000 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 199,165 | $10,241,000 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 329,224 | $10,225,000 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 45,000 | $10,189,000 | dollars as filed | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 161,097 | $10,156,000 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 300,169 | $10,131,000 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 202,202 | $10,116,000 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 10,433,000 | $10,099,000 | dollars as filed | principal |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,663,149 | $10,095,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 234,557 | $10,084,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 252,807 | $10,077,000 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 66,751 | $10,074,000 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 95,842 | $10,048,000 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 39,596 | $10,030,000 | dollars as filed | |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 202,554 | $10,020,000 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 467,384 | $10,012,000 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 117,600 | $9,984,000 | dollars as filed | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,753,075 | $9,983,000 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 136,579 | $9,972,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 398,201 | $9,971,000 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 109,840 | $9,945,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 556,376 | $9,942,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 194,948 | $9,883,000 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 754,589 | $9,878,000 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 360,198 | $9,869,000 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 740,090 | $9,858,000 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 371,694 | $9,847,000 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 30,000 | $9,813,000 | dollars as filed | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 36,681 | $9,811,000 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 174,399 | $9,807,000 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 100,000 | $9,793,000 | dollars as filed | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 105,916 | $9,752,000 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 329,475 | $9,740,000 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,568,844 | $9,726,000 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 115,119 | $9,706,000 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 106,936 | $9,697,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 149,550 | $9,692,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 259,058 | $9,657,000 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 679,069 | $9,656,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 411,239 | $9,652,000 | dollars as filed | |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 23,800,000 | $9,639,000 | dollars as filed | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 251,919 | $9,638,000 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 186,333 | $9,635,000 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 500,000 | $9,625,000 | dollars as filed | call |
| Broadcom Inc. | 11135F101 | COM | 15,000 | $9,623,000 | dollars as filed | call |
| ALCOA CORP COM | 013872106 | Stock | 225,000 | $9,576,000 | dollars as filed | put |
| Honeywell Technologies | 438516106 | COM | 50,000 | $9,556,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 614,893 | $9,544,000 | dollars as filed | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 383,331 | $9,537,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 208,406 | $9,536,000 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 199,778 | $9,529,000 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 493,433 | $9,526,000 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,123,813 | $9,497,000 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 55,471 | $9,488,000 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 461,548 | $9,486,000 | dollars as filed | |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 286,989 | $9,464,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 227,160 | $9,450,000 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 67,691 | $9,444,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 426,343 | $9,443,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 88,060 | $9,441,000 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 674,701 | $9,440,000 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 125,282 | $9,422,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 121,195 | $9,409,000 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 143,927 | $9,404,000 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 530,909 | $9,371,000 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 82,487 | $9,370,000 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 131,500 | $9,368,000 | dollars as filed | call |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 191,329 | $9,354,000 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 279,850 | $9,301,000 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 446,828 | $9,285,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 253,529 | $9,279,000 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 178,078 | $9,271,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 177,271 | $9,257,000 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 9,658,000 | $9,228,000 | dollars as filed | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 344,065 | $9,190,000 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 267,907 | $9,188,000 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 128,600 | $9,161,000 | dollars as filed | put |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 320,622 | $9,100,000 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 509,061 | $9,097,000 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 157,493 | $9,094,000 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 271,824 | $9,090,000 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 342,782 | $9,073,000 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 315,454 | $9,069,000 | dollars as filed | |
| BALL CORP | 058498106 | COM | 164,397 | $9,058,000 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 137,243 | $9,053,000 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 1,108,201 | $9,021,000 | dollars as filed | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 7,400,000 | $9,020,000 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 9,517,000 | $9,012,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 197,484 | $8,991,000 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 150,589 | $8,948,000 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 269,228 | $8,938,000 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 60,223 | $8,912,000 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 200,000 | $8,894,000 | dollars as filed | call |
| CACI INTL INC CL A | 127190304 | Stock | 29,956 | $8,875,000 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 257,727 | $8,872,000 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 658,606 | $8,858,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 180,374 | $8,847,000 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,091,383 | $8,840,000 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 291,103 | $8,835,000 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 474,074 | $8,832,000 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 99,432 | $8,828,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 340,872 | $8,828,000 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 42,000 | $8,820,000 | dollars as filed | call |
| BLOCK H & R INC COM | 093671105 | Stock | 250,143 | $8,818,000 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 147,715 | $8,811,000 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 349,436 | $8,794,000 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 9,839,000 | $8,786,000 | dollars as filed | principal |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 183,571 | $8,774,000 | dollars as filed | |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 8,500,000 | $8,752,000 | dollars as filed | principal |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 244,262 | $8,742,000 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 104,668 | $8,733,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 3,898,000 | $8,733,000 | dollars as filed | principal |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 122,415 | $8,720,000 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,013,470 | $8,706,000 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 1,151,261 | $8,681,000 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 44,423 | $8,657,000 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 487,929 | $8,631,000 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 283,639 | $8,630,000 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 40,700 | $8,626,000 | dollars as filed | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 480,878 | $8,622,000 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 99,644 | $8,600,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 252,245 | $8,595,000 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 124,732 | $8,582,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 306,555 | $8,580,000 | dollars as filed | |
| TORO CO | 891092108 | COM | 77,136 | $8,576,000 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 125,333 | $8,564,000 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 58,037 | $8,563,000 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 363,734 | $8,558,000 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 131,286 | $8,546,000 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 33,266 | $8,541,000 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 494,361 | $8,537,000 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 7,890,000 | $8,533,000 | dollars as filed | principal |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 225,424 | $8,512,000 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 112,997 | $8,508,000 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 111,739 | $8,498,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 90,010 | $8,486,000 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 87,113 | $8,476,000 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 816,610 | $8,460,000 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 886,480 | $8,457,000 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 114,958 | $8,448,000 | dollars as filed | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 10,596,000 | $8,448,000 | dollars as filed | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 9,641,000 | $8,431,000 | dollars as filed | principal |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 170,799 | $8,425,000 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 32,677 | $8,400,000 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 125,000 | $8,393,000 | dollars as filed | put |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 440,792 | $8,389,000 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 187,800 | $8,380,000 | dollars as filed | put |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 152,481 | $8,374,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 120,230 | $8,355,000 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 422,841 | $8,309,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 6,397,000 | $8,291,000 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 88,968 | $8,278,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 194,237 | $8,267,000 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 178,607 | $8,254,000 | dollars as filed | |
| MASCO CORP | 574599106 | COM | 165,868 | $8,246,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 8,850,000 | $8,235,000 | dollars as filed | principal |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 119,278 | $8,228,000 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 381,038 | $8,223,000 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 358,248 | $8,217,000 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 255,082 | $8,204,000 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 84,777 | $8,196,000 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 57,539 | $8,184,000 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 7,004 | $8,179,000 | dollars as filed | principal |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 163,438 | $8,175,000 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 233,145 | $8,144,000 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 139,651 | $8,137,000 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 98,886 | $8,135,000 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 135,349 | $8,126,000 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 107,559 | $8,121,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 7,752,000 | $8,095,000 | dollars as filed | principal |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 123,472 | $8,056,000 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 100,010 | $8,048,000 | dollars as filed | |
| KBHOME | 48666K109 | COM | 200,000 | $8,036,000 | dollars as filed | put |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 170,636 | $8,035,000 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 45,800 | $8,029,000 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 12,143,000 | $8,013,000 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 570,396 | $8,008,000 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 996,666 | $8,003,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 268,757 | $8,001,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 246,826 | $7,983,000 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 536,536 | $7,968,000 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 338,385 | $7,966,000 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 127,547 | $7,964,000 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 199,400 | $7,952,000 | dollars as filed | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 266,300 | $7,952,000 | dollars as filed | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 79,469 | $7,952,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 335,699 | $7,950,000 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 419,607 | $7,917,000 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 129,933 | $7,911,000 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 179,820 | $7,902,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 132,091 | $7,862,000 | dollars as filed | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 224,453 | $7,850,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 119,674 | $7,848,000 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 326,577 | $7,838,000 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 53,662 | $7,833,000 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 80,700 | $7,806,000 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 140,603 | $7,803,000 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 6,395,000 | $7,791,000 | dollars as filed | principal |
| MONGODB INC CL A | 60937P106 | Stock | 33,400 | $7,786,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 119,551 | $7,769,000 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 188,823 | $7,758,000 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 86,188 | $7,747,000 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 167,577 | $7,746,000 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 335,116 | $7,710,000 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 244,771 | $7,705,000 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 281,808 | $7,685,000 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 745,606 | $7,672,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 92,132 | $7,669,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 97,857 | $7,661,000 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 846,322 | $7,651,000 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 89,116 | $7,646,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 824,211 | $7,641,000 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 112,535 | $7,637,000 | dollars as filed | |
| PACER FDS TR | 69374H717 | CMN | 200,771 | $7,624,000 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 163,472 | $7,614,000 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 246,738 | $7,609,000 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 657,825 | $7,585,000 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 173,018 | $7,576,000 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 7,938,000 | $7,573,000 | dollars as filed | principal |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 20,257 | $7,547,000 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 47,981 | $7,526,000 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 75,600 | $7,500,000 | dollars as filed | call |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 126,652 | $7,496,000 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 55,400 | $7,488,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 163,103 | $7,485,000 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 544,023 | $7,475,000 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 406,408 | $7,457,000 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 54,855 | $7,455,000 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 50,000 | $7,435,000 | dollars as filed | put |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 79,757 | $7,430,000 | dollars as filed | |
| OXFORD INDS INC | 691497309 | COM | 70,234 | $7,416,000 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 109,317 | $7,412,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 231,326 | $7,395,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 158,957 | $7,372,000 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 116,000 | $7,356,000 | dollars as filed | call |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 55,324 | $7,344,000 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 660,266 | $7,342,000 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 377,447 | $7,330,000 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 529,488 | $7,328,000 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 4,308 | $7,327,000 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 174,156 | $7,327,000 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 112,690 | $7,319,000 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 74,835 | $7,287,000 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 20,000 | $7,284,000 | dollars as filed | put |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 298,295 | $7,284,000 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 126,809 | $7,283,000 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 284,862 | $7,264,000 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 1,188,640 | $7,262,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 178,271 | $7,254,000 | dollars as filed | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 11,500,000 | $7,242,000 | dollars as filed | principal |
| OLD REP INTL CORP COM | 680223104 | Stock | 289,917 | $7,241,000 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 53,567 | $7,241,000 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 129,994 | $7,235,000 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 293,407 | $7,223,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 85,848 | $7,215,000 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 81,770 | $7,209,000 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 406,005 | $7,207,000 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 220,000 | $7,198,000 | dollars as filed | put |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 186,676 | $7,187,000 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 437,282 | $7,159,000 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 230,000 | $7,142,000 | dollars as filed | call |
| RAYONIER INC COM | 754907103 | REIT | 214,401 | $7,131,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 348,780 | $7,126,000 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 180,306 | $7,114,000 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 194,211 | $7,104,000 | dollars as filed | |
| EA SERIES TRUST | 02072L680 | STRIVE 500 ETF | 271,870 | $7,099,000 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 209,515 | $7,095,000 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 60,686 | $7,092,000 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 300,301 | $7,090,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 8,178,000 | $7,076,000 | dollars as filed | principal |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 143,594 | $7,070,000 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 11,000,000 | $7,068,000 | dollars as filed | principal |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 79,843 | $7,062,000 | dollars as filed | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 181,572 | $7,059,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 101,812 | $7,057,000 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 6,537,000 | $7,057,000 | dollars as filed | principal |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 234,576 | $7,053,000 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 6,861,000 | $7,050,000 | dollars as filed | principal |
| DOLE PLC | G27907107 | ORD SHS | 598,520 | $7,027,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 7,469,736 | $7,027,000 | dollars as filed | principal |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 126,162 | $7,004,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 77,256 | $7,001,000 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 69,839 | $6,999,000 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 61,424 | $6,997,000 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 95,616 | $6,975,000 | dollars as filed | |
| CRH PLC ADS | 12626K203 | ADR | 136,996 | $6,968,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 305,697 | $6,966,000 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 295,788 | $6,963,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 311,117 | $6,936,000 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 419,404 | $6,912,000 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 372,601 | $6,894,000 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 74,578 | $6,887,000 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 341,408 | $6,879,000 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 315,073 | $6,856,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 345,005 | $6,852,000 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 438,399 | $6,844,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 68,154 | $6,838,000 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 230,630 | $6,838,000 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 184,290 | $6,834,000 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 95,549 | $6,834,000 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 231,727 | $6,830,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 129,070 | $6,827,000 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,715,939 | $6,813,000 | dollars as filed | |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 7,569,000 | $6,793,000 | dollars as filed | principal |
| HF SINCLAIR CORP COM | 403949100 | Stock | 140,183 | $6,783,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 149,380 | $6,764,000 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 258,691 | $6,752,000 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 348,684 | $6,750,000 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 148,891 | $6,748,000 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 33,500 | $6,742,000 | dollars as filed | put |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 6,262,000 | $6,733,000 | dollars as filed | principal |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 564,779 | $6,732,000 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 50,000 | $6,730,000 | dollars as filed | call |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 5,751,000 | $6,703,000 | dollars as filed | principal |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 822,964 | $6,691,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 289,368 | $6,676,000 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 388,694 | $6,670,000 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 297,192 | $6,667,000 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 142,375 | $6,667,000 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 141,986 | $6,656,000 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 592,814 | $6,646,000 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 72,800 | $6,624,000 | dollars as filed | put |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 177,352 | $6,620,000 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 152,366 | $6,616,000 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 181,252 | $6,610,000 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 70,081 | $6,609,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 141,283 | $6,582,000 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 44,789 | $6,567,000 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 216,481 | $6,556,000 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 50,000 | $6,555,000 | dollars as filed | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 375,379 | $6,547,000 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 71,611 | $6,538,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 140,374 | $6,526,000 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 240,000 | $6,511,000 | dollars as filed | call |
| CABLE ONE INC | 12685J105 | COM | 9,269 | $6,507,000 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 114,895 | $6,500,000 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 285,197 | $6,493,000 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 287,101 | $6,491,000 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 248,642 | $6,463,000 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 141,806 | $6,458,000 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 123,676 | $6,452,000 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 81,630 | $6,450,000 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 279,894 | $6,442,000 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 78,118 | $6,384,000 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 83,584 | $6,358,000 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 416,210 | $6,356,000 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,294,454 | $6,355,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 74,501 | $6,333,000 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 113,172 | $6,315,000 | dollars as filed | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 138,235 | $6,314,000 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 291,947 | $6,312,000 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 213,619 | $6,296,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 735,540 | $6,274,000 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 68,656 | $6,266,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 132,638 | $6,261,000 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 97,147 | $6,254,000 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 35,135 | $6,247,000 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 22,986 | $6,244,000 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 333,732 | $6,242,000 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,127,094 | $6,232,000 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 530,182 | $6,214,000 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 31,500 | $6,212,000 | dollars as filed | call |
| CHAMPIONX CORPORATION | 15872M104 | COM | 228,854 | $6,210,000 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 226,954 | $6,206,000 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 33,776 | $6,200,000 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 169,700 | $6,194,000 | dollars as filed | call |
| STELLANTIS N.V SHS | N82405106 | Stock | 340,319 | $6,189,000 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 719,453 | $6,173,000 | dollars as filed | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 228,863 | $6,165,000 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 260,093 | $6,162,000 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 117,600 | $6,160,000 | dollars as filed | call |
| Applied Materials,Inc. | 038222105 | COM | 50,000 | $6,142,000 | dollars as filed | put |
| Applied Materials,Inc. | 038222105 | COM | 50,000 | $6,142,000 | dollars as filed | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 123,803 | $6,141,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 158,355 | $6,128,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 5,297,000 | $6,120,000 | dollars as filed | principal |
| SEALED AIR CORP NEW | 81211K100 | COM | 133,091 | $6,111,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 956,600 | $6,084,000 | dollars as filed | call |
| QORVO INC COM | 74736K101 | Stock | 59,866 | $6,082,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 418,761 | $6,080,000 | dollars as filed | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 28,818 | $6,076,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 386,261 | $6,065,000 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 115,541 | $6,056,000 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,500 | $6,052,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 148,222 | $6,045,000 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 121,219 | $6,029,000 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 115,299 | $6,026,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 107,184 | $6,025,000 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 106,694 | $6,022,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 131,772 | $6,021,000 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 144,059 | $6,015,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 321,756 | $6,013,000 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 440,456 | $6,013,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 228,859 | $5,994,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 85,974 | $5,990,000 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 49,243 | $5,987,000 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 547,742 | $5,981,000 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 530,427 | $5,978,000 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 290,368 | $5,970,000 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 1,982,879 | $5,969,000 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 76,783 | $5,963,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 332,455 | $5,933,000 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 5,845,000 | $5,932,000 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 141,256 | $5,929,000 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 705,500 | $5,926,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189F676 | COM | 22,500 | $5,922,000 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 172,714 | $5,921,000 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 911,195 | $5,896,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 101,611 | $5,878,000 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 109,263 | $5,865,000 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 229,440 | $5,852,000 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 238,318 | $5,848,000 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 58,600 | $5,848,000 | dollars as filed | put |
| WIX COM LTD SHS | M98068105 | Stock | 58,600 | $5,848,000 | dollars as filed | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 241,880 | $5,846,000 | dollars as filed | |
| AGREE RLTY CORP COM | 008492100 | REIT | 85,188 | $5,845,000 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 366,187 | $5,845,000 | dollars as filed | |
| LIFE STORAGE INC | 53223X107 | COM | 44,538 | $5,837,000 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 150,000 | $5,834,000 | dollars as filed | call |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 49,760 | $5,818,000 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 162,011 | $5,812,000 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 250,535 | $5,794,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 458,635 | $5,792,000 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 104,766 | $5,779,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 244,454 | $5,776,000 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 300,000 | $5,775,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 110,897 | $5,759,000 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 364,365 | $5,749,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 327,702 | $5,731,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,090,149 | $5,723,000 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 67,511 | $5,715,000 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 237,412 | $5,714,000 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 254,245 | $5,712,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 74,929 | $5,701,000 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 75,000 | $5,693,000 | dollars as filed | call |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 165,921 | $5,690,000 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 106,095 | $5,688,000 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 119,353 | $5,670,000 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 32,412 | $5,663,000 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 116,339 | $5,662,000 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 363,713 | $5,656,000 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 134,478 | $5,643,000 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 946,154 | $5,639,000 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 348,614 | $5,637,000 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 795,851 | $5,611,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 684,341 | $5,611,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 182,257 | $5,596,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 6,593,000 | $5,581,000 | dollars as filed | principal |
| AUTONATION INC COM | 05329W102 | Stock | 41,466 | $5,572,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 64,123 | $5,570,000 | dollars as filed | |
| AVIENT CORPORATION | 05368V106 | COM | 135,305 | $5,568,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 211,458 | $5,567,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 173,384 | $5,565,000 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 272,536 | $5,560,000 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 107,901 | $5,553,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 52,744 | $5,549,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 83,900 | $5,544,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-024652 | this filing | 2023-05-15 | acceptance time not in the bulk data set |