13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 7,366 holding rows worth $353,933,076,000.
- Accession
- 0001140361-23-024652
- Filer
- CIK 1000275
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 28,170 entries on the cover page, a total value of $353,933,076,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,933,076,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Morgan Stanley | 617446448 | COM | 285,000 | $25,023,000 | dollars as filed | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 180,146 | $25,010,000 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 322,753 | $24,997,000 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 309,616 | $24,945,000 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 489,000 | $24,924,000 | dollars as filed | call |
| WABTEC COM | 929740108 | Stock | 246,439 | $24,905,000 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 2,588,361 | $24,899,000 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 349,223 | $24,885,000 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 222,342 | $24,883,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 614,379 | $24,882,000 | dollars as filed | |
| General Electric Company | 369604301 | COM | 260,000 | $24,856,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 603,468 | $24,730,000 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 299,213 | $24,703,000 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 315,458 | $24,692,000 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 343,442 | $24,674,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 324,617 | $24,662,000 | dollars as filed | |
| COHU INC | 192576106 | COM | 642,017 | $24,647,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,670,000 | $24,633,000 | dollars as filed | put |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 117,725 | $24,621,000 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 851,821 | $24,584,000 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,355,897 | $24,433,000 | dollars as filed | |
| MKS INC. COM | 55306N104 | Stock | 275,613 | $24,426,000 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 229,200 | $24,385,000 | dollars as filed | call |
| NASDAQ INC COM | 631103108 | Stock | 445,801 | $24,371,000 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 975,268 | $24,323,000 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 139,406 | $24,070,000 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 281,161 | $24,018,000 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 495,311 | $23,958,000 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 98,438 | $23,951,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 482,373 | $23,926,000 | dollars as filed | |
| American Express Company | 025816109 | COM | 145,000 | $23,918,000 | dollars as filed | put |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 528,744 | $23,826,000 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,297,173 | $23,778,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 670,199 | $23,773,000 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 552,145 | $23,710,000 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 4,988,863 | $23,697,000 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 584,115 | $23,691,000 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 583,770 | $23,683,000 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 600,153 | $23,622,000 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 396,332 | $23,592,000 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 935,925 | $23,576,000 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 52,686 | $23,570,000 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 808,719 | $23,518,000 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,087,785 | $23,517,000 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 234,708 | $23,508,000 | dollars as filed | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 520,688 | $23,474,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 789,124 | $23,381,000 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 1,258,800 | $23,376,000 | dollars as filed | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 748,454 | $23,344,000 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 151,269 | $23,337,000 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 270,514 | $23,334,000 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 122,130 | $23,266,000 | dollars as filed | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 122,033 | $23,234,000 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 291,227 | $23,193,000 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 908,994 | $23,171,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 177,177 | $23,123,000 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 585,000 | $23,084,000 | dollars as filed | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,084,874 | $22,976,000 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,250,895 | $22,846,000 | dollars as filed | |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 25,480,000 | $22,830,000 | dollars as filed | principal |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 604,586 | $22,828,000 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 161,056 | $22,786,000 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 431,906 | $22,761,000 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 434,434 | $22,747,000 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 336,031 | $22,733,000 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 45,700 | $22,707,000 | dollars as filed | put |
| Analog Devices,Inc. | 032654105 | COM | 114,900 | $22,661,000 | dollars as filed | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 237,000 | $22,623,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 269,900 | $22,612,000 | dollars as filed | put |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 390,000 | $22,608,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 637,143 | $22,599,000 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 109,312 | $22,514,000 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 260,550 | $22,510,000 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 271,238 | $22,502,000 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 295,661 | $22,441,000 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 410,163 | $22,441,000 | dollars as filed | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 364,718 | $22,314,000 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 371,683 | $22,286,000 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 387,700 | $22,259,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 962,253 | $22,189,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 333,919 | $21,812,000 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 113,998 | $21,805,000 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,556,826 | $21,795,000 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 227,302 | $21,777,000 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 369,063 | $21,716,000 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 355,054 | $21,702,000 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 377,128 | $21,667,000 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 250,000 | $21,638,000 | dollars as filed | call |
| BORGWARNER INC COM | 099724106 | Stock | 440,327 | $21,624,000 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 106,240 | $21,551,000 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 241,266 | $21,510,000 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 229,311 | $21,481,000 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 181,800 | $21,447,000 | dollars as filed | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 84,843 | $21,428,000 | dollars as filed | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 739,126 | $21,390,000 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 670,118 | $21,383,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 286,960 | $21,141,000 | dollars as filed | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 1,329,670 | $21,141,000 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 204,200 | $21,092,000 | dollars as filed | call |
| OKTAINCCLASSA | 679295105 | STOK | 244,265 | $21,065,000 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 739,773 | $21,046,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 824,305 | $21,004,000 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 826,251 | $20,978,000 | dollars as filed | |
| BAHL & GAYNOR SMALL/MID CAP INCOME GROWTH ETF | 26922B832 | ETF | 901,834 | $20,959,000 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 275,000 | $20,958,000 | dollars as filed | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 215,346 | $20,940,000 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 232,660 | $20,929,000 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 529,654 | $20,915,000 | dollars as filed | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 160,000 | $20,819,000 | dollars as filed | call |
| ENVESTNET INC | 29404K106 | COM | 354,682 | $20,810,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 273,739 | $20,777,000 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 311,223 | $20,736,000 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 984,903 | $20,731,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 388,011 | $20,702,000 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 1,537,223 | $20,691,000 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 102,316 | $20,677,000 | dollars as filed | |
| Deere & Company | 244199105 | COM | 50,000 | $20,644,000 | dollars as filed | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 351,605 | $20,636,000 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 1,015,886 | $20,602,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 1,145,082 | $20,565,000 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 146,303 | $20,553,000 | dollars as filed | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 348,424 | $20,458,000 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 290,611 | $20,427,000 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 745,626 | $20,416,000 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 847,713 | $20,412,000 | dollars as filed | |
| FORMFACTOR INC COM | 346375108 | Stock | 640,320 | $20,394,000 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 102,257 | $20,373,000 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 159,600 | $20,362,000 | dollars as filed | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 543,972 | $20,334,000 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 243,361 | $20,288,000 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 198,500 | $20,283,000 | dollars as filed | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,298,682 | $20,193,000 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 92,185 | $20,051,000 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 140,461 | $20,023,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 270,319 | $19,957,000 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 15,285,000 | $19,948,000 | dollars as filed | principal |
| PG&E CORP COM | 69331C108 | Stock | 1,232,518 | $19,930,000 | dollars as filed | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 367,145 | $19,921,000 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 91,736 | $19,857,000 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 528,093 | $19,845,000 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 152,845 | $19,827,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 683,645 | $19,784,000 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,267,425 | $19,772,000 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 960,061 | $19,767,000 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 670,876 | $19,764,000 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 825,149 | $19,754,000 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 572,469 | $19,722,000 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 130,805 | $19,716,000 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 854,325 | $19,701,000 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 101,500 | $19,690,000 | dollars as filed | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 237,987 | $19,565,000 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 175,600 | $19,550,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 379,297 | $19,511,000 | dollars as filed | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 590,056 | $19,478,000 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 287,000 | $19,428,000 | dollars as filed | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 193,806 | $19,358,000 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 349,000 | $19,289,000 | dollars as filed | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 503,926 | $19,244,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 69,683 | $19,232,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 964,278 | $19,219,000 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 354,377 | $19,210,000 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,217,106 | $19,206,000 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 605,100 | $19,182,000 | dollars as filed | call |
| COGNEX CORP | 192422103 | COM | 384,691 | $19,061,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,291,867 | $19,056,000 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 182,103 | $19,033,000 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 400,000 | $19,008,000 | dollars as filed | put |
| PEOPLE INC | 44891N208 | COM NEW | 368,364 | $19,007,000 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 76,896 | $18,985,000 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 95,000 | $18,979,000 | dollars as filed | put |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 673,736 | $18,945,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 495,096 | $18,928,000 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 154,502 | $18,870,000 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 689,473 | $18,801,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 379,161 | $18,772,000 | dollars as filed | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 367,267 | $18,753,000 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 345,967 | $18,722,000 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 238,261 | $18,703,000 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 395,420 | $18,647,000 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 1,624,964 | $18,622,000 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 616,218 | $18,561,000 | dollars as filed | |
| MGC | 921910873 | COM | 129,121 | $18,483,000 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 250,000 | $18,463,000 | dollars as filed | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 338,042 | $18,446,000 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 619,047 | $18,410,000 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 485,000 | $18,401,000 | dollars as filed | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 485,000 | $18,401,000 | dollars as filed | call |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 385,840 | $18,347,000 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 207,740 | $18,308,000 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 958,052 | $18,280,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 18,182,000 | $18,279,000 | dollars as filed | principal |
| NUVASIVE INC | 670704105 | COM | 440,819 | $18,210,000 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 404,802 | $18,206,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729854 | mc | 362,581 | $18,169,000 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 179,075 | $18,024,000 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 71,501 | $17,967,000 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 351,284 | $17,929,000 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,211,641 | $17,920,000 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 321,974 | $17,883,000 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,086,335 | $17,816,000 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 2,491,494 | $17,790,000 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 139,425 | $17,788,000 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 17,336,000 | $17,786,000 | dollars as filed | principal |
| INSPERITY INC | 45778Q107 | COM | 146,291 | $17,782,000 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 95,028 | $17,773,000 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 17,781,000 | $17,763,000 | dollars as filed | principal |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 522,019 | $17,728,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 478,236 | $17,727,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 495,957 | $17,725,000 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 206,927 | $17,718,000 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 55,333 | $17,649,000 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 306,143 | $17,622,000 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 254,607 | $17,606,000 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 20,526,000 | $17,581,000 | dollars as filed | principal |
| iShares Global 100 ETF | 464287572 | SHS | 250,827 | $17,574,000 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 281,495 | $17,539,000 | dollars as filed | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 208,650 | $17,534,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 162,892 | $17,517,000 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 119,643 | $17,508,000 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,348,939 | $17,495,000 | dollars as filed | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 227,300 | $17,488,000 | dollars as filed | put |
| SKECHERS U S A INC | 830566105 | CL A | 367,884 | $17,483,000 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 610,000 | $17,446,000 | dollars as filed | call |
| MANNKIND CORP | 56400PAQ5 | NOTE 2.500% 3/0 | 16,743,000 | $17,426,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 105,661 | $17,383,000 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,310,627 | $17,379,000 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 157,208 | $17,296,000 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 98,302 | $17,248,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 19,922,000 | $17,232,000 | dollars as filed | principal |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,318,447 | $17,206,000 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 508,655 | $17,204,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 201,526 | $17,190,000 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 396,498 | $17,187,000 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 75,000 | $17,163,000 | dollars as filed | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 554,899 | $17,136,000 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 429,814 | $17,132,000 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 685,432 | $17,095,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 298,175 | $17,024,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 256,351 | $17,020,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 55,989 | $17,017,000 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 159,080 | $16,979,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 111,678 | $16,879,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 379,672 | $16,869,000 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 432,663 | $16,857,000 | dollars as filed | |
| PDC ENERGY INC | 69327R101 | COM | 262,452 | $16,843,000 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 466,622 | $16,835,000 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 56,157 | $16,792,000 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 513,300 | $16,728,000 | dollars as filed | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 117,995 | $16,718,000 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 426,406 | $16,702,000 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 438,360 | $16,598,000 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 281,733 | $16,594,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 310,000 | $16,548,000 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 345,495 | $16,528,000 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 226,659 | $16,470,000 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 256,768 | $16,420,000 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 104,164 | $16,391,000 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 380,014 | $16,382,000 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 234,632 | $16,364,000 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 255,930 | $16,341,000 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 100,000 | $16,316,000 | dollars as filed | put |
| ONE GAS INC COM | 68235P108 | Stock | 205,659 | $16,295,000 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 194,445 | $16,276,000 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 631,424 | $16,246,000 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,846,295 | $16,230,000 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 110,000 | $16,220,000 | dollars as filed | put |
| ENTEGRIS INC COM | 29362U104 | Stock | 197,409 | $16,189,000 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 734,552 | $16,137,000 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 307,986 | $16,132,000 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 826,506 | $16,125,000 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 16,658,000 | $16,119,000 | dollars as filed | principal |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 750,000 | $16,020,000 | dollars as filed | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 219,596 | $16,008,000 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 834,629 | $15,992,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 752,784 | $15,959,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 286,862 | $15,936,000 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 162,500 | $15,927,000 | dollars as filed | put |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 554,251 | $15,908,000 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 309,966 | $15,869,000 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,999,548 | $15,868,000 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 316,905 | $15,811,000 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 166,418 | $15,790,000 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 4,120,584 | $15,781,000 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 184,700 | $15,681,000 | dollars as filed | put |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 801,228 | $15,663,000 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 1,253,185 | $15,565,000 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 1,123,358 | $15,525,000 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 174,551 | $15,497,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 231,539 | $15,490,000 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 324,962 | $15,483,000 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 130,515 | $15,426,000 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 618,343 | $15,415,000 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 351,127 | $15,326,000 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 143,799 | $15,321,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,352,082 | $15,285,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 181,986 | $15,220,000 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 48,978 | $15,208,000 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 70,476 | $15,190,000 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 251,100 | $15,121,000 | dollars as filed | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 236,155 | $15,090,000 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 812,100 | $15,081,000 | dollars as filed | put |
| TECHTARGET INC | 87874R100 | COM | 416,344 | $15,038,000 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 150,000 | $15,020,000 | dollars as filed | call |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 16,293,000 | $14,989,000 | dollars as filed | principal |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 798,261 | $14,976,000 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 272,352 | $14,973,000 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 464,167 | $14,959,000 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 180,750 | $14,957,000 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 505,865 | $14,938,000 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 478,230 | $14,936,000 | dollars as filed | |
| RADIAN GROUP INC COM | 750236101 | Stock | 675,194 | $14,922,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 401,300 | $14,876,000 | dollars as filed | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,806,859 | $14,853,000 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 678,643 | $14,849,000 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 615,818 | $14,816,000 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 241,936 | $14,813,000 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 209,083 | $14,787,000 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 708,072 | $14,707,000 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 240,059 | $14,654,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 315,775 | $14,636,000 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 250,340 | $14,620,000 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 200,189 | $14,603,000 | dollars as filed | |
| GLOBANT S A | L44385109 | COM | 88,787 | $14,563,000 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 133,342 | $14,520,000 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 494,623 | $14,518,000 | dollars as filed | |
| AIR LEASE CORP | 00912X302 | CL A | 367,643 | $14,474,000 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 276,800 | $14,470,000 | dollars as filed | put |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 567,663 | $14,453,000 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 744,806 | $14,449,000 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 108,880 | $14,430,000 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 600,576 | $14,426,000 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 628,593 | $14,413,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 543,310 | $14,365,000 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 681,442 | $14,365,000 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 50,000 | $14,361,000 | dollars as filed | call |
| TRIMAS CORP | 896215209 | COM NEW | 515,043 | $14,349,000 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 720,600 | $14,311,000 | dollars as filed | call |
| ROYCE VALUE TRUST | 780910105 | COM | 1,053,465 | $14,296,000 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,784,397 | $14,276,000 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 361,889 | $14,266,000 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 257,608 | $14,261,000 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 130,000 | $14,256,000 | dollars as filed | put |
| ALLY FINL INC COM | 02005N100 | Stock | 556,935 | $14,197,000 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 110,706 | $14,196,000 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 60,032 | $14,132,000 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 166,507 | $14,042,000 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 150,983 | $13,979,000 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 212,699 | $13,975,000 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 135,000 | $13,944,000 | dollars as filed | put |
| Oracle Corporation | 68389X105 | COM | 150,000 | $13,938,000 | dollars as filed | call |
| REPLIGEN CORP COM | 759916109 | Stock | 82,615 | $13,908,000 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 700,000 | $13,902,000 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 50,000 | $13,889,000 | dollars as filed | call |
| OLIN CORP | 680665205 | COM PAR $1 | 248,483 | $13,792,000 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 374,251 | $13,705,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 594,525 | $13,685,000 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 829,842 | $13,684,000 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 180,000 | $13,669,000 | dollars as filed | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 165,000 | $13,667,000 | dollars as filed | call |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 205,219 | $13,637,000 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 80,584 | $13,627,000 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 654,570 | $13,609,000 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 166,885 | $13,608,000 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 62,689 | $13,593,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 46,554 | $13,579,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 72,784 | $13,561,000 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 396,956 | $13,549,000 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 166,848 | $13,525,000 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 257,264 | $13,512,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 221,600 | $13,462,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 166,994 | $13,452,000 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 295,480 | $13,392,000 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 371,549 | $13,387,000 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 316,285 | $13,376,000 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 10,352,000 | $13,376,000 | dollars as filed | principal |
| Procter & Gamble Co | 742718109 | COM | 89,500 | $13,308,000 | dollars as filed | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 99,244 | $13,260,000 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 85,700 | $13,244,000 | dollars as filed | call |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 501,796 | $13,213,000 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 349,482 | $13,200,000 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 393,925 | $13,185,000 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 187,409 | $13,119,000 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 167,000 | $13,086,000 | dollars as filed | call |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 323,107 | $13,086,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 349,746 | $13,056,000 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 98,899 | $13,055,000 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 542,630 | $13,029,000 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 134,522 | $12,941,000 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 327,050 | $12,939,000 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 347,467 | $12,911,000 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 260,204 | $12,862,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 428,664 | $12,843,000 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,603,760 | $12,831,000 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 244,606 | $12,815,000 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 132,362 | $12,807,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 201,270 | $12,791,000 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 158,224 | $12,778,000 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 375,852 | $12,775,000 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 133,641 | $12,767,000 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 520,110 | $12,759,000 | dollars as filed | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 7,146,000 | $12,757,000 | dollars as filed | principal |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 520,252 | $12,695,000 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 175,783 | $12,672,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 231,130 | $12,648,000 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 68,516 | $12,643,000 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 99,946 | $12,637,000 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 88,878 | $12,610,000 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 354,589 | $12,603,000 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 186,997 | $12,557,000 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 655,926 | $12,535,000 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 77,080 | $12,533,000 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 297,934 | $12,517,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 152,507 | $12,513,000 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 193,267 | $12,503,000 | dollars as filed | |
| SPDW | 78463X889 | COM | 387,533 | $12,447,000 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 251,700 | $12,426,000 | dollars as filed | put |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 59,971 | $12,415,000 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 200,227 | $12,405,000 | dollars as filed | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 658,115 | $12,399,000 | dollars as filed | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 17,519,000 | $12,373,000 | dollars as filed | principal |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 174,287 | $12,308,000 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 224,226 | $12,308,000 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 421,484 | $12,307,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 493,609 | $12,306,000 | dollars as filed | |
| Intel Corp | 458140100 | COM | 376,000 | $12,284,000 | dollars as filed | put |
| MOELIS & CO | 60786M105 | CL A | 319,247 | $12,272,000 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 387,100 | $12,271,000 | dollars as filed | put |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 647,810 | $12,205,000 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 138,900 | $12,201,000 | dollars as filed | call |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 111,655 | $12,198,000 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 184,296 | $12,185,000 | dollars as filed | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 147,310 | $12,177,000 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 137,310 | $12,171,000 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 170,218 | $12,162,000 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 13,491,000 | $12,135,000 | dollars as filed | principal |
| PRICESMART INC COM | 741511109 | Stock | 169,280 | $12,100,000 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 156,466 | $12,045,000 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 199,973 | $11,999,000 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 297,956 | $11,980,000 | dollars as filed | |
| WEX INC | 96208T104 | COM | 64,999 | $11,952,000 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 205,800 | $11,924,000 | dollars as filed | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 211,749 | $11,924,000 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 52,652 | $11,922,000 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 325,000 | $11,921,000 | dollars as filed | put |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 701,334 | $11,916,000 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 117,723 | $11,915,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 181,685 | $11,902,000 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 76,711 | $11,900,000 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,484,036 | $11,853,000 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 444,278 | $11,850,000 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 213,996 | $11,828,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 169,003 | $11,823,000 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 381,949 | $11,805,000 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,365,175 | $11,795,000 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 80,949 | $11,793,000 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 200,000 | $11,738,000 | dollars as filed | put |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 150,365 | $11,727,000 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 250,000 | $11,723,000 | dollars as filed | call |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 941,110 | $11,670,000 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 597,068 | $11,663,000 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 126,867 | $11,663,000 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 938,141 | $11,662,000 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 219,743 | $11,623,000 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 103,851 | $11,610,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 144,047 | $11,595,000 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 46,829 | $11,577,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 77,000 | $11,515,000 | dollars as filed | put |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 151,805 | $11,506,000 | dollars as filed | |
| DIGI INTL INC | 253798102 | COM | 341,415 | $11,500,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 255,863 | $11,487,000 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 136,318 | $11,478,000 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 144,751 | $11,471,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 613,601 | $11,432,000 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 365,000 | $11,399,000 | dollars as filed | call |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 9,122,000 | $11,313,000 | dollars as filed | principal |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 484,431 | $11,283,000 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,629,187 | $11,252,000 | dollars as filed | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 199,054 | $11,241,000 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 8,317,000 | $11,241,000 | dollars as filed | principal |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,111,289 | $11,232,000 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 34,000 | $11,216,000 | dollars as filed | call |
| RH | 74967X103 | COM | 46,016 | $11,207,000 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 156,000 | $11,184,000 | dollars as filed | call |
| AAON INC | 000360206 | COM PAR $0.004 | 115,450 | $11,162,000 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 11,553,000 | $11,137,000 | dollars as filed | principal |
| PACER FDS TR | 69374H691 | mc | 299,334 | $11,110,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 178,716 | $11,094,000 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 115,808 | $11,061,000 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 339,400 | $10,997,000 | dollars as filed | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 563,752 | $10,994,000 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 130,000 | $10,972,000 | dollars as filed | put |
| FEDEX CORP COM | 31428X106 | Stock | 48,000 | $10,968,000 | dollars as filed | put |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 291,161 | $10,968,000 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 119,632 | $10,963,000 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 134,986 | $10,948,000 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 11,227,000 | $10,946,000 | dollars as filed | principal |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 178,879 | $10,901,000 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 227,893 | $10,899,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 241,308 | $10,880,000 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 216,975 | $10,871,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-024652 | this filing | 2023-05-15 | acceptance time not in the bulk data set |