13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 7,518 holding rows worth $348,911,657,000.
- Accession
- 0001140361-23-006880
- Filer
- CIK 1000275
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 30,147 entries on the cover page, a total value of $348,911,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $348,911,657,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc. 028-14116
- included managerRBC CMA LLC 028-11273
- included managerRBC Capital Markets, LLC 028-04069
- included managerRBC Global Asset Management (U.S.) 028-10228
- included managerRBC Dominion Securities Inc. 028-11322
- included managerBlueBay Asset Management LLP 028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc. 028-11271
- included managerRBC Private Counsel (USA) Inc. 028-11454
- included managerRoyal Trust Corporation of Canada 028-11393
- included managerRBC Trustees (Jersey) LTD 028-13008
- included managerRBC Trust Company (International) Ltd 028-13471
- included managerRBC Trust Company (Delaware) Ltd 028-13779
- included managerRBC Global Asset Management (UK) Ltd 028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd 028-12564
- included managerCity National Bank 028-04805
- included managerCity National Rochdale, LLC 028-05392
- included managerSymphonic Financial Advisors LLC 028-12672
- included managerRBC Dominion Securities Global Ltd 028-17163
- included managerEnvestnet Asset Management INC 028-13411
- included managerAlaska Permanent Fund Corp 028-20231
- included managerBREWIN DOLPHIN Ltd 028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT 028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERPARFUMS INC COM | 458334109 | Stock | 62,223 | $6,006,000 | dollars as filed | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 6,227,000 | $6,000,000 | dollars as filed | principal |
| LIVANOVA PLC | G5509L101 | SHS | 107,851 | $5,990,000 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 6,802,000 | $5,989,000 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 69,686 | $5,984,000 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 57,187 | $5,980,000 | dollars as filed | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 211,839 | $5,974,000 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 85,985 | $5,944,000 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 62,780 | $5,940,000 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 22,500 | $5,929,000 | dollars as filed | put |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 160,000 | $5,926,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 116,437 | $5,904,000 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 377,848 | $5,895,000 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 216,010 | $5,891,000 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 191,559 | $5,886,000 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 74,683 | $5,884,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 239,994 | $5,882,000 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 436,706 | $5,865,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 4,705,000 | $5,842,000 | dollars as filed | principal |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 255,049 | $5,837,000 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 471,303 | $5,830,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 88,216 | $5,824,000 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 150,511 | $5,821,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 78,608 | $5,812,000 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 10,101,000 | $5,804,000 | dollars as filed | principal |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 79,879 | $5,801,000 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 200,000 | $5,798,000 | dollars as filed | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 112,769 | $5,794,000 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 71,972 | $5,758,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 326,526 | $5,753,000 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 90,000 | $5,725,000 | dollars as filed | call |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 47,020 | $5,725,000 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 6,720,000 | $5,725,000 | dollars as filed | principal |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 663,722 | $5,709,000 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 299,831 | $5,691,000 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 294,400 | $5,685,000 | dollars as filed | put |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 60,799 | $5,676,000 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 62,541 | $5,658,000 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 114,208 | $5,654,000 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 146,256 | $5,652,000 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 468,051 | $5,649,000 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 115,300 | $5,645,000 | dollars as filed | call |
| CRH PLC ADS | 12626K203 | ADR | 141,670 | $5,636,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 71,143 | $5,624,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 127,569 | $5,618,000 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,385,498 | $5,610,000 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 80,000 | $5,609,000 | dollars as filed | put |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 5,438,000 | $5,600,000 | dollars as filed | principal |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 123,791 | $5,591,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 28,400 | $5,590,000 | dollars as filed | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 250,930 | $5,578,000 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 16,871 | $5,558,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 101,731 | $5,556,000 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 345,714 | $5,544,000 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 224,320 | $5,520,000 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 33,708 | $5,513,000 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 488,578 | $5,511,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 325,100 | $5,488,000 | dollars as filed | put |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 99,703 | $5,481,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 63,686 | $5,466,000 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 163,792 | $5,456,000 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 60,189 | $5,455,000 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 49,415 | $5,451,000 | dollars as filed | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 184,181 | $5,449,000 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 202,911 | $5,449,000 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 198,254 | $5,448,000 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 110,387 | $5,439,000 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 103,350 | $5,436,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 226,408 | $5,433,000 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 63,962 | $5,432,000 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 65,242 | $5,426,000 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 101,635 | $5,418,000 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 96,496 | $5,417,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 63,241 | $5,411,000 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 127,902 | $5,406,000 | dollars as filed | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 349,189 | $5,405,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 151,152 | $5,399,000 | dollars as filed | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 170,337 | $5,379,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 279,186 | $5,374,000 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 32,279 | $5,365,000 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 65,000 | $5,361,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 239,038 | $5,361,000 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 357,462 | $5,358,000 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 507,860 | $5,358,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 158,912 | $5,356,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 371,867 | $5,355,000 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 189,699 | $5,355,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 131,152 | $5,351,000 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 67,744 | $5,350,000 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 120,849 | $5,344,000 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 103,316 | $5,343,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 673,961 | $5,337,000 | dollars as filed | |
| LIFE STORAGE INC | 53223X107 | COM | 54,047 | $5,325,000 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 736,838 | $5,320,000 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 175,025 | $5,310,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 237,765 | $5,297,000 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 52,698 | $5,294,000 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 61,800 | $5,284,000 | dollars as filed | call |
| RANGE RES CORP COM | 75281A109 | Stock | 210,803 | $5,275,000 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 236,345 | $5,270,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 336,879 | $5,269,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 229,667 | $5,268,000 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 63,600 | $5,245,000 | dollars as filed | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 63,471 | $5,224,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 158,193 | $5,222,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 5,653,000 | $5,219,000 | dollars as filed | principal |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 172,993 | $5,215,000 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 358,689 | $5,215,000 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 574,733 | $5,213,000 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 151,926 | $5,212,000 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 29,000 | $5,205,000 | dollars as filed | call |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 9,451,000 | $5,198,000 | dollars as filed | principal |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 186,854 | $5,197,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 113,820 | $5,191,000 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 131,235 | $5,190,000 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 109,220 | $5,172,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 131,066 | $5,167,000 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 151,312 | $5,158,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 419,976 | $5,157,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 4,137,000 | $5,153,000 | dollars as filed | principal |
| OXFORD INDS INC | 691497309 | COM | 55,290 | $5,152,000 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 305,766 | $5,149,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 6,211,000 | $5,139,000 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 87,502 | $5,135,000 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 79,034 | $5,133,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 480,200 | $5,114,000 | dollars as filed | put |
| AXOSFINLINC | 05465C100 | STOK | 133,405 | $5,099,000 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 153,073 | $5,099,000 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 433,079 | $5,093,000 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 5,418,000 | $5,093,000 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 58,330 | $5,084,000 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 127,556 | $5,083,000 | dollars as filed | |
| STEM INC | 85859N102 | COM | 566,105 | $5,061,000 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 188,162 | $5,060,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 159,679 | $5,060,000 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 145,578 | $5,053,000 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 247,878 | $5,052,000 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 130,261 | $5,045,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 53,152 | $5,040,000 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 360,730 | $5,036,000 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 220,776 | $5,032,000 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 84,102 | $5,030,000 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 150,000 | $5,030,000 | dollars as filed | put |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 45,694 | $5,029,000 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 28,000 | $5,029,000 | dollars as filed | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 71,400 | $5,022,000 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 329,425 | $5,014,000 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 46,724 | $5,013,000 | dollars as filed | |
| DANA INC | 235825205 | COM | 331,267 | $5,012,000 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 75,677 | $5,008,000 | dollars as filed | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 220,013 | $4,999,000 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 39,500 | $4,991,000 | dollars as filed | call |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 5,950,000 | $4,991,000 | dollars as filed | principal |
| MARZETTI COMPANY | 513847103 | COM | 25,293 | $4,990,000 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 108,086 | $4,974,000 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 276,109 | $4,964,000 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 47,100 | $4,959,000 | dollars as filed | put |
| AVIENT CORPORATION | 05368V106 | COM | 146,310 | $4,940,000 | dollars as filed | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 89,158 | $4,931,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 635,090 | $4,928,000 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 143,096 | $4,919,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 328,148 | $4,912,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 50,000 | $4,911,000 | dollars as filed | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 811,838 | $4,879,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 110,400 | $4,871,000 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 23,775 | $4,867,000 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 134,526 | $4,864,000 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 45,208 | $4,863,000 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 114,213 | $4,854,000 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 234,526 | $4,853,000 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 183,972 | $4,851,000 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 127,129 | $4,849,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 262,929 | $4,846,000 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 366,490 | $4,846,000 | dollars as filed | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 5,017,000 | $4,832,000 | dollars as filed | principal |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 257,060 | $4,819,000 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 99,036 | $4,812,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 4,847,000 | $4,796,000 | dollars as filed | principal |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 35,000 | $4,788,000 | dollars as filed | call |
| RALPH LAUREN CORP | 751212101 | CL A | 45,300 | $4,787,000 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 320,433 | $4,787,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 134,663 | $4,770,000 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 87,551 | $4,759,000 | dollars as filed | |
| SIGNATURE BANK | 82669G104 | COM | 41,292 | $4,758,000 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 393,502 | $4,753,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 144,374 | $4,748,000 | dollars as filed | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 25,806 | $4,741,000 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 69,187 | $4,741,000 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 150,000 | $4,733,000 | dollars as filed | put |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 46,788 | $4,728,000 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 4,750,000 | $4,725,000 | dollars as filed | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 94,157 | $4,700,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 159,594 | $4,695,000 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 77,487 | $4,684,000 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 88,703 | $4,682,000 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 222,549 | $4,676,000 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 98,746 | $4,676,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 344,387 | $4,660,000 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 31,185 | $4,634,000 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 569,481 | $4,630,000 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 81,953 | $4,626,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 425,945 | $4,625,000 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 53,032 | $4,623,000 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 97,998 | $4,616,000 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 79,129 | $4,609,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 185,363 | $4,608,000 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 91,020 | $4,603,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 606,673 | $4,580,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 143,442 | $4,573,000 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 668,986 | $4,570,000 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 283,868 | $4,570,000 | dollars as filed | |
| TRITON INTL LTD | G9078F107 | CL A | 66,417 | $4,568,000 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 75,000 | $4,567,000 | dollars as filed | call |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 159,704 | $4,567,000 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,000 | $4,565,000 | dollars as filed | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 332,569 | $4,563,000 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 186,164 | $4,555,000 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 69,679 | $4,554,000 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 202,120 | $4,550,000 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 155,474 | $4,548,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 271,572 | $4,540,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 97,093 | $4,527,000 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 199,602 | $4,524,000 | dollars as filed | |
| Boeing Company | 097023105 | COM | 23,700 | $4,515,000 | dollars as filed | call |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 5,014,000 | $4,513,000 | dollars as filed | principal |
| BUCKLE INC COM | 118440106 | Stock | 99,449 | $4,510,000 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 17,845 | $4,494,000 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 62,455 | $4,479,000 | dollars as filed | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 175,801 | $4,457,000 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 150,000 | $4,446,000 | dollars as filed | call |
| BILL HOLDINGS INC | 090043100 | COM | 40,790 | $4,445,000 | dollars as filed | |
| THE REALREAL INC | 88339PAD3 | CNV | 11,853,000 | $4,445,000 | dollars as filed | principal |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 406,292 | $4,440,000 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 85,587 | $4,437,000 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 10,345,000 | $4,435,000 | dollars as filed | principal |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 54,238 | $4,431,000 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 89,254 | $4,425,000 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 109,174 | $4,423,000 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 59,234 | $4,419,000 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 167,696 | $4,417,000 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 13,617 | $4,400,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 265,881 | $4,400,000 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 70,000 | $4,399,000 | dollars as filed | put |
| DONALDSON INC COM | 257651109 | Stock | 74,700 | $4,397,000 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 171,378 | $4,396,000 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 156,410 | $4,392,000 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 15,790 | $4,390,000 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 161,498 | $4,376,000 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 169,352 | $4,361,000 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 91,207 | $4,358,000 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 399,620 | $4,352,000 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 385,000 | $4,343,000 | dollars as filed | put |
| HALLIBURTON CO COM | 406216101 | Stock | 110,000 | $4,329,000 | dollars as filed | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 27,153 | $4,327,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,673,000 | $4,325,000 | dollars as filed | principal |
| VONTIER CORPORATION | 928881101 | COM | 223,473 | $4,321,000 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 61,054 | $4,315,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 47,450 | $4,305,000 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 159,281 | $4,300,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 129,475 | $4,300,000 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 191,229 | $4,295,000 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 101,182 | $4,293,000 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 270,934 | $4,270,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072562 | AVANTIS CORE FI | 103,998 | $4,261,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,306,700 | $4,260,000 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 235,296 | $4,244,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 76,727 | $4,242,000 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 101,026 | $4,236,000 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 44,416 | $4,226,000 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 236,592 | $4,221,000 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 130,929 | $4,220,000 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 297,082 | $4,219,000 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 179,225 | $4,216,000 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 448,794 | $4,214,000 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 125,165 | $4,202,000 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 259,324 | $4,199,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 32,500 | $4,198,000 | dollars as filed | call |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 1,793,000 | $4,189,000 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 4,049,000 | $4,187,000 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 108,129 | $4,185,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 47,905 | $4,179,000 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,932,000 | $4,176,000 | dollars as filed | principal |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 196,755 | $4,173,000 | dollars as filed | |
| SABRE GLBL INC | 78573NAE2 | BOND | 3,892,000 | $4,172,000 | dollars as filed | principal |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 30,730 | $4,170,000 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 308,761 | $4,162,000 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 148,831 | $4,159,000 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 533,107 | $4,159,000 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 18,837 | $4,149,000 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 153,412 | $4,143,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 94,945 | $4,138,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 266,611 | $4,114,000 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 34,185 | $4,103,000 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 66,665 | $4,100,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 89,984 | $4,090,000 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 393,328 | $4,071,000 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 120,800 | $4,064,000 | dollars as filed | call |
| HANESBRANDS INC | 410345102 | COM | 637,969 | $4,058,000 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 152,859 | $4,052,000 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 101,482 | $4,052,000 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 99,606 | $4,048,000 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 726,419 | $4,039,000 | dollars as filed | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 122,035 | $4,039,000 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 76,585 | $4,031,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 92,493 | $4,031,000 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 96,938 | $4,030,000 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 292,598 | $4,029,000 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 31,100 | $4,028,000 | dollars as filed | call |
| ENCORE WIRE CORP | 292562105 | COM | 29,234 | $4,021,000 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 103,862 | $4,013,000 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 237,583 | $4,010,000 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 13,000 | $4,007,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 93,231 | $4,006,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 36,850 | $4,000,000 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 61,415 | $3,990,000 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 70,599 | $3,987,000 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 172,500 | $3,983,000 | dollars as filed | put |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 238,166 | $3,980,000 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 23,781 | $3,977,000 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 55,726 | $3,974,000 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 273,530 | $3,957,000 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 96,945 | $3,954,000 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 413,271 | $3,952,000 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 41,726 | $3,938,000 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 79,266 | $3,933,000 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 88,427 | $3,927,000 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 109,655 | $3,915,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 262,080 | $3,912,000 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 3,454,000 | $3,894,000 | dollars as filed | principal |
| EVENTBRITE INC | 29975E109 | COM CL A | 663,252 | $3,886,000 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 570,542 | $3,885,000 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 444,627 | $3,885,000 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 59,879 | $3,884,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 178,311 | $3,882,000 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 141,732 | $3,875,000 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 182,037 | $3,865,000 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 391,338 | $3,854,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 2,607,000 | $3,849,000 | dollars as filed | principal |
| XERIS PHARMACEUTICALS INC | 98422LAA5 | NOTE 5.000% 7/1 | 2,000,000 | $3,843,000 | dollars as filed | principal |
| API GROUP CORP COM STK | 00187Y100 | Stock | 203,754 | $3,833,000 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 50,082 | $3,832,000 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 113,995 | $3,824,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 164,807 | $3,821,000 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 64,500 | $3,818,000 | dollars as filed | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 13,150 | $3,817,000 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 113,200 | $3,817,000 | dollars as filed | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 139,482 | $3,816,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 400,258 | $3,815,000 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 92,985 | $3,813,000 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 333,968 | $3,804,000 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 126,317 | $3,800,000 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 239,291 | $3,796,000 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 121,897 | $3,795,000 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 98,074 | $3,785,000 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 150,500 | $3,770,000 | dollars as filed | call |
| ATRICURE INC | 04963C209 | COM | 84,660 | $3,757,000 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 23,666 | $3,754,000 | dollars as filed | |
| KIMBALL INTL INC | 494274103 | CL B | 577,018 | $3,750,000 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 120,000 | $3,749,000 | dollars as filed | call |
| US FOODS HLDG CORP COM | 912008109 | Stock | 110,145 | $3,748,000 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 50,369 | $3,747,000 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 154,063 | $3,741,000 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 75,000 | $3,736,000 | dollars as filed | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 103,193 | $3,730,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 352,448 | $3,719,000 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 125,185 | $3,717,000 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 70,920 | $3,717,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 79,905 | $3,717,000 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 40,390 | $3,708,000 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 271,667 | $3,707,000 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 274,065 | $3,703,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 132,368 | $3,694,000 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 44,798 | $3,683,000 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 379,867 | $3,673,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 105,597 | $3,663,000 | dollars as filed | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 201,047 | $3,657,000 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 189,727 | $3,656,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 57,590 | $3,656,000 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 160,012 | $3,655,000 | dollars as filed | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 72,154 | $3,652,000 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 71,900 | $3,646,000 | dollars as filed | call |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 172,316 | $3,645,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 52,876 | $3,639,000 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 63,529 | $3,628,000 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 136,426 | $3,625,000 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 32,900 | $3,617,000 | dollars as filed | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 88,449 | $3,617,000 | dollars as filed | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 87,351 | $3,611,000 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 21,633 | $3,610,000 | dollars as filed | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 118,368 | $3,609,000 | dollars as filed | |
| SAIA INC | 78709Y105 | COM | 17,176 | $3,602,000 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 117,612 | $3,593,000 | dollars as filed | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 263,564 | $3,589,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 106,990 | $3,581,000 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 27,800 | $3,577,000 | dollars as filed | call |
| BANKUNITED INC | 06652K103 | COM | 105,187 | $3,573,000 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 62,313 | $3,571,000 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 414,541 | $3,565,000 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 104,029 | $3,562,000 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 70,392 | $3,557,000 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 118,035 | $3,555,000 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 25,832 | $3,555,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 3,500,000 | $3,555,000 | dollars as filed | principal |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,530,000 | $3,553,000 | dollars as filed | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 152,442 | $3,545,000 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 100,143 | $3,544,000 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 4,374,000 | $3,538,000 | dollars as filed | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 3,061,000 | $3,535,000 | dollars as filed | principal |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 120,399 | $3,534,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 130,559 | $3,528,000 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 22,925 | $3,517,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 45,920 | $3,505,000 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 300,000 | $3,489,000 | dollars as filed | call |
| ISHARES TR | 46435G102 | CONV BD ETF | 50,168 | $3,485,000 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 285,335 | $3,483,000 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 59,601 | $3,479,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 273,200 | $3,475,000 | dollars as filed | call |
| ALBANY INTL CORP | 012348108 | CL A | 35,254 | $3,475,000 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 89,891 | $3,466,000 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 204,000 | $3,462,000 | dollars as filed | call |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 110,000 | $3,461,000 | dollars as filed | call |
| TRUSTMARK CORP | 898402102 | COM | 99,140 | $3,461,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 22,223 | $3,460,000 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 197,380 | $3,460,000 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 248,842 | $3,451,000 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 43,000 | $3,449,000 | dollars as filed | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 155,105 | $3,445,000 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 118,883 | $3,445,000 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 204,735 | $3,445,000 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 44,322 | $3,445,000 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 69,023 | $3,444,000 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4,538 | $3,442,000 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 145,246 | $3,438,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 155,834 | $3,436,000 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 4,000,000 | $3,434,000 | dollars as filed | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 36,674 | $3,433,000 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 72,032 | $3,431,000 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 157,963 | $3,428,000 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 85,163 | $3,421,000 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 73,562 | $3,418,000 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 150,000 | $3,401,000 | dollars as filed | put |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 24,834 | $3,398,000 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 84,151 | $3,398,000 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 59,248 | $3,389,000 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 188,508 | $3,387,000 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 71,251 | $3,387,000 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 83,058 | $3,369,000 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 190,000 | $3,363,000 | dollars as filed | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 197,951 | $3,361,000 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 100,388 | $3,360,000 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 181,671 | $3,357,000 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100,000 | $3,353,000 | dollars as filed | call |
| WD 40 CO COM | 929236107 | Stock | 20,792 | $3,351,000 | dollars as filed | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 105,233 | $3,347,000 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,900,000 | $3,342,000 | dollars as filed | principal |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 135,281 | $3,340,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 20,896 | $3,338,000 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 96,952 | $3,329,000 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 106,800 | $3,328,000 | dollars as filed | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 106,800 | $3,328,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 80,137 | $3,328,000 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,222,692 | $3,326,000 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 4,031,000 | $3,326,000 | dollars as filed | principal |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 134,829 | $3,324,000 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 104,581 | $3,323,000 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,349 | $3,323,000 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 116,214 | $3,322,000 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 529,428 | $3,321,000 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 176,413 | $3,318,000 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 52,696 | $3,317,000 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 92,345 | $3,308,000 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 18,300 | $3,306,000 | dollars as filed | call |
| HILLENBRAND INC | 431571108 | COM | 77,463 | $3,305,000 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 13,500 | $3,301,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 68,515 | $3,299,000 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 41,800 | $3,294,000 | dollars as filed | call |
| UMPQUA HOLDINGS | 904214103 | COM | 184,329 | $3,290,000 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 35,121 | $3,289,000 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 111,041 | $3,287,000 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 93,438 | $3,283,000 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 84,193 | $3,278,000 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 89,499 | $3,273,000 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 84,592 | $3,271,000 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 106,517 | $3,268,000 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 265,565 | $3,266,000 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 226,758 | $3,265,000 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 102,257 | $3,263,000 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 34,400 | $3,258,000 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 83,471 | $3,255,000 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 267,250 | $3,244,000 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54,000 | $3,242,000 | dollars as filed | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 49,290 | $3,234,000 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 42,320 | $3,232,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 29,708 | $3,230,000 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 91,066 | $3,227,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 109,412 | $3,227,000 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 297,652 | $3,226,000 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 28,070 | $3,225,000 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 404,504 | $3,224,000 | dollars as filed | |
| WSFS FINL CORP | 929328102 | COM | 71,023 | $3,220,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-006880 | this filing | 2023-02-14 | acceptance time not in the bulk data set |