13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 7,518 holding rows worth $348,911,657,000.
- Accession
- 0001140361-23-006880
- Filer
- CIK 1000275
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 30,147 entries on the cover page, a total value of $348,911,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $348,911,657,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc. 028-14116
- included managerRBC CMA LLC 028-11273
- included managerRBC Capital Markets, LLC 028-04069
- included managerRBC Global Asset Management (U.S.) 028-10228
- included managerRBC Dominion Securities Inc. 028-11322
- included managerBlueBay Asset Management LLP 028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc. 028-11271
- included managerRBC Private Counsel (USA) Inc. 028-11454
- included managerRoyal Trust Corporation of Canada 028-11393
- included managerRBC Trustees (Jersey) LTD 028-13008
- included managerRBC Trust Company (International) Ltd 028-13471
- included managerRBC Trust Company (Delaware) Ltd 028-13779
- included managerRBC Global Asset Management (UK) Ltd 028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd 028-12564
- included managerCity National Bank 028-04805
- included managerCity National Rochdale, LLC 028-05392
- included managerSymphonic Financial Advisors LLC 028-12672
- included managerRBC Dominion Securities Global Ltd 028-17163
- included managerEnvestnet Asset Management INC 028-13411
- included managerAlaska Permanent Fund Corp 028-20231
- included managerBREWIN DOLPHIN Ltd 028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT 028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 86,756 | $1,788,000 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 26,400 | $1,788,000 | dollars as filed | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 78,864 | $1,788,000 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 60,247 | $1,785,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 391,300 | $1,784,000 | dollars as filed | call |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 28,730 | $1,783,000 | dollars as filed | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 47,607 | $1,780,000 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 44,459 | $1,777,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 59,434 | $1,776,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 174,833 | $1,775,000 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 59,384 | $1,774,000 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 63,756 | $1,771,000 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 112,071 | $1,768,000 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 55,181 | $1,768,000 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 36,619 | $1,768,000 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 16,544 | $1,762,000 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 147,877 | $1,755,000 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 74,606 | $1,754,000 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 260,008 | $1,753,000 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 61,723 | $1,752,000 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 38,521 | $1,750,000 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 32,546 | $1,749,000 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 47,380 | $1,748,000 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 25,563 | $1,748,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 62,047 | $1,748,000 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 13,619 | $1,746,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 50,000 | $1,736,000 | dollars as filed | put |
| FRESHPET INC COM | 358039105 | Stock | 32,890 | $1,736,000 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 312,272 | $1,736,000 | dollars as filed | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 69,528 | $1,731,000 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 49,846 | $1,730,000 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 333,574 | $1,727,000 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 257,386 | $1,725,000 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 29,330 | $1,722,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 33,353 | $1,720,000 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 16,960 | $1,719,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 65,450 | $1,718,000 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 62,074 | $1,710,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 13,896 | $1,710,000 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 50,463 | $1,709,000 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 27,264 | $1,705,000 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 32,483 | $1,703,000 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 49,856 | $1,701,000 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 34,529 | $1,700,000 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 50,653 | $1,700,000 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 150,654 | $1,700,000 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 58,753 | $1,698,000 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 22,334 | $1,697,000 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 138,883 | $1,695,000 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 11,962 | $1,686,000 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 27,746 | $1,683,000 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 47,768 | $1,683,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 111,221 | $1,682,000 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 7,258 | $1,676,000 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 30,849 | $1,671,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 60,309 | $1,671,000 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 70,451 | $1,669,000 | dollars as filed | |
| IX ACQUISITION CORP. CMN | G5000D103 | COM | 164,636 | $1,669,000 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 225,338 | $1,667,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 56,529 | $1,663,000 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 56,450 | $1,663,000 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 34,904 | $1,662,000 | dollars as filed | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 67,776 | $1,659,000 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 77,794 | $1,657,000 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 18,880 | $1,655,000 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 78,714 | $1,655,000 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 92,758 | $1,655,000 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 45,428 | $1,654,000 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 259,742 | $1,652,000 | dollars as filed | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 200,767 | $1,650,000 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 68,906 | $1,649,000 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 12,193 | $1,647,000 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 16,063 | $1,646,000 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 61,296 | $1,645,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 75,912 | $1,645,000 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 88,340 | $1,643,000 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 172,374 | $1,643,000 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 20,000 | $1,640,000 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 20,111 | $1,640,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 146,367 | $1,640,000 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 137,635 | $1,638,000 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 4,947 | $1,637,000 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 97,154 | $1,637,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 70,212 | $1,637,000 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 24,077 | $1,635,000 | dollars as filed | |
| QUALYS INC COM | 74758T303 | Stock | 14,562 | $1,635,000 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 122,173 | $1,634,000 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 173,645 | $1,634,000 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 51,199 | $1,633,000 | dollars as filed | |
| GIBRALTAR INDS INC | 374689107 | COM | 35,518 | $1,630,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 200,165 | $1,623,000 | dollars as filed | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735102 | CMN | 160,853 | $1,618,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 23,751 | $1,615,000 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 38,159 | $1,615,000 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 335,484 | $1,614,000 | dollars as filed | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 14,649 | $1,612,000 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 115,765 | $1,610,000 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 61,467 | $1,610,000 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 32,200 | $1,607,000 | dollars as filed | put |
| U HAUL HOLDING COMPANY | 023586100 | COM | 26,684 | $1,605,000 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 30,000 | $1,604,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 97,337 | $1,597,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 76,820 | $1,594,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 14,059 | $1,594,000 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 88,292 | $1,592,000 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 14,352 | $1,592,000 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 257,681 | $1,592,000 | dollars as filed | |
| IAA INC | 449253103 | COM | 39,669 | $1,588,000 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 177,100 | $1,585,000 | dollars as filed | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 91,907 | $1,584,000 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 143,955 | $1,582,000 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 202,332 | $1,580,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 100,716 | $1,579,000 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 24,852 | $1,579,000 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 8,783 | $1,575,000 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 65,966 | $1,573,000 | dollars as filed | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 69,481 | $1,572,000 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 43,823 | $1,572,000 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 25,754 | $1,570,000 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 134,910 | $1,570,000 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 30,102 | $1,568,000 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 50,871 | $1,567,000 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 138,116 | $1,565,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 231,533 | $1,564,000 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 30,789 | $1,562,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 13,029 | $1,561,000 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 231,394 | $1,559,000 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 37,850 | $1,556,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 38,016 | $1,556,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 69,059 | $1,555,000 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 67,534 | $1,552,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 40,476 | $1,551,000 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 10,573 | $1,545,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 84,147 | $1,544,000 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 41,707 | $1,541,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 35,497 | $1,540,000 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 91,130 | $1,535,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 74,370 | $1,534,000 | dollars as filed | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 38,045 | $1,532,000 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 86,500 | $1,531,000 | dollars as filed | put |
| UMB FINL CORP | 902788108 | COM | 18,336 | $1,531,000 | dollars as filed | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 20,500 | $1,529,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 56,495 | $1,528,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 150,000 | $1,523,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 52,699 | $1,519,000 | dollars as filed | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 499,188 | $1,517,000 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 11,289 | $1,511,000 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 88,331 | $1,511,000 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 12,806 | $1,510,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 18,269 | $1,510,000 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 84,999 | $1,510,000 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 61,069 | $1,505,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 18,991 | $1,502,000 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 43,338 | $1,499,000 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 47,166 | $1,499,000 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 29,932 | $1,498,000 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 42,965 | $1,497,000 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 33,178 | $1,492,000 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 59,239 | $1,492,000 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 63,652 | $1,492,000 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 163,565 | $1,491,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 52,728 | $1,491,000 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 152,800 | $1,490,000 | dollars as filed | put |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 22,675 | $1,489,000 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 259,630 | $1,488,000 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 38,545 | $1,487,000 | dollars as filed | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 113,200 | $1,485,000 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 40,000 | $1,483,000 | dollars as filed | put |
| CACTUS INC | 127203107 | CL A | 29,534 | $1,483,000 | dollars as filed | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 57,321 | $1,482,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 37,700 | $1,479,000 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 76,529 | $1,476,000 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 109,190 | $1,474,000 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 65,080 | $1,473,000 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 27,332 | $1,473,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 46,895 | $1,471,000 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 31,105 | $1,467,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 29,780 | $1,467,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 46,179 | $1,465,000 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 194,783 | $1,463,000 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 57,463 | $1,463,000 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 31,163 | $1,462,000 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 70,902 | $1,461,000 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 32,146 | $1,461,000 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 140,589 | $1,461,000 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 90,391 | $1,459,000 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 102,865 | $1,456,000 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 61,309 | $1,455,000 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 79,464 | $1,455,000 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 88,350 | $1,454,000 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 167,407 | $1,453,000 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 35,694 | $1,452,000 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 38,954 | $1,452,000 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 57,792 | $1,448,000 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 80,448 | $1,448,000 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 33,919 | $1,447,000 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 55,200 | $1,447,000 | dollars as filed | call |
| SPARTANNASH CO | 847215100 | COM | 47,865 | $1,447,000 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 100,304 | $1,446,000 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 41,656 | $1,440,000 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 100,603 | $1,440,000 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 29,417 | $1,438,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 363,757 | $1,437,000 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 9,561 | $1,436,000 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 108,671 | $1,433,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 41,755 | $1,432,000 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 13,900 | $1,430,000 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 16,129 | $1,430,000 | dollars as filed | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 72,007 | $1,424,000 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 40,842 | $1,422,000 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 19,346 | $1,420,000 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 31,352 | $1,420,000 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 23,515 | $1,418,000 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 45,102 | $1,417,000 | dollars as filed | |
| HESKA CORP | 42805E306 | COM | 22,779 | $1,416,000 | dollars as filed | |
| STONEX GROUP INC | 861896108 | COM | 14,849 | $1,415,000 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 16,519 | $1,410,000 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 95,959 | $1,405,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 24,329 | $1,404,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,440,000 | $1,404,000 | dollars as filed | principal |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 50,000 | $1,401,000 | dollars as filed | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 50,000 | $1,401,000 | dollars as filed | call |
| YETI HLDGS INC COM | 98585X104 | Stock | 33,755 | $1,396,000 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 61,567 | $1,395,000 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 94,073 | $1,392,000 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 55,100 | $1,391,000 | dollars as filed | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 35,916 | $1,390,000 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 107,314 | $1,389,000 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 65,844 | $1,386,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 52,426 | $1,386,000 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 20,477 | $1,385,000 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 36,736 | $1,385,000 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 514,260 | $1,385,000 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 220,000 | $1,382,000 | dollars as filed | call |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 150,135 | $1,382,000 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 13,216 | $1,375,000 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 119,687 | $1,375,000 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 61,662 | $1,373,000 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 30,525 | $1,371,000 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,264 | $1,369,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 1,500,000 | $1,362,000 | dollars as filed | principal |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 24,575 | $1,360,000 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 1,612,000 | $1,358,000 | dollars as filed | principal |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 156,533 | $1,358,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 257,079 | $1,358,000 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 57,802 | $1,357,000 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 24,052 | $1,354,000 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 127,840 | $1,353,000 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 457,121 | $1,349,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 327,572 | $1,346,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 17,172 | $1,346,000 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 96,089 | $1,345,000 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 77,290 | $1,345,000 | dollars as filed | |
| HAMILTON LANE INC | 407497106 | CL A | 21,048 | $1,344,000 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 20,573 | $1,339,000 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 18,353 | $1,338,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 19,888 | $1,336,000 | dollars as filed | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 55,047 | $1,329,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 28,670 | $1,327,000 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 296,374 | $1,327,000 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 514,169 | $1,326,000 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 36,044 | $1,326,000 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 50,000 | $1,325,000 | dollars as filed | call |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 151,413 | $1,324,000 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 126,817 | $1,323,000 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 72,258 | $1,323,000 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 168,417 | $1,323,000 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 70,395 | $1,323,000 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 62,704 | $1,322,000 | dollars as filed | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 27,857 | $1,322,000 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 13,703 | $1,321,000 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 46,819 | $1,320,000 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 7,978 | $1,318,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 53,270 | $1,318,000 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 24,575 | $1,317,000 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 9,246 | $1,311,000 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 39,354 | $1,311,000 | dollars as filed | |
| Tcv Acquisition Corp | G8704C124 | COM | 131,072 | $1,311,000 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 578,088 | $1,306,000 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 34,712 | $1,304,000 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 39,251 | $1,304,000 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 150,000 | $1,299,000 | dollars as filed | call |
| HONEST CO INC | 438333106 | COM | 428,562 | $1,290,000 | dollars as filed | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 8,600 | $1,288,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 104,531 | $1,287,000 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 32,052 | $1,286,000 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 43,441 | $1,285,000 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 46,009 | $1,281,000 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 104,271 | $1,280,000 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 19,115 | $1,278,000 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 45,501 | $1,278,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 50,661 | $1,278,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 26,832 | $1,277,000 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 712,868 | $1,276,000 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 121,591 | $1,275,000 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 61,907 | $1,273,000 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 44,894 | $1,271,000 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 102,361 | $1,268,000 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 20,270 | $1,268,000 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 190,748 | $1,266,000 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 23,969 | $1,264,000 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 36,222 | $1,264,000 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 9,000 | $1,263,000 | dollars as filed | put |
| LAM RESEARCH CORP | 512807108 | COM | 3,000 | $1,261,000 | dollars as filed | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 23,882 | $1,259,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 14,535 | $1,256,000 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 98,951 | $1,256,000 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 21,423 | $1,255,000 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 59,222 | $1,255,000 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 8,788 | $1,255,000 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 23,109 | $1,254,000 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 160,000 | $1,251,000 | dollars as filed | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 43,470 | $1,249,000 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 123,152 | $1,248,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 116,736 | $1,245,000 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 52,984 | $1,240,000 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 24,116 | $1,240,000 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 15,144 | $1,239,000 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 105,915 | $1,239,000 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 99,657 | $1,237,000 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 22,370 | $1,235,000 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 76,602 | $1,235,000 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 29,100 | $1,234,000 | dollars as filed | put |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 20,922 | $1,232,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 150,222 | $1,231,000 | dollars as filed | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 40,359 | $1,229,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 30,182 | $1,229,000 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 28,850 | $1,228,000 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 45,493 | $1,228,000 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 44,561 | $1,227,000 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 36,747 | $1,226,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 147,057 | $1,226,000 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 87,604 | $1,225,000 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 15,890 | $1,224,000 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 25,000 | $1,220,000 | dollars as filed | put |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 20,000 | $1,218,000 | dollars as filed | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 44,329 | $1,218,000 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 50,224 | $1,218,000 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 59,885 | $1,217,000 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 69,721 | $1,217,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 104,812 | $1,216,000 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 40,900 | $1,215,000 | dollars as filed | call |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 203,828 | $1,213,000 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 72,387 | $1,212,000 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 73,061 | $1,210,000 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 62,230 | $1,208,000 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 115,412 | $1,199,000 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 237,840 | $1,198,000 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 32,333 | $1,196,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 7,543 | $1,196,000 | dollars as filed | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 101,128 | $1,196,000 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 17,284 | $1,195,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 43,115 | $1,194,000 | dollars as filed | |
| CORE LABORATORIES N V | N22717107 | COM | 58,875 | $1,194,000 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 106,498 | $1,187,000 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 35,226 | $1,187,000 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 129,951 | $1,186,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 43,842 | $1,186,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 10,061 | $1,185,000 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 77,742 | $1,185,000 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 49,644 | $1,185,000 | dollars as filed | principal |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 23,780 | $1,182,000 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 139,781 | $1,181,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 71,508 | $1,181,000 | dollars as filed | |
| AGILYSYS INC | 00847J105 | COM | 14,887 | $1,178,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 45,232 | $1,176,000 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 63,692 | $1,176,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 58,277 | $1,175,000 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 71,573 | $1,170,000 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 142,816 | $1,167,000 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 247,650 | $1,167,000 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 8,113 | $1,167,000 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 30,369 | $1,166,000 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 103,118 | $1,161,000 | dollars as filed | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 47,423 | $1,160,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 145,362 | $1,160,000 | dollars as filed | |
| COLONNADE ACQUISITION CORP I | G2284B101 | SHS CL A | 115,170 | $1,160,000 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 153,123 | $1,158,000 | dollars as filed | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 20,000 | $1,157,000 | dollars as filed | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 26,049 | $1,155,000 | dollars as filed | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 570,000 | $1,155,000 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 48,336 | $1,152,000 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 9,414 | $1,152,000 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 13,347 | $1,152,000 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 97,051 | $1,150,000 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 10,000 | $1,149,000 | dollars as filed | put |
| PIMCO EQUITY SER | 72202L363 | CMN | 30,126 | $1,148,000 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 10,790 | $1,147,000 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 187,387 | $1,146,000 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 71,801 | $1,144,000 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 64,248 | $1,143,000 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 22,443 | $1,142,000 | dollars as filed | |
| ADDUS HOMECARE CORP | 006739106 | COM | 11,452 | $1,139,000 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 47,191 | $1,135,000 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 154,085 | $1,135,000 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 18,134 | $1,135,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 25,396 | $1,135,000 | dollars as filed | |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 33,774 | $1,135,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 39,407 | $1,132,000 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 120,041 | $1,131,000 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 47,861 | $1,131,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 43,198 | $1,131,000 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 155,210 | $1,130,000 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 19,891 | $1,129,000 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 57,802 | $1,129,000 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 25,645 | $1,129,000 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 89,347 | $1,128,000 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 39,718 | $1,127,000 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 106,201 | $1,126,000 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 25,887 | $1,126,000 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 53,601 | $1,121,000 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 117,958 | $1,114,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 44,905 | $1,113,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 103,318 | $1,112,000 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 103,095 | $1,109,000 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407105 | CLASS A ORD SHS | 111,434 | $1,108,000 | dollars as filed | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 28,703 | $1,106,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 14,517 | $1,105,000 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 71,927 | $1,104,000 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 11,000 | $1,103,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 14,026 | $1,102,000 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,970 | $1,101,000 | dollars as filed | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 58,085 | $1,101,000 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 23,964 | $1,100,000 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 29,718 | $1,099,000 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 74,936 | $1,098,000 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 208,216 | $1,097,000 | dollars as filed | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 46,992 | $1,093,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 24,214 | $1,091,000 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 15,834 | $1,091,000 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 34,899 | $1,089,000 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 470,000 | $1,086,000 | dollars as filed | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 31,300 | $1,085,000 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 54,252 | $1,084,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 26,577 | $1,084,000 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 14,897 | $1,083,000 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 9,600 | $1,082,000 | dollars as filed | put |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 18,338 | $1,082,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 214,498 | $1,077,000 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 59,169 | $1,073,000 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 43,188 | $1,071,000 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 151,308 | $1,071,000 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 85,133 | $1,070,000 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 44,013 | $1,070,000 | dollars as filed | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 88,567 | $1,067,000 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,799 | $1,067,000 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 105,323 | $1,066,000 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 11,915 | $1,066,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 19,486 | $1,066,000 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 78,180 | $1,065,000 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E109 | COM | 106,710 | $1,062,000 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 11,510 | $1,061,000 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 130,315 | $1,061,000 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 18,150 | $1,060,000 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 63,459 | $1,059,000 | dollars as filed | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 33,144 | $1,058,000 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 105,374 | $1,056,000 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 46,060 | $1,055,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 22,602 | $1,054,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 61,365 | $1,053,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 59,533 | $1,052,000 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 35,087 | $1,051,000 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 17,269 | $1,050,000 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 9,639 | $1,048,000 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 94,161 | $1,047,000 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 21,155 | $1,044,000 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 118,738 | $1,041,000 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 18,957 | $1,040,000 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 104,100 | $1,040,000 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 25,426 | $1,039,000 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 10,966 | $1,038,000 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 33,755 | $1,038,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 114,523 | $1,037,000 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 235,476 | $1,036,000 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 219,026 | $1,036,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 49,109 | $1,036,000 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 19,815 | $1,034,000 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 76,546 | $1,032,000 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 40,960 | $1,030,000 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 32,877 | $1,029,000 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 102,134 | $1,028,000 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 21,046 | $1,027,000 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 25,532 | $1,027,000 | dollars as filed | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 41,097 | $1,027,000 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 41,384 | $1,024,000 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 18,465 | $1,022,000 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 90,504 | $1,019,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 105,350 | $1,019,000 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 47,889 | $1,018,000 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 460,676 | $1,013,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 12,859 | $1,012,000 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 55,378 | $1,007,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 35,419 | $1,007,000 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 18,805 | $1,005,000 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 22,100 | $1,004,000 | dollars as filed | put |
| LTC PPTYS INC COM | 502175102 | REIT | 28,266 | $1,003,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 142,481 | $999,000 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 84,083 | $996,000 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 44,500 | $995,000 | dollars as filed | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 27,914 | $993,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-006880 | this filing | 2023-02-14 | acceptance time not in the bulk data set |