13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 7,518 holding rows worth $348,911,657,000.
- Accession
- 0001140361-23-006880
- Filer
- CIK 1000275
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 30,147 entries on the cover page, a total value of $348,911,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $348,911,657,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc. 028-14116
- included managerRBC CMA LLC 028-11273
- included managerRBC Capital Markets, LLC 028-04069
- included managerRBC Global Asset Management (U.S.) 028-10228
- included managerRBC Dominion Securities Inc. 028-11322
- included managerBlueBay Asset Management LLP 028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc. 028-11271
- included managerRBC Private Counsel (USA) Inc. 028-11454
- included managerRoyal Trust Corporation of Canada 028-11393
- included managerRBC Trustees (Jersey) LTD 028-13008
- included managerRBC Trust Company (International) Ltd 028-13471
- included managerRBC Trust Company (Delaware) Ltd 028-13779
- included managerRBC Global Asset Management (UK) Ltd 028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd 028-12564
- included managerCity National Bank 028-04805
- included managerCity National Rochdale, LLC 028-05392
- included managerSymphonic Financial Advisors LLC 028-12672
- included managerRBC Dominion Securities Global Ltd 028-17163
- included managerEnvestnet Asset Management INC 028-13411
- included managerAlaska Permanent Fund Corp 028-20231
- included managerBREWIN DOLPHIN Ltd 028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT 028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 158,929 | $11,593,000 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 235,694 | $11,587,000 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 41,969 | $11,583,000 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,220,792 | $11,573,000 | dollars as filed | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 200,000 | $11,566,000 | dollars as filed | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100,621 | $11,564,000 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 480,921 | $11,551,000 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 123,582 | $11,549,000 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 137,000 | $11,508,000 | dollars as filed | put |
| CBIZ INC | 124805102 | COM | 245,100 | $11,482,000 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 513,662 | $11,470,000 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,035,578 | $11,379,000 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 169,146 | $11,375,000 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 114,534 | $11,371,000 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 233,392 | $11,362,000 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 376,876 | $11,356,000 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 356,000 | $11,317,000 | dollars as filed | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,305,828 | $11,309,000 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 227,712 | $11,308,000 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 505,133 | $11,290,000 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 1,114,514 | $11,289,000 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 131,111 | $11,284,000 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 403,000 | $11,272,000 | dollars as filed | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 107,127 | $11,269,000 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 100,695 | $11,267,000 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 35,000 | $11,213,000 | dollars as filed | call |
| SIGNIFY HEALTH INC | 82671G100 | COM | 391,180 | $11,211,000 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 13,606,000 | $11,198,000 | dollars as filed | principal |
| FIRST AMERN FINL CORP | 31847R102 | COM | 213,664 | $11,184,000 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 66,007 | $11,175,000 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 109,272 | $11,173,000 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 192,618 | $11,164,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 240,667 | $11,150,000 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 260,000 | $11,099,000 | dollars as filed | put |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 260,000 | $11,099,000 | dollars as filed | call |
| TWILIO INC CL A | 90138F102 | Stock | 226,519 | $11,090,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 158,200 | $11,088,000 | dollars as filed | put |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 392,044 | $11,083,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 131,319 | $11,071,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 85,700 | $11,069,000 | dollars as filed | put |
| POLARIS INC COM | 731068102 | Stock | 109,454 | $11,054,000 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 504,577 | $11,045,000 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 290,000 | $11,040,000 | dollars as filed | put |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 232,048 | $11,034,000 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 362,997 | $11,025,000 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 676,473 | $10,999,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 490,734 | $10,988,000 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 332,589 | $10,962,000 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 185,000 | $10,952,000 | dollars as filed | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 210,263 | $10,947,000 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 358,302 | $10,892,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 131,662 | $10,875,000 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 2,066,389 | $10,786,000 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 569,643 | $10,781,000 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 520,795 | $10,765,000 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 71,788 | $10,753,000 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 292,284 | $10,753,000 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 202,476 | $10,742,000 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 58,484 | $10,722,000 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 1,340,074 | $10,720,000 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 50,000 | $10,715,000 | dollars as filed | put |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 295,225 | $10,705,000 | dollars as filed | |
| Intel Corp | 458140100 | COM | 405,000 | $10,704,000 | dollars as filed | put |
| AMETEK INC COM | 031100100 | Stock | 76,500 | $10,689,000 | dollars as filed | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 165,000 | $10,671,000 | dollars as filed | put |
| UnitedHealth Group Inc | 91324P102 | COM | 20,000 | $10,604,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 385,361 | $10,582,000 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 120,000 | $10,571,000 | dollars as filed | put |
| INSTEEL INDS INC | 45774W108 | COM | 382,943 | $10,538,000 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 261,473 | $10,525,000 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 493,496 | $10,512,000 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 221,171 | $10,505,000 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 945,348 | $10,484,000 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 125,000 | $10,450,000 | dollars as filed | call |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 4,426 | $10,376,000 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 377,901 | $10,362,000 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 569,194 | $10,360,000 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 1,100,067 | $10,339,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 116,000 | $10,293,000 | dollars as filed | put |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 10,556,000 | $10,292,000 | dollars as filed | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 212,500 | $10,264,000 | dollars as filed | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 145,171 | $10,217,000 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 498,504 | $10,216,000 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 109,500 | $10,204,000 | dollars as filed | put |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 125,000 | $10,194,000 | dollars as filed | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 124,231 | $10,182,000 | dollars as filed | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 100,956 | $10,176,000 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 64,767 | $10,172,000 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 50,221 | $10,166,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 797,687 | $10,146,000 | dollars as filed | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 239,909 | $10,118,000 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 30,200 | $10,115,000 | dollars as filed | put |
| Cyber Security ETF | 26924G201 | Common | 229,524 | $10,110,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 374,119 | $10,108,000 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 100,000 | $10,092,000 | dollars as filed | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,092,288 | $10,072,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 206,300 | $10,055,000 | dollars as filed | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 126,815 | $10,040,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 164,626 | $10,039,000 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 225,000 | $10,031,000 | dollars as filed | put |
| OLIN CORP | 680665205 | COM PAR $1 | 189,264 | $10,019,000 | dollars as filed | |
| WEX INC | 96208T104 | COM | 61,226 | $10,019,000 | dollars as filed | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 204,304 | $10,011,000 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 1,169,201 | $10,008,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 352,658 | $9,984,000 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 118,845 | $9,980,000 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 268,208 | $9,948,000 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 287,200 | $9,946,000 | dollars as filed | call |
| MASIMO CORP COM | 574795100 | Stock | 67,233 | $9,945,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 256,639 | $9,942,000 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 369,758 | $9,935,000 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 146,474 | $9,924,000 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 129,126 | $9,921,000 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 100,000 | $9,920,000 | dollars as filed | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 550,910 | $9,917,000 | dollars as filed | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 10,101,000 | $9,905,000 | dollars as filed | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 286,000 | $9,904,000 | dollars as filed | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 132,663 | $9,900,000 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 224,640 | $9,881,000 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 64,403 | $9,876,000 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 123,768 | $9,871,000 | dollars as filed | |
| OAK STR HEALTH INC | 67181A107 | COM | 458,707 | $9,867,000 | dollars as filed | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 273,856 | $9,856,000 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 423,886 | $9,855,000 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 109,473 | $9,850,000 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 223,226 | $9,824,000 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 152,248 | $9,821,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 198,446 | $9,815,000 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 90,088 | $9,768,000 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,083,542 | $9,762,000 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 308,900 | $9,746,000 | dollars as filed | call |
| PACER FDS TR | 69374H691 | mc | 281,422 | $9,727,000 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 156,167 | $9,722,000 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 223,459 | $9,714,000 | dollars as filed | |
| ATLAS CORP | Y0436Q109 | COM | 632,946 | $9,709,000 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 305,700 | $9,700,000 | dollars as filed | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 100,905 | $9,700,000 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 110,817 | $9,697,000 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 140,437 | $9,696,000 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 128,699 | $9,693,000 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 129,717 | $9,687,000 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 153,333 | $9,675,000 | dollars as filed | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 443,152 | $9,665,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 8,554,000 | $9,660,000 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 18,360,000 | $9,639,000 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 12,469,000 | $9,637,000 | dollars as filed | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 7,710,000 | $9,632,000 | dollars as filed | principal |
| LEAR CORP COM NEW | 521865204 | Stock | 77,426 | $9,603,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 104,907 | $9,591,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 526,303 | $9,589,000 | dollars as filed | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 153,382 | $9,588,000 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 97,805 | $9,577,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 429,417 | $9,563,000 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 102,771 | $9,558,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 152,244 | $9,556,000 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 8,119,000 | $9,544,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 260,354 | $9,508,000 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 69,261 | $9,507,000 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 192,042 | $9,503,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 151,805 | $9,497,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 228,790 | $9,447,000 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 135,443 | $9,445,000 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 82,519 | $9,439,000 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 209,273 | $9,414,000 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 193,637 | $9,409,000 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 78,442 | $9,402,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 386,372 | $9,366,000 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 390,578 | $9,338,000 | dollars as filed | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 136,079 | $9,333,000 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 56,800 | $9,317,000 | dollars as filed | call |
| WOODWARD INC COM | 980745103 | Stock | 96,336 | $9,307,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 180,106 | $9,297,000 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 150,182 | $9,293,000 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 136,965 | $9,257,000 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 398,881 | $9,255,000 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 307,628 | $9,239,000 | dollars as filed | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 411,377 | $9,231,000 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 284,659 | $9,218,000 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 10,500,000 | $9,214,000 | dollars as filed | principal |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 126,475 | $9,192,000 | dollars as filed | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 12,137,000 | $9,192,000 | dollars as filed | principal |
| GAMING & LEISURE P COM | 36467J108 | REIT | 176,404 | $9,188,000 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 85,145 | $9,181,000 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 316,463 | $9,174,000 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 376,285 | $9,144,000 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 40,000 | $9,136,000 | dollars as filed | put |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 721,888 | $9,132,000 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 8,393,000 | $9,128,000 | dollars as filed | principal |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 184,280 | $9,108,000 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 191,834 | $9,106,000 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 156,603 | $9,096,000 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 175,263 | $9,094,000 | dollars as filed | |
| TORO CO | 891092108 | COM | 80,213 | $9,080,000 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 374,200 | $9,077,000 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 740,962 | $9,070,000 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 119,762 | $9,069,000 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 1,083,695 | $9,061,000 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 108,845 | $9,057,000 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 140,000 | $9,054,000 | dollars as filed | call |
| CACI INTL INC CL A | 127190304 | Stock | 30,066 | $9,036,000 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 60,993 | $9,030,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 104,651 | $9,007,000 | dollars as filed | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 441,915 | $9,002,000 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,519,647 | $8,995,000 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 178,300 | $8,985,000 | dollars as filed | put |
| BLOCK H & R INC COM | 093671105 | Stock | 245,978 | $8,981,000 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 795,251 | $8,963,000 | dollars as filed | |
| PRICESMART INC COM | 741511109 | Stock | 146,774 | $8,921,000 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 176,136 | $8,879,000 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 264,227 | $8,860,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,747,265 | $8,859,000 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 209,200 | $8,856,000 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 140,000 | $8,854,000 | dollars as filed | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 887,688 | $8,850,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 227,264 | $8,832,000 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 182,800 | $8,787,000 | dollars as filed | call |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 132,909 | $8,759,000 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 293,174 | $8,748,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 8,297,000 | $8,745,000 | dollars as filed | principal |
| Vanguard Materials ETF | 92204A801 | SHS | 51,264 | $8,725,000 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 170,100 | $8,716,000 | dollars as filed | call |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 8,060,000 | $8,677,000 | dollars as filed | principal |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 253,310 | $8,673,000 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 309,474 | $8,653,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 182,631 | $8,618,000 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 830,829 | $8,599,000 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 201,209 | $8,596,000 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 187,800 | $8,584,000 | dollars as filed | put |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 49,952 | $8,579,000 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 64,500 | $8,552,000 | dollars as filed | call |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 427,933 | $8,537,000 | dollars as filed | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 281,066 | $8,531,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 175,176 | $8,521,000 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 224,400 | $8,487,000 | dollars as filed | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 162,432 | $8,456,000 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 130,156 | $8,444,000 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 193,038 | $8,432,000 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 445,272 | $8,429,000 | dollars as filed | |
| PATRICK INDS INC | 703343103 | COM | 138,925 | $8,419,000 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 25,100 | $8,407,000 | dollars as filed | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 79,561 | $8,406,000 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,474,329 | $8,403,000 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 8,813,000 | $8,394,000 | dollars as filed | principal |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 299,856 | $8,375,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 112,827 | $8,375,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 42,500 | $8,366,000 | dollars as filed | put |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 473,222 | $8,362,000 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 934,135 | $8,360,000 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 297,665 | $8,358,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,543,053 | $8,291,000 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 452,280 | $8,289,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 256,357 | $8,286,000 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 9,085,000 | $8,286,000 | dollars as filed | principal |
| Texas Instruments Incorporated | 882508104 | COM | 50,000 | $8,261,000 | dollars as filed | call |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 199,900 | $8,246,000 | dollars as filed | call |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 245,096 | $8,237,000 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 231,058 | $8,232,000 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 150,872 | $8,214,000 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 694,742 | $8,191,000 | dollars as filed | |
| BALL CORP | 058498106 | COM | 160,031 | $8,184,000 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 385,761 | $8,177,000 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 100,000 | $8,174,000 | dollars as filed | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 477,389 | $8,173,000 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 315,165 | $8,163,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 404,168 | $8,145,000 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 178,008 | $8,121,000 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 45,000 | $8,117,000 | dollars as filed | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 215,000 | $8,106,000 | dollars as filed | put |
| CONFLUENT INC | 20717M103 | CLASS A COM | 363,820 | $8,092,000 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 353,216 | $8,075,000 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 8,189,000 | $8,075,000 | dollars as filed | principal |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 615,165 | $8,071,000 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 165,764 | $8,060,000 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 43,301 | $8,059,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 390,867 | $8,034,000 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,740,671 | $8,025,000 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 75,395 | $8,022,000 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,246,591 | $8,002,000 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 143,043 | $8,000,000 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 274,745 | $7,973,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 296,763 | $7,971,000 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 88,269 | $7,968,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 99,437 | $7,962,000 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,026,221 | $7,958,000 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 191,176 | $7,953,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 148,710 | $7,946,000 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 60,406 | $7,930,000 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 122,300 | $7,921,000 | dollars as filed | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 539,756 | $7,907,000 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 45,574 | $7,898,000 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 11,062 | $7,874,000 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 83,081 | $7,871,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 174,769 | $7,868,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 380,891 | $7,866,000 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 60,680 | $7,866,000 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 143,835 | $7,860,000 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 115,634 | $7,849,000 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 110,000 | $7,832,000 | dollars as filed | call |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 521,196 | $7,827,000 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 170,197 | $7,824,000 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 6,740 | $7,817,000 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 5,818,000 | $7,795,000 | dollars as filed | principal |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 252,860 | $7,793,000 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 80,000 | $7,790,000 | dollars as filed | call |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,590,000 | $7,774,000 | dollars as filed | principal |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 228,994 | $7,740,000 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 302,922 | $7,719,000 | dollars as filed | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 7,972,000 | $7,703,000 | dollars as filed | principal |
| HEICO CORP NEW COM | 422806109 | Stock | 50,131 | $7,702,000 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 8,519,000 | $7,693,000 | dollars as filed | principal |
| GENPACT LIMITED SHS | G3922B107 | Stock | 165,729 | $7,675,000 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 110,000 | $7,671,000 | dollars as filed | call |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 7,012,000 | $7,668,000 | dollars as filed | principal |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 299,594 | $7,654,000 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 6,786,000 | $7,644,000 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 145,259 | $7,639,000 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 200,000 | $7,614,000 | dollars as filed | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 203,800 | $7,614,000 | dollars as filed | call |
| MUELLER INDS INC COM | 624756102 | Stock | 128,863 | $7,604,000 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 198,086 | $7,601,000 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 42,095 | $7,593,000 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 50,000 | $7,578,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 174,771 | $7,555,000 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 187,494 | $7,546,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 82,408 | $7,545,000 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 148,869 | $7,540,000 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 637,593 | $7,523,000 | dollars as filed | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 52,921 | $7,518,000 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 156,093 | $7,500,000 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 349,396 | $7,499,000 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 308,524 | $7,494,000 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 90,000 | $7,493,000 | dollars as filed | put |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 242,597 | $7,479,000 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 92,183 | $7,476,000 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 104,800 | $7,464,000 | dollars as filed | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 301,754 | $7,462,000 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 19,690 | $7,460,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 155,574 | $7,426,000 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 554,472 | $7,424,000 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 105,283 | $7,416,000 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 530,720 | $7,409,000 | dollars as filed | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 55,872 | $7,393,000 | dollars as filed | |
| TETRA TECH INC NEW | 88162G103 | COM | 50,886 | $7,387,000 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,262,040 | $7,383,000 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 194,422 | $7,348,000 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 312,625 | $7,337,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 122,588 | $7,324,000 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 52,635 | $7,300,000 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 106,973 | $7,297,000 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 100,700 | $7,288,000 | dollars as filed | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 102,613 | $7,278,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 154,620 | $7,276,000 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 60,473 | $7,275,000 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 113,392 | $7,274,000 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 300,251 | $7,270,000 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 86,007 | $7,269,000 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 3,600 | $7,255,000 | dollars as filed | call |
| DOLE PLC | G27907107 | ORD SHS | 750,395 | $7,242,000 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 359,874 | $7,237,000 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 52,900 | $7,236,000 | dollars as filed | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 258,312 | $7,225,000 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 76,678 | $7,219,000 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 230,985 | $7,210,000 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 150,000 | $7,199,000 | dollars as filed | put |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 150,000 | $7,199,000 | dollars as filed | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 116,000 | $7,198,000 | dollars as filed | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 190,000 | $7,163,000 | dollars as filed | call |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 141,401 | $7,134,000 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 205,255 | $7,130,000 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 56,973 | $7,126,000 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 626,619 | $7,124,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 249,837 | $7,088,000 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 86,584 | $7,061,000 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 135,800 | $7,060,000 | dollars as filed | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 146,067 | $7,056,000 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 355,055 | $7,056,000 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 3,500 | $7,053,000 | dollars as filed | put |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 370,510 | $7,038,000 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 33,233 | $7,027,000 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 209,797 | $7,009,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 7,491,378 | $7,004,000 | dollars as filed | principal |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 415,140 | $7,003,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 141,129 | $6,993,000 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,112,875 | $6,988,000 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 271,118 | $6,984,000 | dollars as filed | |
| American Express Company | 025816109 | COM | 47,200 | $6,974,000 | dollars as filed | call |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 206,412 | $6,961,000 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 849,743 | $6,959,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 198,416 | $6,948,000 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 141,661 | $6,941,000 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 406,816 | $6,927,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 326,442 | $6,911,000 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 135,441 | $6,907,000 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 161,121 | $6,904,000 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 394,089 | $6,885,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 78,000 | $6,882,000 | dollars as filed | call |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 289,253 | $6,870,000 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 64,000 | $6,867,000 | dollars as filed | call |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 270,000 | $6,861,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 188,403 | $6,860,000 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 157,536 | $6,853,000 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 232,584 | $6,852,000 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 100,079 | $6,850,000 | dollars as filed | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 11,500,000 | $6,843,000 | dollars as filed | principal |
| Applied Materials,Inc. | 038222105 | COM | 70,000 | $6,817,000 | dollars as filed | put |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 90,451 | $6,811,000 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 180,000 | $6,808,000 | dollars as filed | put |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 7,752,000 | $6,783,000 | dollars as filed | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 141,000 | $6,778,000 | dollars as filed | put |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 221,113 | $6,769,000 | dollars as filed | |
| EA SERIES TRUST | 02072L680 | STRIVE 500 ETF | 278,679 | $6,761,000 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 5,646,000 | $6,745,000 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 8,149,000 | $6,703,000 | dollars as filed | principal |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 157,150 | $6,693,000 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 129,073 | $6,685,000 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 65,325 | $6,676,000 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 320,546 | $6,672,000 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 99,377 | $6,664,000 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 658,262 | $6,648,000 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 326,873 | $6,642,000 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 159,620 | $6,629,000 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 85,277 | $6,613,000 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 362,688 | $6,611,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 153,963 | $6,611,000 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 57,410 | $6,608,000 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 6,681,000 | $6,604,000 | dollars as filed | principal |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 385,670 | $6,599,000 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 287,918 | $6,565,000 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 281,424 | $6,551,000 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 162,909 | $6,544,000 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 145,358 | $6,542,000 | dollars as filed | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 138,749 | $6,504,000 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 212,091 | $6,494,000 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 28,000 | $6,489,000 | dollars as filed | call |
| CNH INDL N V SHS | N20944109 | Stock | 403,187 | $6,477,000 | dollars as filed | |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 7,000,000 | $6,472,000 | dollars as filed | principal |
| RAYONIER INC COM | 754907103 | REIT | 196,270 | $6,468,000 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 561,701 | $6,459,000 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 6,643,000 | $6,441,000 | dollars as filed | principal |
| ISHARES TR | 464287192 | US TRSPRTION | 30,151 | $6,438,000 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 236,640 | $6,437,000 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 130,014 | $6,430,000 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 97,610 | $6,403,000 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 121,728 | $6,396,000 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 1,984,692 | $6,391,000 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 118,192 | $6,388,000 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 112,000 | $6,378,000 | dollars as filed | call |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 134,216 | $6,376,000 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 1,195,948 | $6,362,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 36,496 | $6,359,000 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 172,099 | $6,359,000 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 181,245 | $6,357,000 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 263,039 | $6,352,000 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 291,102 | $6,346,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 101,504 | $6,326,000 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 70,793 | $6,320,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 131,830 | $6,319,000 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 426,262 | $6,304,000 | dollars as filed | |
| KBHOME | 48666K109 | COM | 197,451 | $6,288,000 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 994,389 | $6,284,000 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 78,632 | $6,279,000 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 6,957,000 | $6,279,000 | dollars as filed | principal |
| NUTANIX INC CL A | 67059N108 | Stock | 240,898 | $6,276,000 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 234,774 | $6,264,000 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 315,935 | $6,240,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 209,269 | $6,221,000 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 178,802 | $6,218,000 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 107,020 | $6,201,000 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 22,649 | $6,196,000 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 35,000 | $6,183,000 | dollars as filed | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 56,535 | $6,167,000 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 342,112 | $6,161,000 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 351,949 | $6,159,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 90,914 | $6,159,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 3,898,000 | $6,159,000 | dollars as filed | principal |
| EVERPURE INC CL A | 74624M102 | Stock | 229,313 | $6,137,000 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 134,386 | $6,131,000 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 256,920 | $6,129,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 94,651 | $6,126,000 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 86,000 | $6,125,000 | dollars as filed | call |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 160,964 | $6,123,000 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 300,469 | $6,118,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 159,777 | $6,097,000 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 179,400 | $6,091,000 | dollars as filed | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 131,052 | $6,090,000 | dollars as filed | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 228,069 | $6,087,000 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 366,293 | $6,081,000 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 102,103 | $6,080,000 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 50,000 | $6,068,000 | dollars as filed | call |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 313,053 | $6,064,000 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 267,032 | $6,064,000 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,309,028 | $6,060,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 113,969 | $6,059,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 214,969 | $6,056,000 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 334,800 | $6,053,000 | dollars as filed | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 155,070 | $6,046,000 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 5,753,000 | $6,041,000 | dollars as filed | principal |
| AbbVie,Inc. | 00287Y109 | COM | 37,300 | $6,028,000 | dollars as filed | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 50,000 | $6,017,000 | dollars as filed | put |
| VISTEON CORP | 92839U206 | COM NEW | 45,932 | $6,010,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-006880 | this filing | 2023-02-14 | acceptance time not in the bulk data set |