13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 7,518 holding rows worth $348,911,657,000.
- Accession
- 0001140361-23-006880
- Filer
- CIK 1000275
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 30,147 entries on the cover page, a total value of $348,911,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $348,911,657,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc. 028-14116
- included managerRBC CMA LLC 028-11273
- included managerRBC Capital Markets, LLC 028-04069
- included managerRBC Global Asset Management (U.S.) 028-10228
- included managerRBC Dominion Securities Inc. 028-11322
- included managerBlueBay Asset Management LLP 028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc. 028-11271
- included managerRBC Private Counsel (USA) Inc. 028-11454
- included managerRoyal Trust Corporation of Canada 028-11393
- included managerRBC Trustees (Jersey) LTD 028-13008
- included managerRBC Trust Company (International) Ltd 028-13471
- included managerRBC Trust Company (Delaware) Ltd 028-13779
- included managerRBC Global Asset Management (UK) Ltd 028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd 028-12564
- included managerCity National Bank 028-04805
- included managerCity National Rochdale, LLC 028-05392
- included managerSymphonic Financial Advisors LLC 028-12672
- included managerRBC Dominion Securities Global Ltd 028-17163
- included managerEnvestnet Asset Management INC 028-13411
- included managerAlaska Permanent Fund Corp 028-20231
- included managerBREWIN DOLPHIN Ltd 028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT 028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARRICK GOLD CORP | 067901108 | COM | 1,502,800 | $25,819,000 | dollars as filed | call |
| SMUCKER J M CO | 832696405 | COM NEW | 162,757 | $25,792,000 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 122,254 | $25,788,000 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 170,000 | $25,765,000 | dollars as filed | put |
| SIMPSON MFG INC | 829073105 | COM | 290,602 | $25,765,000 | dollars as filed | |
| EPLUS INC | 294268107 | COM | 581,432 | $25,746,000 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 352,500 | $25,743,000 | dollars as filed | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,192,900 | $25,735,000 | dollars as filed | put |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 612,003 | $25,544,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 792,986 | $25,543,000 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 139,515 | $25,481,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 26,166,000 | $25,452,000 | dollars as filed | principal |
| Automatic Data Processing,Inc. | 053015103 | COM | 106,500 | $25,439,000 | dollars as filed | put |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 603,646 | $25,438,000 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 598,721 | $25,374,000 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 149,400 | $25,344,000 | dollars as filed | call |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 793,407 | $25,183,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 526,676 | $25,165,000 | dollars as filed | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 131,401 | $25,155,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 876,500 | $25,120,000 | dollars as filed | put |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 28,980,000 | $25,103,000 | dollars as filed | principal |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 130,078 | $24,921,000 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 256,746 | $24,765,000 | dollars as filed | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 332,000 | $24,764,000 | dollars as filed | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 500,833 | $24,756,000 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 3,450,810 | $24,673,000 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 6,089,508 | $24,601,000 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 318,038 | $24,577,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 23,370,000 | $24,539,000 | dollars as filed | principal |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 418,667 | $24,484,000 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 77,500 | $24,479,000 | dollars as filed | put |
| ETSY INC | 29786A106 | COM | 204,300 | $24,471,000 | dollars as filed | call |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 1,132,626 | $24,465,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 344,141 | $24,451,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 846,500 | $24,261,000 | dollars as filed | call |
| HENRY JACK & ASSOC INC | 426281101 | COM | 138,200 | $24,261,000 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 656,767 | $24,254,000 | dollars as filed | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 980,845 | $24,227,000 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 444,748 | $24,212,000 | dollars as filed | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 703,899 | $24,165,000 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 651,432 | $24,154,000 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 391,112 | $24,131,000 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 60,288 | $24,065,000 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 229,232 | $24,033,000 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 1,744,777 | $24,025,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,014,159 | $24,004,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 968,902 | $24,000,000 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 205,000 | $23,987,000 | dollars as filed | put |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 697,042 | $23,978,000 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 1,540,003 | $23,962,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 607,072 | $23,901,000 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 408,200 | $23,835,000 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 885,561 | $23,795,000 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 732,864 | $23,619,000 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 400,288 | $23,617,000 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 291,456 | $23,570,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 116,101 | $23,561,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 521,792 | $23,559,000 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 324,640 | $23,489,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 1,475,271 | $23,471,000 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 517,896 | $23,456,000 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 139,990 | $23,423,000 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 264,662 | $23,421,000 | dollars as filed | |
| TERRENO RLTY CORP | 88146M101 | COM | 411,229 | $23,388,000 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 91,158 | $23,323,000 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,093,037 | $23,317,000 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 468,132 | $23,308,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,360,341 | $23,248,000 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 192,321 | $23,184,000 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 349,494 | $23,176,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 788,027 | $23,152,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 469,135 | $23,110,000 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 113,502 | $23,014,000 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,299,585 | $22,923,000 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 139,564 | $22,879,000 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 407,475 | $22,848,000 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 934,510 | $22,689,000 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 362,223 | $22,673,000 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 181,584 | $22,656,000 | dollars as filed | |
| CHEMED CORP NEW | 16359R103 | COM | 44,283 | $22,603,000 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 445,179 | $22,574,000 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 623,608 | $22,567,000 | dollars as filed | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 191,432 | $22,458,000 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 125,000 | $22,436,000 | dollars as filed | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 805,825 | $22,337,000 | dollars as filed | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 254,800 | $22,306,000 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 259,534 | $22,217,000 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 263,500 | $22,184,000 | dollars as filed | put |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 251,647 | $22,103,000 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 36,896 | $22,086,000 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 18,205,000 | $21,988,000 | dollars as filed | principal |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 149,092 | $21,942,000 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 272,453 | $21,854,000 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 112,412 | $21,849,000 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 220,000 | $21,824,000 | dollars as filed | put |
| PACER FDS TR | 69374H717 | CMN | 538,775 | $21,799,000 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 54,414 | $21,761,000 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 260,200 | $21,753,000 | dollars as filed | put |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 867,557 | $21,715,000 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,702,392 | $21,622,000 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 215,786 | $21,537,000 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 378,466 | $21,535,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 350,000 | $21,529,000 | dollars as filed | put |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 1,296,029 | $21,476,000 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 191,684 | $21,450,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 353,767 | $21,435,000 | dollars as filed | |
| COHU INC | 192576106 | COM | 667,246 | $21,386,000 | dollars as filed | |
| ALAMO GROUP INC | 011311107 | COM | 150,313 | $21,284,000 | dollars as filed | |
| STORE CAP CORP | 862121100 | COM | 663,086 | $21,258,000 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 156,883 | $21,244,000 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 166,059 | $21,241,000 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 626,665 | $21,200,000 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 663,493 | $21,112,000 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 279,597 | $21,108,000 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 65,345 | $21,068,000 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 427,036 | $21,006,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 380,211 | $20,957,000 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 408,944 | $20,917,000 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 72,059 | $20,835,000 | dollars as filed | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 457,611 | $20,807,000 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 416,206 | $20,794,000 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,015,798 | $20,763,000 | dollars as filed | |
| MKS INC. COM | 55306N104 | Stock | 244,943 | $20,753,000 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 100,000 | $20,707,000 | dollars as filed | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 243,607 | $20,678,000 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 163,811 | $20,665,000 | dollars as filed | |
| MANNKIND CORP | 56400PAQ5 | NOTE 2.500% 3/0 | 17,043,000 | $20,656,000 | dollars as filed | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 45,000 | $20,543,000 | dollars as filed | put |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 396,153 | $20,498,000 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 140,000 | $20,460,000 | dollars as filed | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 292,425 | $20,458,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 434,562 | $20,416,000 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 996,262 | $20,409,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 280,329 | $20,397,000 | dollars as filed | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 631,710 | $20,357,000 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 163,051 | $20,350,000 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 403,400 | $20,327,000 | dollars as filed | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 643,560 | $20,311,000 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 552,775 | $20,276,000 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 86,334 | $20,259,000 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,507,449 | $20,231,000 | dollars as filed | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 1,000,812 | $20,157,000 | dollars as filed | |
| TECHTARGET INC | 87874R100 | COM | 454,261 | $20,015,000 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 820,523 | $19,955,000 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 112,750 | $19,942,000 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,771,998 | $19,935,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 751,691 | $19,913,000 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 282,044 | $19,896,000 | dollars as filed | |
| Boeing Company | 097023105 | COM | 104,100 | $19,830,000 | dollars as filed | put |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 515,250 | $19,821,000 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,228,252 | $19,786,000 | dollars as filed | |
| NUVASIVE INC | 670704105 | COM | 479,751 | $19,786,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 505,399 | $19,776,000 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 269,280 | $19,765,000 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 526,280 | $19,730,000 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 18,585,000 | $19,724,000 | dollars as filed | principal |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 548,500 | $19,719,000 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 939,140 | $19,704,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 684,259 | $19,694,000 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 436,101 | $19,690,000 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 20,865,000 | $19,687,000 | dollars as filed | principal |
| WELLTOWER INC COM | 95040Q104 | REIT | 300,000 | $19,665,000 | dollars as filed | put |
| LENNOX INTL INC COM | 526107107 | Stock | 82,073 | $19,635,000 | dollars as filed | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,430,816 | $19,617,000 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 115,000 | $19,509,000 | dollars as filed | put |
| INVESCO LTD SHS | G491BT108 | Stock | 1,083,639 | $19,495,000 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 1,006,221 | $19,339,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 425,000 | $19,325,000 | dollars as filed | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 162,500 | $19,318,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 377,935 | $19,309,000 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 918,700 | $19,302,000 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 1,262,382 | $19,226,000 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 220,900 | $19,192,000 | dollars as filed | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 369,000 | $19,184,000 | dollars as filed | call |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 584,138 | $19,170,000 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 505,400 | $19,155,000 | dollars as filed | put |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 1,499,939 | $19,154,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 506,845 | $19,145,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 1,014,618 | $19,085,000 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 150,000 | $19,029,000 | dollars as filed | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 335,241 | $19,025,000 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 500,103 | $19,009,000 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 1,179,602 | $18,955,000 | dollars as filed | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 292,861 | $18,945,000 | dollars as filed | principal |
| DATADOGINCCLASSA | 23804L103 | STOK | 257,536 | $18,929,000 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,348,324 | $18,928,000 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 157,900 | $18,913,000 | dollars as filed | put |
| iShares Silver Trust | 46428Q109 | COM | 858,700 | $18,908,000 | dollars as filed | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 378,722 | $18,865,000 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 230,300 | $18,825,000 | dollars as filed | call |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 338,334 | $18,798,000 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 91,145 | $18,721,000 | dollars as filed | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 473,580 | $18,694,000 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,833,595 | $18,646,000 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 200,000 | $18,638,000 | dollars as filed | call |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 542,594 | $18,601,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 210,400 | $18,564,000 | dollars as filed | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 69,345 | $18,564,000 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 286,500 | $18,557,000 | dollars as filed | put |
| SNAP ON INC COM | 833034101 | Stock | 81,186 | $18,551,000 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 4,177,389 | $18,506,000 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 137,349 | $18,485,000 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,013,764 | $18,481,000 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 453,871 | $18,454,000 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 178,311 | $18,451,000 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 230,232 | $18,388,000 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 1,261,067 | $18,386,000 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 787,187 | $18,380,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 307,258 | $18,369,000 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 352,668 | $18,349,000 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 389,310 | $18,339,000 | dollars as filed | |
| MGC | 921910873 | COM | 138,322 | $18,315,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 510,329 | $18,301,000 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 801,064 | $18,193,000 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 3,023,675 | $18,141,000 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 109,260 | $18,130,000 | dollars as filed | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 994,135 | $18,094,000 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,010,000 | $18,018,000 | dollars as filed | call |
| FORTIS INC | 349553107 | COM | 450,000 | $18,018,000 | dollars as filed | put |
| Micron Technology,Inc. | 595112103 | COM | 359,000 | $17,943,000 | dollars as filed | put |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 357,053 | $17,927,000 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 515,511 | $17,867,000 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 242,649 | $17,833,000 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 156,907 | $17,796,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 163,218 | $17,748,000 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 347,889 | $17,730,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 555,956 | $17,696,000 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 194,136 | $17,694,000 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 60,001 | $17,665,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 726,831 | $17,648,000 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 400,000 | $17,548,000 | dollars as filed | put |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 274,705 | $17,523,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 437,526 | $17,519,000 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 532,987 | $17,503,000 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 321,200 | $17,486,000 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 460,000 | $17,480,000 | dollars as filed | put |
| GEN DIGITAL INC COM | 668771108 | Stock | 815,023 | $17,466,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 71,857 | $17,459,000 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 78,493 | $17,322,000 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 419,000 | $17,321,000 | dollars as filed | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 186,038 | $17,276,000 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 739,228 | $17,276,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 262,275 | $17,259,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 279,821 | $17,243,000 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 163,753 | $17,236,000 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 457,749 | $17,220,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,351,900 | $17,196,000 | dollars as filed | put |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 20,040,000 | $17,184,000 | dollars as filed | principal |
| RAPID7 INC COM | 753422104 | Stock | 502,975 | $17,091,000 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 802,556 | $16,997,000 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 676,081 | $16,950,000 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 106,384 | $16,948,000 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 239,394 | $16,900,000 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 799,150 | $16,845,000 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 363,154 | $16,822,000 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 123,014 | $16,801,000 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 187,989 | $16,798,000 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 147,127 | $16,791,000 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 382,014 | $16,777,000 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 292,859 | $16,763,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 110,464 | $16,749,000 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 192,700 | $16,742,000 | dollars as filed | put |
| Netflix, Inc | 64110L106 | COM | 56,700 | $16,720,000 | dollars as filed | put |
| NEWMONT CORP | 651639106 | COM | 353,100 | $16,666,000 | dollars as filed | call |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 545,514 | $16,622,000 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 347,796 | $16,601,000 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 252,900 | $16,600,000 | dollars as filed | call |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 812,290 | $16,596,000 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 332,446 | $16,579,000 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 230,000 | $16,546,000 | dollars as filed | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 30,000 | $16,521,000 | dollars as filed | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 289,817 | $16,509,000 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 627,723 | $16,459,000 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 17,470,000 | $16,448,000 | dollars as filed | principal |
| STERIS PLC SHS USD | G8473T100 | Stock | 88,873 | $16,414,000 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 189,062 | $16,362,000 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 254,333 | $16,351,000 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 244,179 | $16,323,000 | dollars as filed | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 207,392 | $16,312,000 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 172,600 | $16,269,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 148,339 | $16,247,000 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 354,367 | $16,245,000 | dollars as filed | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 692,628 | $16,242,000 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 177,686 | $16,194,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 454,280 | $16,194,000 | dollars as filed | |
| PDC ENERGY INC | 69327R101 | COM | 255,067 | $16,192,000 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 895,047 | $16,156,000 | dollars as filed | |
| GLOBANT S A | L44385109 | COM | 96,062 | $16,154,000 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 252,141 | $16,151,000 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 569,140 | $16,111,000 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 312,258 | $16,063,000 | dollars as filed | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 1,430,271 | $16,049,000 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 250,000 | $16,000,000 | dollars as filed | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 532,106 | $15,959,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 309,366 | $15,935,000 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 140,941 | $15,889,000 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 445,629 | $15,881,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 55,926 | $15,842,000 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 92,814 | $15,831,000 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 468,594 | $15,830,000 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 388,202 | $15,746,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 99,268 | $15,725,000 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 516,711 | $15,703,000 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 309,721 | $15,694,000 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 420,000 | $15,691,000 | dollars as filed | put |
| VALARIS LTD | G9460G101 | CL A | 231,700 | $15,668,000 | dollars as filed | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 790,213 | $15,655,000 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 273,342 | $15,647,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 240,948 | $15,640,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 552,484 | $15,602,000 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 110,000 | $15,597,000 | dollars as filed | put |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 289,478 | $15,597,000 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 346,026 | $15,588,000 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 554,317 | $15,532,000 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 107,280 | $15,502,000 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 155,140 | $15,477,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 147,007 | $15,471,000 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 557,285 | $15,459,000 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 50,000 | $15,413,000 | dollars as filed | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 254,899 | $15,404,000 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 70,030 | $15,402,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 437,428 | $15,397,000 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 149,747 | $15,395,000 | dollars as filed | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 607,527 | $15,274,000 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 290,260 | $15,270,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 842,540 | $15,267,000 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 13,019,000 | $15,264,000 | dollars as filed | principal |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 1,190,468 | $15,249,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 52,658 | $15,190,000 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,227,830 | $15,165,000 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 784,700 | $15,153,000 | dollars as filed | call |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 480,598 | $15,129,000 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 384,840 | $15,109,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 752,130 | $15,103,000 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 467,426 | $15,102,000 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 86,595 | $15,099,000 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 359,811 | $15,095,000 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 632,831 | $15,042,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 74,000 | $15,018,000 | dollars as filed | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 60,037 | $14,987,000 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 14,913,000 | $14,982,000 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 305,888 | $14,979,000 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 139,500 | $14,968,000 | dollars as filed | put |
| APTARGROUP INC COM | 038336103 | Stock | 135,956 | $14,951,000 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 263,068 | $14,929,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 327,544 | $14,893,000 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 262,268 | $14,813,000 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 111,165 | $14,768,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 258,228 | $14,725,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 187,729 | $14,718,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 592,832 | $14,696,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 250,569 | $14,685,000 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 665,448 | $14,679,000 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 42,500 | $14,594,000 | dollars as filed | call |
| BLACKLINE, INC. | 09239B109 | COM | 216,820 | $14,586,000 | dollars as filed | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 230,275 | $14,560,000 | dollars as filed | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 12,525,000 | $14,556,000 | dollars as filed | principal |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 127,400 | $14,533,000 | dollars as filed | call |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 367,116 | $14,508,000 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 233,000 | $14,504,000 | dollars as filed | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 121,352 | $14,495,000 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 264,213 | $14,489,000 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 352,557 | $14,466,000 | dollars as filed | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 535,511 | $14,421,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 315,175 | $14,388,000 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 199,200 | $14,357,000 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 221,267 | $14,337,000 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 290,000 | $14,335,000 | dollars as filed | call |
| AIR LEASE CORP | 00912X302 | CL A | 372,793 | $14,324,000 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 156,601 | $14,314,000 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,043,121 | $14,301,000 | dollars as filed | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 222,229 | $14,300,000 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 105,000 | $14,264,000 | dollars as filed | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,736,453 | $14,186,000 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 165,800 | $14,176,000 | dollars as filed | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 53,400 | $14,170,000 | dollars as filed | call |
| BLOCK INC CL A | 852234103 | Stock | 225,000 | $14,139,000 | dollars as filed | call |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 103,535 | $14,107,000 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 520,787 | $14,092,000 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 298,562 | $14,081,000 | dollars as filed | |
| INSPERITY INC | 45778Q107 | COM | 123,895 | $14,074,000 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,753,276 | $14,061,000 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 680,955 | $14,034,000 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 315,813 | $14,023,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 334,580 | $13,923,000 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 42,000 | $13,916,000 | dollars as filed | put |
| FORMFACTOR INC COM | 346375108 | Stock | 625,481 | $13,906,000 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 203,448 | $13,902,000 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 193,300 | $13,876,000 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10,000 | $13,875,000 | dollars as filed | call |
| AMEREN CORP COM | 023608102 | Stock | 155,803 | $13,854,000 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 466,712 | $13,833,000 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AC4 | DEBT 1.250% 9/1 | 11,997,000 | $13,827,000 | dollars as filed | principal |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 146,241 | $13,806,000 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 11,172,000 | $13,745,000 | dollars as filed | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 269,479 | $13,737,000 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 168,575 | $13,728,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 282,168 | $13,685,000 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 96,675 | $13,676,000 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 281,396 | $13,657,000 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 113,381 | $13,610,000 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 221,736 | $13,608,000 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 575,476 | $13,575,000 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 556,799 | $13,553,000 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 203,591 | $13,502,000 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 464,755 | $13,493,000 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 14,158,000 | $13,468,000 | dollars as filed | principal |
| RH | 74967X103 | COM | 50,317 | $13,446,000 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 341,100 | $13,439,000 | dollars as filed | call |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 325,194 | $13,320,000 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 597,009 | $13,283,000 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 227,719 | $13,279,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 231,474 | $13,261,000 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 408,191 | $13,254,000 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 40,000 | $13,253,000 | dollars as filed | call |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 221,881 | $13,233,000 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 247,500 | $13,231,000 | dollars as filed | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 166,675 | $13,219,000 | dollars as filed | |
| RADIAN GROUP INC COM | 750236101 | Stock | 690,684 | $13,171,000 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 160,001 | $13,159,000 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 160,221 | $13,154,000 | dollars as filed | |
| MASCO CORP | 574599106 | COM | 281,671 | $13,145,000 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 63,922 | $13,143,000 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 266,861 | $13,137,000 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 188,471 | $13,123,000 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 691,929 | $13,112,000 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 79,900 | $13,106,000 | dollars as filed | put |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 22,950,000 | $13,082,000 | dollars as filed | principal |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 253,901 | $13,081,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 131,708 | $13,077,000 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 214,284 | $13,068,000 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 981,028 | $13,009,000 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 273,000 | $13,006,000 | dollars as filed | put |
| REVVITY INC | 714046109 | COM | 92,626 | $12,987,000 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 302,347 | $12,983,000 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 878,335 | $12,982,000 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 169,137 | $12,972,000 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 39,138 | $12,965,000 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,514,496 | $12,964,000 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 145,863 | $12,951,000 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 393,367 | $12,933,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 250,738 | $12,923,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 700,000 | $12,901,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 294,029 | $12,893,000 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 700,000 | $12,887,000 | dollars as filed | call |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 156,512 | $12,868,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 542,475 | $12,830,000 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 1,875,000 | $12,806,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 161,170 | $12,790,000 | dollars as filed | |
| GARMIN LTD SHS | H2906T109 | Stock | 138,082 | $12,743,000 | dollars as filed | |
| BAHL & GAYNOR SMALL/MID CAP INCOME GROWTH ETF | 26922B832 | ETF | 562,679 | $12,739,000 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 446,377 | $12,705,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 577,732 | $12,682,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 490,778 | $12,662,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 219,422 | $12,642,000 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 252,823 | $12,611,000 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 95,000 | $12,596,000 | dollars as filed | put |
| ALLY FINL INC COM | 02005N100 | Stock | 514,028 | $12,567,000 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 193,339 | $12,561,000 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 277,528 | $12,544,000 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 603,283 | $12,511,000 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 84,202 | $12,379,000 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 161,971 | $12,316,000 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 2,216,939 | $12,260,000 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 400,000 | $12,248,000 | dollars as filed | put |
| F5 INC COM | 315616102 | Stock | 85,296 | $12,240,000 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 715,426 | $12,221,000 | dollars as filed | |
| SPDW | 78463X889 | COM | 410,802 | $12,196,000 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 226,596 | $12,185,000 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 62,663 | $12,173,000 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 128,900 | $12,164,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 40,000 | $12,162,000 | dollars as filed | call |
| DIGI INTL INC | 253798102 | COM | 331,970 | $12,134,000 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 667,593 | $12,076,000 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 501,949 | $11,971,000 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 197,364 | $11,962,000 | dollars as filed | |
| PIMCO ETF TR | 72201R627 | SR LN ACTIVE ETF | 245,035 | $11,954,000 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 188,734 | $11,946,000 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 80,625 | $11,942,000 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 104,736 | $11,919,000 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 11,813,000 | $11,916,000 | dollars as filed | principal |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 603,169 | $11,907,000 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 529,432 | $11,875,000 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 173,732 | $11,873,000 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 286,600 | $11,834,000 | dollars as filed | call |
| FEDEX CORP COM | 31428X106 | Stock | 68,000 | $11,778,000 | dollars as filed | put |
| VANECK ETF TRUST | 92189F676 | COM | 58,000 | $11,771,000 | dollars as filed | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 126,035 | $11,755,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 200,000 | $11,748,000 | dollars as filed | call |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 394,752 | $11,743,000 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,568,207 | $11,711,000 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 191,835 | $11,704,000 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 123,938 | $11,696,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 556,092 | $11,694,000 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 461,674 | $11,658,000 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 485,804 | $11,656,000 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 11,442,000 | $11,618,000 | dollars as filed | principal |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 370,999 | $11,608,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 147,415 | $11,599,000 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 1,143,263 | $11,593,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-006880 | this filing | 2023-02-14 | acceptance time not in the bulk data set |