13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 7,518 holding rows worth $348,911,657,000.
- Accession
- 0001140361-23-006880
- Filer
- CIK 1000275
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 30,147 entries on the cover page, a total value of $348,911,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $348,911,657,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc. 028-14116
- included managerRBC CMA LLC 028-11273
- included managerRBC Capital Markets, LLC 028-04069
- included managerRBC Global Asset Management (U.S.) 028-10228
- included managerRBC Dominion Securities Inc. 028-11322
- included managerBlueBay Asset Management LLP 028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc. 028-11271
- included managerRBC Private Counsel (USA) Inc. 028-11454
- included managerRoyal Trust Corporation of Canada 028-11393
- included managerRBC Trustees (Jersey) LTD 028-13008
- included managerRBC Trust Company (International) Ltd 028-13471
- included managerRBC Trust Company (Delaware) Ltd 028-13779
- included managerRBC Global Asset Management (UK) Ltd 028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd 028-12564
- included managerCity National Bank 028-04805
- included managerCity National Rochdale, LLC 028-05392
- included managerSymphonic Financial Advisors LLC 028-12672
- included managerRBC Dominion Securities Global Ltd 028-17163
- included managerEnvestnet Asset Management INC 028-13411
- included managerAlaska Permanent Fund Corp 028-20231
- included managerBREWIN DOLPHIN Ltd 028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT 028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 19,276 | $3,219,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 173,807 | $3,206,000 | dollars as filed | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 191,892 | $3,206,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 63,439 | $3,200,000 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 37,500 | $3,188,000 | dollars as filed | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 111,028 | $3,181,000 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 380,665 | $3,181,000 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 46,431 | $3,175,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V690 | INTERNATIONAL | 113,845 | $3,163,000 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 85,140 | $3,156,000 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 89,966 | $3,154,000 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 101,012 | $3,153,000 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 33,347 | $3,152,000 | dollars as filed | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 99,644 | $3,149,000 | dollars as filed | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 98,747 | $3,144,000 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 4,500,000 | $3,143,000 | dollars as filed | principal |
| SLR INVESTMENT CORP | 83413U100 | COM | 225,555 | $3,138,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 284,500 | $3,135,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 142,584 | $3,134,000 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 207,462 | $3,133,000 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 47,969 | $3,132,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 293,638 | $3,127,000 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 23,948 | $3,117,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 32,453 | $3,116,000 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 219,285 | $3,112,000 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 37,236 | $3,111,000 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 222,289 | $3,105,000 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 44,186 | $3,105,000 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 77,306 | $3,097,000 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 151,717 | $3,096,000 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 54,725 | $3,092,000 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 383,500 | $3,091,000 | dollars as filed | call |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 299,935 | $3,091,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 51,946 | $3,082,000 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 55,595 | $3,077,000 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 82,420 | $3,074,000 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 139,921 | $3,072,000 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 56,316 | $3,070,000 | dollars as filed | |
| F N B CORP | 302520101 | COM | 235,297 | $3,070,000 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 225,000 | $3,069,000 | dollars as filed | put |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 165,785 | $3,067,000 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 362,202 | $3,057,000 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 287,609 | $3,057,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 114,192 | $3,056,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 127,418 | $3,056,000 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 205,297 | $3,049,000 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 81,086 | $3,045,000 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 22,016 | $3,042,000 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 129,566 | $3,035,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 66,343 | $3,035,000 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 29,605 | $3,032,000 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 76,778 | $3,022,000 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 61,861 | $3,020,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 65,535 | $3,020,000 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 77,640 | $3,019,000 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 52,888 | $3,019,000 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 93,014 | $2,996,000 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 90,658 | $2,994,000 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 75,000 | $2,990,000 | dollars as filed | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 79,212 | $2,986,000 | dollars as filed | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 296,496 | $2,986,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 32,968 | $2,983,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 334,437 | $2,982,000 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 89,564 | $2,981,000 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 294,796 | $2,980,000 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 69,112 | $2,974,000 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 119,460 | $2,966,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 102,503 | $2,960,000 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 82,619 | $2,956,000 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 539,558 | $2,956,000 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 164,308 | $2,954,000 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 55,746 | $2,950,000 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 146,438 | $2,947,000 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 48,530 | $2,943,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 73,472 | $2,937,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 58,631 | $2,935,000 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 412,522 | $2,929,000 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 33,523 | $2,927,000 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 25,922 | $2,919,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 132,003 | $2,919,000 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 31,505 | $2,916,000 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 35,000 | $2,914,000 | dollars as filed | call |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 203,684 | $2,907,000 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 18,500 | $2,902,000 | dollars as filed | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 61,973 | $2,895,000 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 141,067 | $2,891,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 53,981 | $2,888,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 25,727 | $2,888,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 110,181 | $2,886,000 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 130,117 | $2,885,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 134,853 | $2,879,000 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 116,017 | $2,875,000 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 189,275 | $2,875,000 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 36,545 | $2,875,000 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 3,510,000 | $2,870,000 | dollars as filed | principal |
| ELASTIC N V ORD SHS | N14506104 | Stock | 55,613 | $2,863,000 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 80,000 | $2,863,000 | dollars as filed | put |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 39,975 | $2,863,000 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 61,131 | $2,857,000 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 111,371 | $2,854,000 | dollars as filed | |
| IAA INC | 449253103 | COM | 71,200 | $2,848,000 | dollars as filed | call |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 224,116 | $2,847,000 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 45,495 | $2,844,000 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 38,253 | $2,839,000 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 21,567 | $2,837,000 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 80,019 | $2,832,000 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 32,900 | $2,832,000 | dollars as filed | call |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 52,750 | $2,831,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 97,332 | $2,828,000 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 192,307 | $2,825,000 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 57,847 | $2,823,000 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 49,653 | $2,823,000 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 285,760 | $2,823,000 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 54,898 | $2,821,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 44,176 | $2,820,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 205,000 | $2,819,000 | dollars as filed | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 88,726 | $2,815,000 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 72,000 | $2,814,000 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 54,884 | $2,812,000 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 23,400 | $2,806,000 | dollars as filed | call |
| TRINITY INDS INC | 896522109 | COM | 94,812 | $2,804,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 81,854 | $2,804,000 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 197,072 | $2,800,000 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 82,385 | $2,798,000 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 174,117 | $2,797,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 111,472 | $2,795,000 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 56,170 | $2,778,000 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 92,467 | $2,776,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 139,580 | $2,774,000 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 47,115 | $2,765,000 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 29,700 | $2,761,000 | dollars as filed | call |
| NORDSTROM INC | 655664100 | COM | 171,034 | $2,761,000 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 65,880 | $2,757,000 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 88,892 | $2,756,000 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 89,916 | $2,755,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 2,694,000 | $2,753,000 | dollars as filed | principal |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 85,433 | $2,748,000 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 91,562 | $2,745,000 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 309,607 | $2,743,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 20,765 | $2,742,000 | dollars as filed | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 100,000 | $2,740,000 | dollars as filed | put |
| GOLAR LNG LTD | G9456A100 | SHS | 120,312 | $2,740,000 | dollars as filed | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 55,606 | $2,739,000 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 26,675 | $2,735,000 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 108,491 | $2,735,000 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 159,689 | $2,734,000 | dollars as filed | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 70,399 | $2,731,000 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 16,100 | $2,726,000 | dollars as filed | |
| IVLU | 46435G409 | COM | 117,569 | $2,724,000 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 117,662 | $2,717,000 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 198,816 | $2,716,000 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 39,527 | $2,715,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 39,230 | $2,710,000 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 31,622 | $2,709,000 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 8,696 | $2,706,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 27,029 | $2,706,000 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 34,111 | $2,703,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 85,855 | $2,702,000 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 60,852 | $2,698,000 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 80,134 | $2,698,000 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 210,550 | $2,697,000 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 373,878 | $2,696,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 155,741 | $2,693,000 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 15,000 | $2,689,000 | dollars as filed | call |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 311,260 | $2,689,000 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 28,592 | $2,679,000 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 24,163 | $2,678,000 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 152,376 | $2,676,000 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 186,757 | $2,672,000 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 158,414 | $2,666,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 286,534 | $2,662,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 92,567 | $2,662,000 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 139,163 | $2,660,000 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 109,436 | $2,660,000 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 26,452 | $2,652,000 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 370,964 | $2,652,000 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 41,006 | $2,648,000 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 59,801 | $2,647,000 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 83,572 | $2,646,000 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 142,278 | $2,644,000 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 135,658 | $2,643,000 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L108 | CLASS A ORD | 257,870 | $2,643,000 | dollars as filed | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 99,532 | $2,638,000 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 11,652 | $2,636,000 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 29,818 | $2,636,000 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 23,329 | $2,629,000 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 3,350,000 | $2,628,000 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 64,074 | $2,621,000 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 112,766 | $2,620,000 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 266,612 | $2,613,000 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 2,768,000 | $2,613,000 | dollars as filed | principal |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 200,621 | $2,607,000 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 182,686 | $2,607,000 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 93,153 | $2,601,000 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 2,447,000 | $2,601,000 | dollars as filed | principal |
| ROKU INC COM CL A | 77543R102 | Stock | 63,894 | $2,600,000 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 59,039 | $2,597,000 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 55,000 | $2,596,000 | dollars as filed | put |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 2,716,000 | $2,595,000 | dollars as filed | principal |
| WOLFSPEED INC | 977852102 | COM | 37,500 | $2,589,000 | dollars as filed | put |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 158,261 | $2,588,000 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 83,884 | $2,573,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 150,080 | $2,569,000 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F209 | ELC VEH MTLS CDT | 104,013 | $2,567,000 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 2,651,000 | $2,561,000 | dollars as filed | principal |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 130,551 | $2,560,000 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 59,760 | $2,557,000 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 96,484 | $2,549,000 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 2,546,000 | $2,544,000 | dollars as filed | principal |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 122,430 | $2,543,000 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 530,730 | $2,542,000 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 70,952 | $2,540,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 29,120 | $2,536,000 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 242,555 | $2,533,000 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 55,370 | $2,532,000 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 145,852 | $2,531,000 | dollars as filed | |
| AUTOLIV INC | 052800109 | COM | 33,049 | $2,530,000 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 38,677 | $2,513,000 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 34,085 | $2,499,000 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 60,000 | $2,496,000 | dollars as filed | put |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 2,660,000 | $2,494,000 | dollars as filed | principal |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 53,970 | $2,493,000 | dollars as filed | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 30,895 | $2,491,000 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 147,602 | $2,490,000 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 174,214 | $2,488,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 128,717 | $2,488,000 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 247,474 | $2,487,000 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 71,900 | $2,484,000 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 97,198 | $2,482,000 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 46,554 | $2,474,000 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 223,020 | $2,474,000 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 41,951 | $2,469,000 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 59,153 | $2,461,000 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 12,000 | $2,457,000 | dollars as filed | call |
| MEDIFAST INC | 58470H101 | COM | 21,298 | $2,457,000 | dollars as filed | |
| EMERGING MARKETS HORIZON COR | G3033X105 | CLASS A ORD SHS | 240,320 | $2,456,000 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 156,075 | $2,455,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 38,779 | $2,442,000 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 38,700 | $2,438,000 | dollars as filed | call |
| 89BIO INC | 282559103 | COM | 191,544 | $2,438,000 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,081,982 | $2,435,000 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 143,991 | $2,434,000 | dollars as filed | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 102,355 | $2,434,000 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 152,009 | $2,433,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,422,000 | $2,432,000 | dollars as filed | principal |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 60,143 | $2,430,000 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 211,966 | $2,426,000 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 58,986 | $2,420,000 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 74,761 | $2,417,000 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 247,805 | $2,416,000 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 75,448 | $2,403,000 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 60,000 | $2,402,000 | dollars as filed | call |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 199,783 | $2,399,000 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 69,141 | $2,398,000 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 30,241 | $2,387,000 | dollars as filed | |
| ORION S.A. | L72967109 | COM | 133,929 | $2,385,000 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 104,947 | $2,381,000 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 70,014 | $2,381,000 | dollars as filed | |
| AXT INC | 00246W103 | COM | 542,146 | $2,375,000 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 67,382 | $2,366,000 | dollars as filed | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 27,009 | $2,365,000 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 94,351 | $2,364,000 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 152,158 | $2,360,000 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 72,367 | $2,359,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 44,247 | $2,353,000 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 170,030 | $2,351,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 50,986 | $2,350,000 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 67,796 | $2,350,000 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 493,358 | $2,348,000 | dollars as filed | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 97,251 | $2,348,000 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 105,182 | $2,347,000 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 361,847 | $2,346,000 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 39,706 | $2,344,000 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 257,012 | $2,344,000 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 179,115 | $2,341,000 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 20,000 | $2,340,000 | dollars as filed | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 105,690 | $2,338,000 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 40,251 | $2,332,000 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 2,715,000 | $2,316,000 | dollars as filed | principal |
| UNIFIRST CORP MASS | 904708104 | COM | 11,986 | $2,312,000 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 100,428 | $2,311,000 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 44,320 | $2,303,000 | dollars as filed | |
| LHC GROUP | 50187A107 | COM | 14,239 | $2,302,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 35,891 | $2,297,000 | dollars as filed | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 122,543 | $2,296,000 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 187,580 | $2,294,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 122,771 | $2,292,000 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 91,345 | $2,292,000 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 11,657 | $2,290,000 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 183,958 | $2,289,000 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 53,533 | $2,289,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 46,724 | $2,286,000 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 183,527 | $2,283,000 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 348,663 | $2,280,000 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 334,224 | $2,274,000 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 493,264 | $2,273,000 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 32,066 | $2,272,000 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 266,816 | $2,268,000 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 114,080 | $2,266,000 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 67,267 | $2,263,000 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 69,644 | $2,260,000 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 184,300 | $2,255,000 | dollars as filed | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 63,021 | $2,255,000 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 45,100 | $2,254,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 56,554 | $2,254,000 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 70,424 | $2,250,000 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 53,306 | $2,250,000 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 24,088 | $2,248,000 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 23,180 | $2,248,000 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 61,873 | $2,246,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 93,401 | $2,245,000 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 84,402 | $2,242,000 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 212,979 | $2,239,000 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 439,007 | $2,235,000 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 70,294 | $2,231,000 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 79,558 | $2,231,000 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 77,103 | $2,224,000 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 85,566 | $2,220,000 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 115,431 | $2,214,000 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 810,168 | $2,212,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 137,755 | $2,208,000 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 104,600 | $2,206,000 | dollars as filed | call |
| APPFOLIO INC | 03783C100 | COM CL A | 20,897 | $2,201,000 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 214,044 | $2,200,000 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 70,170 | $2,191,000 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 66,996 | $2,188,000 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 240,440 | $2,187,000 | dollars as filed | |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 216,215 | $2,186,000 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 84,245 | $2,185,000 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 70,767 | $2,181,000 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 20,900 | $2,176,000 | dollars as filed | call |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 45,904 | $2,171,000 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 55,482 | $2,171,000 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 101,874 | $2,164,000 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 132,255 | $2,164,000 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 89,655 | $2,163,000 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 38,346 | $2,152,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 79,510 | $2,152,000 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 55,576 | $2,149,000 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 25,000 | $2,146,000 | dollars as filed | put |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 64,139 | $2,145,000 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 18,126 | $2,142,000 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 35,561 | $2,136,000 | dollars as filed | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 210,507 | $2,128,000 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 61,110 | $2,127,000 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 186,260 | $2,126,000 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 115,588 | $2,122,000 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 10,000 | $2,119,000 | dollars as filed | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 71,357 | $2,119,000 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 55,000 | $2,119,000 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 18,377 | $2,117,000 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 58,674 | $2,115,000 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 35,497 | $2,107,000 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 118,285 | $2,106,000 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 94,143 | $2,104,000 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 91,499 | $2,103,000 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 208,573 | $2,099,000 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 13,402 | $2,097,000 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 232,040 | $2,097,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 23,594 | $2,097,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 15,000 | $2,093,000 | dollars as filed | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 149,099 | $2,093,000 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 48,529 | $2,092,000 | dollars as filed | |
| LAKELAND FINL CORP | 511656100 | COM | 28,638 | $2,090,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 43,186 | $2,090,000 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 247,500 | $2,089,000 | dollars as filed | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 91,142 | $2,083,000 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 64,232 | $2,080,000 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 34,582 | $2,080,000 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 135,515 | $2,079,000 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 189,852 | $2,077,000 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 202,502 | $2,077,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 36,876 | $2,076,000 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 10,000 | $2,071,000 | dollars as filed | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 64,269 | $2,069,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 100,000 | $2,065,000 | dollars as filed | put |
| NEW GOLD INC CDA | 644535106 | COM | 2,102,560 | $2,061,000 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 28,974 | $2,061,000 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 85,770 | $2,061,000 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 48,052 | $2,058,000 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 61,666 | $2,057,000 | dollars as filed | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 88,822 | $2,051,000 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 29,780 | $2,051,000 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 39,666 | $2,039,000 | dollars as filed | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 200,000 | $2,039,000 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 179,765 | $2,033,000 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 37,267 | $2,030,000 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 188,290 | $2,028,000 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 163,206 | $2,019,000 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 61,400 | $2,018,000 | dollars as filed | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 81,476 | $2,013,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 49,187 | $2,013,000 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 65,008 | $2,013,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 169,821 | $2,012,000 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 82,759 | $2,006,000 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 59,185 | $2,005,000 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 17,570 | $2,004,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 197,359 | $2,004,000 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 118,402 | $1,996,000 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 120,231 | $1,993,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 27,496 | $1,986,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 11,140 | $1,986,000 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 24,087 | $1,983,000 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 42,700 | $1,982,000 | dollars as filed | call |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 191,600 | $1,981,000 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 397,518 | $1,980,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 194,491 | $1,980,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 11,038 | $1,977,000 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 11,927 | $1,975,000 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 60,000 | $1,974,000 | dollars as filed | call |
| HUDSON PAC PPTYS INC | 444097109 | COM | 202,801 | $1,973,000 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 22,221 | $1,970,000 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 32,618 | $1,970,000 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 64,802 | $1,968,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 19,931 | $1,967,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 34,882 | $1,967,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 430,700 | $1,964,000 | dollars as filed | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 48,401 | $1,960,000 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 23,453 | $1,960,000 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 24,197 | $1,960,000 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 40,039 | $1,957,000 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 126,814 | $1,955,000 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 176,242 | $1,951,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 248,864 | $1,944,000 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 125,116 | $1,944,000 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 133,907 | $1,943,000 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 191,950 | $1,939,000 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 52,031 | $1,937,000 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 99,962 | $1,933,000 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 13,139 | $1,933,000 | dollars as filed | |
| ESAB CORPORATION | 29605J106 | COM | 41,198 | $1,932,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 136,292 | $1,930,000 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 250,304 | $1,930,000 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 140,212 | $1,923,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 47,112 | $1,923,000 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 16,000 | $1,920,000 | dollars as filed | put |
| REGAL REXNORD CORPORATION | 758750103 | COM | 16,000 | $1,920,000 | dollars as filed | call |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 50,462 | $1,919,000 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 90,873 | $1,913,000 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 55,617 | $1,912,000 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 91,921 | $1,912,000 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 61,272 | $1,912,000 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 14,000 | $1,911,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 110,329 | $1,910,000 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 40,574 | $1,909,000 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 152,199 | $1,907,000 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 63,946 | $1,906,000 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 73,371 | $1,904,000 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 21,276 | $1,900,000 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 58,369 | $1,896,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 117,630 | $1,888,000 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 143,336 | $1,886,000 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 52,138 | $1,882,000 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 45,923 | $1,882,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 105,603 | $1,878,000 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 171,309 | $1,876,000 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 40,000 | $1,874,000 | dollars as filed | put |
| Lowes Companies,Inc. | 548661107 | COM | 9,400 | $1,873,000 | dollars as filed | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 23,033 | $1,872,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 47,982 | $1,871,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 409,988 | $1,869,000 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 35,233 | $1,867,000 | dollars as filed | |
| DENBURY INC | 24790A101 | COM | 21,438 | $1,866,000 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 32,357 | $1,864,000 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 17,243 | $1,863,000 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 31,172 | $1,862,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 30,068 | $1,859,000 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 69,412 | $1,859,000 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 24,938 | $1,857,000 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 247,164 | $1,857,000 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 1,632,000 | $1,855,000 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 233,073 | $1,851,000 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 183,769 | $1,851,000 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 174,558 | $1,850,000 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LT | G1745A108 | CLASS A ORD | 180,304 | $1,850,000 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 113,921 | $1,847,000 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 182,724 | $1,844,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 91,599 | $1,843,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 139,954 | $1,840,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 175,033 | $1,838,000 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 44,818 | $1,836,000 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 22,482 | $1,833,000 | dollars as filed | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 92,173 | $1,833,000 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 11,539 | $1,828,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 97,225 | $1,824,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 94,257 | $1,822,000 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 423,066 | $1,819,000 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 52,208 | $1,817,000 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 47,800 | $1,816,000 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 46,170 | $1,815,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 42,315 | $1,814,000 | dollars as filed | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 74,777 | $1,814,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 91,942 | $1,808,000 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 71,905 | $1,803,000 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 172,487 | $1,802,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 31,773 | $1,801,000 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 57,700 | $1,796,000 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 70,441 | $1,796,000 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 136,003 | $1,795,000 | dollars as filed | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 32,038 | $1,792,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-006880 | this filing | 2023-02-14 | acceptance time not in the bulk data set |