13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 7,518 holding rows worth $348,911,657,000.
- Accession
- 0001140361-23-006880
- Filer
- CIK 1000275
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 30,147 entries on the cover page, a total value of $348,911,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $348,911,657,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc. 028-14116
- included managerRBC CMA LLC 028-11273
- included managerRBC Capital Markets, LLC 028-04069
- included managerRBC Global Asset Management (U.S.) 028-10228
- included managerRBC Dominion Securities Inc. 028-11322
- included managerBlueBay Asset Management LLP 028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc. 028-11271
- included managerRBC Private Counsel (USA) Inc. 028-11454
- included managerRoyal Trust Corporation of Canada 028-11393
- included managerRBC Trustees (Jersey) LTD 028-13008
- included managerRBC Trust Company (International) Ltd 028-13471
- included managerRBC Trust Company (Delaware) Ltd 028-13779
- included managerRBC Global Asset Management (UK) Ltd 028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd 028-12564
- included managerCity National Bank 028-04805
- included managerCity National Rochdale, LLC 028-05392
- included managerSymphonic Financial Advisors LLC 028-12672
- included managerRBC Dominion Securities Global Ltd 028-17163
- included managerEnvestnet Asset Management INC 028-13411
- included managerAlaska Permanent Fund Corp 028-20231
- included managerBREWIN DOLPHIN Ltd 028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT 028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GPGI INC COM CL A | 20459V105 | Stock | 19,003 | $93,000 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 23,778 | $93,000 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 8,969 | $93,000 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 4,751 | $93,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 3,545 | $93,000 | dollars as filed | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 4,651 | $93,000 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 4,339 | $93,000 | dollars as filed | |
| 2U INC | 90214J101 | COM | 14,829 | $93,000 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,386 | $92,000 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 9,147 | $92,000 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 21,164 | $92,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 2,600 | $92,000 | dollars as filed | |
| DANAHER CORPORATION | 235851409 | CONV | 68 | $92,000 | dollars as filed | principal |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 3,392 | $92,000 | dollars as filed | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 7,143 | $92,000 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 415 | $91,000 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 6,253 | $91,000 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 12,828 | $91,000 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 17,090 | $91,000 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 4,636 | $91,000 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,210 | $91,000 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 20,499 | $91,000 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 5,395 | $91,000 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,156 | $91,000 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 23,188 | $90,000 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 2,740 | $90,000 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 14,717 | $90,000 | dollars as filed | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 6,180 | $90,000 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 3,559 | $90,000 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,974 | $90,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 2,313 | $90,000 | dollars as filed | |
| RBC BEARINGS INC | 75524B203 | CONV | 873 | $90,000 | dollars as filed | principal |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 3,800 | $90,000 | dollars as filed | |
| PYROPHYTE ACQUISITION CORP | G7308P101 | CL A ORD SHS | 8,759 | $90,000 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L103 | CL A SHS | 8,885 | $90,000 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 13,800 | $89,000 | dollars as filed | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 3,957 | $89,000 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 7,219 | $89,000 | dollars as filed | |
| HURCO CO | 447324104 | COM | 3,400 | $89,000 | dollars as filed | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 10,600 | $89,000 | dollars as filed | |
| ALITHYA GROUP INC | 01643b106 | COM | 59,031 | $89,000 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 4,801 | $89,000 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 8,401 | $89,000 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 9,180 | $89,000 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 25,753 | $88,000 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 3,241 | $88,000 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 3,478 | $88,000 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 7,666 | $88,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 10,209 | $88,000 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 5,817 | $88,000 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 31,637 | $88,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 3,800 | $88,000 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 8,700 | $88,000 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 1,109 | $87,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 17,080 | $87,000 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 9,380 | $87,000 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 29,980 | $87,000 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 5,158 | $87,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P847 | NUVEEN LARG CAP | 4,793 | $87,000 | dollars as filed | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 10,698 | $87,000 | dollars as filed | |
| TALON 1 ACQUISITION CORP | G86656124 | UNIT 11/02/2026 | 8,413 | $87,000 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 2,474 | $86,000 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 4,381 | $86,000 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 46,490 | $86,000 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 39,898 | $86,000 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 7,400 | $86,000 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 26,334 | $86,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 3,417 | $86,000 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 75,444 | $86,000 | dollars as filed | |
| FTAC ATHENA ACQUISITION CORP | G37283101 | COM | 8,498 | $86,000 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 8,591 | $86,000 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 9,303 | $85,000 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 110,707 | $85,000 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 7,059 | $85,000 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,923 | $85,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 4,569 | $85,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 4,000 | $85,000 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 35,062 | $85,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 3,525 | $85,000 | dollars as filed | |
| TIDAL ETF TR | 886364454 | NOBLE ABSOLUTE | 3,250 | $85,000 | dollars as filed | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 3,512 | $85,000 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 25,318 | $84,000 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,098 | $84,000 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 7,245 | $84,000 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,406 | $84,000 | dollars as filed | |
| ASTORIA REAL ASSET ETF | 46141T117 | UIE | 3,304 | $84,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 2,325 | $84,000 | dollars as filed | |
| TIDAL TRUST I | 886364769 | SP FUNDS S&P GBL | 4,369 | $84,000 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 35,625 | $84,000 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 5,156 | $84,000 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 10,000 | $84,000 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 25,593 | $84,000 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 5,000 | $84,000 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 4,772 | $83,000 | dollars as filed | |
| NUVALENT INC COM | 670703107 | Stock | 2,782 | $83,000 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 1,584 | $83,000 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 20,309 | $83,000 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 5,951 | $83,000 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 2,710 | $83,000 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00774Q197 | RAYLIANT QUANTAM | 4,855 | $83,000 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 81,479 | $83,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 3,058 | $83,000 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 2,289 | $82,000 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,700 | $82,000 | dollars as filed | |
| IONEER LTD | 46211L101 | CMN | 7,500 | $82,000 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 10,288 | $82,000 | dollars as filed | |
| BLACK SPADE ACQUISITION CO | G11537126 | UNIT 99/99/9999 | 8,210 | $82,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 3,623 | $82,000 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 1,198 | $81,000 | dollars as filed | |
| SIRIUSPOINT LTD | G8192H106 | COM | 13,859 | $81,000 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 8,397 | $81,000 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 6,218 | $81,000 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 20,900 | $81,000 | dollars as filed | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 9,698 | $81,000 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 42,861 | $81,000 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 8,100 | $81,000 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 31,226 | $80,000 | dollars as filed | |
| BYLINE BANCORP INC | 124411109 | COM | 3,493 | $80,000 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 35,702 | $80,000 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 34,192 | $80,000 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,371 | $80,000 | dollars as filed | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 7,944 | $80,000 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 117,389 | $79,000 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 16,000 | $79,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 4,551 | $79,000 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 4,119 | $78,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 9,398 | $78,000 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 3,471 | $78,000 | dollars as filed | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 17,500 | $78,000 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 6,156 | $78,000 | dollars as filed | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 2,763 | $78,000 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,438 | $77,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 22,269 | $77,000 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 5,545 | $77,000 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 67,400 | $77,000 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 7,083 | $77,000 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 3,678 | $77,000 | dollars as filed | |
| NORTECH SYS INC | 656553104 | COM | 6,300 | $77,000 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 31,035 | $77,000 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 6,405 | $76,000 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 3,797 | $76,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 1,982 | $76,000 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 2,089 | $76,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 1,950 | $76,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 21,210 | $76,000 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,215 | $76,000 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 5,468 | $76,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 3,421 | $76,000 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 13,165 | $76,000 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 46,434 | $76,000 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 29,922 | $75,000 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 1,000 | $75,000 | dollars as filed | call |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 7,307 | $75,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 3,346 | $75,000 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 24,886 | $75,000 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 61,728 | $75,000 | dollars as filed | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085124 | UNIT 04/01/2026 | 7,382 | $75,000 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 21,519 | $74,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1,721 | $74,000 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 12,221 | $74,000 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,700 | $74,000 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 3,183 | $74,000 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 8,129 | $74,000 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 7,592 | $74,000 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 38,809 | $73,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 3,269 | $73,000 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 6,533 | $73,000 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 28,139 | $73,000 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 5,050 | $73,000 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 2,597 | $73,000 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 13,849 | $73,000 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,281 | $73,000 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 6,833 | $73,000 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,888 | $73,000 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 28,844 | $73,000 | dollars as filed | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 11,567 | $73,000 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 7,273 | $73,000 | dollars as filed | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 2,601 | $73,000 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 4,030 | $72,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,522 | $72,000 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 17,989 | $72,000 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 4,282 | $72,000 | dollars as filed | |
| PROCURE SPACE ETF | 74280R205 | ETF | 3,685 | $72,000 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 7,639 | $72,000 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 62,273 | $72,000 | dollars as filed | |
| SILVERSPAC INC | G8136V120 | UNIT 09/09/2026 | 7,214 | $72,000 | dollars as filed | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 65,000 | $72,000 | dollars as filed | principal |
| JACOB FDS INC | 469785703 | FORWARD ETF | 9,284 | $72,000 | dollars as filed | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 3,540 | $71,000 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 15,049 | $71,000 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 2,290 | $71,000 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 3,094 | $71,000 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 75,921 | $71,000 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,582 | $71,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 1,739 | $71,000 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 6,457 | $71,000 | dollars as filed | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 4,706 | $71,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E453 | PURBTA MSCI SM | 2,224 | $71,000 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 868 | $70,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 60,251 | $70,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 29,702 | $70,000 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 4,969 | $70,000 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 6,886 | $70,000 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 2,168 | $70,000 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 5,131 | $70,000 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 4,787 | $70,000 | dollars as filed | |
| GLOBAL X FDS | 37960A677 | MSCI SUPR EM ETF | 2,955 | $70,000 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 5,523 | $70,000 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 9,483 | $69,000 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 8,737 | $69,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072299 | AVAN RE INTL ETF | 1,473 | $69,000 | dollars as filed | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $69,000 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 8,569 | $69,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,109 | $69,000 | dollars as filed | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 68,130 | $69,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 2,090 | $69,000 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 38,809 | $68,000 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,307 | $68,000 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 50,228 | $68,000 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 7,344 | $68,000 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 6,000 | $67,000 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2,349 | $67,000 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 4,199 | $67,000 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,375 | $67,000 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 8,638 | $67,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 3,224 | $67,000 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 7,565 | $67,000 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 2,589 | $67,000 | dollars as filed | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 4,578 | $67,000 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 5,348 | $67,000 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 10,711 | $67,000 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 46,502 | $67,000 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 12,960 | $66,000 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 10,265 | $66,000 | dollars as filed | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 2,456 | $66,000 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 26,690 | $66,000 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 10,579 | $66,000 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 18,811 | $66,000 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 11,809 | $66,000 | dollars as filed | |
| NULL | 301505749 | NULL | 2,721 | $66,000 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 5,196 | $65,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 2,205 | $65,000 | dollars as filed | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 8,600 | $65,000 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 1,805 | $65,000 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 11,844 | $65,000 | dollars as filed | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 1,024 | $65,000 | dollars as filed | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 6,445 | $65,000 | dollars as filed | |
| NATIXIS ETF TR | 63875W109 | UST II US EQUITY OPPORT | 2,597 | $65,000 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 20,682 | $64,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 11,050 | $64,000 | dollars as filed | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 2,805 | $64,000 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 71,411 | $64,000 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 7,401 | $64,000 | dollars as filed | |
| SONIC FDRY INC | 83545R207 | COM NEW | 79,606 | $64,000 | dollars as filed | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 2,848 | $64,000 | dollars as filed | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 2,096 | $63,000 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 9,466 | $63,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 37,194 | $63,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 17,345 | $63,000 | dollars as filed | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 23,000 | $63,000 | dollars as filed | principal |
| HELIOGEN INC | 42329E105 | COM | 90,717 | $63,000 | dollars as filed | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 7,000 | $63,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 4,381 | $62,000 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,600 | $62,000 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 1,720 | $61,000 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 27,877 | $61,000 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 15,064 | $61,000 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 16,674 | $61,000 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 39,697 | $61,000 | dollars as filed | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,200 | $61,000 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 7,500 | $61,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 4,146 | $61,000 | dollars as filed | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 5,543 | $60,000 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 4,706 | $60,000 | dollars as filed | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 12,980 | $60,000 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 7,451 | $60,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 1,238 | $60,000 | dollars as filed | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 526 | $60,000 | dollars as filed | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 11,016 | $59,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 839 | $59,000 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 50,467 | $59,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 2,159 | $59,000 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 7,047 | $59,000 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 2,994 | $59,000 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 73,535 | $59,000 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 29,417 | $59,000 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 60,757 | $59,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 2,400 | $59,000 | dollars as filed | principal |
| OIL STS INTL INC | 678026105 | COM | 7,802 | $58,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 1,324 | $58,000 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 10,245 | $58,000 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 4,600 | $58,000 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 21,363 | $58,000 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 7,952 | $58,000 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 6,159 | $58,000 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 42,037 | $58,000 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 987 | $57,000 | dollars as filed | |
| HARROW INC | 415858109 | COM | 3,853 | $57,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,600 | $57,000 | dollars as filed | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 946 | $57,000 | dollars as filed | |
| IMV INC F | 44974L301 | FGC | 23,463 | $57,000 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2,702 | $57,000 | dollars as filed | |
| PYROGENESIS CDA INC | 74734T104 | COM | 75,869 | $57,000 | dollars as filed | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,979 | $57,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 1,834 | $56,000 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 11,505 | $56,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 7,435 | $56,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 15,571 | $56,000 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 7,651 | $56,000 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 3,379 | $56,000 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 2,315 | $56,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 2,515 | $56,000 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 3,778 | $56,000 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 114,414 | $56,000 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 7,973 | $56,000 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $56,000 | dollars as filed | |
| PB BANKSHARES INC | 69318V103 | COM | 4,100 | $56,000 | dollars as filed | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 4,408 | $56,000 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 4,734 | $55,000 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 7,068 | $55,000 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 3,990 | $55,000 | dollars as filed | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 3,000 | $55,000 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 4,350 | $55,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 2,435 | $55,000 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,972 | $55,000 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 98,936 | $55,000 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 77,246 | $55,000 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,667 | $55,000 | dollars as filed | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 35,313 | $55,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 1,124 | $54,000 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 8,508 | $54,000 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 20,266 | $54,000 | dollars as filed | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 118,250 | $54,000 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 7,798 | $53,000 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 6,275 | $53,000 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 2,734 | $53,000 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 5,146 | $53,000 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 9,151 | $53,000 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 5,038 | $53,000 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 50,866 | $53,000 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 25,606 | $53,000 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 17,005 | $53,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 3,302 | $53,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 2,307 | $53,000 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 2,700 | $53,000 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 6,674 | $53,000 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,005 | $53,000 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 9,456 | $52,000 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 26,115 | $52,000 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 1,964 | $52,000 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 43,137 | $52,000 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 5,256 | $52,000 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 2,179 | $52,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 6,844 | $52,000 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 12,422 | $52,000 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 3,883 | $52,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 10,664 | $52,000 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 6,198 | $52,000 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 9,680 | $52,000 | dollars as filed | |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 1,970 | $52,000 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,014 | $52,000 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 45,400 | $52,000 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 15,019 | $52,000 | dollars as filed | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 12,100 | $52,000 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 4,187 | $52,000 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 418 | $51,000 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 8,752 | $51,000 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 25,600 | $51,000 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 9,135 | $51,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 1,884 | $51,000 | dollars as filed | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,500 | $51,000 | dollars as filed | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 2,397 | $51,000 | dollars as filed | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J119 | CLASS A ORD SHS | 4,934 | $51,000 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 1,567 | $50,000 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,385 | $50,000 | dollars as filed | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,825 | $50,000 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 4,000 | $50,000 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 2,596 | $50,000 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 2,506 | $50,000 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 12,875 | $50,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 1,603 | $50,000 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 14,710 | $50,000 | dollars as filed | |
| KKR & CO INC | 48251W401 | CONV | 886 | $50,000 | dollars as filed | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,500 | $49,000 | dollars as filed | put |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 8,286 | $49,000 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 33,604 | $49,000 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 3,500 | $49,000 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 3,896 | $49,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 9,659 | $49,000 | dollars as filed | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 1,683 | $49,000 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 2,533 | $49,000 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 14,271 | $49,000 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 6,729 | $49,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 2,380 | $49,000 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 6,921 | $49,000 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 50,000 | $49,000 | dollars as filed | principal |
| CVENT HOLDING CORP | 126677103 | COM | 9,158 | $49,000 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 3,750 | $49,000 | dollars as filed | |
| BECTON DICKINSON & CO | 075887406 | CONV | 972 | $49,000 | dollars as filed | principal |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 4,061 | $49,000 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 558 | $48,000 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 20,821 | $48,000 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 6,663 | $48,000 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 8,320 | $48,000 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 7,422 | $48,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 12,429 | $48,000 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 5,941 | $48,000 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,662 | $48,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 1,500 | $48,000 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,500 | $48,000 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 3,081 | $48,000 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 52,935 | $48,000 | dollars as filed | |
| HEALTHCARE AI ACQUISITION CO | G4373K125 | UNIT 12/07/2026 | 4,673 | $48,000 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 6,688 | $47,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 1,591 | $47,000 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 780 | $47,000 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 1,722 | $47,000 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 11,605 | $47,000 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 4,513 | $47,000 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 15,011 | $47,000 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 6,862 | $47,000 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 5,000 | $47,000 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 5,401 | $47,000 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 5,700 | $47,000 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 1,880 | $47,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 35,607 | $47,000 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 1,870 | $47,000 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,016 | $47,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 967 | $47,000 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 3,967 | $47,000 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 9,939 | $47,000 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 7,500 | $46,000 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 5,021 | $46,000 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 5,417 | $46,000 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 3,791 | $46,000 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 4,139 | $46,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,274 | $46,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 1,996 | $46,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,710 | $46,000 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,053 | $46,000 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 8,000 | $46,000 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,650 | $45,000 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 1,924 | $45,000 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 4,468 | $45,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 6,181 | $45,000 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 6,839 | $45,000 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 2,234 | $45,000 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,074 | $45,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 14,966 | $45,000 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 1,732 | $45,000 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,047 | $45,000 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 26,444 | $45,000 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 30,019 | $45,000 | dollars as filed | |
| JOANN INC | 47768J101 | COM | 15,809 | $45,000 | dollars as filed | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 4,462 | $45,000 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 28,359 | $44,000 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 5,181 | $44,000 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 6,324 | $44,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 1,300 | $44,000 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,314 | $44,000 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,000 | $44,000 | dollars as filed | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 1,094 | $44,000 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 10,914 | $44,000 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 1,498 | $44,000 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 87,767 | $44,000 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 3,195 | $44,000 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 29,104 | $44,000 | dollars as filed | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 4,370 | $44,000 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 17,070 | $43,000 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 12,055 | $43,000 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 13,133 | $43,000 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 1,734 | $43,000 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 2,953 | $43,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 50,000 | $43,000 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,738 | $43,000 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 8,855 | $43,000 | dollars as filed | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,750 | $43,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,000 | $43,000 | dollars as filed | |
| NISOURCE INC | 65473P121 | CONV | 416 | $43,000 | dollars as filed | principal |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 3,800 | $43,000 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 4,137 | $43,000 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 4,837 | $42,000 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 15,353 | $42,000 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 100 | $42,000 | dollars as filed | call |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 3,585 | $42,000 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 4,800 | $42,000 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 4,322 | $42,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 1,780 | $42,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 14,220 | $42,000 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 8,660 | $42,000 | dollars as filed | |
| AKUMIN INC | 01021X100 | COM | 59,139 | $42,000 | dollars as filed | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 8,587 | $42,000 | dollars as filed | |
| HIVE BLOCKCHAIN TECHNLGIES L | 43366H704 | COM NEW | 28,828 | $42,000 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 25,687 | $41,000 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 35,604 | $41,000 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 2,501 | $41,000 | dollars as filed | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,928 | $41,000 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 4,260 | $41,000 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 7,236 | $41,000 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,782 | $41,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-006880 | this filing | 2023-02-14 | acceptance time not in the bulk data set |