13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 7,518 holding rows worth $348,911,657,000.
- Accession
- 0001140361-23-006880
- Filer
- CIK 1000275
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 30,147 entries on the cover page, a total value of $348,911,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $348,911,657,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc. 028-14116
- included managerRBC CMA LLC 028-11273
- included managerRBC Capital Markets, LLC 028-04069
- included managerRBC Global Asset Management (U.S.) 028-10228
- included managerRBC Dominion Securities Inc. 028-11322
- included managerBlueBay Asset Management LLP 028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc. 028-11271
- included managerRBC Private Counsel (USA) Inc. 028-11454
- included managerRoyal Trust Corporation of Canada 028-11393
- included managerRBC Trustees (Jersey) LTD 028-13008
- included managerRBC Trust Company (International) Ltd 028-13471
- included managerRBC Trust Company (Delaware) Ltd 028-13779
- included managerRBC Global Asset Management (UK) Ltd 028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd 028-12564
- included managerCity National Bank 028-04805
- included managerCity National Rochdale, LLC 028-05392
- included managerSymphonic Financial Advisors LLC 028-12672
- included managerRBC Dominion Securities Global Ltd 028-17163
- included managerEnvestnet Asset Management INC 028-13411
- included managerAlaska Permanent Fund Corp 028-20231
- included managerBREWIN DOLPHIN Ltd 028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT 028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 178 | $11,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 2,593 | $11,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 238 | $11,000 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 890 | $11,000 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 486 | $11,000 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 3,014 | $11,000 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 700 | $11,000 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 1,208 | $11,000 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $11,000 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $11,000 | dollars as filed | |
| ALPHA ARCHITECT HIGH INFLATION AND DEFLATION ETF | 02072L631 | ETF | 469 | $11,000 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 2,000 | $11,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 293 | $11,000 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,311 | $11,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 363 | $11,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 232 | $11,000 | dollars as filed | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 245 | $11,000 | dollars as filed | |
| AXS SHORT INNOVATION | 46144X628 | EXCHANGE TRADED | 200 | $11,000 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 4,780 | $11,000 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 5,211 | $11,000 | dollars as filed | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 9,787 | $11,000 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 1,750 | $11,000 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 9,000 | $11,000 | dollars as filed | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 7,700 | $11,000 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 6,327 | $11,000 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 1,877 | $11,000 | dollars as filed | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 375 | $11,000 | dollars as filed | |
| ADVISORS SER TR | 00770X261 | VEGTECH FOOD INN | 670 | $11,000 | dollars as filed | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 1,050 | $11,000 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 15,100 | $11,000 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 431 | $11,000 | dollars as filed | principal |
| POLAR PWR INC | 73102V105 | COM | 8,300 | $11,000 | dollars as filed | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 173 | $11,000 | dollars as filed | |
| GLOBAL X FDS | 37960A685 | MSCI CHINA RE | 498 | $11,000 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 5,073 | $10,000 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,000 | $10,000 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 215 | $10,000 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 12,848 | $10,000 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 358 | $10,000 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 2,185 | $10,000 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 1,635 | $10,000 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 5,978 | $10,000 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 64,220 | $10,000 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 510 | $10,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 300 | $10,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 220 | $10,000 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 682 | $10,000 | dollars as filed | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 300 | $10,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 464 | $10,000 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,375 | $10,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $10,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 700 | $10,000 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 10,509 | $10,000 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 2,000 | $10,000 | dollars as filed | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $10,000 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 579 | $10,000 | dollars as filed | |
| Coupa Software | 22266LAF3 | CONV BOND | 10,000 | $10,000 | dollars as filed | principal |
| LILIUM N V | N52586109 | COM | 9,291 | $10,000 | dollars as filed | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,910 | $10,000 | dollars as filed | |
| VIA RENEWABLES INC | 92556D106 | COM | 1,904 | $10,000 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 17,755 | $10,000 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 22,645 | $10,000 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 9,000 | $10,000 | dollars as filed | principal |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 2,261 | $10,000 | dollars as filed | |
| BIOPLUS ACQUISITION CORP | G11217117 | CLASS A ORD SHS | 945 | $10,000 | dollars as filed | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 959 | $10,000 | dollars as filed | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 402 | $10,000 | dollars as filed | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 7,000 | $10,000 | dollars as filed | principal |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 118 | $10,000 | dollars as filed | principal |
| LOOP INDS INC | 543518104 | COM | 3,627 | $9,000 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 583 | $9,000 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,500 | $9,000 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,000 | $9,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 700 | $9,000 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 6,600 | $9,000 | dollars as filed | |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 625 | $9,000 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 424 | $9,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 94 | $9,000 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 5,147 | $9,000 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 249 | $9,000 | dollars as filed | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 500 | $9,000 | dollars as filed | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 296 | $9,000 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 2,021 | $9,000 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 24,836 | $9,000 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 6,000 | $9,000 | dollars as filed | principal |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 1,684 | $9,000 | dollars as filed | |
| VOLTA INC | 92873V102 | COM CL A | 26,020 | $9,000 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 5,751 | $9,000 | dollars as filed | |
| AHREN ACQUISITION CORP | G01322109 | COM | 895 | $9,000 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A104 | COM | 19,553 | $9,000 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 31,312 | $9,000 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 10,841 | $9,000 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 475 | $9,000 | dollars as filed | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $9,000 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 10,000 | $9,000 | dollars as filed | principal |
| AMERICANRLTYINVSINC | 029174109 | STOK | 324 | $8,000 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 377 | $8,000 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 1,761 | $8,000 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 7,280 | $8,000 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,449 | $8,000 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 4,692 | $8,000 | dollars as filed | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 248 | $8,000 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 2,077 | $8,000 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 8,000 | $8,000 | dollars as filed | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 3,261 | $8,000 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,100 | $8,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 897 | $8,000 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 330 | $8,000 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 422 | $8,000 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 2,695 | $8,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 260 | $8,000 | dollars as filed | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 147 | $8,000 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 337 | $8,000 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 2,000 | $8,000 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 3,625 | $8,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 437 | $8,000 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 5,000 | $8,000 | dollars as filed | principal |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 400 | $8,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 217 | $8,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 5,372 | $8,000 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 5,882 | $8,000 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 4,284 | $8,000 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 1,726 | $8,000 | dollars as filed | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,000 | $8,000 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 1,901 | $8,000 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 9,000 | $8,000 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 7,000 | $8,000 | dollars as filed | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 8,000 | $8,000 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 5,000 | $8,000 | dollars as filed | principal |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,847 | $8,000 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 10,169 | $8,000 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 3,258 | $8,000 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 6,891 | $8,000 | dollars as filed | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 5,246 | $8,000 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 790 | $8,000 | dollars as filed | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 800 | $8,000 | dollars as filed | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 9,550 | $8,000 | dollars as filed | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 14,021 | $8,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 463 | $8,000 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 5,102 | $8,000 | dollars as filed | |
| GLOBAL X FDS | 37960A719 | EDUCATION ETF | 351 | $8,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 176 | $8,000 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 842 | $7,000 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 2,742 | $7,000 | dollars as filed | |
| GENIE ENERGY LTD | 372284208 | CL B | 684 | $7,000 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 725 | $7,000 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 133 | $7,000 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 1,358 | $7,000 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,036 | $7,000 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 262 | $7,000 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 110 | $7,000 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,165 | $7,000 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 221 | $7,000 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 211 | $7,000 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 750 | $7,000 | dollars as filed | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 750 | $7,000 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,795 | $7,000 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 179 | $7,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 330 | $7,000 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 2,000 | $7,000 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,647 | $7,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $7,000 | dollars as filed | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 450 | $7,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 229 | $7,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092246 | CLOUD COMPUTNG | 412 | $7,000 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 1,090 | $7,000 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,426 | $7,000 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 6,056 | $7,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 8,000 | $7,000 | dollars as filed | principal |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 2,023 | $7,000 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 7,000 | $7,000 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 372 | $7,000 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 5,000 | $7,000 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 7,000 | $7,000 | dollars as filed | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000 | $7,000 | dollars as filed | principal |
| AEYE INC | 008183105 | COM | 16,205 | $7,000 | dollars as filed | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 38,485 | $7,000 | dollars as filed | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 463 | $7,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 207 | $6,000 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,257 | $6,000 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,000 | $6,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 200 | $6,000 | dollars as filed | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 56 | $6,000 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 600 | $6,000 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 518 | $6,000 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 1,800 | $6,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 200 | $6,000 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 266 | $6,000 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 2,966 | $6,000 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 993 | $6,000 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 201 | $6,000 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 13,991 | $6,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 187 | $6,000 | dollars as filed | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,000 | $6,000 | dollars as filed | put |
| KAMADA LTD | M6240T109 | SHS | 1,399 | $6,000 | dollars as filed | |
| AUBURN NATL BANCORP | 050473107 | COM | 270 | $6,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 195 | $6,000 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 8,000 | $6,000 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 280 | $6,000 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 25,179 | $6,000 | dollars as filed | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 5,852 | $6,000 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 9,814 | $6,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 30,454 | $6,000 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 7,000 | $6,000 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,000 | $6,000 | dollars as filed | principal |
| VOR BIOPHARMA INC | 929033108 | COM | 838 | $6,000 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,000 | $6,000 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 20,751 | $6,000 | dollars as filed | |
| ENVESTNET INC | 29404KAB2 | BOND | 6,000 | $6,000 | dollars as filed | principal |
| HH&L ACQUISITION CO | G39714103 | COM | 600 | $6,000 | dollars as filed | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 634 | $6,000 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 6,215 | $6,000 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 1,293 | $6,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 782 | $6,000 | dollars as filed | |
| HULL TACTICAL US ETF | 301505806 | ETF | 200 | $6,000 | dollars as filed | |
| MIROMATRIX MED INC | 60471P108 | COM | 2,000 | $6,000 | dollars as filed | |
| GLOBAL X FDS | 37960A693 | EMKT INTRNT ECOM | 300 | $6,000 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 618 | $5,000 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,010 | $5,000 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 129 | $5,000 | dollars as filed | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 160 | $5,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 100 | $5,000 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 612 | $5,000 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 1,399 | $5,000 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 2,769 | $5,000 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 5,784 | $5,000 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 909 | $5,000 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 174 | $5,000 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 1,369 | $5,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 115 | $5,000 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 118 | $5,000 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,115 | $5,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 7,000 | $5,000 | dollars as filed | principal |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 12,051 | $5,000 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 670 | $5,000 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 3,582 | $5,000 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 579 | $5,000 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 3,000 | $5,000 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 3,081 | $5,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505590 | FMQQ NEXT FRONT | 481 | $5,000 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 3,150 | $5,000 | dollars as filed | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 102 | $5,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 200 | $5,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $5,000 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 11,261 | $5,000 | dollars as filed | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 1,305 | $5,000 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 570 | $5,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,000 | $5,000 | dollars as filed | principal |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 84 | $5,000 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 1,765 | $5,000 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 2,800 | $5,000 | dollars as filed | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 16,726 | $5,000 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 12,894 | $5,000 | dollars as filed | |
| WEJO GROUP LIMITED | G9525W109 | COM | 9,960 | $5,000 | dollars as filed | |
| XOS INC | 98423B108 | COM | 11,344 | $5,000 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 12,412 | $5,000 | dollars as filed | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 16,087 | $5,000 | dollars as filed | |
| OLD POINT FINL CORP | 680194107 | COM | 179 | $5,000 | dollars as filed | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 10,008 | $5,000 | dollars as filed | |
| ELEVATE CREDIT INC | 28621V101 | COM | 3,059 | $5,000 | dollars as filed | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 5,000 | $5,000 | dollars as filed | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 4,460 | $5,000 | dollars as filed | principal |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 100 | $5,000 | dollars as filed | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 2,204 | $5,000 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 1,624 | $5,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 227 | $5,000 | dollars as filed | |
| NIGHTSHARES 2000 ETF | 90470L477 | ETF | 170 | $5,000 | dollars as filed | |
| NIGHTSHARES 500 ETF | 90470L493 | ETF | 160 | $5,000 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 8,469 | $5,000 | dollars as filed | |
| INVO Bioscience, Inc. | 44984F302 | common | 10,773 | $5,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,065 | $4,000 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 787 | $4,000 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 102 | $4,000 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 7,556 | $4,000 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,029 | $4,000 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 464 | $4,000 | dollars as filed | |
| BNY MELLON CONCENTRTD INTRTNL ETF | 09661T834 | COM | 100 | $4,000 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 8,396 | $4,000 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 400 | $4,000 | dollars as filed | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 247 | $4,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E831 | INDXX AEROSPACE | 200 | $4,000 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 1,000 | $4,000 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 376 | $4,000 | dollars as filed | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 267 | $4,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 123 | $4,000 | dollars as filed | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 500 | $4,000 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 93 | $4,000 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 1,700 | $4,000 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,000 | $4,000 | dollars as filed | principal |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,690 | $4,000 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 1,129 | $4,000 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 1,142 | $4,000 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 652 | $4,000 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 125 | $4,000 | dollars as filed | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $4,000 | dollars as filed | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 4,505 | $4,000 | dollars as filed | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 2,400 | $4,000 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 107 | $4,000 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 736 | $4,000 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 2,118 | $4,000 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 100 | $4,000 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 6,059 | $4,000 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 11,129 | $4,000 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,505 | $4,000 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,000 | $4,000 | dollars as filed | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,000 | $4,000 | dollars as filed | principal |
| Draganfly Inc | 26142Q205 | COM | 5,585 | $4,000 | dollars as filed | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 9,251 | $4,000 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 3,609 | $4,000 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 18,336 | $4,000 | dollars as filed | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 400 | $4,000 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 500 | $4,000 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 4,000 | $4,000 | dollars as filed | |
| BABYLON HLDGS LTD | G07031209 | COM | 757 | $4,000 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 9,519 | $4,000 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 3,481 | $4,000 | dollars as filed | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 177 | $4,000 | dollars as filed | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 200 | $4,000 | dollars as filed | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 145 | $4,000 | dollars as filed | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 10,784 | $4,000 | dollars as filed | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 279 | $4,000 | dollars as filed | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 1,161 | $4,000 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 2,500 | $4,000 | dollars as filed | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 6,515 | $4,000 | dollars as filed | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 32,689 | $4,000 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 7,435 | $4,000 | dollars as filed | |
| BLEUACACIA LTD | G11728105 | CLASS A ORD SHS | 392 | $4,000 | dollars as filed | |
| SEP ACQUISITION CORP | 589381102 | CLASS A COM | 431 | $4,000 | dollars as filed | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 400 | $4,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 94 | $4,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $4,000 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,394 | $4,000 | dollars as filed | |
| REUNION NEUROSCIENCE INC | 76134G103 | COM | 5,260 | $4,000 | dollars as filed | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 167 | $4,000 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 738 | $3,000 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,177 | $3,000 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 692 | $3,000 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 660 | $3,000 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 295 | $3,000 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 6,286 | $3,000 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 1,000 | $3,000 | dollars as filed | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 55 | $3,000 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 500 | $3,000 | dollars as filed | |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 1,958 | $3,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 400 | $3,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 200 | $3,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 291 | $3,000 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 77 | $3,000 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 272 | $3,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 103 | $3,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $3,000 | dollars as filed | call |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 800 | $3,000 | dollars as filed | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $3,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 25 | $3,000 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 218 | $3,000 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 843 | $3,000 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 200 | $3,000 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 250 | $3,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 104 | $3,000 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 479 | $3,000 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 2,166 | $3,000 | dollars as filed | |
| CI&T INC | G21307106 | CMN | 475 | $3,000 | dollars as filed | |
| CHEETAH MOBILE INC | 163075203 | CMN | 1,660 | $3,000 | dollars as filed | |
| UBS AG | 22539U602 | ETRA CRU OIL SHS | 31 | $3,000 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 2,544 | $3,000 | dollars as filed | |
| PHOENIX NEW MEDIA LTD | 71910C202 | SPONSORED ADS | 1,285 | $3,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A408 | COMMO STRAT ETF | 143 | $3,000 | dollars as filed | |
| LINKBANCORP INC | 53578P105 | COM | 301 | $3,000 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 3,296 | $3,000 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 5,372 | $3,000 | dollars as filed | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 4,278 | $3,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 216 | $3,000 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 637 | $3,000 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 4,000 | $3,000 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 3,000 | $3,000 | dollars as filed | principal |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 200 | $3,000 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 200 | $3,000 | dollars as filed | |
| ENDRA LIFE SCIENCES INC | 29273B302 | COM NEW | 766 | $3,000 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 1,126 | $3,000 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 15,981 | $3,000 | dollars as filed | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 15,598 | $3,000 | dollars as filed | |
| PROSHARES TR II | 74347Y854 | FUND | 287 | $3,000 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 28,574 | $3,000 | dollars as filed | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 7,000 | $3,000 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $3,000 | dollars as filed | principal |
| CAZOO GROUP LTD | G2007L105 | COM | 17,001 | $3,000 | dollars as filed | |
| GELESIS HLDGS INC | 36850R204 | COM | 8,535 | $3,000 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 10,198 | $3,000 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 4,820 | $3,000 | dollars as filed | |
| OCEANPAL INC | Y6430L160 | COM | 2,774 | $3,000 | dollars as filed | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 850 | $3,000 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,533 | $3,000 | dollars as filed | |
| GLAUKOS CORP | 377322AB8 | BOND | 3,000 | $3,000 | dollars as filed | principal |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,500 | $3,000 | dollars as filed | |
| Kelso Technologies Inc | 48826D201 | COM | 8,698 | $3,000 | dollars as filed | |
| PASITHEA THERAPEUTICS CORP COM NEW | 70261F103 | Stock | 5,000 | $3,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 150 | $3,000 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 30,317 | $3,000 | dollars as filed | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 67 | $3,000 | dollars as filed | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,000 | $3,000 | dollars as filed | principal |
| JUPITER ACQUISITION CORP | 482082104 | CL A | 318 | $3,000 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 1,700 | $3,000 | dollars as filed | |
| EDESA BIOTECH INC | 27966L108 | COM | 1,431 | $3,000 | dollars as filed | |
| ATENTO S A | L0427L204 | CMN | 775 | $3,000 | dollars as filed | |
| VACCINEX INC | 918640103 | CMN | 5,153 | $3,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N871 | VOLT CLOUD CYB | 725 | $3,000 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 1,180 | $2,000 | dollars as filed | |
| TORM PLC SHS CL A | G89479102 | Stock | 52 | $2,000 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 182 | $2,000 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 350 | $2,000 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 165 | $2,000 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,433 | $2,000 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 3,205 | $2,000 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 731 | $2,000 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 99 | $2,000 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 104 | $2,000 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 307 | $2,000 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 887 | $2,000 | dollars as filed | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 300 | $2,000 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 3,379 | $2,000 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 835 | $2,000 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 106 | $2,000 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 324 | $2,000 | dollars as filed | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 1,000 | $2,000 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 244 | $2,000 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 2,000 | $2,000 | dollars as filed | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 220 | $2,000 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 500 | $2,000 | dollars as filed | |
| Inflarx Nv | N44821101 | COM | 750 | $2,000 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 447 | $2,000 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q105 | SIMP AF WORL ETF | 100 | $2,000 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 200 | $2,000 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 34 | $2,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 44 | $2,000 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 857 | $2,000 | dollars as filed | |
| WATERDROP INC | 94132V105 | CMN | 700 | $2,000 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 795 | $2,000 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 84 | $2,000 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 490 | $2,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y550 | EFFICIENT GLD PL | 96 | $2,000 | dollars as filed | |
| ROCKET ONE INC | 44148G204 | COM NEW | 240 | $2,000 | dollars as filed | |
| MOLECULAR PARTNERS AG | 60853G106 | ADS | 300 | $2,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 104 | $2,000 | dollars as filed | |
| MANNATECH INC | 563771203 | COM NEW | 120 | $2,000 | dollars as filed | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,600 | $2,000 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 345 | $2,000 | dollars as filed | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 1,468 | $2,000 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,543 | $2,000 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 9,434 | $2,000 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 83 | $2,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 378 | $2,000 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 610 | $2,000 | dollars as filed | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 100 | $2,000 | dollars as filed | |
| BK Technologies Corp. | 05587G104 | COM | 500 | $2,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,000 | $2,000 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,000 | $2,000 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,000 | $2,000 | dollars as filed | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 3,000 | $2,000 | dollars as filed | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 2,000 | $2,000 | dollars as filed | principal |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 491 | $2,000 | dollars as filed | |
| TENON MEDICAL INC | 88066N105 | COM | 1,382 | $2,000 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,075 | $2,000 | dollars as filed | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 2,000 | $2,000 | dollars as filed | principal |
| CBDMD INC | 12482W101 | COM | 8,780 | $2,000 | dollars as filed | |
| BOXED INC | 103174108 | COM | 9,494 | $2,000 | dollars as filed | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 1,751 | $2,000 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 3,611 | $2,000 | dollars as filed | |
| GETAROUND INC | 37427G101 | COM | 2,375 | $2,000 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 500 | $2,000 | dollars as filed | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 113 | $2,000 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT CO | 40619l201 | COM | 271 | $2,000 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 8,600 | $2,000 | dollars as filed | |
| KWESST MICRO SYSTEMS INC | 501506604 | COM NEW | 768 | $2,000 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 2,521 | $2,000 | dollars as filed | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,000 | $2,000 | dollars as filed | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,000 | $2,000 | dollars as filed | principal |
| IMARA INC | 45249V107 | COM | 588 | $2,000 | dollars as filed | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 5,164 | $2,000 | dollars as filed | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 587 | $2,000 | dollars as filed | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 223 | $2,000 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 1,000 | $2,000 | dollars as filed | |
| KRANESHARES TRUST | 500767611 | CICC CHIN 5G SEM | 156 | $2,000 | dollars as filed | |
| AETERNA ZENTARIS INC | 007975501 | COMMON | 576 | $2,000 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 915 | $2,000 | dollars as filed | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 2,620 | $2,000 | dollars as filed | |
| BIOCEPT INC | 09072V501 | COM | 3,487 | $2,000 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 3,293 | $2,000 | dollars as filed | |
| AVALO THERAPEUTICS INC COM NEW | 05338F207 | Stock | 416 | $2,000 | dollars as filed | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 10,334 | $2,000 | dollars as filed | |
| KRANESHARES TR | 500767595 | CICC CN CONSUMER | 100 | $2,000 | dollars as filed | |
| APPLIED UV INC | 03828V105 | COM | 2,000 | $2,000 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 862 | $1,000 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 610 | $1,000 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 99 | $1,000 | dollars as filed | |
| MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD | 61559X104 | Stock | 76 | $1,000 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 918 | $1,000 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 9 | $1,000 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 411 | $1,000 | dollars as filed | |
| ISHARES TR | 46436E361 | BLOCKCHAIN & TEC | 126 | $1,000 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 413 | $1,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-006880 | this filing | 2023-02-14 | acceptance time not in the bulk data set |