13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 7,518 holding rows worth $348,911,657,000.
- Accession
- 0001140361-23-006880
- Filer
- CIK 1000275
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 30,147 entries on the cover page, a total value of $348,911,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $348,911,657,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc. 028-14116
- included managerRBC CMA LLC 028-11273
- included managerRBC Capital Markets, LLC 028-04069
- included managerRBC Global Asset Management (U.S.) 028-10228
- included managerRBC Dominion Securities Inc. 028-11322
- included managerBlueBay Asset Management LLP 028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc. 028-11271
- included managerRBC Private Counsel (USA) Inc. 028-11454
- included managerRoyal Trust Corporation of Canada 028-11393
- included managerRBC Trustees (Jersey) LTD 028-13008
- included managerRBC Trust Company (International) Ltd 028-13471
- included managerRBC Trust Company (Delaware) Ltd 028-13779
- included managerRBC Global Asset Management (UK) Ltd 028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd 028-12564
- included managerCity National Bank 028-04805
- included managerCity National Rochdale, LLC 028-05392
- included managerSymphonic Financial Advisors LLC 028-12672
- included managerRBC Dominion Securities Global Ltd 028-17163
- included managerEnvestnet Asset Management INC 028-13411
- included managerAlaska Permanent Fund Corp 028-20231
- included managerBREWIN DOLPHIN Ltd 028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT 028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 3,413 | $41,000 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 5,462 | $41,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W770 | CMN | 1,295 | $41,000 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,150 | $41,000 | dollars as filed | |
| HEXO CORP | 428304406 | COM | 40,622 | $41,000 | dollars as filed | |
| AES CORP | 00130H204 | CONV | 401 | $41,000 | dollars as filed | principal |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765107 | CLASS A ORD | 4,006 | $41,000 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 2,748 | $40,000 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,850 | $40,000 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 3,919 | $40,000 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 283 | $40,000 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 9,965 | $40,000 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,500 | $40,000 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 4,842 | $40,000 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 17,000 | $40,000 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 6,399 | $40,000 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,875 | $40,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 1,886 | $40,000 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 9,026 | $40,000 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 31,879 | $40,000 | dollars as filed | |
| USERTESTING INC | 91734E101 | COM | 5,329 | $40,000 | dollars as filed | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 4,000 | $40,000 | dollars as filed | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 3,990 | $40,000 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 100 | $39,000 | dollars as filed | call |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 4,372 | $39,000 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 5,215 | $39,000 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 3,768 | $39,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 1,482 | $39,000 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,744 | $39,000 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 2,882 | $39,000 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,402 | $39,000 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 5,188 | $39,000 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 11,555 | $39,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524664 | ARIEL OPPOR ETF | 1,964 | $39,000 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 3,622 | $39,000 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 15,823 | $39,000 | dollars as filed | |
| APTIV PLC | G6095L117 | CONV | 365 | $39,000 | dollars as filed | principal |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 11,015 | $38,000 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,979 | $38,000 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 5,780 | $38,000 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,561 | $38,000 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 722 | $38,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 4,986 | $38,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 1,700 | $38,000 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 2,352 | $38,000 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,628 | $38,000 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 3,909 | $38,000 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 10,027 | $38,000 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 18,189 | $38,000 | dollars as filed | |
| WEBER INC | 94770D102 | COM | 4,843 | $38,000 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 13,828 | $38,000 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 32,813 | $38,000 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 1,533 | $37,000 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 2,902 | $37,000 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,586 | $37,000 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 17,246 | $37,000 | dollars as filed | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,149 | $37,000 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 40,000 | $37,000 | dollars as filed | principal |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 55,304 | $36,000 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 10,291 | $36,000 | dollars as filed | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 1,884 | $36,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 1,760 | $36,000 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 16,014 | $36,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 2,200 | $36,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 333 | $36,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 524 | $36,000 | dollars as filed | |
| CLOUGH HEDGED EQUITY ETF | 53656F649 | ETF | 1,717 | $36,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 1,212 | $36,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B782 | IBET SPORTS BETN | 4,000 | $36,000 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 1,589 | $35,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 9,266 | $35,000 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 5,217 | $35,000 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 1,216 | $35,000 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 603 | $35,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 564 | $35,000 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 8,010 | $35,000 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 916 | $35,000 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 4,000 | $35,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 674 | $35,000 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 10,558 | $35,000 | dollars as filed | |
| CINCOR PHARMA INC | 17240Y109 | COM | 2,906 | $35,000 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799106 | CLASS A COM | 3,523 | $35,000 | dollars as filed | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 3,450 | $35,000 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 13,745 | $34,000 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,288 | $34,000 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 16,712 | $34,000 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 11,658 | $34,000 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 4,014 | $34,000 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 3,860 | $34,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,357 | $34,000 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 5,900 | $34,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 4,561 | $34,000 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 1,238 | $34,000 | dollars as filed | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 2,997 | $34,000 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 20,648 | $34,000 | dollars as filed | |
| 7 ACQUISITION CORPORATION | G80694105 | SHS CL A | 3,300 | $34,000 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 2,513 | $33,000 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 2,270 | $33,000 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 17,471 | $33,000 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,929 | $33,000 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 25,720 | $33,000 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 109,239 | $33,000 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 7,349 | $32,000 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 5,133 | $32,000 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 26,136 | $32,000 | dollars as filed | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,641 | $32,000 | dollars as filed | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 526 | $32,000 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 2,000 | $32,000 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 22,982 | $32,000 | dollars as filed | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 25,000 | $32,000 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 500 | $32,000 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 38,658 | $32,000 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 6,135 | $32,000 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 13,376 | $32,000 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 5,275 | $32,000 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 300 | $31,000 | dollars as filed | put |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 4,530 | $31,000 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,714 | $31,000 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 1,223 | $31,000 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 3,228 | $31,000 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 17,968 | $31,000 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 2,762 | $31,000 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 5,350 | $31,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 1,117 | $31,000 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 3,515 | $31,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 447 | $31,000 | dollars as filed | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 781 | $31,000 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 8,478 | $31,000 | dollars as filed | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 451 | $31,000 | dollars as filed | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 479 | $30,000 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 1,484 | $30,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 2,318 | $30,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 299 | $30,000 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 3,301 | $30,000 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 817 | $30,000 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 5,590 | $30,000 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 11,073 | $30,000 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 7,337 | $30,000 | dollars as filed | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,350 | $30,000 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,630 | $30,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 100,000 | $30,000 | dollars as filed | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 1,398 | $30,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 622 | $30,000 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 6,189 | $30,000 | dollars as filed | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 30,000 | $30,000 | dollars as filed | principal |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 6,122 | $29,000 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,254 | $29,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 1,031 | $29,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 978 | $29,000 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 3,833 | $29,000 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 2,663 | $29,000 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 12,240 | $29,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 1,449 | $29,000 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 4,332 | $29,000 | dollars as filed | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 5,595 | $29,000 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 14,775 | $28,000 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,927 | $28,000 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 742 | $28,000 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 11,276 | $28,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 1,547 | $28,000 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 1,245 | $28,000 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 2,181 | $28,000 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 2,681 | $28,000 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 5,700 | $28,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 1,975 | $28,000 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 5,542 | $28,000 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 558 | $28,000 | dollars as filed | principal |
| VELODYNE LIDAR INC | 92259F101 | COM | 37,029 | $28,000 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 8,173 | $28,000 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 22,350 | $28,000 | dollars as filed | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,813 | $28,000 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 3,000 | $27,000 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 14,464 | $27,000 | dollars as filed | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 7,471 | $27,000 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 9,860 | $27,000 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 4,300 | $27,000 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 7,480 | $27,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 938 | $27,000 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 11,784 | $27,000 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,422 | $27,000 | dollars as filed | |
| AMERISERV FINL INC | 03074A102 | COM | 6,735 | $27,000 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 2,069 | $27,000 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 28,414 | $27,000 | dollars as filed | |
| PYXIS TANKERS INC | Y71726130 | COM NEW | 5,700 | $27,000 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 21,192 | $27,000 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC COMMON STOCK | 20607V106 | Stock | 2,637 | $27,000 | dollars as filed | |
| ONECONNECT FINL TECHNOLOGY C | 68248T204 | SPONSORED ADS | 5,006 | $27,000 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,000 | $27,000 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 2,500 | $27,000 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 5,719 | $26,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 9,370 | $26,000 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,800 | $26,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,981 | $26,000 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,253 | $26,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 408 | $26,000 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 4,299 | $26,000 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 9,473 | $26,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,370 | $26,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 27,000 | $26,000 | dollars as filed | principal |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 6,053 | $26,000 | dollars as filed | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $26,000 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1,439 | $25,000 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 5,107 | $25,000 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 100 | $25,000 | dollars as filed | put |
| DAKOTA GOLD CORP | 46655E100 | COM | 8,009 | $25,000 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 14,985 | $25,000 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 2,007 | $25,000 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 3,344 | $25,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 350 | $25,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 322 | $25,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G187 | DAILY CSI CHINA | 500 | $25,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P797 | CMN | 1,451 | $25,000 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,069 | $25,000 | dollars as filed | principal |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,134 | $25,000 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 12,356 | $25,000 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 8,642 | $25,000 | dollars as filed | |
| CLOCKWISE U.S. CORE EQUITY ETF | 14064D568 | ETF | 1,572 | $25,000 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 21,590 | $25,000 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 14,712 | $25,000 | dollars as filed | |
| ENETI INC | Y2294C107 | COM | 2,460 | $25,000 | dollars as filed | |
| KALA BIO INC | 483119202 | COM NEW | 669 | $25,000 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 42,672 | $25,000 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 2,181 | $25,000 | dollars as filed | |
| NEOVASC INC | 64065J403 | COM NEW | 1,591 | $25,000 | dollars as filed | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 1,016 | $25,000 | dollars as filed | principal |
| ABSCI CORPORATION | 00091E109 | COM | 11,388 | $24,000 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 399 | $24,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 5,079 | $24,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 12,976 | $24,000 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 699 | $24,000 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 18,257 | $24,000 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 12,620 | $24,000 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 4,047 | $24,000 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,005 | $24,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 4,111 | $24,000 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 697 | $24,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,000 | $24,000 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 7,917 | $24,000 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 4,489 | $24,000 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 2,494 | $24,000 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 2,000 | $24,000 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 25,935 | $24,000 | dollars as filed | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,200 | $24,000 | dollars as filed | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 2,366 | $24,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 8,232 | $23,000 | dollars as filed | |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 1,226 | $23,000 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 533 | $23,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 5,701 | $23,000 | dollars as filed | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 967 | $23,000 | dollars as filed | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 3,155 | $23,000 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 11,055 | $23,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 12,619 | $23,000 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 6,245 | $22,000 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 3,131 | $22,000 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 10,845 | $22,000 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 3,334 | $22,000 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 7,197 | $22,000 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 14,135 | $22,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 750 | $22,000 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 3,743 | $22,000 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 3,505 | $22,000 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 22,415 | $22,000 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 3,635 | $22,000 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,120 | $22,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 1,439 | $22,000 | dollars as filed | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 538 | $22,000 | dollars as filed | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 2,997 | $22,000 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 2,444 | $22,000 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,576 | $22,000 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 17,265 | $22,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,000 | $22,000 | dollars as filed | principal |
| VACASA INC | 91854V107 | COM | 17,898 | $22,000 | dollars as filed | |
| BARCLAYS BK PLC | 06746P563 | FUND | 470 | $22,000 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 3,358 | $22,000 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 7,657 | $22,000 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 746 | $21,000 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 5,630 | $21,000 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 4,755 | $21,000 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 5,270 | $21,000 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 22,000 | $21,000 | dollars as filed | principal |
| VANECK COPPER AND ELECTRIFICATION METALS ETF | 92189Y204 | ETF | 734 | $21,000 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 466 | $21,000 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 940 | $21,000 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,630 | $21,000 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,000 | $21,000 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,129 | $21,000 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 2,332 | $21,000 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 2,567 | $21,000 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 2,542 | $21,000 | dollars as filed | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 2,000 | $21,000 | dollars as filed | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 2,100 | $21,000 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 1,105 | $20,000 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 2,594 | $20,000 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 656 | $20,000 | dollars as filed | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 546 | $20,000 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,507 | $20,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 385 | $20,000 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 6,000 | $20,000 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 835 | $20,000 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 12,000 | $20,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $20,000 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 13,541 | $20,000 | dollars as filed | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 10,243 | $20,000 | dollars as filed | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 2,000 | $20,000 | dollars as filed | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 3,958 | $20,000 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 5,514 | $20,000 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 22,855 | $20,000 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 73,416 | $20,000 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 5,455 | $20,000 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 3,543 | $20,000 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 2,654 | $20,000 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 2,047 | $20,000 | dollars as filed | |
| SIENTRA INC | 82621J105 | COM | 101,500 | $20,000 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 632 | $19,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 640 | $19,000 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 10,314 | $19,000 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,500 | $19,000 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 2,183 | $19,000 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 497 | $19,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 628 | $19,000 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 1,532 | $19,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 1,255 | $19,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 1,433 | $19,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $19,000 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,700 | $19,000 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,363 | $19,000 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 21,745 | $19,000 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 3,017 | $19,000 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 5,327 | $19,000 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 1,622 | $19,000 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 1,468 | $19,000 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,627 | $19,000 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 23,285 | $19,000 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 17,924 | $19,000 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 7,562 | $19,000 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 24,584 | $19,000 | dollars as filed | |
| MOGO INC | 60800C109 | COM | 36,158 | $19,000 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 1,127 | $18,000 | dollars as filed | |
| NATIXIS ETF TRUST II | 63875W208 | VAUGHAN NELSN SL | 714 | $18,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 11,996 | $18,000 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 8,816 | $18,000 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 133 | $18,000 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 2,549 | $18,000 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 8,659 | $18,000 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 974 | $18,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 340 | $18,000 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 1,551 | $18,000 | dollars as filed | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 525 | $18,000 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 1,701 | $18,000 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 1,096 | $18,000 | dollars as filed | |
| NEW YORK CITY REIT INC | 649439205 | COM | 9,964 | $18,000 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 2,819 | $18,000 | dollars as filed | |
| TREAN INS GROUP INC | 89457R101 | COM | 3,013 | $18,000 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 1,447 | $18,000 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 3,555 | $18,000 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L100 | COM | 1,800 | $18,000 | dollars as filed | |
| MOTIVE CAPITAL CORP II | G6293R106 | COM | 1,762 | $18,000 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 22,458 | $18,000 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 13,614 | $18,000 | dollars as filed | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 14,879 | $18,000 | dollars as filed | |
| DAVIDSTEA INC | 238661102 | COM | 22,955 | $18,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 326 | $17,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 9,155 | $17,000 | dollars as filed | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 2,607 | $17,000 | dollars as filed | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 653 | $17,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 447 | $17,000 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 1,751 | $17,000 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 456 | $17,000 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,600 | $17,000 | dollars as filed | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 698 | $17,000 | dollars as filed | |
| LISTED FDS TR | 53656F854 | SHARES MUNI DB | 790 | $17,000 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 6,027 | $17,000 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 5,257 | $17,000 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 2,326 | $17,000 | dollars as filed | |
| VINCO VENTURES INC | 927330100 | COM | 35,904 | $17,000 | dollars as filed | |
| CORAZON CAPITAL V838 MONOCER | G24237102 | COM | 1,691 | $17,000 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 13,019 | $17,000 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 14,632 | $17,000 | dollars as filed | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,432 | $17,000 | dollars as filed | |
| EMCLAIRE FINL CORP | 290828102 | COM | 525 | $17,000 | dollars as filed | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 15,040 | $17,000 | dollars as filed | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 32,335 | $17,000 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 1,798 | $16,000 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,510 | $16,000 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,450 | $16,000 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,955 | $16,000 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 1,697 | $16,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 790 | $16,000 | dollars as filed | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 185 | $16,000 | dollars as filed | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,012 | $16,000 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 22,210 | $16,000 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 12,031 | $16,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 3,029 | $16,000 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 18,763 | $16,000 | dollars as filed | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 1,555 | $16,000 | dollars as filed | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 78,143 | $16,000 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 16,000 | $16,000 | dollars as filed | principal |
| AEMETIS INC | 00770K202 | COM NEW | 3,806 | $15,000 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 1,072 | $15,000 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 753 | $15,000 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 4,884 | $15,000 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,500 | $15,000 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 3,595 | $15,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 365 | $15,000 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 2,957 | $15,000 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 5,500 | $15,000 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 2,112 | $15,000 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 4,146 | $15,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 489 | $15,000 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 11,045 | $15,000 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 2,343 | $15,000 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 39,001 | $15,000 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 38,086 | $15,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 400 | $15,000 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 9,885 | $15,000 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 5,184 | $15,000 | dollars as filed | |
| DP CAP ACQUISITION CORP I | G2R05B100 | CLASS A ORD | 1,470 | $15,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $15,000 | dollars as filed | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 310 | $14,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 2,032 | $14,000 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 1,585 | $14,000 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 25,561 | $14,000 | dollars as filed | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 255 | $14,000 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 441 | $14,000 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 897 | $14,000 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 6,504 | $14,000 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 4,958 | $14,000 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,500 | $14,000 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 2,610 | $14,000 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 780 | $14,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 2,197 | $14,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 338 | $14,000 | dollars as filed | |
| CONNS INC | 208242107 | COM | 1,989 | $14,000 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 2,917 | $14,000 | dollars as filed | |
| TITAN MED INC | 88830X819 | COM | 21,330 | $14,000 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 11,182 | $14,000 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 10,157 | $14,000 | dollars as filed | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 11,445 | $14,000 | dollars as filed | |
| MONEYLION INC | 60938K106 | COM | 23,009 | $14,000 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 5,032 | $14,000 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 8,008 | $14,000 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 7,500 | $13,000 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 1,300 | $13,000 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 12,731 | $13,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 404 | $13,000 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 8,476 | $13,000 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 4,000 | $13,000 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 26,151 | $13,000 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 6,322 | $13,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 165 | $13,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 800 | $13,000 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2,100 | $13,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 460 | $13,000 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 628 | $13,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 285 | $13,000 | dollars as filed | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 280 | $13,000 | dollars as filed | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 455 | $13,000 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 13,150 | $13,000 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 14,563 | $13,000 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 10,718 | $13,000 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 1,259 | $13,000 | dollars as filed | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 13,000 | $13,000 | dollars as filed | principal |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 1,300 | $13,000 | dollars as filed | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 512 | $13,000 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 16,825 | $12,000 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 50,013 | $12,000 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 765 | $12,000 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1,307 | $12,000 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 966 | $12,000 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 775 | $12,000 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 6,945 | $12,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 461 | $12,000 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 6,800 | $12,000 | dollars as filed | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,894 | $12,000 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 441 | $12,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 771 | $12,000 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 216 | $12,000 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 2,888 | $12,000 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 8,736 | $12,000 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 469 | $12,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 650 | $12,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 36,000 | $12,000 | dollars as filed | principal |
| Galiano Gold Inc | 36352H100 | COM | 23,395 | $12,000 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,931 | $12,000 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 419 | $12,000 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 470 | $12,000 | dollars as filed | principal |
| SOLO BRANDS INC | 83425V104 | COM CL A | 3,230 | $12,000 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 10,000 | $12,000 | dollars as filed | call |
| Proshares Short S&P | 74347B425 | COM | 779 | $12,000 | dollars as filed | |
| POWER REIT | 73933H101 | COM | 2,948 | $12,000 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,000 | $12,000 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 22,062 | $12,000 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 6,468 | $12,000 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 19,981 | $12,000 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 23,135 | $12,000 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 4,175 | $12,000 | dollars as filed | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,000 | $12,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 214 | $12,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 600 | $12,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 752 | $12,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-006880 | this filing | 2023-02-14 | acceptance time not in the bulk data set |