13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 7,518 holding rows worth $348,911,657,000.
- Accession
- 0001140361-23-006880
- Filer
- CIK 1000275
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 30,147 entries on the cover page, a total value of $348,911,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $348,911,657,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc. 028-14116
- included managerRBC CMA LLC 028-11273
- included managerRBC Capital Markets, LLC 028-04069
- included managerRBC Global Asset Management (U.S.) 028-10228
- included managerRBC Dominion Securities Inc. 028-11322
- included managerBlueBay Asset Management LLP 028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc. 028-11271
- included managerRBC Private Counsel (USA) Inc. 028-11454
- included managerRoyal Trust Corporation of Canada 028-11393
- included managerRBC Trustees (Jersey) LTD 028-13008
- included managerRBC Trust Company (International) Ltd 028-13471
- included managerRBC Trust Company (Delaware) Ltd 028-13779
- included managerRBC Global Asset Management (UK) Ltd 028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd 028-12564
- included managerCity National Bank 028-04805
- included managerCity National Rochdale, LLC 028-05392
- included managerSymphonic Financial Advisors LLC 028-12672
- included managerRBC Dominion Securities Global Ltd 028-17163
- included managerEnvestnet Asset Management INC 028-13411
- included managerAlaska Permanent Fund Corp 028-20231
- included managerBREWIN DOLPHIN Ltd 028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT 028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLARIVATE PLC | G21810109 | ORD SHS | 20,771 | $173,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 91,800 | $173,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 5,291 | $173,000 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 6,453 | $173,000 | dollars as filed | |
| LDH GROWTH CORP I | G54094118 | UNIT 03/17/2026 | 17,219 | $173,000 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 22,409 | $172,000 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 15,205 | $172,000 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,946 | $172,000 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 4,575 | $172,000 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 2,100 | $171,000 | dollars as filed | put |
| MRC GLOBAL INC | 55345K103 | COM | 14,732 | $171,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J750 | INTL HIGH ETF | 6,850 | $171,000 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 308 | $171,000 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 27,386 | $170,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 6,050 | $170,000 | dollars as filed | |
| ISTAR INC | 45031U101 | COMMON STOCK | 22,350 | $170,000 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 12,481 | $170,000 | dollars as filed | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 9,499 | $169,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 31,541 | $169,000 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 21,975 | $169,000 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,768 | $168,000 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 3,930 | $168,000 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 8,467 | $168,000 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 2,715 | $168,000 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 15,819 | $168,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 6,480 | $168,000 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P103 | COM | 16,330 | $168,000 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 4,573 | $167,000 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 54,678 | $167,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 99,370 | $167,000 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 43,762 | $166,000 | dollars as filed | |
| INNOVIVA INC | 45781M101 | COM | 12,526 | $166,000 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 10,700 | $166,000 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 10,386 | $166,000 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 33,516 | $166,000 | dollars as filed | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 8,166 | $166,000 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 125,311 | $166,000 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 22,500 | $166,000 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 11,343 | $165,000 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 13,900 | $165,000 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 5,646 | $165,000 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 13,550 | $165,000 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 11,613 | $165,000 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 14,825 | $165,000 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 10,444 | $165,000 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 15,682 | $165,000 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 15,656 | $165,000 | dollars as filed | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 7,420 | $164,000 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 39,449 | $164,000 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 11,972 | $164,000 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 13,435 | $164,000 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 33,255 | $164,000 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 21,388 | $163,000 | dollars as filed | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 3,691 | $163,000 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 59,077 | $163,000 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 3,877 | $163,000 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 16,002 | $163,000 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 9,279 | $163,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 58,134 | $163,000 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 12,021 | $162,000 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 32,562 | $162,000 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 9,819 | $162,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 3,208 | $162,000 | dollars as filed | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 24,510 | $161,000 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 5,522 | $161,000 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 7,285 | $161,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 2,351 | $161,000 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 13,027 | $161,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 6,504 | $161,000 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 7,930 | $161,000 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 6,378 | $161,000 | dollars as filed | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 14,875 | $161,000 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 21,711 | $160,000 | dollars as filed | |
| POSHMARK INC | 73739W104 | COM CL A | 8,948 | $160,000 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 8,959 | $160,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,177 | $160,000 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 16,441 | $160,000 | dollars as filed | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 7,300 | $160,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 4,832 | $160,000 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 18,432 | $159,000 | dollars as filed | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 6,164 | $159,000 | dollars as filed | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 4,248 | $159,000 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 43,194 | $158,000 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 10,979 | $158,000 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 41,737 | $158,000 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 41,885 | $158,000 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 36,183 | $158,000 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,000 | $157,000 | dollars as filed | call |
| ATYR PHARMA INC | 002120202 | COM NEW | 71,768 | $157,000 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 8,081 | $157,000 | dollars as filed | |
| LIVE VENTURES INC | 538142308 | COM NEW | 5,000 | $157,000 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 1,747 | $157,000 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 46,625 | $156,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 5,000 | $156,000 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 1,171 | $156,000 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,408 | $156,000 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 10,002 | $156,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 3,357 | $156,000 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 25,165 | $156,000 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 18,316 | $156,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 6,253 | $156,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 9,697 | $156,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 7,445 | $155,000 | dollars as filed | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 15,333 | $155,000 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 27,977 | $154,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 7,283 | $154,000 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 6,000 | $154,000 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 8,687 | $154,000 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 18,589 | $154,000 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 2,965 | $154,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 149,838 | $154,000 | dollars as filed | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 8,878 | $154,000 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 18,830 | $153,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 20,244 | $153,000 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 18,724 | $153,000 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 7,496 | $153,000 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 7,077 | $153,000 | dollars as filed | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 4,079 | $153,000 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 31,000 | $153,000 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 77,608 | $153,000 | dollars as filed | |
| CROWN CRAFTS INC | 228309100 | COM | 28,600 | $153,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 19,906 | $152,000 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 9,348 | $152,000 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 9,597 | $152,000 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 12,962 | $152,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 3,079 | $152,000 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 17,328 | $152,000 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 13,778 | $152,000 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 18,964 | $152,000 | dollars as filed | |
| COHERENT CORP | 19247G206 | CONV | 953 | $152,000 | dollars as filed | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 36,100 | $152,000 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 13,206 | $151,000 | dollars as filed | |
| OOMA INC | 683416101 | COM | 11,197 | $151,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 9,004 | $151,000 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 7,223 | $151,000 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 142,000 | $151,000 | dollars as filed | principal |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 23,580 | $150,000 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 25,924 | $150,000 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 13,059 | $150,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 5,624 | $150,000 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 5,339 | $150,000 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,000 | $150,000 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 6,496 | $149,000 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 20,824 | $149,000 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 5,747 | $149,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,092 | $149,000 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 4,863 | $149,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,319 | $149,000 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,200 | $149,000 | dollars as filed | |
| GERON CORP | 374163103 | COM | 61,262 | $148,000 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 3,581 | $148,000 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 13,512 | $148,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 4,668 | $148,000 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 32,387 | $148,000 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9,600 | $148,000 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 20,152 | $148,000 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 42,989 | $147,000 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 7,162 | $147,000 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 10,827 | $147,000 | dollars as filed | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,600 | $147,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 6,644 | $147,000 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 38,404 | $147,000 | dollars as filed | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 8,998 | $147,000 | dollars as filed | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,514 | $146,000 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,768 | $146,000 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 58,343 | $146,000 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 9,062 | $146,000 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 5,938 | $146,000 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 46,177 | $145,000 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 6,463 | $144,000 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 44,864 | $144,000 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 12,000 | $144,000 | dollars as filed | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 3,000 | $144,000 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 2,965 | $143,000 | dollars as filed | |
| CHEFS WHSE INC | 163086101 | COM | 4,307 | $143,000 | dollars as filed | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 5,028 | $143,000 | dollars as filed | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 4,572 | $143,000 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 5,879 | $142,000 | dollars as filed | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 6,121 | $142,000 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 4,186 | $142,000 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 23,792 | $142,000 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 88,900 | $142,000 | dollars as filed | |
| CLARIVATE PLC | G21810208 | CONV | 3,757 | $142,000 | dollars as filed | principal |
| ZURA BIO LTD CLASS A ORD SHS | G50752107 | COM | 13,944 | $142,000 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 4,991 | $141,000 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 11,022 | $141,000 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 3,395 | $141,000 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 84,249 | $141,000 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 7,384 | $141,000 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 12,942 | $141,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 6,185 | $141,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X107 | AXS CHANGE FINAN | 5,190 | $141,000 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,632 | $141,000 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 17,935 | $140,000 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 8,411 | $140,000 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 65,191 | $140,000 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 10,383 | $140,000 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 7,490 | $140,000 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 4,227 | $140,000 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 29,340 | $139,000 | dollars as filed | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 12,696 | $139,000 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 13,000 | $139,000 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 5,268 | $139,000 | dollars as filed | |
| VALUED ADVISERS TR | 92046L353 | KOVITZ CORE EQT | 8,841 | $139,000 | dollars as filed | |
| PROVENTION BIO INC | 74374N102 | COM | 13,089 | $139,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 7,628 | $138,000 | dollars as filed | |
| CF BANKSHARES INC | 12520L109 | COM | 6,500 | $138,000 | dollars as filed | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,654 | $138,000 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 19,808 | $138,000 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 4,009 | $138,000 | dollars as filed | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 9,690 | $138,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 51,834 | $138,000 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 5,305 | $138,000 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 5,537 | $138,000 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 13,020 | $137,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 2,766 | $137,000 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 67,678 | $137,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 3,585 | $137,000 | dollars as filed | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 6,451 | $137,000 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 31,615 | $136,000 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 5,435 | $136,000 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 31,756 | $136,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U604 | TCW EMERGING MKT | 8,900 | $136,000 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 76,090 | $135,000 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 15,611 | $134,000 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 11,284 | $134,000 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 25,000 | $134,000 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 2,975 | $134,000 | dollars as filed | principal |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 17,400 | $134,000 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 27,432 | $134,000 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 23,783 | $134,000 | dollars as filed | |
| BARCLAYS BK PLC | 06746P589 | FUND | 5,250 | $134,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,900 | $133,000 | dollars as filed | call |
| SEER INC | 81578P106 | COM CL A | 22,952 | $133,000 | dollars as filed | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,815 | $133,000 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 25,408 | $133,000 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 15,491 | $133,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,146 | $133,000 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 21,606 | $133,000 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 15,170 | $133,000 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 6,389 | $133,000 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 13,828 | $132,000 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 12,302 | $132,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 45,649 | $132,000 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 22,416 | $132,000 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 14,887 | $132,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 4,128 | $132,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 4,253 | $132,000 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 35,540 | $132,000 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 3,032 | $132,000 | dollars as filed | principal |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 13,083 | $132,000 | dollars as filed | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 13,099 | $132,000 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 12,995 | $131,000 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,066 | $131,000 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 12,840 | $131,000 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,787 | $131,000 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 8,402 | $131,000 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 17,296 | $131,000 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 67,720 | $131,000 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 13,611 | $130,000 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,643 | $130,000 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,319 | $130,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 2,752 | $129,000 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 11,830 | $129,000 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 23,501 | $129,000 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 33,771 | $129,000 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 18,907 | $129,000 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 18,374 | $129,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 10,177 | $129,000 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 9,254 | $128,000 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 12,859 | $128,000 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 8,659 | $127,000 | dollars as filed | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 4,900 | $127,000 | dollars as filed | |
| SIREN ETF TR | 829658301 | CMN | 2,601 | $127,000 | dollars as filed | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,386 | $127,000 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 316,324 | $127,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,862 | $127,000 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 6,890 | $126,000 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 12,684 | $126,000 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 9,029 | $126,000 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 5,124 | $126,000 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 27,033 | $125,000 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 4,221 | $125,000 | dollars as filed | |
| DBX ETF TR | 23306X407 | XTRACKRS S&P 100 | 4,984 | $125,000 | dollars as filed | |
| DBX ETF TR | 23306X506 | XTRAC S&P ETF | 4,927 | $125,000 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 19,400 | $125,000 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 136,424 | $125,000 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 10,316 | $124,000 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 5,460 | $124,000 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 3,882 | $124,000 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 4,273 | $124,000 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 16,338 | $124,000 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 13,275 | $124,000 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 15,200 | $124,000 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 6,005 | $123,000 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,766 | $123,000 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10,953 | $123,000 | dollars as filed | |
| Canadian $ ETF | 46138T104 | ETF | 1,705 | $123,000 | dollars as filed | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 5,000 | $123,000 | dollars as filed | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 3,428 | $123,000 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 8,093 | $122,000 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528108 | ISHARES HIGH YIE | 5,798 | $122,000 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,663 | $122,000 | dollars as filed | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 39,000 | $122,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J768 | US HIGH DIVI ETF | 4,534 | $122,000 | dollars as filed | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 8,263 | $122,000 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 19,377 | $121,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,638 | $121,000 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 2,725 | $121,000 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 9,758 | $121,000 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 77,905 | $121,000 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 56,010 | $121,000 | dollars as filed | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 4,153 | $121,000 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 12,400 | $120,000 | dollars as filed | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 12,300 | $120,000 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,613 | $119,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 3,813 | $119,000 | dollars as filed | |
| DBX ETF TR | 233051226 | CMN | 5,122 | $119,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,929 | $119,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P839 | NUVEEN SMALL CAP | 5,687 | $119,000 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,599 | $118,000 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 4,298 | $118,000 | dollars as filed | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 3,355 | $118,000 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 37,375 | $118,000 | dollars as filed | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 4,200 | $118,000 | dollars as filed | |
| PROJECT ENERGY REIMAGINED AC | G72556106 | COM | 11,727 | $118,000 | dollars as filed | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 3,618 | $118,000 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 2,873 | $117,000 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 7,504 | $117,000 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 29,071 | $117,000 | dollars as filed | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 4,153 | $117,000 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 10,112 | $117,000 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 5,038 | $117,000 | dollars as filed | |
| DBX ETF TR | 23306X308 | XTRACKERS S&P GR | 4,691 | $117,000 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 9,731 | $116,000 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 17,260 | $116,000 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,513 | $116,000 | dollars as filed | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 13,189 | $116,000 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 9,029 | $115,000 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 6,132 | $115,000 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 5,296 | $115,000 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 12,701 | $115,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 9,121 | $115,000 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 32,000 | $114,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 4,170 | $114,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 5,007 | $114,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,219 | $114,000 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 4,368 | $114,000 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 18,102 | $114,000 | dollars as filed | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 1,535 | $113,000 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 14,071 | $113,000 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 39,847 | $113,000 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 19,446 | $113,000 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 8,800 | $113,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 8,759 | $113,000 | dollars as filed | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 13,733 | $113,000 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 8,294 | $113,000 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 6,127 | $113,000 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 7,851 | $113,000 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 86,453 | $113,000 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 15,902 | $112,000 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 9,854 | $112,000 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 7,603 | $112,000 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 4,700 | $112,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 3,018 | $112,000 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 18,361 | $112,000 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 21,403 | $111,000 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 10,976 | $111,000 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 5,747 | $111,000 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 1,574 | $111,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U869 | FT VEST INT JUNE | 6,000 | $111,000 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 3,383 | $111,000 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 31,728 | $111,000 | dollars as filed | |
| FRANCHISE GROUP INC | 35180X105 | COM | 4,643 | $110,000 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 4,272 | $110,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 2,940 | $110,000 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 319,293 | $110,000 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 14,636 | $110,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,491 | $110,000 | dollars as filed | |
| BENEFITFOCUS INC | 08180D106 | COM | 10,474 | $110,000 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 6,176 | $109,000 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,524 | $109,000 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 55,160 | $109,000 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 46,702 | $109,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 27,949 | $109,000 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,343 | $109,000 | dollars as filed | |
| SCANSOURCE INC | 806037107 | COM | 3,755 | $109,000 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 4,431 | $108,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 2,243 | $108,000 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 9,802 | $108,000 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 17,939 | $108,000 | dollars as filed | |
| METALLUS INC | 887399103 | COMMON STOCK | 5,932 | $108,000 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 4,070 | $108,000 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 3,344 | $108,000 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 4,758 | $108,000 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,555 | $108,000 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5,400 | $108,000 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 165,181 | $108,000 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 6,300 | $107,000 | dollars as filed | |
| LARGO INC | 517097101 | COM | 19,708 | $107,000 | dollars as filed | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 13,588 | $107,000 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 17,095 | $106,000 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,400 | $105,000 | dollars as filed | call |
| AMERICAN CENTY ETF TR | 025072687 | AVANTIS SHFXDINC | 2,287 | $105,000 | dollars as filed | |
| HEALTHSTREAM INC | 42222N103 | COM | 4,235 | $105,000 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,920 | $105,000 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 36,789 | $105,000 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,967 | $104,000 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 15,761 | $104,000 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,297 | $104,000 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 35,961 | $104,000 | dollars as filed | |
| AMREP CORP | 032159105 | COM | 9,000 | $104,000 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 14,120 | $104,000 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 7,209 | $104,000 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 3,230 | $104,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 2,773 | $104,000 | dollars as filed | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 3,353 | $103,000 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 11,227 | $103,000 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 28,877 | $103,000 | dollars as filed | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 3,974 | $103,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 23,953 | $103,000 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 3,276 | $103,000 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 4,223 | $103,000 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 16,418 | $103,000 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 3,918 | $103,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 42,532 | $103,000 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 20,777 | $103,000 | dollars as filed | |
| HARTE HANKS INC | 416196202 | COM | 8,800 | $103,000 | dollars as filed | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3,300 | $103,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 4,022 | $103,000 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 12,500 | $102,000 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 7,564 | $102,000 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,550 | $102,000 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 7,250 | $102,000 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 5,703 | $102,000 | dollars as filed | |
| CLOUGH SELECT EQUITY ETF | 53656F631 | ETF | 4,701 | $102,000 | dollars as filed | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 5,981 | $101,000 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 49,750 | $101,000 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 6,002 | $101,000 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 3,705 | $101,000 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 4,255 | $101,000 | dollars as filed | |
| FINWARD BANCORP | 31812F109 | COM | 2,800 | $101,000 | dollars as filed | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 3,979 | $101,000 | dollars as filed | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 16,685 | $101,000 | dollars as filed | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 9,792 | $101,000 | dollars as filed | |
| BLUERIVER ACQUISITION CORP | G1261Q123 | UNIT 01/04/2026 | 9,999 | $101,000 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 13,421 | $100,000 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 14,773 | $100,000 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2,700 | $100,000 | dollars as filed | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 1,300 | $100,000 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 5,574 | $100,000 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 6,763 | $100,000 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 4,400 | $100,000 | dollars as filed | |
| BOGOTA FINL CORP | 097235105 | COM | 9,000 | $100,000 | dollars as filed | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 1,300 | $100,000 | dollars as filed | |
| BARCLAYS BK PLC | 06746P522 | FUND | 1,292 | $100,000 | dollars as filed | |
| CI FINL CORP | 125491100 | COM | 10,000 | $100,000 | dollars as filed | put |
| 7 ACQUISITION CORPORATION | G80694121 | UNIT 11/05/2026 | 9,682 | $100,000 | dollars as filed | |
| HV BANCORP | 40441H105 | COM | 3,500 | $100,000 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 6,565 | $99,000 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 6,449 | $99,000 | dollars as filed | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 4,227 | $99,000 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,625 | $99,000 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 5,522 | $99,000 | dollars as filed | principal |
| COMPUTER TASK GROUP INC | 205477102 | COM | 13,000 | $99,000 | dollars as filed | |
| TIO TECH A | G8T10C122 | UNIT 04/12/2028 | 9,825 | $99,000 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 81,092 | $98,000 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 11,345 | $98,000 | dollars as filed | |
| CIRCOR INTL INC | 17273K109 | COM | 4,112 | $98,000 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,832 | $98,000 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,160 | $98,000 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 100,000 | $98,000 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 3,240 | $97,000 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 5,654 | $97,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 4,590 | $97,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 37,527 | $97,000 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 15,090 | $97,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 9,881 | $96,000 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 7,304 | $96,000 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 6,478 | $96,000 | dollars as filed | |
| COHEN & CO INC NEW | 19249M102 | COM | 11,542 | $96,000 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 40,288 | $96,000 | dollars as filed | |
| SI BONE INC | 825704109 | COM | 6,996 | $95,000 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 9,200 | $95,000 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 3,282 | $95,000 | dollars as filed | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 4,176 | $95,000 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 9,494 | $95,000 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 12,270 | $95,000 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 81,831 | $95,000 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 18,229 | $95,000 | dollars as filed | |
| SALISBURY BANCORP INC | 795226109 | COM | 3,030 | $95,000 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,576 | $94,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 2,885 | $94,000 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 5,471 | $94,000 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 10,051 | $94,000 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 4,120 | $94,000 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 7,931 | $94,000 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 35,143 | $94,000 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 75,988 | $94,000 | dollars as filed | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 4,978 | $94,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-006880 | this filing | 2023-02-14 | acceptance time not in the bulk data set |