13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 7,518 holding rows worth $348,911,657,000.
- Accession
- 0001140361-23-006880
- Filer
- CIK 1000275
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 30,147 entries on the cover page, a total value of $348,911,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $348,911,657,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc. 028-14116
- included managerRBC CMA LLC 028-11273
- included managerRBC Capital Markets, LLC 028-04069
- included managerRBC Global Asset Management (U.S.) 028-10228
- included managerRBC Dominion Securities Inc. 028-11322
- included managerBlueBay Asset Management LLP 028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc. 028-11271
- included managerRBC Private Counsel (USA) Inc. 028-11454
- included managerRoyal Trust Corporation of Canada 028-11393
- included managerRBC Trustees (Jersey) LTD 028-13008
- included managerRBC Trust Company (International) Ltd 028-13471
- included managerRBC Trust Company (Delaware) Ltd 028-13779
- included managerRBC Global Asset Management (UK) Ltd 028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd 028-12564
- included managerCity National Bank 028-04805
- included managerCity National Rochdale, LLC 028-05392
- included managerSymphonic Financial Advisors LLC 028-12672
- included managerRBC Dominion Securities Global Ltd 028-17163
- included managerEnvestnet Asset Management INC 028-13411
- included managerAlaska Permanent Fund Corp 028-20231
- included managerBREWIN DOLPHIN Ltd 028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT 028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 24,775 | $314,000 | dollars as filed | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 6,060 | $314,000 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 39,234 | $313,000 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 9,962 | $313,000 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 21,852 | $313,000 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 16,200 | $313,000 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 8,629 | $312,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 4,960 | $312,000 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 139,419 | $312,000 | dollars as filed | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 9,757 | $311,000 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 59,248 | $310,000 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 10,312 | $310,000 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 16,226 | $310,000 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 14,580 | $309,000 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 40,861 | $309,000 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 8,456 | $309,000 | dollars as filed | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 13,366 | $308,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 9,822 | $308,000 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 50,904 | $308,000 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 6,702 | $308,000 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,984 | $308,000 | dollars as filed | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 7,231 | $308,000 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 17,368 | $307,000 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 24,351 | $306,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 124,122 | $305,000 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 34,736 | $304,000 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 14,547 | $304,000 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 19,370 | $304,000 | dollars as filed | |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 25,906 | $303,000 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 6,093 | $302,000 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 23,620 | $302,000 | dollars as filed | |
| ALTIMAR ACQUISITION CORP III | G0370U108 | CMN | 29,945 | $302,000 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 39,558 | $301,000 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 25,774 | $301,000 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,382 | $300,000 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 8,235 | $299,000 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 15,979 | $299,000 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 40,087 | $299,000 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,625 | $298,000 | dollars as filed | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 15,300 | $298,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 9,407 | $298,000 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 35,350 | $297,000 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 12,600 | $297,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 21,609 | $297,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 2,829 | $296,000 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 28,365 | $296,000 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 7,939 | $296,000 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 33,393 | $296,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 12,552 | $295,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 6,481 | $294,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 2,823 | $294,000 | dollars as filed | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 8,733 | $293,000 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 6,767 | $293,000 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 2,878 | $292,000 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 53,214 | $292,000 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 5,312 | $292,000 | dollars as filed | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 10,922 | $292,000 | dollars as filed | |
| SILVERBOW RES INC | 82836G102 | COM | 10,300 | $292,000 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 4,086 | $291,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 6,327 | $291,000 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 62,909 | $291,000 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 15,579 | $291,000 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 28,195 | $290,000 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 3,533 | $290,000 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 1,200 | $288,000 | dollars as filed | call |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 15,088 | $288,000 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 33,384 | $288,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 11,845 | $288,000 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 30,812 | $288,000 | dollars as filed | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 7,435 | $288,000 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,989 | $287,000 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 45,978 | $287,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q804 | ENERGY INM PARTN | 14,389 | $287,000 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 46,294 | $287,000 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,747 | $286,000 | dollars as filed | |
| AAR CORP | 000361105 | COM | 6,367 | $286,000 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,270 | $286,000 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 1,815 | $286,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 6,489 | $284,000 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 12,841 | $284,000 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 161,469 | $284,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 16,866 | $284,000 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 8,800 | $283,000 | dollars as filed | call |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 4,580 | $283,000 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 42,103 | $283,000 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 30,714 | $283,000 | dollars as filed | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 65,738 | $283,000 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 9,011 | $282,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 11,579 | $282,000 | dollars as filed | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 8,973 | $282,000 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 9,348 | $281,000 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 49,941 | $281,000 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 8,400 | $281,000 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 9,790 | $281,000 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 53,200 | $281,000 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 21,977 | $280,000 | dollars as filed | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 10,033 | $279,000 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 6,427 | $278,000 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 6,746 | $277,000 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 28,831 | $277,000 | dollars as filed | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,214 | $277,000 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 5,142 | $277,000 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 5,911 | $276,000 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 16,243 | $276,000 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 59,140 | $276,000 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 7,133 | $276,000 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,594 | $275,000 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 21,463 | $275,000 | dollars as filed | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 41,225 | $275,000 | dollars as filed | |
| EA SERIES TRUST | 02072L847 | FREEDOM DAY | 10,873 | $275,000 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,956 | $274,000 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 31,662 | $274,000 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 11,991 | $274,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 7,963 | $274,000 | dollars as filed | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 14,643 | $273,000 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 18,762 | $273,000 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,276 | $273,000 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 9,238 | $273,000 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 14,095 | $273,000 | dollars as filed | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 11,034 | $273,000 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 20,515 | $272,000 | dollars as filed | |
| OSI SYSTEMS INC | 671044105 | COM | 3,404 | $271,000 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 156,014 | $271,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 5,727 | $270,000 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 12,699 | $270,000 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 18,689 | $269,000 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 12,740 | $268,000 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 11,604 | $268,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 9,872 | $267,000 | dollars as filed | |
| GREEN PLAINS INC | 393222104 | COM | 8,770 | $267,000 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 24,330 | $266,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 295,000 | $266,000 | dollars as filed | principal |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 19,419 | $265,000 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 13,988 | $265,000 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 24,088 | $265,000 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 22,392 | $265,000 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 41,908 | $264,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 4,763 | $264,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 11,386 | $264,000 | dollars as filed | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 26,180 | $264,000 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 6,463 | $263,000 | dollars as filed | |
| EVO PMTS INC | 26927E104 | CL A COM | 7,787 | $263,000 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 21,116 | $263,000 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 32,185 | $262,000 | dollars as filed | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 102,521 | $262,000 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 25,925 | $262,000 | dollars as filed | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 14,857 | $262,000 | dollars as filed | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 11,594 | $261,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 30,363 | $261,000 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 300,000 | $261,000 | dollars as filed | principal |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 15,158 | $260,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 42,510 | $260,000 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 23,895 | $260,000 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 10,239 | $260,000 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 68,771 | $259,000 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 15,917 | $259,000 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 14,034 | $258,000 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 25,940 | $258,000 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 12,438 | $258,000 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 46,329 | $258,000 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 28,196 | $258,000 | dollars as filed | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 10,104 | $257,000 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 76,381 | $257,000 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 7,783 | $257,000 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 8,656 | $257,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 57,642 | $257,000 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 9,861 | $257,000 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 14,747 | $257,000 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 8,150 | $257,000 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 383,531 | $257,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 3,860 | $256,000 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 14,557 | $255,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729409 | FOCSD LARCP GWT | 12,767 | $255,000 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 27,503 | $254,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 21,695 | $253,000 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 14,366 | $253,000 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,072 | $251,000 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 35,709 | $251,000 | dollars as filed | |
| SIGMATRON INTL INC | 82661L101 | COM | 65,400 | $251,000 | dollars as filed | |
| UDEMY INC COM | 902685106 | Stock | 23,670 | $250,000 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,710 | $250,000 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,200 | $250,000 | dollars as filed | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 281,958 | $250,000 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,276 | $249,000 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 15,752 | $249,000 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 26,300 | $249,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 11,594 | $249,000 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 31,303 | $248,000 | dollars as filed | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 5,745 | $248,000 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 10,730 | $248,000 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 26,784 | $248,000 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 41,470 | $247,000 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 6,677 | $247,000 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 982 | $247,000 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 21,217 | $247,000 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 8,218 | $246,000 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 48,163 | $246,000 | dollars as filed | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 11,030 | $245,000 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 21,790 | $245,000 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 6,300 | $245,000 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 39,681 | $244,000 | dollars as filed | |
| ARTIVION INC | 228903100 | COM | 20,121 | $244,000 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 8,766 | $244,000 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 6,645 | $244,000 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,154 | $244,000 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 7,545 | $244,000 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 34,770 | $243,000 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 3,058 | $243,000 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 1,200 | $243,000 | dollars as filed | put |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 9,648 | $243,000 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 23,214 | $243,000 | dollars as filed | |
| EA SERIES TRUST | 02072L714 | BRIDGEWAY BLUE | 30,175 | $243,000 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 15,873 | $243,000 | dollars as filed | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 7,151 | $243,000 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 12,523 | $243,000 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 7,313 | $242,000 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 6,988 | $242,000 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 9,478 | $241,000 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 5,434 | $241,000 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 17,113 | $241,000 | dollars as filed | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 23,854 | $241,000 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 27,762 | $240,000 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 5,381 | $240,000 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 46,281 | $240,000 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 6,065 | $240,000 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 9,837 | $239,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 5,880 | $239,000 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 19,378 | $239,000 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 8,627 | $238,000 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 20,201 | $238,000 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 11,407 | $238,000 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,116 | $238,000 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 2,051 | $238,000 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,706 | $237,000 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,923 | $237,000 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 26,226 | $236,000 | dollars as filed | |
| COVISTA INC | 00737L103 | COM | 6,619 | $235,000 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 5,141 | $235,000 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 9,818 | $234,000 | dollars as filed | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,007 | $234,000 | dollars as filed | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 5,564 | $234,000 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 23,132 | $234,000 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 18,297 | $234,000 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 20,341 | $234,000 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 12,284 | $234,000 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 20,145 | $233,000 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 23,632 | $233,000 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 20,313 | $233,000 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 24,564 | $233,000 | dollars as filed | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 10,772 | $233,000 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,000 | $233,000 | dollars as filed | |
| MALLINCKRODT PLC | G5890A102 | COM | 30,014 | $233,000 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D106 | CLASS A ORD SHS | 23,279 | $233,000 | dollars as filed | |
| ETFMG Sit Ultra Short ETF | 26924G789 | Exchange Traded Fund | 4,830 | $233,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729508 | BDC INCOME ETF | 8,627 | $232,000 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 11,186 | $231,000 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 21,253 | $231,000 | dollars as filed | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 8,852 | $231,000 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 24,813 | $230,000 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 50,000 | $230,000 | dollars as filed | call |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 12,646 | $230,000 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 53,151 | $229,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 4,178 | $229,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 5,656 | $229,000 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 44,862 | $227,000 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 11,657 | $227,000 | dollars as filed | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,872 | $227,000 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 17,462 | $227,000 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 16,923 | $226,000 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 48,536 | $226,000 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 19,851 | $226,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 14,060 | $226,000 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 4,403 | $225,000 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 12,426 | $224,000 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 11,027 | $224,000 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 6,831 | $224,000 | dollars as filed | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 22,209 | $224,000 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 14,778 | $223,000 | dollars as filed | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 8,105 | $223,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 16,989 | $223,000 | dollars as filed | |
| WORLD QUANTUM GROWTH ACQUISI | G5596W101 | COM | 21,906 | $223,000 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 17,859 | $222,000 | dollars as filed | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,822 | $222,000 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 21,730 | $222,000 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 6,810 | $222,000 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 30,096 | $222,000 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 22,920 | $221,000 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 21,200 | $221,000 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 14,909 | $221,000 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 8,447 | $220,000 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 13,100 | $220,000 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 14,808 | $219,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 7,258 | $219,000 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 21,495 | $219,000 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 27,106 | $219,000 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,491 | $219,000 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 6,754 | $219,000 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 50,532 | $219,000 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 93,843 | $218,000 | dollars as filed | |
| OPENLANE INC | 48238T109 | COM | 16,661 | $218,000 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 17,432 | $218,000 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 12,635 | $218,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 32,147 | $218,000 | dollars as filed | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 16,202 | $218,000 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 14,600 | $218,000 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 64,229 | $218,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 8,840 | $218,000 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,788 | $218,000 | dollars as filed | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 3,941 | $218,000 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 22,807 | $217,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 20,717 | $217,000 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 14,450 | $216,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 3,748 | $216,000 | dollars as filed | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 12,071 | $215,000 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 21,150 | $215,000 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 8,258 | $215,000 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 15,480 | $214,000 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 9,362 | $214,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 8,386 | $214,000 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 4,510 | $213,000 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 11,303 | $213,000 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 56,496 | $213,000 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 64,983 | $213,000 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,500 | $213,000 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 11,389 | $212,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 8,340 | $212,000 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 24,844 | $212,000 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 20,665 | $212,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 23,176 | $212,000 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 69,282 | $212,000 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 25,730 | $211,000 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 35,481 | $211,000 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 4,613 | $211,000 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 12,130 | $211,000 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 83,772 | $211,000 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 20,420 | $210,000 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 2,318 | $210,000 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 15,816 | $210,000 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 16,171 | $210,000 | dollars as filed | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 37,117 | $210,000 | dollars as filed | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 8,036 | $210,000 | dollars as filed | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,267 | $210,000 | dollars as filed | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 8,630 | $210,000 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 600 | $209,000 | dollars as filed | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 16,379 | $209,000 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 41,052 | $209,000 | dollars as filed | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,372 | $209,000 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 36,644 | $209,000 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 8,294 | $208,000 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 7,360 | $208,000 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 17,135 | $208,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 12,077 | $208,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,182 | $207,000 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 4,358 | $207,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,516 | $207,000 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 18,528 | $207,000 | dollars as filed | |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 20,520 | $207,000 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 145,112 | $207,000 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 33,186 | $206,000 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 42,659 | $206,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 3,624 | $206,000 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 19,486 | $205,000 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 9,789 | $205,000 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 13,426 | $204,000 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 11,033 | $204,000 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 15,149 | $204,000 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 69,700 | $204,000 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 153,650 | $204,000 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 31,686 | $203,000 | dollars as filed | |
| NETSTREIT CORP | 64119V303 | COM | 11,063 | $203,000 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 10,383 | $203,000 | dollars as filed | |
| INTERPRIVATE III FINANCIAL P | 46064R106 | COM | 20,100 | $203,000 | dollars as filed | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 8,150 | $202,000 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 15,909 | $202,000 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 7,408 | $202,000 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 29,383 | $202,000 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 17,454 | $201,000 | dollars as filed | |
| RADNET INC | 750491102 | COM | 10,710 | $201,000 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 15,500 | $201,000 | dollars as filed | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 13,994 | $201,000 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 8,835 | $201,000 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 8,707 | $200,000 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 9,038 | $200,000 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 6,681 | $200,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 6,903 | $200,000 | dollars as filed | |
| LIBERTY | 531229888 | COMMON STOCK | 6,165 | $200,000 | dollars as filed | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 10,746 | $200,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 78,147 | $199,000 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 29,284 | $199,000 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 16,672 | $199,000 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 8,650 | $199,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 10,993 | $199,000 | dollars as filed | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 6,296 | $199,000 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,981 | $198,000 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 9,938 | $198,000 | dollars as filed | |
| LISTED FD TR | 53656F607 | COM | 5,617 | $197,000 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 4,250 | $197,000 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 42,960 | $197,000 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 13,799 | $197,000 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 6,500 | $197,000 | dollars as filed | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 7,728 | $197,000 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 24,643 | $197,000 | dollars as filed | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 6,837 | $197,000 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 8,806 | $196,000 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 22,974 | $196,000 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 250,000 | $196,000 | dollars as filed | principal |
| BLACKROCK 2037 MUNICIPAL TAR | 09262G108 | COM | 8,000 | $196,000 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 26,967 | $196,000 | dollars as filed | |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 19,051 | $196,000 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 1,335 | $195,000 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 4,106 | $195,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 9,883 | $195,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 16,472 | $194,000 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 7,144 | $194,000 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 19,463 | $194,000 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 201,000 | $194,000 | dollars as filed | principal |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 30,045 | $192,000 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 29,994 | $192,000 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 41,575 | $191,000 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 5,581 | $191,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 5,020 | $191,000 | dollars as filed | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 7,370 | $190,000 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 35,996 | $190,000 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 13,412 | $190,000 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 12,920 | $190,000 | dollars as filed | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 15,952 | $190,000 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 14,282 | $189,000 | dollars as filed | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 6,926 | $189,000 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 3,898 | $189,000 | dollars as filed | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 5,501 | $189,000 | dollars as filed | |
| A10 NETWORKS INC | 002121101 | COM | 11,247 | $188,000 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 31,998 | $188,000 | dollars as filed | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 17,991 | $188,000 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,000 | $187,000 | dollars as filed | call |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 37,949 | $187,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 6,150 | $187,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 4,100 | $186,000 | dollars as filed | call |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 19,384 | $186,000 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 10,005 | $186,000 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 10,614 | $186,000 | dollars as filed | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 16,194 | $186,000 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 4,000 | $186,000 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 15,728 | $186,000 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 25,650 | $186,000 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 45,661 | $185,000 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 17,453 | $185,000 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 9,715 | $185,000 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 787 | $185,000 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 6,773 | $185,000 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,228 | $184,000 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 56,738 | $184,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 6,181 | $184,000 | dollars as filed | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 2,200 | $184,000 | dollars as filed | |
| ALPINE SUMMIT ENRGY PRTNRS INC CL A | 021009105 | COM | 36,693 | $184,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 10,942 | $184,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 5,099 | $184,000 | dollars as filed | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 4,054 | $183,000 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 24,044 | $183,000 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 8,500 | $183,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 7,344 | $183,000 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 3,907 | $183,000 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 13,208 | $182,000 | dollars as filed | |
| CEPTON INC | 15673X101 | COM | 143,326 | $182,000 | dollars as filed | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L100 | SHS CL A | 18,000 | $182,000 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,000 | $181,000 | dollars as filed | call |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 6,399 | $180,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 3,733 | $180,000 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 7,581 | $180,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 52,627 | $179,000 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 12,934 | $179,000 | dollars as filed | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 3,457 | $179,000 | dollars as filed | principal |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 12,001 | $178,000 | dollars as filed | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 22,859 | $178,000 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 6,728 | $178,000 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 32,379 | $178,000 | dollars as filed | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 4,677 | $178,000 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,606 | $177,000 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 38,397 | $177,000 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 12,783 | $177,000 | dollars as filed | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 7,545 | $177,000 | dollars as filed | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 5,046 | $177,000 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 6,996 | $176,000 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 26,432 | $176,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 28,727 | $176,000 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 5,596 | $176,000 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 4,132 | $176,000 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 10,119 | $176,000 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 28,600 | $175,000 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 26,545 | $175,000 | dollars as filed | |
| ALICO INC | 016230104 | COM | 7,339 | $175,000 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 5,138 | $175,000 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 6,614 | $175,000 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 7,502 | $175,000 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 6,522 | $174,000 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 7,903 | $174,000 | dollars as filed | |
| PARTNERS BANCORP | 70213Q108 | COM | 19,557 | $174,000 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 2,849 | $173,000 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 19,920 | $173,000 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 29,900 | $173,000 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 5,997 | $173,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-23-006880 | this filing | 2023-02-14 | acceptance time not in the bulk data set |