13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,200 holding rows worth $585,337,749,000.
- Accession
- 0001140361-18-023594
- Filer
- CIK 70858
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 20,878 entries on the cover page, a total value of $585,337,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $585,337,749,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 165,924 | $1,701,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 105,689 | $1,697,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 16,950 | $1,694,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 54,705 | $1,691,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 21,800 | $1,690,000 | thousands by filing date | call |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 36,587 | $1,689,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 8,058 | $1,688,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 47,459 | $1,683,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,657,000 | $1,681,000 | thousands by filing date | principal |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 77,177 | $1,679,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 178,062 | $1,676,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 29,011 | $1,672,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 36,086 | $1,671,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 19,204 | $1,671,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 55,882 | $1,668,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 213,795 | $1,665,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 65,933 | $1,664,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,550,500 | $1,660,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 57,069 | $1,659,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 87,229 | $1,657,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 19,286 | $1,657,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 35,835 | $1,656,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 53,370 | $1,655,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 71,490 | $1,653,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 170,000 | $1,652,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 170,000 | $1,652,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 59,707 | $1,650,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 46,959 | $1,648,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 295,795 | $1,647,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 39,724 | $1,644,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 22,900 | $1,641,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 71,586 | $1,639,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 373,224 | $1,638,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 49,370 | $1,637,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 83,255 | $1,637,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,636,000 | $1,636,000 | thousands by filing date | principal |
| NUCOR CORP COM | 670346105 | Stock | 26,700 | $1,631,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 58,637 | $1,625,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 58,718 | $1,625,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 112,567 | $1,625,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 36,951 | $1,623,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 20,023 | $1,621,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 66,045 | $1,618,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 60,095 | $1,617,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 35,118 | $1,610,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 110,211 | $1,609,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 45,321 | $1,606,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 61,275 | $1,606,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 64,087 | $1,602,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 93,666 | $1,602,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 51,509 | $1,601,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 126,525 | $1,596,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 62,306 | $1,595,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 52,843 | $1,595,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 35,225 | $1,586,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 65,200 | $1,583,000 | thousands by filing date | call |
| BYLINE BANCORP INC | 124411109 | COM | 68,946 | $1,581,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 47,731 | $1,579,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 144,097 | $1,579,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 76,873 | $1,576,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 69,687 | $1,575,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 58,985 | $1,571,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 108,400 | $1,570,000 | thousands by filing date | put |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 140,385 | $1,568,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 17,673 | $1,568,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 603,708 | $1,558,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 15,500 | $1,554,000 | thousands by filing date | put |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 112,801 | $1,553,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 81,888 | $1,553,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 23,607 | $1,552,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 67,460 | $1,552,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 127,845 | $1,547,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 30,888 | $1,545,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 73,400 | $1,545,000 | thousands by filing date | call |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 46,961 | $1,541,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 30,883 | $1,535,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 386,491 | $1,531,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 88,298 | $1,526,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 52,365 | $1,524,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 108,742 | $1,519,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 54,897 | $1,515,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 144,856 | $1,511,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 158,496 | $1,509,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 52,571 | $1,506,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 87,696 | $1,504,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 45,567 | $1,503,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 48,942 | $1,502,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 119,402 | $1,501,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 128,170 | $1,501,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 108,920 | $1,496,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 121,479 | $1,496,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 98,848 | $1,491,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,468,000 | $1,489,000 | thousands by filing date | principal |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 28,301 | $1,488,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 62,012 | $1,486,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 250,000 | $1,485,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 48,496 | $1,484,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 50,000 | $1,481,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 50,000 | $1,481,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 13,500 | $1,480,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 137,335 | $1,476,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 240,831 | $1,476,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 115,042 | $1,475,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 110,857 | $1,474,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 30,440 | $1,473,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 29,783 | $1,473,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 89,323 | $1,472,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 99,529 | $1,470,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 37,353 | $1,465,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 79,438 | $1,464,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 328,773 | $1,463,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 100,000 | $1,461,000 | thousands by filing date | put |
| SPARTANNASH CO | 847215100 | COM | 84,797 | $1,459,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 456,921 | $1,458,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 39,244 | $1,457,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 28,519 | $1,457,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 30,665 | $1,457,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 100,000 | $1,454,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 28,800 | $1,454,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 28,100 | $1,453,000 | thousands by filing date | call |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 108,147 | $1,452,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 23,949 | $1,450,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 96,092 | $1,446,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 122,307 | $1,437,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 107,422 | $1,436,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,243,000 | $1,436,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 192,893 | $1,431,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 33,150 | $1,426,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 47,879 | $1,425,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 302,874 | $1,424,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 28,426 | $1,423,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 53,166 | $1,421,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 126,200 | $1,420,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 210,755 | $1,417,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 55,500 | $1,414,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,400 | $1,414,000 | thousands by filing date | put |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 17,384 | $1,414,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 71,087 | $1,413,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 34,859 | $1,413,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 9,300 | $1,408,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 9,300 | $1,408,000 | thousands by filing date | call |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 220,859 | $1,407,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 160,815 | $1,404,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 50,300 | $1,402,000 | thousands by filing date | call |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 96,567 | $1,402,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 83,915 | $1,401,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 21,970 | $1,400,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 42,500 | $1,400,000 | thousands by filing date | put |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 86,253 | $1,399,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 16,400 | $1,398,000 | thousands by filing date | call |
| OPUS BK IRVINE CALIF | 684000102 | COM | 49,740 | $1,392,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 61,116 | $1,388,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 24,300 | $1,384,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 75,000 | $1,382,000 | thousands by filing date | put |
| TALEND S A | 874224207 | ADS | 28,672 | $1,380,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 23,417 | $1,378,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 266,900 | $1,377,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 55,176 | $1,376,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 11,859 | $1,375,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,084,000 | $1,374,000 | thousands by filing date | principal |
| CARBONITE INC | 141337105 | COM | 47,575 | $1,370,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 70,000 | $1,369,000 | thousands by filing date | call |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 35,269 | $1,368,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,208,500 | $1,368,000 | thousands by filing date | principal |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 22,052 | $1,364,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 4,470 | $1,363,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 55,847 | $1,363,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 72,016 | $1,361,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,376,000 | $1,361,000 | thousands by filing date | principal |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 81,162 | $1,359,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 38,700 | $1,355,000 | thousands by filing date | call |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 20,950 | $1,352,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 364,183 | $1,351,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 803,535 | $1,350,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 44,791 | $1,346,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 41,418 | $1,343,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 129,591 | $1,341,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 32,346 | $1,340,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,800 | $1,340,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 36,400 | $1,340,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 88,062 | $1,338,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 14,927 | $1,337,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 30,408 | $1,336,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 57,717 | $1,331,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 34,974 | $1,330,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 126,084 | $1,325,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 65,934 | $1,325,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 37,734 | $1,320,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 55,809 | $1,320,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 12,664 | $1,318,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,900 | $1,317,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 24,976 | $1,317,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 80,798 | $1,317,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 284,151 | $1,316,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 136,835 | $1,314,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 308,418 | $1,311,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 37,665 | $1,309,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 83,319 | $1,308,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 38,071 | $1,308,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 85,761 | $1,307,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 79,902 | $1,307,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 383,195 | $1,303,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 27,400 | $1,302,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 63,604 | $1,302,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 68,456 | $1,297,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 126,938 | $1,297,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 131,620 | $1,295,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 43,981 | $1,295,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 32,000 | $1,294,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 70,021 | $1,294,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 50,000 | $1,293,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 7,436 | $1,292,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 21,686 | $1,289,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 76,000 | $1,288,000 | thousands by filing date | call |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 119,387 | $1,287,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 55,280 | $1,287,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 405,503 | $1,285,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 18,200 | $1,285,000 | thousands by filing date | call |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 24,301 | $1,280,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 51,214 | $1,279,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 220,609 | $1,277,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 64,239 | $1,276,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 48,452 | $1,272,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 97,776 | $1,271,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 31,500 | $1,270,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 31,796 | $1,269,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 89,157 | $1,269,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 36,309 | $1,267,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 94,253 | $1,266,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 108,919 | $1,265,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 95,830 | $1,265,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 63,756 | $1,264,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 15,800 | $1,263,000 | thousands by filing date | call |
| NEW GERMANY FD INC | 644465106 | COM | 64,351 | $1,257,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 24,910 | $1,256,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 14,392 | $1,256,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 80,751 | $1,256,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 48,947 | $1,255,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 66,587 | $1,255,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 67,479 | $1,245,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 21,800 | $1,241,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 1,153,000 | $1,241,000 | thousands by filing date | principal |
| Automatic Data Processing,Inc. | 053015103 | COM | 10,900 | $1,237,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 12,900 | $1,237,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 47,639 | $1,236,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 24,862 | $1,233,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 14,095 | $1,231,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 23,614 | $1,227,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 53,135 | $1,226,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 27,537 | $1,225,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 53,658 | $1,224,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 116,136 | $1,223,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 10,600 | $1,223,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,100 | $1,220,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 11,167 | $1,219,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 88,416 | $1,219,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 113,300 | $1,218,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 1,000,000 | $1,218,000 | thousands by filing date | principal |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 34,500 | $1,216,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 43,909 | $1,216,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 28,834 | $1,215,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 17,200 | $1,212,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 74,817 | $1,212,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 449,152 | $1,212,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 57,190 | $1,212,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 140,255 | $1,210,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 13,558 | $1,208,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 29,900 | $1,206,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 89,105 | $1,206,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 107,100 | $1,205,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 81,295 | $1,202,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 56,712 | $1,200,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 15,800 | $1,197,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 35,699 | $1,197,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 9,696 | $1,195,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 988,000 | $1,194,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 322,100 | $1,192,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 91,607 | $1,191,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 64,638 | $1,189,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 22,215 | $1,185,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 37,092 | $1,183,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 292,118 | $1,180,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 126,543 | $1,179,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 65,006 | $1,174,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 45,243 | $1,172,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 95,103 | $1,169,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 86,554 | $1,166,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 120,711 | $1,165,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 37,683 | $1,165,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 45,829 | $1,165,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 59,519 | $1,162,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,449,000 | $1,161,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 637,000 | $1,161,000 | thousands by filing date | principal |
| CHEMOCENTRYX INC | 16383L106 | COM | 85,137 | $1,158,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 29,690 | $1,154,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 21,800 | $1,151,000 | thousands by filing date | put |
| KALA BIO INC COM | 483119103 | Stock | 72,745 | $1,151,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 26,295 | $1,147,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 295,930 | $1,145,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 23,034 | $1,145,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 42,871 | $1,145,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 17,565 | $1,144,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 124,774 | $1,143,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 161,817 | $1,141,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 28,135 | $1,131,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 60,542 | $1,131,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 46,500 | $1,128,000 | thousands by filing date | call |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 54,472 | $1,120,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 32,095 | $1,119,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 38,600 | $1,116,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 243,702 | $1,114,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 99,617 | $1,113,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 92,175 | $1,112,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 69,553 | $1,112,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 132,300 | $1,111,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 14,520 | $1,106,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 19,493 | $1,105,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 40,000 | $1,104,000 | thousands by filing date | call |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 55,037 | $1,102,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 51,248 | $1,097,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 70,800 | $1,095,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 83,776 | $1,093,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 122,299 | $1,091,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 67,784 | $1,088,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 13,500 | $1,087,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 29,582 | $1,086,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 162,758 | $1,085,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 20,000 | $1,085,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 63,065 | $1,083,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 11,550 | $1,079,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 110,832 | $1,074,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 31,792 | $1,072,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 65,900 | $1,071,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 83,506 | $1,071,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 40,410 | $1,071,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 67,234 | $1,070,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 37,728 | $1,070,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 75,681 | $1,066,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 37,932 | $1,062,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 20,268 | $1,062,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 43,287 | $1,061,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 10,000 | $1,061,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 80,667 | $1,060,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 55,223 | $1,060,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 62,080 | $1,057,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 47,706 | $1,056,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 64,900 | $1,055,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 108,940 | $1,055,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,155,000 | $1,052,000 | thousands by filing date | principal |
| KOHLS CORP | 500255104 | COM | 16,000 | $1,048,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 295,794 | $1,047,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 28,940 | $1,045,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 15,750 | $1,040,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 204,415 | $1,038,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 18,175 | $1,037,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 31,966 | $1,037,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 13,474 | $1,036,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 40,500 | $1,035,000 | thousands by filing date | call |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 63,369 | $1,032,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 26,320 | $1,031,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 23,534 | $1,029,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 79,100 | $1,028,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 76,788 | $1,028,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 41,339 | $1,022,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 78,117 | $1,021,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 20,700 | $1,018,000 | thousands by filing date | call |
| ALEXANDERS INC COM | 014752109 | REIT | 2,662 | $1,015,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 72,689 | $1,015,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 31,124 | $1,015,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 50,724 | $1,014,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 126,762 | $1,012,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 20,804 | $1,012,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 35,771 | $1,009,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 55,454 | $1,008,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 66,453 | $1,007,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 31,873 | $1,005,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,010,000 | $1,002,000 | thousands by filing date | principal |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 70,339 | $1,001,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 51,980 | $993,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 109,115 | $993,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 43,330 | $993,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 14,196 | $990,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 38,517 | $989,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 37,613 | $988,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 86,800 | $987,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 60,000 | $987,000 | thousands by filing date | put |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 100,083 | $987,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 63,228 | $986,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 42,416 | $986,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 47,999 | $986,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 67,428 | $985,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 21,288 | $984,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 85,875 | $984,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 20,000 | $982,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 137,463 | $981,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 40,300 | $980,000 | thousands by filing date | call |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 85,135 | $979,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 195,116 | $976,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 161,371 | $975,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 84,920 | $973,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 54,714 | $972,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,067,000 | $972,000 | thousands by filing date | principal |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 27,669 | $969,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 101,753 | $967,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 34,827 | $967,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 90,000 | $966,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 38,800 | $965,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 86,221 | $963,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 21,302 | $963,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 35,378 | $963,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 36,835 | $963,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 37,503 | $958,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 10,731 | $958,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 30,168 | $957,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 14,600 | $956,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRADED FD | 18386R205 | GUGGENHEIM BULET | 49,454 | $956,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 5,000 | $955,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 39,000 | $955,000 | thousands by filing date | call |
| RMR GROUP INC | 74967R106 | CL A | 13,645 | $954,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 61,675 | $953,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 105,714 | $951,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 35,133 | $948,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 52,032 | $947,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 21,240 | $946,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,500 | $945,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 21,996 | $944,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 30,858 | $943,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 30,509 | $940,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 49,798 | $939,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 37,352 | $937,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 16,963 | $937,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 50,000 | $936,000 | thousands by filing date | call |
| QUALITY CARE PPTYS INC | 747545101 | COM | 47,896 | $931,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 112,998 | $931,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 237,000 | $929,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 19,437 | $926,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 46,671 | $925,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 160,184 | $924,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,200 | $923,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 26,023 | $923,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 65,721 | $921,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 816,000 | $919,000 | thousands by filing date | principal |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 36,203 | $918,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 35,900 | $917,000 | thousands by filing date | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 31,122 | $916,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 31,192 | $914,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 73,939 | $914,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 15,687 | $912,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 36,353 | $912,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 19,740 | $912,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 20,583 | $907,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 495,583 | $907,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 45,000 | $907,000 | thousands by filing date | call |
| STERLING BANCORP INC | 85917W102 | COM | 67,065 | $906,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 318,338 | $904,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 32,464 | $904,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 83,876 | $901,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 124,952 | $898,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 104,178 | $898,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 9,622 | $896,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 45,009 | $894,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 26,110 | $893,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 86,425 | $890,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 147,480 | $888,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 16,917 | $887,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 54,717 | $887,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 63,978 | $886,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 28,368 | $884,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 136,790 | $884,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 45,716 | $883,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 77,225 | $880,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 4,600 | $879,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 111,264 | $879,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 29,451 | $874,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 94,070 | $872,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 35,978 | $872,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 21,274 | $871,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 8,733 | $871,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 37,841 | $870,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 71,998 | $870,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 22,094 | $868,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 23,843 | $865,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 14,900 | $864,000 | thousands by filing date | put |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 27,897 | $863,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 32,099 | $862,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 27,253 | $861,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 22,091 | $861,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 233,689 | $858,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 30,600 | $858,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 112,980 | $858,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 62,798 | $857,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 320,235 | $855,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 11,278 | $854,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 15,078 | $853,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 104,615 | $853,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 27,375 | $852,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 17,557 | $849,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 30,129 | $849,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 46,122 | $848,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 72,818 | $848,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023594 | this filing | 2018-05-15 | acceptance time not in the bulk data set |