13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,200 holding rows worth $585,337,749,000.
- Accession
- 0001140361-18-023594
- Filer
- CIK 70858
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 20,878 entries on the cover page, a total value of $585,337,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $585,337,749,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PDL BIOPHARMA INC | 69329Y104 | COM | 130,872 | $384,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 14,755 | $384,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 33,237 | $382,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 49,009 | $381,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 52,600 | $381,000 | thousands by filing date | call |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 16,774 | $381,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 29,139 | $380,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,800 | $379,000 | thousands by filing date | put |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 74,350 | $379,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 13,697 | $379,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 31,523 | $378,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 41,404 | $378,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 21,785 | $377,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 16,722 | $376,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 61,879 | $374,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 4,450 | $373,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 9,058 | $371,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 5,297 | $371,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 37,975 | $369,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 36,422 | $369,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 3,435 | $367,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 12,610 | $366,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 184,379 | $365,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 22,957 | $365,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 12,410 | $364,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 32,724 | $364,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 49,000 | $364,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 22,200 | $363,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 18,704 | $362,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 24,556 | $361,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 28,613 | $361,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 172,251 | $361,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 27,784 | $361,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 22,923 | $361,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,500 | $360,000 | thousands by filing date | call |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 34,273 | $360,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 12,112 | $360,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 172,748 | $360,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 154,116 | $359,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 34,340 | $358,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 13,554 | $357,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 266,260 | $357,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 27,067 | $356,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 48,500 | $356,000 | thousands by filing date | put |
| ISHARES EDGE MSCI MULTIFACTOR FINANCIALS ETF | 46435G581 | ETF | 10,200 | $356,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 31,522 | $355,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,100 | $355,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 250,432 | $354,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 23,963 | $353,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 19,032 | $353,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 14,464 | $353,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 278,000 | $352,000 | thousands by filing date | principal |
| CELADON GROUP INC | 150838100 | COM | 95,025 | $351,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 42,455 | $350,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 11,560 | $350,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 23,684 | $349,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 16,023 | $348,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 27,972 | $348,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,900 | $347,000 | thousands by filing date | call |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 16,663 | $347,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 16,166 | $347,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 366,000 | $344,000 | thousands by filing date | principal |
| DEPOMED INC | 249908104 | COM | 52,071 | $342,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 10,000 | $341,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 20,290 | $341,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 18,867 | $341,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 7,435 | $340,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 341,250 | $340,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 13,283 | $339,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 26,641 | $339,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 12,902 | $339,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 71,976 | $339,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 23,549 | $338,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,887 | $338,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 30,914 | $337,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 47,497 | $337,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 24,890 | $336,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 9,884 | $335,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 13,576 | $335,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,725 | $335,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 17,926 | $335,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 11,770 | $335,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 19,087 | $335,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 35,434 | $333,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 12,031 | $333,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 29,660 | $333,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 17,992 | $332,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 82,606 | $330,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y509 | Cmn | 10,547 | $330,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 8,260 | $329,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 29,046 | $329,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 14,358 | $329,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 9,162 | $329,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 6,571 | $328,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,309 | $327,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 9,033 | $327,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 26,423 | $327,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 66,169 | $327,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 18,501 | $326,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 24,745 | $326,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 19,351 | $326,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 31,619 | $324,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 43,181 | $324,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 16,599 | $324,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 11,328 | $323,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 23,571 | $320,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,300 | $319,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 23,902 | $319,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 75,438 | $319,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 17,654 | $319,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 22,124 | $318,000 | thousands by filing date | |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 11,215 | $318,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 15,835 | $317,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 8,131 | $317,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 12,479 | $317,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,490 | $316,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 10,021 | $316,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 7,841 | $315,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,073 | $314,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 7,196 | $314,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 43,687 | $314,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 12,102 | $314,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B381 | DWA MOMTM VOLT | 10,006 | $314,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 27,199 | $313,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 12,840 | $313,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 330,000 | $313,000 | thousands by filing date | principal |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 12,521 | $311,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 43,050 | $310,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 30,062 | $310,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 11,573 | $310,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 28,124 | $309,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 17,115 | $308,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 22,240 | $308,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 4,669 | $308,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 55,158 | $307,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 300,000 | $306,000 | thousands by filing date | principal |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,894 | $305,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 10,073 | $305,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 201,000 | $305,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 49,744 | $304,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 13,446 | $304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 10,325 | $304,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 6,438 | $304,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 9,357 | $303,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 13,015 | $303,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 5,427 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 5,883 | $303,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 96,701 | $303,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 75,000 | $303,000 | thousands by filing date | call |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 11,651 | $303,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 6,976 | $303,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 6,691 | $302,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 13,739 | $302,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 4,287 | $301,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 15,000 | $298,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,454 | $297,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 23,967 | $297,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 5,904 | $296,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 21,278 | $296,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 44,289 | $296,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 4,510 | $295,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 12,517 | $295,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 40,680 | $295,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 319,288 | $295,000 | thousands by filing date | principal |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 13,463 | $294,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,190 | $294,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 12,955 | $293,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 16,141 | $291,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 75,000 | $290,000 | thousands by filing date | put |
| RELIANT BANCORP INC | 75956B101 | COM | 12,723 | $290,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 14,001 | $287,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 46,287 | $285,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,416 | $284,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 14,592 | $284,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 65,064 | $282,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 6,554 | $282,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 31,141 | $282,000 | thousands by filing date | |
| WORLD GOLD TR | 98146B104 | SPDR GLD MINIS | 2,348 | $282,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 52,000 | $282,000 | thousands by filing date | principal |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 9,429 | $281,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 16,306 | $281,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 81,534 | $281,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,640 | $278,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 18,696 | $278,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 72,359 | $277,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 137,771 | $276,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 6,495 | $275,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 28,037 | $275,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B365 | S&P SMLCP HIG VO | 11,597 | $275,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 17,059 | $274,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 8,774 | $274,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,502 | $272,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 10,441 | $272,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 23,165 | $271,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 97,348 | $271,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 23,009 | $271,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 10,180 | $269,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 15,000 | $269,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,524 | $268,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 16,857 | $268,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 23,189 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 7,731 | $268,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 9,337 | $268,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,600 | $267,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 67,819 | $267,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 126,971 | $266,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 35,871 | $266,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,980 | $265,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 15,794 | $265,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 8,696 | $265,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 9,285 | $265,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,200 | $264,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 33,000 | $264,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 9,814 | $263,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 20,228 | $263,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 7,189 | $262,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 15,047 | $261,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 17,980 | $261,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 7,582 | $261,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 54,271 | $259,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 49,149 | $259,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 11,293 | $258,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,741 | $258,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,000 | $258,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,823 | $258,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 21,533 | $258,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 15,000 | $258,000 | thousands by filing date | put |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 20,969 | $257,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 275,000 | $257,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,337 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 7,820 | $256,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 11,354 | $256,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 29,348 | $255,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,636 | $255,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,143 | $255,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 20,308 | $255,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,665 | $255,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 85,524 | $255,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,717 | $254,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 15,692 | $254,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 29,571 | $253,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 19,800 | $251,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,100 | $250,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 9,723 | $250,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 6,294 | $249,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 5,000 | $249,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 8,728 | $249,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 8,762 | $247,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 35,887 | $247,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 28,412 | $247,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 18,040 | $247,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,946 | $247,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 28,550 | $246,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 17,108 | $246,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 45,135 | $246,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 520,151 | $246,000 | thousands by filing date | principal |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 12,928 | $245,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 8,517 | $244,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,367 | $244,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $244,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 4,332 | $243,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,700 | $243,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,700 | $243,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 29,205 | $242,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 48,970 | $242,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,898 | $242,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 4,971 | $241,000 | thousands by filing date | |
| ACTIVE WEIGHTING FDS ETF TR | 00509T300 | EVENTSHS US POLI | 11,494 | $241,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 6,668 | $240,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 42,888 | $239,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 9,536 | $239,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 347,865 | $239,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 211,000 | $239,000 | thousands by filing date | principal |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,628 | $238,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,927 | $238,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,762 | $237,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 46,965 | $237,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 51,474 | $237,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,500 | $235,000 | thousands by filing date | put |
| LANTHEUS HLDGS INC | 516544103 | COM | 14,766 | $235,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 14,493 | $235,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 47,362 | $234,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 22,111 | $233,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 4,536 | $232,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 19,784 | $232,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 8,386 | $232,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 4,740 | $231,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 8,806 | $231,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 9,538 | $231,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 6,671 | $231,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C757 | INTERNATNL REV | 8,502 | $231,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,329 | $230,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 17,371 | $230,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 559 | $229,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 159,107 | $229,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 9,437 | $228,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 13,046 | $228,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 17,377 | $227,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 6,919 | $227,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 8,449 | $227,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 7,770 | $227,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 12,670 | $227,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 5,000 | $226,000 | thousands by filing date | call |
| COMMUNITY USD0.01 | 20369C106 | COM | 8,801 | $226,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 15,975 | $226,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 6,834 | $225,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 9,425 | $225,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 5,354 | $225,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 31,979 | $225,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 11,636 | $224,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 43,153 | $224,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 13,831 | $224,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 36,879 | $223,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 10,562 | $223,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 74,000 | $223,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 14,721 | $223,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 16,900 | $223,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 13,729 | $222,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 31,463 | $222,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 18,082 | $222,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 19,248 | $222,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,630 | $221,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 22,920 | $221,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 48,196 | $220,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 10,000 | $220,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 20,789 | $219,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,000 | $219,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,600 | $218,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 33,632 | $218,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,877 | $217,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 67,992 | $217,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,000 | $216,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 3,079 | $216,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 12,768 | $216,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 4,266 | $215,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 6,575 | $214,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 7,342 | $214,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 25,965 | $213,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 16,549 | $213,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,300 | $213,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,386 | $212,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 55,000 | $212,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7,021 | $212,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 14,930 | $212,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 13,591 | $212,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 30,223 | $210,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 15,105 | $210,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 7,503 | $210,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 19,987 | $210,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 28,481 | $210,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,529 | $208,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 10,000 | $207,000 | thousands by filing date | put |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 22,314 | $207,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 28,716 | $207,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 14,346 | $206,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 12,802 | $205,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,887 | $205,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 7,980 | $203,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 6,976 | $202,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 22,655 | $202,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 15,140 | $202,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 106,513 | $201,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 38,588 | $201,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 3,366 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 2,266 | $200,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 12,416 | $199,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 49,956 | $199,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 9,263 | $198,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,400 | $197,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 9,262 | $197,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 47,817 | $197,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 10,646 | $197,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F619 | SPINOFF | 8,226 | $197,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 9,446 | $196,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 15,067 | $196,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 65,000 | $196,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 10,654 | $196,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 19,355 | $196,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,000 | $195,000 | thousands by filing date | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 6,422 | $195,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 8,438 | $195,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 3,996 | $195,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 22,600 | $195,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 11,063 | $194,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 4,767 | $194,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 17,042 | $194,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,293 | $194,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 180,000 | $194,000 | thousands by filing date | principal |
| MasterCard, Inc | 57636Q104 | COM | 1,100 | $193,000 | thousands by filing date | put |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 18,158 | $193,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 8,042 | $193,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 6,269 | $192,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 5,000 | $191,000 | thousands by filing date | put |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,081 | $191,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 6,985 | $191,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 14,160 | $190,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 20,968 | $190,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 14,727 | $190,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 60,556 | $189,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 139,000 | $189,000 | thousands by filing date | principal |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 65,249 | $189,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,500 | $188,000 | thousands by filing date | call |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 8,189 | $188,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 7,069 | $188,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 3,842 | $188,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 150,000 | $188,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717Y832 | ICBCCS S&P CHINA | 5,900 | $188,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 10,933 | $187,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 25,490 | $187,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 8,331 | $187,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,700 | $186,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 6,270 | $185,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 13,359 | $184,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,699 | $184,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 19,191 | $184,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,500 | $183,000 | thousands by filing date | put |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 9,515 | $183,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 33,809 | $183,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 14,746 | $182,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 9,738 | $182,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 15,556 | $182,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 205,000 | $182,000 | thousands by filing date | principal |
| TRUBRIDGE INC | 205306103 | COM | 6,181 | $181,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 2,863 | $181,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 11,720 | $181,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 20,843 | $180,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 18,203 | $180,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 9,675 | $180,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 55,990 | $180,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 11,655 | $180,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,650 | $180,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 12,127 | $180,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 11,829 | $180,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 47,148 | $178,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 9,580 | $178,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 24,496 | $178,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 7,519 | $177,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 4,067 | $177,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 19,250 | $177,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 84,761 | $177,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,300 | $176,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 6,844 | $176,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 4,678 | $176,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 12,162 | $176,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 6,878 | $176,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 21,768 | $175,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 4,683 | $175,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 6,532 | $175,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 6,109 | $174,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,855 | $174,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 45,096 | $174,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,302 | $173,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 21,041 | $173,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,000 | $172,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 833 | $172,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 5,453 | $172,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 4,776 | $172,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 3,963 | $172,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 14,588 | $171,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 3,846 | $171,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,000 | $170,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 12,670 | $170,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,384 | $170,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 5,035 | $169,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 21,869 | $169,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 14,740 | $169,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 6,750 | $169,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 700 | $168,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 5,811 | $168,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 13,140 | $168,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 20,100 | $167,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 18,048 | $166,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 2,452 | $165,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 2,693 | $165,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 17,830 | $165,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 19,235 | $165,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 7,400 | $165,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,500 | $164,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 14,297 | $164,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 17,359 | $164,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 12,642 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 10,602 | $164,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 22,500 | $164,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 6,050 | $163,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $162,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,000 | $162,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 6,077 | $162,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 12,929 | $162,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 31,301 | $161,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 7,416 | $160,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 6,004 | $160,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 22,714 | $160,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 11,527 | $160,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,918 | $159,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 19,885 | $159,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 8,466 | $159,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 4,582 | $159,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 23,366 | $158,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 12,487 | $158,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 41,267 | $158,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023594 | this filing | 2018-05-15 | acceptance time not in the bulk data set |