13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,200 holding rows worth $585,337,749,000.
- Accession
- 0001140361-18-023594
- Filer
- CIK 70858
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 20,878 entries on the cover page, a total value of $585,337,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $585,337,749,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSALTA CORP | 89346D107 | COM | 575,104 | $3,134,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 59,601 | $3,118,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 288,440 | $3,115,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2,902,000 | $3,115,000 | thousands by filing date | principal |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 247,894 | $3,111,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 45,217 | $3,110,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 43,985 | $3,106,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 142,402 | $3,100,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 112,526 | $3,100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 104,262 | $3,098,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 183,896 | $3,098,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 340,931 | $3,095,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 51,897 | $3,094,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 341,441 | $3,090,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 50,000 | $3,080,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 93,323 | $3,079,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 48,847 | $3,079,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 387,185 | $3,078,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 141,697 | $3,073,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 220,046 | $3,071,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 191,683 | $3,069,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 20,000 | $3,064,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 58,900 | $3,060,000 | thousands by filing date | call |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 817,000 | $3,060,000 | thousands by filing date | principal |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 492,282 | $3,057,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 224,878 | $3,055,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 43,501 | $3,049,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 37,500 | $3,047,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 383,693 | $3,046,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 17,800 | $3,044,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 85,916 | $3,042,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 300,018 | $3,038,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 53,000 | $3,037,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 186,610 | $3,035,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 69,900 | $3,030,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 24,629 | $3,026,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 38,252 | $3,024,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 216,700 | $3,023,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 66,490 | $3,020,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 965,306 | $3,012,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 188,942 | $3,011,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 93,379 | $3,010,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 512,351 | $3,008,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 30,546 | $3,005,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 44,700 | $3,004,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 48,200 | $3,002,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 240,116 | $3,001,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 45,439 | $3,001,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 135,813 | $2,995,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 59,893 | $2,995,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 62,990 | $2,989,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 61,707 | $2,987,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 33,733 | $2,985,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 76,011 | $2,980,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 250,449 | $2,980,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 140,665 | $2,973,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 80,943 | $2,972,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 95,369 | $2,962,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 66,600 | $2,960,000 | thousands by filing date | put |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 100,768 | $2,951,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 87,977 | $2,949,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 395,270 | $2,949,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 76,369 | $2,949,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 21,500 | $2,947,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 52,123 | $2,944,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 46,682 | $2,941,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 328,690 | $2,939,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 137,129 | $2,937,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 58,628 | $2,930,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 150,000 | $2,928,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 50,712 | $2,924,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 29,700 | $2,924,000 | thousands by filing date | call |
| MITEL NETWORKS CORP | 60671Q104 | COM | 315,008 | $2,924,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 80,793 | $2,923,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 3,010,000 | $2,923,000 | thousands by filing date | principal |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 298,367 | $2,921,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 313,221 | $2,919,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 247,992 | $2,919,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 55,761 | $2,916,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 164,643 | $2,915,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 30,518 | $2,910,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 43,707 | $2,909,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 60,434 | $2,903,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 83,109 | $2,903,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 155,458 | $2,900,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 121,646 | $2,887,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 68,034 | $2,886,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 200,968 | $2,884,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 52,800 | $2,882,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 212,798 | $2,881,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 63,900 | $2,879,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 35,200 | $2,879,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 138,802 | $2,878,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 113,605 | $2,865,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 169,899 | $2,860,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 188,419 | $2,860,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 98,015 | $2,854,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 25,900 | $2,852,000 | thousands by filing date | put |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 116,647 | $2,852,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 109,284 | $2,845,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 20,900 | $2,844,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 573,929 | $2,841,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 167,074 | $2,840,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 52,711 | $2,826,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 74,776 | $2,818,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 110,053 | $2,817,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 92,719 | $2,816,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 62,781 | $2,816,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 117,600 | $2,815,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 439,390 | $2,812,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 98,651 | $2,807,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 697,457 | $2,804,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 27,200 | $2,803,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 20,600 | $2,801,000 | thousands by filing date | put |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 91,439 | $2,797,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 122,239 | $2,797,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 91,958 | $2,794,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 65,530 | $2,791,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 142,485 | $2,785,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 84,182 | $2,779,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 100,932 | $2,774,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 99,374 | $2,764,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 103,490 | $2,761,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 158,387 | $2,757,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 45,720 | $2,752,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 30,000 | $2,751,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 29,971 | $2,748,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 88,563 | $2,746,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 145,608 | $2,745,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 140,283 | $2,735,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 27,070 | $2,735,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 146,561 | $2,734,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 101,016 | $2,732,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 574,672 | $2,724,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 18,000 | $2,722,000 | thousands by filing date | call |
| WORKIVA INC COM CL A | 98139A105 | Stock | 114,791 | $2,721,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 145,315 | $2,719,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 53,932 | $2,712,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 90,648 | $2,712,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 92,545 | $2,711,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 163,273 | $2,706,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 463,761 | $2,699,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 154,013 | $2,697,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25,900 | $2,691,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 174,000 | $2,685,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 74,478 | $2,685,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 69,701 | $2,681,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 781,298 | $2,680,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 60,870 | $2,676,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 32,889 | $2,675,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 50,929 | $2,671,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 248,072 | $2,667,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 149,634 | $2,666,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 40,527 | $2,658,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 98,199 | $2,656,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 17,200 | $2,655,000 | thousands by filing date | call |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 147,685 | $2,655,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 2,623,000 | $2,653,000 | thousands by filing date | principal |
| AZZ INC COM | 002474104 | Stock | 60,682 | $2,652,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 153,776 | $2,636,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 46,300 | $2,635,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 49,900 | $2,635,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 89,696 | $2,632,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 37,837 | $2,631,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 241,424 | $2,630,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 68,380 | $2,629,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 60,774 | $2,627,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 109,198 | $2,625,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 50,700 | $2,613,000 | thousands by filing date | put |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 94,714 | $2,611,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 232,285 | $2,602,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 149,444 | $2,600,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 125,615 | $2,599,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 62,363 | $2,598,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 85,532 | $2,596,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 104,400 | $2,595,000 | thousands by filing date | put |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 52,851 | $2,594,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 100,000 | $2,589,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 35,300 | $2,581,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 55,575 | $2,580,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12,700 | $2,580,000 | thousands by filing date | put |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 188,977 | $2,578,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100,000 | $2,576,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 69,600 | $2,562,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 64,118 | $2,555,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 279,519 | $2,555,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 198,173 | $2,554,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 37,259 | $2,554,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 22,500 | $2,553,000 | thousands by filing date | call |
| LINE CORP | 53567X101 | SPONSORED ADR | 65,428 | $2,552,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 10,000 | $2,550,000 | thousands by filing date | put |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 96,520 | $2,546,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 2,300,000 | $2,540,000 | thousands by filing date | principal |
| VIPER | 92763M105 | COMMON STOCK | 99,831 | $2,537,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 62,110 | $2,535,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 52,257 | $2,533,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 538,830 | $2,532,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 2,500,000 | $2,530,000 | thousands by filing date | principal |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 164,272 | $2,528,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,532,000 | $2,528,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 53,556 | $2,526,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 105,170 | $2,523,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 34,000 | $2,519,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 59,064 | $2,519,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 107,620 | $2,516,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 51,271 | $2,516,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 58,210 | $2,503,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 267,949 | $2,503,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 38,512 | $2,501,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 175,525 | $2,499,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 112,945 | $2,492,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 143,900 | $2,489,000 | thousands by filing date | call |
| ATENTO S A | L0427L105 | SHS | 318,961 | $2,488,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 65,608 | $2,487,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 62,122 | $2,487,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,183,999 | $2,486,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 260,759 | $2,485,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 2,884,000 | $2,483,000 | thousands by filing date | principal |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 174,955 | $2,481,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 94,092 | $2,480,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 626,200 | $2,480,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 356,689 | $2,479,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 42,925 | $2,475,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 148,045 | $2,467,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 122,895 | $2,464,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 30,512 | $2,463,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 43,000 | $2,457,000 | thousands by filing date | call |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 95,152 | $2,452,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 102,791 | $2,451,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 97,440 | $2,450,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 699,769 | $2,449,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 350,000 | $2,447,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 521,842 | $2,447,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 253,050 | $2,447,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,896 | $2,445,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 149,747 | $2,444,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 47,652 | $2,437,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 84,814 | $2,433,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 281,045 | $2,431,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 69,802 | $2,428,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 58,189 | $2,424,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 194,246 | $2,423,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 68,226 | $2,420,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 83,158 | $2,419,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 196,663 | $2,417,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 97,975 | $2,411,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 236,769 | $2,408,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 159,700 | $2,402,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 80,317 | $2,400,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 134,988 | $2,393,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 65,351 | $2,382,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 400,000 | $2,376,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 85,339 | $2,375,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 59,000 | $2,374,000 | thousands by filing date | put |
| NUTRIEN LTD COM | 67077M108 | Stock | 50,000 | $2,363,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 133,649 | $2,356,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 115,652 | $2,356,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 120,008 | $2,347,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 122,483 | $2,343,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,874,000 | $2,338,000 | thousands by filing date | principal |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 76,845 | $2,333,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 130,308 | $2,333,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 130,186 | $2,332,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 21,873 | $2,327,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 62,500 | $2,327,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 660,626 | $2,325,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 170,292 | $2,324,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 64,046 | $2,321,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 114,122 | $2,317,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 89,926 | $2,316,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 32,200 | $2,315,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 143,048 | $2,315,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 155,161 | $2,315,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 45,343 | $2,313,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 27,500 | $2,297,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 58,100 | $2,295,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 62,523 | $2,294,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 33,877 | $2,293,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 449,640 | $2,293,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 63,650 | $2,291,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 120,515 | $2,291,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 105,975 | $2,289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 65,918 | $2,287,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 67,253 | $2,286,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 46,134 | $2,285,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 16,750 | $2,283,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 10,000 | $2,279,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 57,532 | $2,275,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 138,566 | $2,273,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 100,949 | $2,263,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 160,916 | $2,261,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 127,727 | $2,260,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 172,548 | $2,252,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 89,105 | $2,245,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 57,195 | $2,237,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,572,000 | $2,236,000 | thousands by filing date | principal |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 109,211 | $2,222,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 24,191 | $2,221,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 143,507 | $2,217,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 604,910 | $2,214,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 38,214 | $2,212,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 50,000 | $2,211,000 | thousands by filing date | put |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 143,919 | $2,209,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 73,822 | $2,205,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 94,169 | $2,205,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 393,072 | $2,202,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 27,559 | $2,188,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 44,478 | $2,186,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 70,000 | $2,184,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 41,357 | $2,179,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 61,093 | $2,173,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,011,117 | $2,173,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,065,000 | $2,170,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 60,637 | $2,168,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 136,533 | $2,168,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 157,728 | $2,159,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 18,500 | $2,159,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 146,000 | $2,158,000 | thousands by filing date | put |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 316,109 | $2,152,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 14,800 | $2,151,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 47,500 | $2,151,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 163,586 | $2,151,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 43,404 | $2,151,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 43,202 | $2,149,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 175,422 | $2,149,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 127,141 | $2,147,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 84,995 | $2,142,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 110,566 | $2,141,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 18,307 | $2,141,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 17,753 | $2,136,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 74,200 | $2,135,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 20,523 | $2,129,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 150,341 | $2,124,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,067,000 | $2,124,000 | thousands by filing date | principal |
| SUPERVALU INC | 868536301 | COM NEW | 139,301 | $2,122,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 17,444 | $2,121,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 503,551 | $2,120,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 71,626 | $2,118,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 39,543 | $2,118,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 202,424 | $2,115,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 355,566 | $2,108,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 46,578 | $2,107,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 144,234 | $2,106,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 301,659 | $2,103,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 180,235 | $2,098,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 16,945 | $2,097,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 74,728 | $2,097,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 439,636 | $2,097,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 126,557 | $2,095,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 110,116 | $2,087,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 196,753 | $2,086,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 233,239 | $2,082,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 20,000 | $2,082,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 40,000 | $2,082,000 | thousands by filing date | call |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 94,695 | $2,078,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 134,883 | $2,077,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 733,106 | $2,075,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 39,960 | $2,073,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 9,068 | $2,072,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 40,572 | $2,070,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 297,932 | $2,070,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 133,651 | $2,054,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 38,400 | $2,052,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 83,796 | $2,052,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 127,392 | $2,051,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 38,513 | $2,045,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 61,630 | $2,044,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 64,233 | $2,042,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 306,658 | $2,042,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 112,736 | $2,040,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 35,633 | $2,039,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 28,400 | $2,036,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 196,480 | $2,036,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 103,843 | $2,034,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 17,221 | $2,027,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 125,972 | $2,027,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 82,145 | $2,020,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 114,419 | $2,014,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 64,400 | $2,014,000 | thousands by filing date | put |
| PETIQ INC | 71639T106 | COMMON STOCK | 75,462 | $2,007,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 83,200 | $2,005,000 | thousands by filing date | call |
| Schwab US REIT ETF | 808524847 | SHS | 52,136 | $1,994,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 42,968 | $1,990,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 109,315 | $1,990,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 103,025 | $1,989,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 83,171 | $1,988,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 89,366 | $1,988,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 81,452 | $1,986,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 53,320 | $1,982,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 201,179 | $1,982,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 157,398 | $1,977,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 73,102 | $1,971,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 64,485 | $1,969,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 150,919 | $1,960,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 450,587 | $1,960,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 326,296 | $1,958,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 181,800 | $1,954,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 208,927 | $1,952,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 113,110 | $1,951,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 32,208 | $1,949,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 23,794 | $1,945,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 68,600 | $1,945,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 30,963 | $1,944,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 91,171 | $1,942,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 37,600 | $1,938,000 | thousands by filing date | call |
| Foundation Medicine Inc | 350465100 | COM | 24,593 | $1,937,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 284,313 | $1,936,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 10,000 | $1,936,000 | thousands by filing date | put |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 100,602 | $1,932,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 865,000 | $1,931,000 | thousands by filing date | principal |
| LOXO ONCOLOGY INC | 548862101 | COM | 16,627 | $1,919,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 508,401 | $1,916,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,917,000 | $1,912,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 29,727 | $1,911,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 158,338 | $1,908,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 99,127 | $1,903,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 61,658 | $1,901,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 57,194 | $1,900,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 121,809 | $1,899,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 94,206 | $1,898,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 117,663 | $1,894,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 155,981 | $1,890,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 25,800 | $1,886,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,075,000 | $1,886,000 | thousands by filing date | principal |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 155,786 | $1,885,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 75,987 | $1,883,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 18,075 | $1,883,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 126,818 | $1,881,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 85,035 | $1,880,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 316,552 | $1,880,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,700 | $1,878,000 | thousands by filing date | put |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 37,738 | $1,876,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 56,425 | $1,876,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 123,882 | $1,871,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 136,092 | $1,866,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 78,510 | $1,862,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 79,538 | $1,857,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 41,300 | $1,845,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 36,500 | $1,844,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 15,123 | $1,839,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,500 | $1,837,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 18,663 | $1,836,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 50,341 | $1,826,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 155,900 | $1,824,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 94,764 | $1,823,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 76,000 | $1,822,000 | thousands by filing date | call |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 37,451 | $1,820,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 68,381 | $1,820,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 143,952 | $1,817,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 117,923 | $1,816,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 101,298 | $1,813,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 600,000 | $1,812,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 400,000 | $1,812,000 | thousands by filing date | put |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 82,352 | $1,812,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 94,237 | $1,811,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 110,053 | $1,811,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 152,159 | $1,809,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 8,760 | $1,809,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 182,115 | $1,799,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 48,211 | $1,798,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 71,558 | $1,796,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 114,601 | $1,793,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 74,955 | $1,792,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 250,945 | $1,792,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 104,655 | $1,791,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 106,942 | $1,789,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 138,821 | $1,789,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 166,446 | $1,786,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 83,771 | $1,782,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 89,764 | $1,781,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 166,357 | $1,779,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 11,900 | $1,778,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 52,200 | $1,775,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 23,082 | $1,775,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,578,000 | $1,772,000 | thousands by filing date | principal |
| HANESBRANDS INC | 410345102 | COM | 96,000 | $1,768,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 41,609 | $1,764,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 41,314 | $1,763,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 50,000 | $1,760,000 | thousands by filing date | put |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 68,157 | $1,759,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 32,662 | $1,756,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 44,027 | $1,756,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 9,266 | $1,752,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 73,851 | $1,752,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,539,000 | $1,747,000 | thousands by filing date | principal |
| NEWLINK GENETICS CORP | 651511107 | COM | 239,872 | $1,740,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 101,105 | $1,735,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 130,384 | $1,729,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 100,532 | $1,727,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 20,903 | $1,726,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 167,789 | $1,726,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 16,171 | $1,724,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 177,826 | $1,723,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 30,000 | $1,718,000 | thousands by filing date | put |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 22,438 | $1,718,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 190,841 | $1,715,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 79,614 | $1,715,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 53,486 | $1,709,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 46,853 | $1,702,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 71,201 | $1,702,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023594 | this filing | 2018-05-15 | acceptance time not in the bulk data set |