13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,200 holding rows worth $585,337,749,000.
- Accession
- 0001140361-18-023594
- Filer
- CIK 70858
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 20,878 entries on the cover page, a total value of $585,337,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $585,337,749,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 85,566 | $5,499,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 197,140 | $5,491,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 158,822 | $5,469,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 157,808 | $5,462,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 132,814 | $5,459,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 303,358 | $5,449,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 111,191 | $5,447,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 331,396 | $5,435,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 173,428 | $5,416,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 76,275 | $5,411,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 173,400 | $5,394,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 945,079 | $5,378,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 179,862 | $5,358,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 160,159 | $5,358,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 164,842 | $5,354,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 301,242 | $5,353,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 197,751 | $5,351,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 161,737 | $5,350,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,769,794 | $5,345,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 150,829 | $5,342,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 84,662 | $5,341,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 334,716 | $5,339,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 83,874 | $5,335,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 167,636 | $5,332,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 246,136 | $5,322,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 187,706 | $5,318,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 72,615 | $5,313,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 151,047 | $5,309,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 158,300 | $5,308,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 98,397 | $5,294,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 407,491 | $5,293,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 223,256 | $5,291,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 50,000 | $5,265,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 116,002 | $5,253,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 343,554 | $5,243,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 199,221 | $5,242,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 5,385,000 | $5,242,000 | thousands by filing date | principal |
| CONMED CORP COM | 207410101 | Stock | 82,691 | $5,238,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 170,759 | $5,238,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 207,428 | $5,238,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 110,878 | $5,237,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 187,979 | $5,232,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 210,196 | $5,232,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 118,342 | $5,226,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L208 | EMRG MKT DIV ETF | 158,957 | $5,220,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 96,678 | $5,191,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 360,315 | $5,189,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 128,500 | $5,182,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 60,000 | $5,173,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 161,132 | $5,164,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 655,908 | $5,162,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 410,760 | $5,159,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 158,019 | $5,156,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 123,878 | $5,154,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,901,000 | $5,143,000 | thousands by filing date | principal |
| QUALYS INC COM | 74758T303 | Stock | 70,620 | $5,138,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 214,823 | $5,134,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 532,570 | $5,134,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 207,088 | $5,125,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12,400 | $5,119,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 382,894 | $5,104,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 195,974 | $5,078,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 38,547 | $5,076,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 45,554 | $5,074,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,168,627 | $5,060,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 172,541 | $5,052,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 269,903 | $5,047,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 113,000 | $5,047,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 229,774 | $5,046,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 76,352 | $5,029,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 74,017 | $5,028,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 235,390 | $5,026,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 129,158 | $5,025,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 614,636 | $5,016,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 332,551 | $5,015,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 179,292 | $5,015,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 279,058 | $5,010,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 191,134 | $5,008,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 344,682 | $5,008,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 257,034 | $4,999,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 153,254 | $4,993,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 349,114 | $4,992,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 223,834 | $4,987,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 250,000 | $4,983,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 160,100 | $4,979,000 | thousands by filing date | put |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 174,926 | $4,979,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 74,455 | $4,978,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 278,393 | $4,972,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 913,625 | $4,970,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 319,140 | $4,963,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 103,677 | $4,963,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 112,384 | $4,957,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 201,793 | $4,956,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 23,900 | $4,934,000 | thousands by filing date | put |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 276,641 | $4,927,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 75,714 | $4,918,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 109,212 | $4,909,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 75,000 | $4,907,000 | thousands by filing date | put |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 180,051 | $4,904,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,870,000 | $4,899,000 | thousands by filing date | principal |
| TRUEBLUE INC | 89785X101 | COM | 189,079 | $4,896,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 300,000 | $4,896,000 | thousands by filing date | put |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 125,396 | $4,890,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 329,854 | $4,882,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 213,870 | $4,876,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 124,835 | $4,875,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 188,609 | $4,868,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 196,158 | $4,867,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 553,097 | $4,866,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 152,691 | $4,863,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 357,665 | $4,863,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 186,468 | $4,859,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 169,979 | $4,853,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 129,259 | $4,852,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 135,954 | $4,840,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 134,370 | $4,838,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 40,733 | $4,823,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 77,800 | $4,820,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 184,220 | $4,819,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 200,554 | $4,818,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 96,696 | $4,816,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 196,783 | $4,815,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 160,767 | $4,815,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 210,157 | $4,815,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 501,383 | $4,813,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 90,702 | $4,809,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 241,800 | $4,800,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 198,139 | $4,797,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 189,244 | $4,797,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 108,169 | $4,794,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 407,771 | $4,791,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 377,459 | $4,790,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 226,277 | $4,787,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 61,800 | $4,781,000 | thousands by filing date | call |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 237,219 | $4,780,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 142,258 | $4,779,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 444,198 | $4,779,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 155,602 | $4,774,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 200,000 | $4,774,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 27,565 | $4,760,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 79,559 | $4,759,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 231,946 | $4,730,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,923,000 | $4,730,000 | thousands by filing date | principal |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 85,000 | $4,729,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 566,119 | $4,722,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 418,857 | $4,712,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 32,198 | $4,711,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 169,796 | $4,711,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 93,172 | $4,692,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 902,733 | $4,685,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 149,273 | $4,671,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 38,443 | $4,660,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 206,066 | $4,659,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 209,481 | $4,657,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 70,000 | $4,655,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 274,966 | $4,653,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 176,067 | $4,641,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 80,880 | $4,635,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 462,523 | $4,630,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 64,475 | $4,613,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 324,355 | $4,612,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 802,299 | $4,605,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 502,023 | $4,604,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 126,973 | $4,603,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 676,193 | $4,598,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 78,728 | $4,590,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 45,000 | $4,566,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 86,149 | $4,555,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 38,200 | $4,550,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 279,913 | $4,548,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,071,113 | $4,542,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 70,265 | $4,535,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 558,001 | $4,531,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 68,595 | $4,530,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 123,352 | $4,528,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 465,353 | $4,523,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 134,999 | $4,519,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 108,200 | $4,515,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 248,758 | $4,515,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 129,236 | $4,509,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 51,985 | $4,508,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 230,837 | $4,496,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 97,104 | $4,486,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 115,186 | $4,477,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 196,757 | $4,455,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 154,688 | $4,455,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 314,459 | $4,444,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 80,664 | $4,443,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 111,537 | $4,429,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 176,254 | $4,429,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,682,695 | $4,425,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 227,221 | $4,421,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 390,968 | $4,418,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 312,519 | $4,416,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 455,000 | $4,414,000 | thousands by filing date | call |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 471,526 | $4,413,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 335,000 | $4,405,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 245,000 | $4,400,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 17,500 | $4,395,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 738,370 | $4,393,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 345,678 | $4,391,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 93,381 | $4,389,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,590,045 | $4,388,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 62,701 | $4,385,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 96,901 | $4,385,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 166,533 | $4,380,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 44,705 | $4,375,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 264,486 | $4,374,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 268,000 | $4,374,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 58,670 | $4,370,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 555,604 | $4,367,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 43,404 | $4,366,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 289,200 | $4,355,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 113,732 | $4,353,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 193,600 | $4,350,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 46,600 | $4,347,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 59,800 | $4,346,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 288,632 | $4,344,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 279,380 | $4,344,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 4,721,000 | $4,340,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 40,600 | $4,339,000 | thousands by filing date | put |
| SUN HYDRAULICS CORP | 866942105 | COM | 80,965 | $4,336,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 194,827 | $4,333,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 202,873 | $4,333,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 82,874 | $4,331,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 86,056 | $4,329,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 62,300 | $4,326,000 | thousands by filing date | put |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 149,315 | $4,325,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 110,580 | $4,324,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 129,959 | $4,322,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 619,100 | $4,303,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 65,700 | $4,302,000 | thousands by filing date | call |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 23,170 | $4,299,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 106,100 | $4,291,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 183,460 | $4,290,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 260,600 | $4,282,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 140,274 | $4,281,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 71,896 | $4,279,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 301,046 | $4,271,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 297,174 | $4,265,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 131,895 | $4,263,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 131,261 | $4,258,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 50,000 | $4,257,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 125,000 | $4,255,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 91,255 | $4,246,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 51,047 | $4,241,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 95,619 | $4,236,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 169,457 | $4,234,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,500 | $4,224,000 | thousands by filing date | put |
| CAROLINA FINL CORP NEW | 143873107 | COM | 107,317 | $4,216,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 215,880 | $4,214,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 73,058 | $4,212,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 191,097 | $4,208,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 62,291 | $4,204,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 159,402 | $4,199,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 83,644 | $4,191,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 131,500 | $4,191,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 241,089 | $4,188,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 52,582 | $4,183,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 556,187 | $4,183,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 107,917 | $4,171,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 980,990 | $4,169,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 235,499 | $4,161,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 356,045 | $4,152,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 75,903 | $4,149,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 192,800 | $4,132,000 | thousands by filing date | call |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 186,008 | $4,130,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 270,414 | $4,118,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 137,412 | $4,116,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 64,076 | $4,113,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 42,000 | $4,107,000 | thousands by filing date | call |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 53,171 | $4,096,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 297,616 | $4,095,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 4,050,000 | $4,095,000 | thousands by filing date | principal |
| ISHARES TR | 46435G516 | COM | 60,801 | $4,093,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 108,728 | $4,093,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,039,432 | $4,085,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 294,276 | $4,084,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 87,749 | $4,069,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 77,100 | $4,068,000 | thousands by filing date | call |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 305,523 | $4,067,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 205,820 | $4,059,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 266,712 | $4,051,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 90,000 | $4,046,000 | thousands by filing date | put |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 75,378 | $4,021,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 4,231,000 | $4,017,000 | thousands by filing date | principal |
| TOPBUILD COR COM | 89055F103 | Stock | 52,413 | $4,010,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 73,672 | $4,008,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 110,814 | $4,005,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 318,670 | $4,003,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 162,116 | $3,995,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 113,573 | $3,981,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 139,869 | $3,965,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 74,655 | $3,961,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 69,086 | $3,951,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 91,105 | $3,949,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 53,820 | $3,937,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 90,626 | $3,931,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 64,987 | $3,928,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 103,934 | $3,926,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 197,791 | $3,919,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 75,615 | $3,917,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 397,116 | $3,916,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 109,037 | $3,908,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 78,576 | $3,907,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 297,743 | $3,903,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 109,478 | $3,903,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 45,347 | $3,897,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 250,000 | $3,888,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 35,200 | $3,886,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 41,936 | $3,868,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 238,566 | $3,865,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 144,450 | $3,864,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 263,976 | $3,862,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 574,991 | $3,858,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 190,000 | $3,857,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 291,621 | $3,855,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 183,100 | $3,854,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 211,491 | $3,849,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 50,600 | $3,839,000 | thousands by filing date | call |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 320,536 | $3,835,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 28,800 | $3,834,000 | thousands by filing date | put |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 300,735 | $3,834,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 94,268 | $3,816,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 36,700 | $3,813,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 202,041 | $3,809,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 56,725 | $3,807,000 | thousands by filing date | |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 121,757 | $3,802,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 3,224,000 | $3,801,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 73,700 | $3,797,000 | thousands by filing date | call |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 54,591 | $3,789,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 150,131 | $3,787,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 11,200 | $3,785,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 77,000 | $3,784,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 37,960 | $3,776,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 132,948 | $3,772,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 260,439 | $3,771,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 88,688 | $3,769,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 82,702 | $3,766,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 161,778 | $3,761,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 105,457 | $3,749,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 191,246 | $3,749,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 248,466 | $3,740,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 91,874 | $3,735,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 325,194 | $3,734,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 358,802 | $3,728,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 70,800 | $3,726,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 98,600 | $3,721,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 256,452 | $3,721,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 50,992 | $3,713,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 53,420 | $3,711,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 143,605 | $3,709,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 88,852 | $3,706,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 94,645 | $3,703,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 3,312 | $3,702,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 76,317 | $3,701,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 223,543 | $3,700,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 178,690 | $3,699,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 103,667 | $3,695,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 54,942 | $3,694,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 282,929 | $3,689,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 73,527 | $3,684,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 72,700 | $3,680,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 146,865 | $3,673,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 106,985 | $3,666,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 95,708 | $3,666,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 107,027 | $3,664,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 3,630,000 | $3,662,000 | thousands by filing date | principal |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 158,534 | $3,661,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 50,146 | $3,657,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 413,223 | $3,644,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 222,627 | $3,640,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 112,574 | $3,638,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 49,000 | $3,630,000 | thousands by filing date | call |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 122,385 | $3,630,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 257,842 | $3,628,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 167,955 | $3,626,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,196,857 | $3,614,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 258,409 | $3,613,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 169,384 | $3,606,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 145,875 | $3,593,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 239,408 | $3,592,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 26,591 | $3,590,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 269,909 | $3,590,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 3,488,000 | $3,590,000 | thousands by filing date | principal |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 278,217 | $3,589,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 88,318 | $3,581,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 29,860 | $3,569,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 17,751 | $3,568,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 61,013 | $3,566,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 55,638 | $3,565,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 190,932 | $3,562,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 127,574 | $3,558,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 142,576 | $3,550,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 579,546 | $3,547,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 262,654 | $3,544,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 118,544 | $3,544,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 264,326 | $3,540,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 179,304 | $3,539,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 213,460 | $3,534,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 71,975 | $3,534,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 282,269 | $3,534,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 76,345 | $3,529,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 20,693 | $3,529,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 164,860 | $3,528,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 86,318 | $3,525,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 208,026 | $3,522,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 227,805 | $3,515,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 51,600 | $3,511,000 | thousands by filing date | put |
| ILG INC | 44967H101 | COM | 112,743 | $3,507,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 236,987 | $3,500,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 304,341 | $3,499,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 170,458 | $3,497,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 81,338 | $3,493,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 236,446 | $3,486,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 58,149 | $3,486,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 183,843 | $3,484,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 56,500 | $3,482,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 70,600 | $3,475,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 180,863 | $3,471,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 925,018 | $3,469,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 47,875 | $3,464,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 69,895 | $3,461,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 141,064 | $3,458,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 279,691 | $3,454,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 68,200 | $3,452,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 191,266 | $3,448,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 134,684 | $3,448,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 150,811 | $3,440,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 20,100 | $3,438,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 86,548 | $3,429,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 15,600 | $3,427,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 129,287 | $3,427,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 281,648 | $3,425,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 98,808 | $3,423,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 700,700 | $3,419,000 | thousands by filing date | put |
| PIPER SANDLER COMPANIES | 724078100 | COM | 41,098 | $3,413,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 295,568 | $3,411,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 172,048 | $3,399,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 110,016 | $3,399,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 320,887 | $3,398,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 311,315 | $3,394,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 70,166 | $3,379,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 47,843 | $3,375,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 289,441 | $3,372,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 121,811 | $3,369,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 149,178 | $3,364,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 82,436 | $3,334,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 154,799 | $3,333,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 6,595 | $3,333,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 50,000 | $3,330,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 606,597 | $3,324,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 286,540 | $3,321,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 94,386 | $3,310,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 82,274 | $3,308,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 365,676 | $3,305,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 213,730 | $3,298,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 56,100 | $3,283,000 | thousands by filing date | call |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 50,925 | $3,280,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 199,524 | $3,280,000 | thousands by filing date | |
| POWERSHARES S&P 500 ENHANCED VALUE PORTFOLIO | 73936Q694 | ETF | 96,970 | $3,279,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 193,801 | $3,275,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 33,800 | $3,273,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 45,736 | $3,272,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 48,900 | $3,271,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 200,200 | $3,267,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 90,395 | $3,263,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 51,026 | $3,260,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 278,478 | $3,256,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 63,401 | $3,254,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 134,164 | $3,254,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 439,708 | $3,253,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 3,620,000 | $3,252,000 | thousands by filing date | principal |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 623,894 | $3,250,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 28,227 | $3,250,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 325,683 | $3,249,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,143,570 | $3,247,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 211,434 | $3,245,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 31,256 | $3,244,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,669,006 | $3,237,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,018,677 | $3,234,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 101,000 | $3,227,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 2,912,000 | $3,222,000 | thousands by filing date | principal |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,026,216 | $3,213,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 402,021 | $3,211,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 193,140 | $3,206,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 50,265 | $3,194,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 142,879 | $3,194,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 177,374 | $3,189,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 50,000 | $3,183,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 237,168 | $3,180,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 70,834 | $3,177,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 242,592 | $3,166,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 56,800 | $3,164,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 94,115 | $3,154,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 294,572 | $3,152,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 133,134 | $3,143,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 152,058 | $3,141,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 61,505 | $3,140,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 3,146,000 | $3,136,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023594 | this filing | 2018-05-15 | acceptance time not in the bulk data set |