13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,200 holding rows worth $585,337,749,000.
- Accession
- 0001140361-18-023594
- Filer
- CIK 70858
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 20,878 entries on the cover page, a total value of $585,337,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $585,337,749,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 54,428 | $847,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 28,565 | $845,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 17,171 | $843,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 29,710 | $843,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 60,513 | $841,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 54,500 | $841,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 6,300 | $839,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 57,285 | $839,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 162,955 | $839,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 36,524 | $837,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 51,086 | $835,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 15,000 | $834,000 | thousands by filing date | put |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 9,406 | $834,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 33,406 | $831,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 98,427 | $831,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 3,930,734 | $830,000 | thousands by filing date | principal |
| NICE SYS INC | 65366HAB9 | BOND | 670,000 | $829,000 | thousands by filing date | principal |
| MAIN STR CAP CORP | 56035L104 | COM | 22,456 | $828,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 94,678 | $826,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 9,740 | $821,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 13,739 | $820,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 45,995 | $819,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 26,521 | $817,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 40,421 | $816,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 36,058 | $816,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 30,061 | $815,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 44,617 | $815,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 102,670 | $814,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 86,863 | $813,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 35,974 | $810,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 17,812 | $810,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 20,700 | $809,000 | thousands by filing date | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 6,913 | $807,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 72,824 | $806,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 73,241 | $804,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 100,000 | $800,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 11,532 | $800,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,469,471 | $799,000 | thousands by filing date | principal |
| HP INC COM | 40434L105 | Stock | 36,400 | $798,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 47,198 | $798,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 225,000 | $797,000 | thousands by filing date | put |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 74,085 | $795,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 50,000 | $794,000 | thousands by filing date | put |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 41,106 | $789,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 126,101 | $786,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 34,873 | $783,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 19,071 | $783,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,500 | $778,000 | thousands by filing date | put |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 97,856 | $775,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 10,000 | $773,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 351,302 | $773,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 11,604 | $770,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 63,535 | $769,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 37,016 | $769,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 19,297 | $768,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 21,416 | $767,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 20,811 | $764,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 33,440 | $763,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 36,645 | $763,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 47,491 | $762,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 37,715 | $761,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 56,140 | $761,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 185,319 | $758,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 38,055 | $757,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 52,321 | $757,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 23,996 | $757,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 24,437 | $756,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 575,000 | $755,000 | thousands by filing date | principal |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 68,184 | $754,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 68,928 | $752,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 18,921 | $748,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 37,073 | $748,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 72,757 | $747,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 80,674 | $744,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 167,669 | $743,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 44,184 | $740,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 147,977 | $740,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 34,445 | $739,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 25,130 | $737,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 23,942 | $736,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 400,000 | $732,000 | thousands by filing date | put |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 148,568 | $731,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 66,161 | $731,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,500 | $729,000 | thousands by filing date | call |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 66,257 | $727,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 43,528 | $724,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 45,789 | $723,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 263,457 | $722,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 15,250 | $722,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 70,821 | $722,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 62,804 | $722,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 37,503 | $721,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 36,281 | $720,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 64,553 | $719,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 42,292 | $719,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 44,600 | $718,000 | thousands by filing date | put |
| ESSENDANT INC | 296689102 | COM | 91,885 | $718,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 27,214 | $717,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 10,235 | $717,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 27,742 | $716,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 23,551 | $715,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 83,317 | $714,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 66,411 | $713,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 1,020,000 | $712,000 | thousands by filing date | principal |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 46,256 | $710,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,260 | $709,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 21,998 | $708,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 30,700 | $707,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 37,267 | $707,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 8,540 | $705,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 32,873 | $702,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 70,376 | $702,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 15,185 | $701,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 16,394 | $701,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 341,375 | $699,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 13,000 | $698,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 43,272 | $697,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 232,050 | $696,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 66,874 | $696,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 708,000 | $696,000 | thousands by filing date | principal |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 23,069 | $695,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 60,981 | $693,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 249,391 | $692,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 30,000 | $691,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 22,048 | $690,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 40,963 | $690,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 89,527 | $690,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 92,329 | $689,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 33,689 | $687,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 21,245 | $686,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 52,899 | $685,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 81,999 | $684,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 4,056 | $684,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 79,542 | $683,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 5,230 | $681,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 10,000 | $681,000 | thousands by filing date | call |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 49,790 | $680,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 24,679 | $679,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 23,559 | $678,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 50,247 | $677,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 18,510 | $676,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 22,611 | $675,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 22,563 | $673,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 146,048 | $673,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 51,711 | $673,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 50,508 | $672,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 54,893 | $672,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 100,000 | $666,000 | thousands by filing date | call |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 17,000 | $664,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 14,163 | $664,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 27,768 | $664,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 22,215 | $657,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 50,154 | $652,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 35,184 | $652,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 17,350 | $650,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 125,226 | $649,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 49,961 | $649,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 9,205 | $648,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 23,618 | $648,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 25,268 | $646,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 45,118 | $646,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 55,678 | $644,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 15,000 | $643,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 25,554 | $643,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 27,252 | $641,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 55,497 | $641,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 14,400 | $640,000 | thousands by filing date | call |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 15,945 | $640,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 19,600 | $640,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 9,634 | $639,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 26,870 | $637,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,800 | $637,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 37,630 | $635,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 38,781 | $635,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 7,255 | $632,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 24,202 | $631,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 12,428 | $630,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 40,000 | $630,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 5,000 | $628,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 23,706 | $627,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 66,265 | $622,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 41,940 | $621,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 26,706 | $621,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 10,571 | $621,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 31,839 | $620,000 | thousands by filing date | |
| ISHARES TR | 46435G573 | MLTFACT MATLS | 19,360 | $620,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 47,437 | $618,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 150,000 | $618,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 33,814 | $617,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 47,733 | $615,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 6,147 | $613,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,900 | $612,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,100 | $612,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 33,726 | $612,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 33,488 | $611,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 9,705 | $610,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 43,442 | $608,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,058 | $608,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 18,423 | $607,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 13,475 | $607,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 52,659 | $607,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 81,783 | $606,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 24,331 | $606,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 65,876 | $605,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 64,219 | $603,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 10,102 | $602,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 44,892 | $602,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 45,607 | $599,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 78,647 | $599,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 48,183 | $599,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 21,002 | $599,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 20,304 | $598,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,700 | $597,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 35,190 | $597,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 50,943 | $595,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 99,215 | $595,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 7,300 | $593,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 7,300 | $593,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 11,658 | $593,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 41,369 | $592,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 42,814 | $592,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 15,355 | $589,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 62,284 | $589,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 36,584 | $586,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 46,262 | $585,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 20,751 | $584,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 20,073 | $581,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 20,333 | $580,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 48,674 | $577,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 51,307 | $572,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 98,451 | $571,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 39,689 | $571,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 200,000 | $568,000 | thousands by filing date | put |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 35,570 | $568,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 18,181 | $565,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 35,232 | $565,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 34,087 | $564,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 18,836 | $564,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 7,720 | $563,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 705,000 | $563,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,400 | $561,000 | thousands by filing date | put |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 55,744 | $561,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 19,287 | $560,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 52,245 | $560,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 39,620 | $560,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $560,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 260,682 | $558,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 22,925 | $558,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 576,000 | $558,000 | thousands by filing date | principal |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 95,187 | $557,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 25,365 | $556,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 16,000 | $555,000 | thousands by filing date | call |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 84,650 | $554,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 484,000 | $553,000 | thousands by filing date | principal |
| ORBCOMM INC | 68555P100 | COM | 58,958 | $553,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 224,698 | $553,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 168,810 | $552,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 57,154 | $551,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 11,920 | $550,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,200 | $547,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,000 | $546,000 | thousands by filing date | call |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 58,546 | $544,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 15,349 | $544,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 42,907 | $542,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 43,169 | $540,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 5,647 | $540,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 451,033 | $537,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 45,501 | $537,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 22,750 | $537,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,600 | $535,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 10,000 | $535,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 8,755 | $535,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 61,871 | $534,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 70,078 | $532,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 42,744 | $532,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 135,502 | $531,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 10,293 | $530,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 108,783 | $530,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 50,000 | $528,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 61,100 | $527,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 772,078 | $527,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 10,592 | $525,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 21,393 | $525,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 79,850 | $523,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 6,131 | $520,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 8,366 | $519,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 671,000 | $519,000 | thousands by filing date | principal |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 20,728 | $518,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,800 | $517,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 317,103 | $517,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 31,767 | $517,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 34,815 | $516,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 31,505 | $515,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,833 | $514,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y400 | Cmn | 19,890 | $512,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 40,171 | $511,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 35,942 | $511,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 34,524 | $510,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 106,843 | $510,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 30,784 | $509,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,500 | $508,000 | thousands by filing date | call |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 21,731 | $508,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 9,947 | $507,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 33,809 | $505,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 14,868 | $505,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 77,290 | $504,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 19,945 | $503,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 28,236 | $502,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,500 | $501,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 15,492 | $501,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 39,795 | $498,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 49,500 | $497,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 42,683 | $497,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 14,552 | $497,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 128,432 | $496,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 21,715 | $496,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 33,892 | $495,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 117,818 | $495,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 146,213 | $494,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 10,836 | $494,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 13,545 | $492,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 11,765 | $491,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 32,292 | $490,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 18,631 | $490,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 87,764 | $490,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 52,600 | $487,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 80,626 | $486,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 43,533 | $485,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 29,490 | $485,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 29,496 | $485,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 11,459 | $485,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 25,173 | $484,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 16,224 | $483,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 573,802 | $482,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,878 | $482,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 52,999 | $482,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 12,175 | $482,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 29,730 | $481,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 13,706 | $481,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 20,357 | $479,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 77,612 | $478,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 24,975 | $477,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 5,189 | $476,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 23,791 | $476,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 10,502 | $475,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 259,278 | $475,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 75,264 | $475,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 7,695 | $475,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 34,396 | $474,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 12,449 | $474,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 30,295 | $473,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 106,641 | $472,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 72,023 | $472,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 9,886 | $470,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 80,083 | $470,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 38,469 | $470,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 8,170 | $469,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,023 | $468,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 25,000 | $468,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 19,381 | $468,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 12,527 | $467,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 146,878 | $467,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 89,202 | $466,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 41,262 | $466,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 17,312 | $465,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 11,912 | $465,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 47,312 | $465,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 10,256 | $465,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 24,078 | $465,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 109,118 | $464,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 36,538 | $463,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 39,803 | $462,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 7,820 | $461,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 28,974 | $461,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 18,960 | $459,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 77,510 | $459,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 37,647 | $457,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 88,588 | $456,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 47,200 | $454,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 25,341 | $453,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 18,605 | $453,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 65,115 | $453,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 18,924 | $453,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 100,000 | $453,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 14,971 | $452,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 19,704 | $452,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 433,000 | $452,000 | thousands by filing date | principal |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 32,597 | $451,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 55,922 | $450,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 9,947 | $450,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 68,529 | $450,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 109,188 | $450,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 69,727 | $450,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 18,446 | $450,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 31,634 | $449,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 82,688 | $448,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 7,659 | $447,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 25,847 | $446,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 67,449 | $446,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 9,228 | $446,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 15,566 | $445,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 44,732 | $444,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 13,432 | $444,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 19,389 | $444,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 30,889 | $443,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 6,256 | $443,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 9,566 | $443,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 37,438 | $442,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 13,352 | $441,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 14,497 | $440,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 21,649 | $440,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 42,296 | $440,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,400 | $439,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 47,106 | $439,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 14,253 | $438,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 10,200 | $435,000 | thousands by filing date | put |
| GAZIT GLOBE LTD | M4793C102 | SHS | 44,247 | $435,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 102 | $434,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 292,000 | $434,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 38,671 | $433,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 37,321 | $433,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 11,656 | $433,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 22,026 | $432,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 34,430 | $431,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 15,504 | $431,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 35,151 | $430,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 46,018 | $430,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 7,573 | $430,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 47,767 | $429,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 15,109 | $428,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 21,438 | $427,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 4,673 | $427,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 36,396 | $427,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 102,115 | $426,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 69,267 | $425,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,800 | $424,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 14,778 | $424,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 86,891 | $424,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 17,380 | $424,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 11,056 | $422,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 17,661 | $422,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 40,951 | $420,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 32,312 | $420,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 8,880 | $420,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 21,666 | $420,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 12,608 | $420,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 413,000 | $419,000 | thousands by filing date | principal |
| APPROACH RESOURCES INC | 03834A103 | COM | 160,178 | $418,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 6,600 | $416,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 33,756 | $415,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 50,731 | $415,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 12,442 | $414,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 12,403 | $414,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 45,209 | $414,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 13,750 | $413,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 48,043 | $413,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 8,444 | $413,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 42,689 | $412,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 27,751 | $411,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 19,450 | $411,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 30,253 | $411,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 404,750 | $411,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,200 | $410,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 85,364 | $410,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 21,128 | $409,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 8,236 | $408,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 29,998 | $408,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 9,534 | $407,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 46,893 | $405,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 34,693 | $404,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 131,036 | $402,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 28,758 | $401,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 13,396 | $401,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,600 | $399,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 14,184 | $399,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 37,260 | $399,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 27,436 | $399,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 22,295 | $399,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 10,774 | $399,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 30,769 | $398,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 629 | $397,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 62,927 | $397,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 54,606 | $396,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 4,397 | $396,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 9,560 | $395,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 83,920 | $395,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 14,711 | $394,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 8,937 | $393,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 152,073 | $393,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 83,615 | $392,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 88,318 | $391,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 47,246 | $390,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 27,973 | $390,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 54,330 | $389,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 14,855 | $389,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 124,391 | $389,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,141 | $388,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 37,938 | $388,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 31,597 | $386,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 28,122 | $385,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023594 | this filing | 2018-05-15 | acceptance time not in the bulk data set |