13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,200 holding rows worth $585,337,749,000.
- Accession
- 0001140361-18-023594
- Filer
- CIK 70858
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 20,878 entries on the cover page, a total value of $585,337,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $585,337,749,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 10,389 | $158,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 12,512 | $158,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 22,598 | $158,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 66,660 | $157,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 6,565 | $156,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 9,480 | $156,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 28,080 | $156,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 67,693 | $155,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 23,047 | $155,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 38,662 | $155,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 21,122 | $155,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 4,128 | $154,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 3,257 | $154,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 6,766 | $154,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 2,200 | $154,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 12,912 | $153,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 5,959 | $153,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 14,496 | $153,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 2,489 | $153,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 24,823 | $152,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 5,598 | $152,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,871 | $151,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 8,481 | $151,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,927 | $151,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 4,191 | $151,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 19,001 | $150,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,146 | $150,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 27,318 | $150,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 55,708 | $150,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 7,169 | $150,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 4,274 | $149,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 21,615 | $149,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 3,512 | $149,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,993 | $148,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 2,982 | $148,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 17,110 | $148,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,800 | $147,000 | thousands by filing date | put |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 21,493 | $147,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 15,243 | $146,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 8,595 | $146,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 11,049 | $146,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 9,239 | $146,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 11,878 | $145,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 10,578 | $145,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 5,200 | $145,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 7,673 | $144,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 8,259 | $144,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 20,469 | $142,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 15,278 | $142,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,700 | $141,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,000 | $141,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 1,900 | $141,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 70,067 | $141,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 15,602 | $141,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 15,174 | $141,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 4,871 | $140,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 4,300 | $140,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 140,000 | $140,000 | thousands by filing date | principal |
| TARGET CORP COM | 87612E106 | Stock | 2,000 | $139,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 15,765 | $139,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 12,500 | $138,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 10,206 | $138,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 73,487 | $138,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 16,617 | $138,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 20,485 | $138,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 4,844 | $138,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,000 | $137,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 21,971 | $137,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 8,756 | $137,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 30,700 | $137,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 2,613 | $137,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 14,851 | $137,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,600 | $136,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 14,810 | $136,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 11,069 | $136,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 15,177 | $136,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 50,900 | $136,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 20,218 | $136,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 10,409 | $136,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 4,970 | $136,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,149 | $135,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 11,132 | $135,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 1,970 | $135,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 6,312 | $135,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 12,354 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 3,654 | $135,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 76,860 | $135,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 10,297 | $134,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,673 | $133,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 43,444 | $133,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 7,105 | $133,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,000 | $132,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 6,703 | $132,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 6,208 | $132,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 9,721 | $132,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 10,868 | $132,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 6,964 | $132,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 14,621 | $131,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 27,428 | $130,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 30,501 | $130,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 18,287 | $130,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 893 | $129,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 2,565 | $129,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,631 | $129,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 13,167 | $129,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 6,336 | $129,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 5,168 | $129,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,300 | $128,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 77,325 | $128,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,104 | $128,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 15,891 | $128,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 6,517 | $128,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,000 | $127,000 | thousands by filing date | put |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 7,136 | $127,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 1,334 | $127,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,661 | $126,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1,618 | $126,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,026 | $126,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,763 | $126,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,215 | $126,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 2,329 | $126,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 34,513 | $126,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 5,575 | $126,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 8,800 | $126,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 5,112 | $125,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 7,397 | $125,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 11,220 | $125,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,182 | $124,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 3,906 | $124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,749 | $124,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 12,796 | $124,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 8,216 | $124,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 41,075 | $124,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 4,153 | $123,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 8,681 | $123,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 322,453 | $123,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,007 | $123,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 6,000 | $123,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 9,434 | $123,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 4,304 | $122,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 12,831 | $122,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 124,586 | $122,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 2,500 | $122,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 2,971 | $121,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 8,009 | $121,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 16,748 | $121,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,885 | $121,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 9,913 | $121,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 9,968 | $121,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 6,428 | $121,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 130,000 | $121,000 | thousands by filing date | principal |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 25,458 | $120,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 54,557 | $120,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 14,152 | $120,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 11,947 | $120,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 101,814 | $120,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 3,234 | $119,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 6,637 | $119,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 92,471 | $119,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 3,900 | $119,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 3,999 | $119,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 3,883 | $119,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 4,404 | $118,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C765 | GLOBAL REV | 4,256 | $118,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 16,350 | $117,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 80,647 | $117,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 3,720 | $117,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 46,971 | $117,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 6,800 | $116,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 112,000 | $116,000 | thousands by filing date | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,325 | $115,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,912 | $115,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 12,071 | $115,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 2,479 | $115,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 5,025 | $115,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 4,436 | $115,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 7,607 | $114,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,122 | $114,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2,137 | $113,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,434 | $113,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 4,445 | $113,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 8,096 | $113,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 11,000 | $113,000 | thousands by filing date | |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 3,966 | $113,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 10,619 | $112,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 29,543 | $111,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 19,053 | $111,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 41,831 | $111,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 2,925 | $110,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 3,009 | $110,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 551 | $110,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 61,530 | $110,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,100 | $110,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 12,580 | $110,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 3,787 | $110,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 3,578 | $110,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 8,297 | $109,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 21,487 | $108,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,472 | $108,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 37,353 | $108,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,842 | $107,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,966 | $107,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,118 | $107,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 14,745 | $107,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 9,184 | $107,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 3,594 | $106,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 62,410 | $106,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 17,225 | $106,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,869 | $106,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,739 | $106,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 2,928 | $106,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 125,307 | $106,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 10,863 | $106,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 10,894 | $105,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 11,869 | $105,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 44,126 | $105,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,188 | $105,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 19,974 | $105,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 15,984 | $105,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G855 | ISECTR GRW ETF | 4,000 | $105,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,343 | $104,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 15,780 | $104,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 5,529 | $104,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 61,524 | $104,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 24,657 | $103,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 7,873 | $103,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 55,997 | $103,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 19,815 | $103,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 2,356 | $102,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,069 | $102,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 7,374 | $102,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $102,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,337 | $102,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 3,379 | $102,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 12,459 | $102,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 10,400 | $101,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 3,616 | $101,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 15,448 | $101,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 15,816 | $101,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 4,501 | $100,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 5,555 | $99,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 7,741 | $99,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 6,903 | $99,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 3,764 | $99,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 27,242 | $99,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 3,729 | $98,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 36,643 | $98,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 4,307 | $98,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 4,802 | $97,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 13,267 | $97,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,000 | $96,000 | thousands by filing date | put |
| KOREA FD INC | 500634209 | COM NEW | 2,345 | $96,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 8,777 | $96,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 1,325 | $96,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 3,010 | $96,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 9,436 | $96,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 2,896 | $96,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 5,228 | $95,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 21,781 | $95,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 27,989 | $95,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 6,370 | $95,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 12,716 | $95,000 | thousands by filing date | |
| NEMAURA MED INC | 640442109 | COM | 20,832 | $95,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 3,919 | $94,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,872 | $94,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 15,523 | $94,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 39,952 | $94,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,500 | $93,000 | thousands by filing date | put |
| HOWARD BANCORP INC COM | 442496105 | COM | 4,691 | $93,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 5,497 | $92,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 9,443 | $92,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 4,596 | $92,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,980 | $92,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 6,559 | $91,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 11,134 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,000 | $90,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 6,087 | $90,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 2,805 | $90,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 3,286 | $89,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,659 | $89,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,211 | $89,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 5,110 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,918 | $89,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 2,964 | $89,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR INDUSTRIALS ETF | 46435G557 | ETF | 2,910 | $89,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 39,758 | $88,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,279 | $88,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 34,696 | $88,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 10,856 | $88,000 | thousands by filing date | |
| X-TRACKERS MSCI EAFE SMALL CAP HEDGED EQUITY ETF | 233051580 | ETF | 3,037 | $88,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 33,481 | $87,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 500 | $87,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,839 | $87,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 13,129 | $87,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 2,455 | $87,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 150,000 | $87,000 | thousands by filing date | principal |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,039 | $86,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 7,250 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 4,300 | $86,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 4,661 | $86,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 12,073 | $86,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 3,189 | $86,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 4,485 | $85,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 3,600 | $85,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,065 | $85,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 18,798 | $85,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 14,127 | $85,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,616 | $85,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 3,068 | $85,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C781 | GLOBAL ESG ETF | 2,740 | $85,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 2,500 | $84,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 1,441 | $84,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,727 | $84,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,900 | $84,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,989 | $84,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 4,714 | $84,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,527 | $84,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 8,812 | $83,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,235 | $83,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 9,355 | $83,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 13,520 | $83,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 8,556 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 3,172 | $83,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 500 | $82,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 600 | $82,000 | thousands by filing date | put |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 30,003 | $82,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 3,807 | $82,000 | thousands by filing date | |
| ISHARES TR | 46435G540 | MLTFACT TECH | 2,086 | $82,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 8,470 | $82,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 8,491 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 600 | $81,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,601 | $81,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,012 | $81,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 24,611 | $81,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 1,870 | $81,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 13,198 | $81,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,500 | $80,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 6,941 | $80,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 6,961 | $80,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $80,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,197 | $80,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 5,875 | $80,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 40,000 | $80,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 3,089 | $80,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 14,365 | $79,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 2,016 | $79,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,975 | $79,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 2,665 | $79,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 2,926 | $79,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 18,493 | $79,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 14,030 | $79,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 4,151 | $78,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,000 | $78,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 5,311 | $78,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,626 | $78,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,622 | $78,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 16,300 | $78,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 7,044 | $78,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 2,136 | $78,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 2,737 | $77,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 4,663 | $77,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,805 | $77,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 3,224 | $77,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,445 | $77,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,470 | $77,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 4,855 | $77,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 20,852 | $76,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,000 | $75,000 | thousands by filing date | put |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 3,114 | $75,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 7,560 | $75,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,919 | $75,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 4,965 | $75,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 1,521 | $75,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,300 | $75,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1,271 | $75,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 6,563 | $75,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 385,503 | $75,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,634 | $75,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 4,248 | $75,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 927 | $75,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 20,513 | $75,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 3,698 | $74,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,862 | $74,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,949 | $74,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 7,444 | $74,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 67,037 | $74,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 2,236 | $74,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 5,930 | $74,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 17,368 | $73,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,417 | $73,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 6,778 | $73,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 10,694 | $73,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 17,582 | $73,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 5,774 | $72,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 2,356 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 3,437 | $72,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 4,513 | $72,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1,798 | $71,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 16,276 | $71,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,040 | $71,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 4,258 | $71,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 17,555 | $71,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 500 | $70,000 | thousands by filing date | put |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 1,276 | $70,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 6,250 | $70,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 3,250 | $70,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 3,252 | $70,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 7,000 | $70,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 6,381 | $70,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 2,831 | $69,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 13,908 | $69,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 5,250 | $69,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 38,000 | $69,000 | thousands by filing date | principal |
| VERA BRADLEY INC | 92335C106 | COM | 6,427 | $68,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 9,500 | $68,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 2,500 | $68,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 22,289 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,655 | $67,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,000 | $66,000 | thousands by filing date | call |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,925 | $66,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 5,196 | $66,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 5,871 | $66,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 7,994 | $66,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 4,879 | $66,000 | thousands by filing date | |
| ABLYNX NV | 00372Y105 | SPONSORED ADR | 1,210 | $66,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 20,363 | $66,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,859 | $65,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,800 | $65,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,800 | $65,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,645 | $65,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 4,792 | $65,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 5,929 | $65,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 7,350 | $65,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,409 | $64,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,578 | $64,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,129 | $64,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 90,835 | $64,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 3,717 | $64,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,096 | $63,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,701 | $63,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,554 | $63,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 5,257 | $63,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 74,011 | $63,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 6,570 | $63,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 7,023 | $63,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 16,081 | $63,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 53,000 | $63,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 4,022 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q678 | S&P500 MOMETUM | 1,777 | $63,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,000 | $62,000 | thousands by filing date | put |
| ISHARES TR | 46435G425 | COM | 1,079 | $62,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 3,274 | $62,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,273 | $62,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 5,440 | $62,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 7,609 | $61,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,574 | $61,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 9,796 | $61,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 13,710 | $61,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 5,158 | $61,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 7,466 | $61,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,000 | $60,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 2,406 | $60,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 2,692 | $60,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 3,331 | $60,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 15,329 | $60,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $60,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 4,807 | $60,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,829 | $60,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 2,969 | $59,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 7,134 | $59,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 2,295 | $59,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 91,122 | $59,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 28,330 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 3,363 | $59,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,353 | $59,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 5,816 | $59,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 3,238 | $59,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 9,110 | $58,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 6,410 | $58,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 7,046 | $58,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,300 | $58,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 2,103 | $58,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 13,020 | $58,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 5,153 | $58,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 1,919 | $58,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 3,973 | $58,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 2,000 | $58,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 7,612 | $57,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,756 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1,199 | $57,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 236,860 | $57,000 | thousands by filing date | principal |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 2,205 | $57,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 5,000 | $57,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 23,577 | $56,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 3,380 | $56,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 20,294 | $56,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 7,895 | $56,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 8,253 | $56,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 3,605 | $56,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 2,273 | $56,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-023594 | this filing | 2018-05-15 | acceptance time not in the bulk data set |