13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,969 holding rows worth $227,740,927,000.
- Accession
- 0001140361-18-008010
- Filer
- CIK 1000275
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 25,591 entries on the cover page, a total value of $227,740,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,740,927,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEAN FOODS CO NEW | 242370203 | COM NEW | 237,405 | $2,745,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 65,165 | $2,743,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 400,000 | $2,740,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 23,800 | $2,737,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 50,000 | $2,735,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 80,598 | $2,725,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 265,000 | $2,724,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 371,995 | $2,724,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 55,917 | $2,721,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 144,927 | $2,720,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 30,776 | $2,720,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 24,485 | $2,720,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 41,200 | $2,718,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 600,855 | $2,715,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 45,013 | $2,712,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 43,222 | $2,710,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 116,840 | $2,696,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 122,654 | $2,693,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 85,469 | $2,691,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 84,998 | $2,689,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 226,896 | $2,689,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 238,790 | $2,689,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 122,700 | $2,679,000 | thousands by filing date | put |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 115,727 | $2,677,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 77,796 | $2,662,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 75,345 | $2,661,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 73,761 | $2,650,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 58,902 | $2,645,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 146,522 | $2,637,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 87,604 | $2,625,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 35,637 | $2,610,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 90,254 | $2,604,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 42,551 | $2,604,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 52,874 | $2,598,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 78,989 | $2,590,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 44,060 | $2,584,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 91,496 | $2,574,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 23,264 | $2,558,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 223,649 | $2,554,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 297,487 | $2,551,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 66,888 | $2,545,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 44,151 | $2,540,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 115,536 | $2,539,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 991,188 | $2,537,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 374,994 | $2,527,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 151,988 | $2,525,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 46,726 | $2,518,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 19,395 | $2,515,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 140,200 | $2,512,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 37,000 | $2,506,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 24,458 | $2,500,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 28,600 | $2,493,000 | thousands by filing date | call |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 46,587 | $2,483,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 79,309 | $2,483,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 31,546 | $2,479,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 46,320 | $2,479,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 37,299 | $2,478,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 381,380 | $2,472,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 49,100 | $2,470,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 50,000 | $2,465,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C112 | RUSL 2000 DYNM | 95,307 | $2,464,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 19,526 | $2,463,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 46,686 | $2,455,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 96,913 | $2,452,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 211,462 | $2,451,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 99,467 | $2,451,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 82,003 | $2,447,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 17,876 | $2,444,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 98,270 | $2,444,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 59,586 | $2,442,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 76,528 | $2,433,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 96,749 | $2,431,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 48,300 | $2,428,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 216,964 | $2,426,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 360,000 | $2,426,000 | thousands by filing date | call |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 244,065 | $2,424,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 393,755 | $2,422,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 18,400 | $2,420,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 38,600 | $2,415,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 68,767 | $2,414,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 168,844 | $2,406,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 73,790 | $2,403,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 126,100 | $2,400,000 | thousands by filing date | call |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 55,648 | $2,397,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 423,487 | $2,397,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 95,310 | $2,387,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10,200 | $2,384,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 49,900 | $2,383,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 72,988 | $2,382,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 53,984 | $2,378,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 77,122 | $2,367,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 51,615 | $2,367,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 10,273 | $2,366,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 389,479 | $2,364,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 181,771 | $2,362,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 190,912 | $2,358,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 297,443 | $2,356,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 37,801 | $2,353,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 60,441 | $2,347,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 74,908 | $2,342,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 100,608 | $2,340,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 106,347 | $2,339,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 77,249 | $2,339,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 118,647 | $2,337,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 59,367 | $2,336,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 78,081 | $2,336,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 235,193 | $2,334,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 51,153 | $2,331,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 40,222 | $2,331,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 51,516 | $2,325,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 65,476 | $2,321,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 79,733 | $2,319,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 150,000 | $2,318,000 | thousands by filing date | call |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 232,492 | $2,316,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 51,220 | $2,312,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 132,413 | $2,311,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 12,000 | $2,309,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 44,435 | $2,305,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 39,159 | $2,305,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 95,900 | $2,303,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 140,123 | $2,291,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 51,100 | $2,290,000 | thousands by filing date | call |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 437,710 | $2,289,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 108,850 | $2,288,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 6,692 | $2,279,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 142,578 | $2,279,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 262,794 | $2,269,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 91,501 | $2,269,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 73,070 | $2,268,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 336,097 | $2,265,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 446,123 | $2,261,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 108,552 | $2,261,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 59,070 | $2,259,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 247,400 | $2,259,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 169,500 | $2,259,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 133,985 | $2,258,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 37,270 | $2,257,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 53,746 | $2,250,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 26,549 | $2,248,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 42,684 | $2,243,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 57,646 | $2,239,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 22,100 | $2,235,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 164,200 | $2,228,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 28,000 | $2,227,000 | thousands by filing date | call |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 49,019 | $2,224,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 163,789 | $2,223,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 51,911 | $2,208,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 135,594 | $2,207,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 19,300 | $2,207,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 21,963 | $2,203,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 34,067 | $2,202,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 14,029 | $2,201,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 60,106 | $2,193,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 237,500 | $2,192,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 22,600 | $2,186,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 24,900 | $2,186,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 108,035 | $2,182,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 42,200 | $2,180,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 41,263 | $2,175,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 66,013 | $2,174,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 34,544 | $2,165,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 157,786 | $2,165,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 9,157 | $2,156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 52,024 | $2,156,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 153,050 | $2,154,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 35,000 | $2,152,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 33,302 | $2,150,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 160,311 | $2,147,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 108,218 | $2,146,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 13,700 | $2,136,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 29,000 | $2,134,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 151,846 | $2,133,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 231,000 | $2,132,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 53,200 | $2,130,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 56,500 | $2,128,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 205,756 | $2,127,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 140,288 | $2,121,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 52,701 | $2,119,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 91,855 | $2,114,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 61,819 | $2,112,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 38,283 | $2,110,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 47,982 | $2,106,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 639,515 | $2,104,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 65,000 | $2,100,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,468,779 | $2,100,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 146,374 | $2,095,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 123,905 | $2,095,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 18,391 | $2,094,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 50,000 | $2,092,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 330,259 | $2,091,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 45,500 | $2,089,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 67,605 | $2,082,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 201,329 | $2,078,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 29,191 | $2,076,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 142,500 | $2,073,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 470,245 | $2,064,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 24,083 | $2,064,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 132,741 | $2,060,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 41,744 | $2,059,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 125,934 | $2,054,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 46,492 | $2,053,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 114,024 | $2,052,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 30,887 | $2,047,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 28,581 | $2,042,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 59,967 | $2,040,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 25,751 | $2,040,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 21,000 | $2,038,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 122,458 | $2,037,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 162,823 | $2,036,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 56,766 | $2,028,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 320,000 | $2,026,000 | thousands by filing date | put |
| Vanguard Communication Services ETF | 92204A884 | SHS | 22,220 | $2,025,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 73,823 | $2,023,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 48,800 | $2,020,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 76,094 | $2,017,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 20,883 | $2,013,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 33,868 | $2,013,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 154,903 | $2,012,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 2,000,000 | $2,011,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 210,000 | $2,010,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 11,900 | $2,006,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 25,476 | $2,005,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 160,306 | $2,004,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,037,621 | $2,003,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 36,558 | $2,001,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 39,222 | $2,000,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 21,190 | $1,999,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 36,843 | $1,995,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 38,100 | $1,994,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 149,690 | $1,993,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 84,229 | $1,988,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 79,538 | $1,987,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 35,000 | $1,983,000 | thousands by filing date | put |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 42,913 | $1,983,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,000 | $1,982,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 31,845 | $1,974,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 182,511 | $1,970,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 320,600 | $1,968,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,979 | $1,967,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 20,000 | $1,962,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 77,975 | $1,957,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 29,382 | $1,956,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 72,610 | $1,956,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 52,186 | $1,954,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 82,794 | $1,954,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 23,223 | $1,942,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 90,724 | $1,939,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 250,000 | $1,938,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 23,378 | $1,938,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 66,662 | $1,936,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 147,311 | $1,935,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 45,451 | $1,932,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 56,821 | $1,927,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 7,600 | $1,926,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 40,000 | $1,924,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 87,300 | $1,918,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 822,723 | $1,916,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 38,402 | $1,912,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 53,370 | $1,911,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 32,069 | $1,910,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 40,000 | $1,910,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 106,360 | $1,909,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 95,020 | $1,907,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 22,350 | $1,903,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 88,418 | $1,901,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 312,898 | $1,893,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 18,100 | $1,891,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 439,623 | $1,890,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 146,246 | $1,889,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 194,699 | $1,889,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 436,900 | $1,887,000 | thousands by filing date | call |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 66,811 | $1,887,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 85,097 | $1,887,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 29,373 | $1,887,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 159,995 | $1,886,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 87,991 | $1,874,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 28,600 | $1,872,000 | thousands by filing date | call |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 29,100 | $1,872,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 35,000 | $1,871,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 35,429 | $1,867,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 110,997 | $1,863,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 89,915 | $1,862,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 52,647 | $1,861,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 48,711 | $1,861,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 45,964 | $1,860,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 19,000 | $1,858,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 19,000 | $1,858,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 100,000 | $1,856,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 104,836 | $1,856,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 55,567 | $1,854,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 46,449 | $1,852,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 33,600 | $1,844,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 30,000 | $1,844,000 | thousands by filing date | call |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 34,724 | $1,844,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 248,258 | $1,839,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 119,631 | $1,839,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 61,002 | $1,838,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 94,409 | $1,835,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 43,624 | $1,835,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 506,334 | $1,833,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 52,000 | $1,830,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 22,400 | $1,828,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 15,200 | $1,821,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 30,364 | $1,815,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 72,000 | $1,814,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 61,018 | $1,814,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 69,979 | $1,814,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 78,880 | $1,808,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 58,078 | $1,807,000 | thousands by filing date | |
| WORLD GOLD TR | 98146B104 | SPDR GLD MINIS | 14,947 | $1,807,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 95,464 | $1,805,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 61,864 | $1,801,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 15,873 | $1,800,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 22,500 | $1,799,000 | thousands by filing date | put |
| CENTERSTATE BK CORP | 15201P109 | COM | 69,749 | $1,795,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 34,908 | $1,792,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 181,719 | $1,792,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 69,185 | $1,786,000 | thousands by filing date | principal |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 152,849 | $1,782,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 660,000 | $1,782,000 | thousands by filing date | put |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 176,724 | $1,778,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 11,354 | $1,776,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 114,620 | $1,774,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 15,183 | $1,774,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 63,553 | $1,774,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 9,424 | $1,772,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 79,848 | $1,771,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 154,327 | $1,770,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 15,453 | $1,770,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 40,768 | $1,769,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 194,890 | $1,769,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 106,000 | $1,768,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 58,524 | $1,768,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 56,763 | $1,766,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 50,000 | $1,763,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 97,253 | $1,763,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 52,433 | $1,756,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 71,858 | $1,754,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 51,912 | $1,747,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 35,825 | $1,745,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 40,091 | $1,744,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 24,992 | $1,744,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 13,286 | $1,743,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 559,976 | $1,742,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 11,523 | $1,739,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 67,682 | $1,738,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 27,975 | $1,736,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 98,815 | $1,735,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,009,000 | $1,735,000 | thousands by filing date | principal |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 105,202 | $1,728,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 114,961 | $1,725,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 19,766 | $1,724,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 18,708 | $1,721,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 149,476 | $1,720,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 37,821 | $1,720,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 17,215 | $1,716,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 55,799 | $1,715,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 132,763 | $1,714,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 51,172 | $1,713,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 119,700 | $1,712,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 35,564 | $1,710,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 21,759 | $1,709,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 55,026 | $1,708,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 31,911 | $1,706,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 80,675 | $1,704,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 57,468 | $1,703,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 55,000 | $1,702,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 49,512 | $1,700,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 42,348 | $1,699,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 55,470 | $1,692,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 35,650 | $1,692,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 1,031,189 | $1,691,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 31,800 | $1,684,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 68,900 | $1,683,000 | thousands by filing date | put |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 61,949 | $1,679,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 56,117 | $1,678,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 16,728 | $1,675,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 47,097 | $1,668,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 62,433 | $1,665,000 | thousands by filing date | principal |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 11,515 | $1,663,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 26,301 | $1,661,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 46,028 | $1,661,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 54,755 | $1,650,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 25,900 | $1,647,000 | thousands by filing date | call |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 31,023 | $1,647,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 73,671 | $1,645,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 131,237 | $1,641,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 51,395 | $1,640,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 293,574 | $1,639,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 114,180 | $1,635,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 22,500 | $1,631,000 | thousands by filing date | put |
| MMA Capital Management LLC | 55315D105 | COM | 67,136 | $1,631,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 7,800 | $1,630,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 411,073 | $1,628,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 99,416 | $1,623,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 55,125 | $1,622,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 66,526 | $1,622,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,500 | $1,619,000 | thousands by filing date | call |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,896 | $1,618,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 116,842 | $1,614,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 48,500 | $1,613,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 92,782 | $1,612,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 43,341 | $1,603,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 179,563 | $1,603,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 11,479 | $1,600,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 70,000 | $1,599,000 | thousands by filing date | put |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 160,000 | $1,592,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 22,400 | $1,591,000 | thousands by filing date | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 37,205 | $1,583,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 57,500 | $1,578,000 | thousands by filing date | put |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 71,927 | $1,578,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 163,763 | $1,577,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 31,180 | $1,573,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 12,276 | $1,571,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 30,099 | $1,567,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 22,862 | $1,562,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 849,382 | $1,562,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 25,990 | $1,561,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 32,103 | $1,560,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 16,800 | $1,560,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 500,000 | $1,560,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 23,088 | $1,559,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 2,582,446 | $1,557,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 57,004 | $1,553,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 51,741 | $1,551,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 16,759 | $1,550,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 29,740 | $1,548,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 37,664 | $1,548,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 97,376 | $1,547,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 60,179 | $1,545,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 46,707 | $1,540,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 73,118 | $1,535,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 162,561 | $1,535,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 40,548 | $1,535,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 61,115 | $1,532,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 420,419 | $1,531,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 46,000 | $1,530,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223206 | CL A | 23,269 | $1,530,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 63,588 | $1,522,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 60,452 | $1,521,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 116,307 | $1,518,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 21,300 | $1,517,000 | thousands by filing date | put |
| TREMONT MTG TR | 894789106 | COM | 103,150 | $1,515,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 86,154 | $1,513,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 91,258 | $1,512,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 37,762 | $1,507,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 99,944 | $1,504,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 18,130 | $1,501,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 20,484 | $1,498,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 39,988 | $1,497,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 198,750 | $1,491,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 29,983 | $1,488,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 69,200 | $1,487,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 72,974 | $1,484,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 77,975 | $1,482,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 20,132 | $1,480,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 290,100 | $1,480,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 67,988 | $1,478,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 72,055 | $1,476,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 79,610 | $1,476,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 87,100 | $1,475,000 | thousands by filing date | call |
| RED ROCK RESORTS INC | 75700L108 | CL A | 43,696 | $1,475,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 43,402 | $1,468,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 11,500 | $1,467,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 15,041 | $1,466,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 65,060 | $1,466,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 54,231 | $1,463,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,451,000 | $1,462,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 105,828 | $1,459,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,261 | $1,457,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 74,300 | $1,454,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 40,000 | $1,447,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 54,563 | $1,446,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 50,221 | $1,443,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 53,422 | $1,443,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 34,278 | $1,442,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 76,034 | $1,441,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 32,377 | $1,441,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 44,271 | $1,440,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 231,710 | $1,434,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 223,138 | $1,431,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 62,907 | $1,430,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 91,175 | $1,427,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 26,600 | $1,425,000 | thousands by filing date | put |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 140,725 | $1,425,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 21,578 | $1,424,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 10,747 | $1,422,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 121,448 | $1,422,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 15,959 | $1,421,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 26,667 | $1,420,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 60,922 | $1,418,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 23,264 | $1,418,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,375,000 | $1,418,000 | thousands by filing date | principal |
| VEON LTD | 91822M106 | SPONSORED ADR | 368,771 | $1,416,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 93,231 | $1,413,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 142,490 | $1,412,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 232,236 | $1,410,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 36,666 | $1,409,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 22,473 | $1,408,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 34,185 | $1,398,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008010 | this filing | 2018-02-14 | acceptance time not in the bulk data set |