13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,969 holding rows worth $227,740,927,000.
- Accession
- 0001140361-18-008010
- Filer
- CIK 1000275
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 25,591 entries on the cover page, a total value of $227,740,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,740,927,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 394,502 | $11,728,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 217,496 | $11,725,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 120,000 | $11,713,000 | thousands by filing date | put |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 911,502 | $11,704,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 93,487 | $11,647,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 10,000,000 | $11,604,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 125,840 | $11,592,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 649,825 | $11,592,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 329,228 | $11,589,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 5,267,127 | $11,588,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 320,893 | $11,579,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 37,000 | $11,520,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 331,826 | $11,457,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 247,900 | $11,448,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 223,793 | $11,442,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 370,342 | $11,411,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 60,004 | $11,402,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 219,446 | $11,400,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 476,990 | $11,400,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 196,459 | $11,385,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 361,680 | $11,327,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 440,997 | $11,321,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,443,044 | $11,313,000 | thousands by filing date | |
| RH | 74967X103 | COM | 131,122 | $11,304,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 173,200 | $11,301,000 | thousands by filing date | call |
| FIRST AMERN FINL CORP | 31847R102 | COM | 201,465 | $11,289,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 816,191 | $11,248,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 35,300 | $11,246,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,412,648 | $11,243,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 227,013 | $11,238,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 98,410 | $11,210,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 11,026,000 | $11,203,000 | thousands by filing date | principal |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 315,865 | $11,194,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 203,837 | $11,193,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 250,031 | $11,184,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 159,576 | $11,151,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 396,600 | $11,129,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 112,434 | $11,125,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 129,712 | $11,046,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 159,958 | $11,040,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 119,862 | $11,020,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 100,535 | $11,014,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 349,918 | $11,012,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 300,000 | $11,001,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 157,597 | $11,000,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 971,685 | $10,980,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 10,801,000 | $10,960,000 | thousands by filing date | principal |
| VULCAN MATLS CO COM | 929160109 | Stock | 85,027 | $10,916,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,030,411 | $10,911,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 337,585 | $10,908,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 816,830 | $10,880,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 96,898 | $10,856,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 187,287 | $10,846,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 409,375 | $10,828,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 519,645 | $10,809,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 245,792 | $10,777,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 285,000 | $10,756,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 313,972 | $10,738,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 209,137 | $10,733,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 236,954 | $10,714,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 519,143 | $10,699,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 187,600 | $10,697,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 269,162 | $10,675,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 11,178,000 | $10,675,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 67,300 | $10,605,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 205,100 | $10,592,000 | thousands by filing date | put |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 248,112 | $10,572,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,026,878 | $10,555,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 155,000 | $10,537,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,000 | $10,534,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 251,000 | $10,532,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 59,085 | $10,523,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 149,094 | $10,521,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 110,800 | $10,521,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 118,930 | $10,514,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 108,700 | $10,512,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 297,881 | $10,510,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 216,913 | $10,504,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 250,000 | $10,490,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 105,000 | $10,488,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 194,800 | $10,449,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 7,885,000 | $10,442,000 | thousands by filing date | principal |
| VISTRA CORP COM | 92840M102 | Stock | 569,152 | $10,427,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 380,376 | $10,365,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 30,000 | $10,362,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 57,996 | $10,346,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 880,000 | $10,314,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 202,769 | $10,307,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 378,751 | $10,303,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 346,556 | $10,288,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 204,658 | $10,278,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 157,500 | $10,277,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,413,343 | $10,275,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 236,991 | $10,270,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 200,700 | $10,250,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 289,817 | $10,225,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 210,000 | $10,214,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 125,000 | $10,206,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 90,435 | $10,163,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 134,739 | $10,157,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 84,900 | $10,116,000 | thousands by filing date | put |
| ISHARES TR | 464287754 | US INDUSTRIALS | 68,597 | $10,110,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 219,800 | $10,109,000 | thousands by filing date | call |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 493,933 | $10,106,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 111,856 | $10,105,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 14,171 | $10,083,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 432,716 | $10,083,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 352,997 | $10,060,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 339,782 | $10,037,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 40,100 | $10,007,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 111,187 | $10,007,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 228,230 | $9,972,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 339,393 | $9,965,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 89,700 | $9,958,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 475,100 | $9,911,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 325,609 | $9,898,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,300,000 | $9,890,000 | thousands by filing date | put |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 128,955 | $9,836,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 2,745,700 | $9,830,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 222,963 | $9,827,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 146,400 | $9,821,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 313,069 | $9,802,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 198,673 | $9,795,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 309,908 | $9,791,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 465,700 | $9,785,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 317,707 | $9,785,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 417,200 | $9,759,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 462,652 | $9,757,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 773,555 | $9,747,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 673,500 | $9,745,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 153,300 | $9,736,000 | thousands by filing date | put |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 191,260 | $9,736,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 180,000 | $9,695,000 | thousands by filing date | put |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 219,862 | $9,693,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 268,701 | $9,678,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 530,048 | $9,667,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 348,575 | $9,631,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,969,411 | $9,611,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 196,533 | $9,607,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 425,415 | $9,593,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 80,515 | $9,552,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 732,716 | $9,541,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 319,344 | $9,533,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 107,332 | $9,532,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 229,900 | $9,518,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 186,600 | $9,504,000 | thousands by filing date | call |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 195,048 | $9,495,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 10,293,000 | $9,486,000 | thousands by filing date | principal |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 112,946 | $9,466,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 222,416 | $9,462,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 61,066 | $9,428,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 66,218 | $9,427,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 616,370 | $9,412,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 737,167 | $9,407,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 59,202 | $9,407,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 271,616 | $9,405,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 129,300 | $9,390,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 333,384 | $9,382,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 198,655 | $9,364,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 100,956 | $9,348,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 89,300 | $9,319,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 538,956 | $9,303,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 53,300 | $9,269,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 400,000 | $9,268,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 624,668 | $9,264,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 171,816 | $9,262,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 162,894 | $9,195,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 91,706 | $9,161,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 327,666 | $9,146,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 846,178 | $9,138,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 141,800 | $9,120,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 633,243 | $9,094,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 228,346 | $9,084,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 176,000 | $9,082,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 259,930 | $9,033,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 184,259 | $9,020,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,188,755 | $8,987,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 126,054 | $8,985,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 335,241 | $8,981,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 185,376 | $8,937,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 423,089 | $8,936,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 275,464 | $8,914,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 169,553 | $8,902,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 135,835 | $8,876,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 374,045 | $8,865,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 367,314 | $8,762,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 130,000 | $8,761,000 | thousands by filing date | call |
| TAPESTRY INC COM | 876030107 | Stock | 197,900 | $8,753,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 107,455 | $8,745,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 46,900 | $8,729,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 893,368 | $8,728,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 486,601 | $8,720,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 413,820 | $8,715,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 145,000 | $8,707,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 421,399 | $8,703,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 593,064 | $8,689,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 157,004 | $8,686,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 35,000 | $8,682,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 314,468 | $8,666,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 121,640 | $8,663,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 60,000 | $8,657,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 741,122 | $8,657,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 205,251 | $8,613,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 340,471 | $8,611,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 98,700 | $8,603,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 372,928 | $8,585,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,355,304 | $8,573,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 69,684 | $8,573,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 178,418 | $8,561,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 263,393 | $8,510,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 84,200 | $8,504,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 99,266 | $8,476,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 410,498 | $8,474,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 107,668 | $8,474,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 233,932 | $8,472,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 303,246 | $8,460,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 369,987 | $8,457,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 102,963 | $8,455,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 585,704 | $8,450,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 164,898 | $8,435,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 46,000 | $8,407,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 133,400 | $8,398,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 66,585 | $8,397,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 230,590 | $8,394,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 130,000 | $8,389,000 | thousands by filing date | call |
| XL GROUP LTD | G98294104 | COM | 238,525 | $8,387,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 141,395 | $8,364,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 316,426 | $8,293,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 686,384 | $8,292,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 78,786 | $8,289,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 124,973 | $8,286,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 90,100 | $8,252,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 241,727 | $8,249,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 205,753 | $8,235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 140,641 | $8,233,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 329,689 | $8,222,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 64,801 | $8,213,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 83,745 | $8,199,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 204,307 | $8,182,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 939,505 | $8,163,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 279,764 | $8,155,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 150,635 | $8,114,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 595,968 | $8,111,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 206,566 | $8,103,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 619,628 | $8,093,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 32,511 | $8,089,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 49,400 | $8,081,000 | thousands by filing date | put |
| COLUMBIA BKG SYS INC | 197236102 | COM | 186,011 | $8,079,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 781,919 | $8,077,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 67,300 | $8,071,000 | thousands by filing date | put |
| VANGUARD MALVERN FDS | 922020805 | SHS | 165,079 | $8,059,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 158,035 | $8,042,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 603,406 | $8,036,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 243,072 | $8,027,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,065,263 | $8,011,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 130,352 | $7,973,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 79,351 | $7,973,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 316,628 | $7,963,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 418,718 | $7,960,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 71,000 | $7,921,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 63,810 | $7,912,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 164,600 | $7,902,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 115,279 | $7,891,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 307,139 | $7,882,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 36,000 | $7,866,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 190,569 | $7,854,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 63,793 | $7,846,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 131,803 | $7,827,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 69,481 | $7,818,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 950,630 | $7,815,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 349,481 | $7,808,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 127,400 | $7,807,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 108,614 | $7,780,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 162,274 | $7,779,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 253,596 | $7,721,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 205,980 | $7,716,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 372,061 | $7,705,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,810,842 | $7,703,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 327,964 | $7,688,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 91,000 | $7,686,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 71,700 | $7,655,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 236,700 | $7,645,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 152,266 | $7,598,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 81,842 | $7,594,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 43,300 | $7,588,000 | thousands by filing date | put |
| Vaneck Long Muni ETF | 92189F536 | ETF | 372,933 | $7,582,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 41,100 | $7,565,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 22,500 | $7,559,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 67,173 | $7,534,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 478,586 | $7,500,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 65,919 | $7,487,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 74,133 | $7,482,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 119,890 | $7,479,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 484,289 | $7,478,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 34,210 | $7,465,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 542,549 | $7,450,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 263,726 | $7,450,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 71,009 | $7,427,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 250,000 | $7,410,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 57,700 | $7,407,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 195,834 | $7,402,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 115,994 | $7,396,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 331,607 | $7,379,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 498,616 | $7,365,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 317,822 | $7,364,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 65,873 | $7,335,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 36,000 | $7,324,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 51,000 | $7,322,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 77,336 | $7,319,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 114,885 | $7,298,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 166,000 | $7,284,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 106,495 | $7,267,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 363,530 | $7,266,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 402,781 | $7,258,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 90,839 | $7,254,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 49,517 | $7,250,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 54,469 | $7,244,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 67,800 | $7,239,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 112,209 | $7,234,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 121,192 | $7,219,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 153,601 | $7,212,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 349,400 | $7,212,000 | thousands by filing date | call |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 98,538 | $7,209,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 100,000 | $7,204,000 | thousands by filing date | call |
| MIMECAST LIMITED | G14838109 | ORD SHS | 250,499 | $7,183,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 424,100 | $7,180,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 100,100 | $7,148,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 201,607 | $7,131,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 41,921 | $7,129,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 2,894,000 | $7,128,000 | thousands by filing date | principal |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 175,700 | $7,107,000 | thousands by filing date | call |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 287,499 | $7,099,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 64,542 | $7,085,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 414,979 | $7,080,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 67,500 | $7,017,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 187,000 | $7,016,000 | thousands by filing date | call |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 486,454 | $7,010,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 300,045 | $7,009,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 51,139 | $7,004,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 50,100 | $7,000,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 121,874 | $6,995,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 101,395 | $6,962,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 20,000 | $6,908,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 48,727 | $6,903,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 833,231 | $6,899,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 143,089 | $6,893,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 106,283 | $6,824,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 140,000 | $6,810,000 | thousands by filing date | put |
| PRAXAIR INC | 74005P104 | COM | 44,000 | $6,806,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 51,503 | $6,797,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 471,009 | $6,777,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 224,795 | $6,755,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 64,458 | $6,750,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 67,546 | $6,745,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 21,000 | $6,742,000 | thousands by filing date | put |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 192,954 | $6,742,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 135,178 | $6,736,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 460,265 | $6,723,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 73,100 | $6,719,000 | thousands by filing date | call |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 674,600 | $6,719,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 30,000 | $6,710,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 320,449 | $6,707,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 235,510 | $6,696,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 5,922 | $6,693,000 | thousands by filing date | principal |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 62,974 | $6,672,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,017,962 | $6,658,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 117,478 | $6,644,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 199,299 | $6,635,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 132,061 | $6,610,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 24,018 | $6,597,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 128,112 | $6,563,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 42,984 | $6,559,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 102,632 | $6,546,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 7,000,000 | $6,542,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 52,419 | $6,531,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 121,700 | $6,521,000 | thousands by filing date | call |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 332,356 | $6,517,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 118,700 | $6,515,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 73,396 | $6,487,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 5,169,000 | $6,486,000 | thousands by filing date | principal |
| CNO FINL GROUP INC | 12621E103 | COM | 262,560 | $6,483,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 201,701 | $6,456,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 82,332 | $6,442,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 183,600 | $6,435,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 185,500 | $6,431,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 89,127 | $6,424,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 178,912 | $6,412,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 69,930 | $6,403,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 101,215 | $6,402,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 131,696 | $6,394,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 90,000 | $6,392,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 41,974 | $6,391,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 201,753 | $6,389,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 240,000 | $6,360,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 183,107 | $6,350,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 51,891 | $6,346,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 323,225 | $6,340,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 145,014 | $6,337,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 66,943 | $6,286,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 660,086 | $6,277,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 272,763 | $6,276,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 93,998 | $6,260,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 156,117 | $6,248,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 6,700,000 | $6,244,000 | thousands by filing date | principal |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 207,584 | $6,243,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 94,021 | $6,236,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 59,725 | $6,212,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 169,670 | $6,208,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 328,812 | $6,205,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,986,936 | $6,199,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 86,245 | $6,197,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 506,000 | $6,188,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 191,368 | $6,183,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 110,215 | $6,178,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 979,651 | $6,173,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 73,134 | $6,166,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 545,713 | $6,106,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 210,094 | $6,105,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 544,553 | $6,099,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,031,619 | $6,095,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 211,372 | $6,076,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 56,767 | $6,073,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 339,480 | $6,071,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 105,700 | $6,070,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 142,700 | $6,070,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 111,771 | $6,063,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 104,400 | $6,049,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 190,767 | $6,048,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 101,500 | $6,047,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 285,000 | $6,045,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 600,000 | $6,042,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 112,605 | $6,041,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 98,857 | $6,014,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 33,476 | $6,013,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 325,815 | $6,011,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 176,000 | $6,007,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 108,642 | $6,006,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 15,874 | $5,999,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 238,631 | $5,990,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 25,400 | $5,978,000 | thousands by filing date | put |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 153,620 | $5,957,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 40,725 | $5,948,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 116,231 | $5,947,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 180,369 | $5,940,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 719,639 | $5,924,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 199,890 | $5,912,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 44,898 | $5,904,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 226,204 | $5,902,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 154,622 | $5,896,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 200,000 | $5,896,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 911,692 | $5,890,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 300,000 | $5,883,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 112,100 | $5,882,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 160,000 | $5,875,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 570,000 | $5,860,000 | thousands by filing date | put |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 64,548 | $5,859,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 73,930 | $5,849,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 95,548 | $5,842,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 62,055 | $5,814,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 61,348 | $5,809,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 200,000 | $5,808,000 | thousands by filing date | put |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 137,565 | $5,807,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 82,580 | $5,803,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 175,000 | $5,787,000 | thousands by filing date | put |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 31,074 | $5,769,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 134,853 | $5,765,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 118,670 | $5,755,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 445,127 | $5,747,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 354,466 | $5,732,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 244,923 | $5,724,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 609,945 | $5,721,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 30,212 | $5,708,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 602,549 | $5,706,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 124,679 | $5,699,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 148,766 | $5,693,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 262,929 | $5,692,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 540,968 | $5,669,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 179,435 | $5,663,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 491,494 | $5,662,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 258,263 | $5,649,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 374,105 | $5,623,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 210,557 | $5,619,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 80,653 | $5,615,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 174,711 | $5,603,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 145,113 | $5,596,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 274,923 | $5,581,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 86,400 | $5,581,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 52,928 | $5,550,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 66,932 | $5,549,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 94,926 | $5,546,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 76,700 | $5,542,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 92,735 | $5,536,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 103,817 | $5,528,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 127,730 | $5,507,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 376,461 | $5,504,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 100,000 | $5,501,000 | thousands by filing date | call |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 328,684 | $5,493,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 42,469 | $5,488,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 136,773 | $5,477,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 236,110 | $5,475,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008010 | this filing | 2018-02-14 | acceptance time not in the bulk data set |