13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,969 holding rows worth $227,740,927,000.
- Accession
- 0001140361-18-008010
- Filer
- CIK 1000275
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 25,591 entries on the cover page, a total value of $227,740,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,740,927,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLEGHANY CORP DEL | 017175100 | COM | 9,172 | $5,468,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 34,172 | $5,430,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 302,852 | $5,430,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 106,336 | $5,424,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 198,347 | $5,420,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 80,300 | $5,412,000 | thousands by filing date | put |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 107,992 | $5,398,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 241,193 | $5,398,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 218,285 | $5,392,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 112,066 | $5,383,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 96,343 | $5,379,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 484,784 | $5,376,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 78,944 | $5,368,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 105,451 | $5,352,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 95,308 | $5,352,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 278,284 | $5,346,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 116,875 | $5,332,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 250,621 | $5,331,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 280,000 | $5,309,000 | thousands by filing date | call |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 106,149 | $5,299,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 89,972 | $5,288,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 115,000 | $5,276,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 57,031 | $5,266,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 360,000 | $5,260,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 387,615 | $5,252,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 68,259 | $5,245,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 248,055 | $5,244,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 251,012 | $5,208,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 153,221 | $5,191,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 163,385 | $5,169,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 412,704 | $5,163,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 183,845 | $5,160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 101,783 | $5,153,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 54,200 | $5,147,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 126,719 | $5,140,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 26,805 | $5,137,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 72,256 | $5,131,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 137,990 | $5,124,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 582,625 | $5,122,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 47,898 | $5,117,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 98,861 | $5,111,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 240,880 | $5,109,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 61,700 | $5,101,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 193,507 | $5,097,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 50,000 | $5,084,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 433,100 | $5,076,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 208,621 | $5,076,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 66,177 | $5,074,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 70,088 | $5,064,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 141,459 | $5,051,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 366,596 | $5,041,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 123,929 | $5,037,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 30,534 | $5,028,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 75,000 | $5,010,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,166,250 | $5,003,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 243,361 | $5,001,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 300,000 | $4,998,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 38,200 | $4,981,000 | thousands by filing date | put |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 354,126 | $4,979,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 128,241 | $4,977,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 59,044 | $4,975,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 61,168 | $4,970,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 83,591 | $4,963,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 125,105 | $4,960,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 67,400 | $4,957,000 | thousands by filing date | call |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 500,000 | $4,950,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 263,828 | $4,947,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 151,024 | $4,928,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 314,305 | $4,919,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 118,900 | $4,906,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 190,042 | $4,899,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 88,900 | $4,891,000 | thousands by filing date | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 144,474 | $4,890,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 24,329 | $4,885,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 180,906 | $4,863,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 81,762 | $4,856,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 153,243 | $4,856,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 290,733 | $4,855,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 117,200 | $4,854,000 | thousands by filing date | call |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 499,900 | $4,854,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 231,310 | $4,847,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 85,680 | $4,831,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 197,312 | $4,828,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 117,700 | $4,825,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 48,200 | $4,815,000 | thousands by filing date | call |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 192,696 | $4,808,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 98,786 | $4,808,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 112,873 | $4,805,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 116,400 | $4,803,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 150,135 | $4,797,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 193,045 | $4,780,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 285,000 | $4,754,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 48,100 | $4,750,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 37,400 | $4,745,000 | thousands by filing date | put |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 187,877 | $4,736,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 133,092 | $4,735,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 28,518 | $4,730,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 188,211 | $4,730,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 124,800 | $4,724,000 | thousands by filing date | put |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 152,975 | $4,692,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 72,000 | $4,683,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 185,239 | $4,681,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 45,110 | $4,678,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 103,425 | $4,676,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 92,621 | $4,675,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 79,700 | $4,674,000 | thousands by filing date | call |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 100,645 | $4,671,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 359,544 | $4,659,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 230,454 | $4,655,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 604,628 | $4,655,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 92,713 | $4,651,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 152,185 | $4,633,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 50,000 | $4,632,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 74,872 | $4,611,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 147,500 | $4,601,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 360,000 | $4,597,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 160,561 | $4,594,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 180,480 | $4,593,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 102,149 | $4,592,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 66,322 | $4,587,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 29,900 | $4,586,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 116,102 | $4,573,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 85,805 | $4,571,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 167,669 | $4,570,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 95,000 | $4,569,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 393,025 | $4,567,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 166,516 | $4,554,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 467,500 | $4,549,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 88,300 | $4,532,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 121,685 | $4,519,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100,000 | $4,518,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 29,267 | $4,510,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 61,108 | $4,507,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 226,961 | $4,503,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 169,902 | $4,502,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 136,921 | $4,498,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 163,043 | $4,492,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 316,218 | $4,484,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 140,000 | $4,483,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 342,913 | $4,458,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 266,899 | $4,444,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 210,640 | $4,441,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 246,000 | $4,416,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 100,000 | $4,410,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 137,600 | $4,406,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 233,400 | $4,388,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 84,079 | $4,385,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 107,631 | $4,384,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 87,103 | $4,378,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 62,046 | $4,378,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 270,981 | $4,375,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 227,468 | $4,356,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 221,523 | $4,355,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 80,412 | $4,349,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 34,136 | $4,339,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 102,973 | $4,338,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 199,203 | $4,338,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 272,329 | $4,333,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 97,426 | $4,330,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 130,062 | $4,330,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 80,000 | $4,310,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 289,190 | $4,309,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 53,496 | $4,301,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 52,100 | $4,298,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 154,568 | $4,296,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 138,248 | $4,293,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 164,733 | $4,287,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 226,100 | $4,285,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 101,500 | $4,285,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 87,278 | $4,283,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 113,928 | $4,281,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 92,494 | $4,278,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 339,493 | $4,254,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 60,940 | $4,251,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 123,104 | $4,242,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 27,394 | $4,240,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 275,706 | $4,239,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 133,815 | $4,234,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 123,950 | $4,231,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 99,451 | $4,223,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 4,000,000 | $4,223,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 81,415 | $4,217,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 67,819 | $4,216,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 125,224 | $4,213,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 109,366 | $4,212,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 74,807 | $4,202,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 100,402 | $4,200,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C773 | ESG REV ETF | 135,149 | $4,199,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 67,582 | $4,191,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 193,489 | $4,175,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 60,293 | $4,174,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 57,500 | $4,169,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 26,700 | $4,164,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 60,139 | $4,148,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 105,584 | $4,131,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 129,200 | $4,121,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 125,652 | $4,111,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 230,652 | $4,106,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 191,778 | $4,106,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 73,575 | $4,104,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 124,621 | $4,101,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 190,718 | $4,091,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 72,500 | $4,083,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 96,361 | $4,045,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 33,156 | $4,026,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 76,918 | $4,022,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 172,471 | $4,015,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 450,805 | $4,012,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 255,286 | $4,011,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 103,436 | $4,009,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 130,420 | $4,005,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 176,406 | $4,005,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 393,000 | $4,005,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 215,306 | $4,003,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 28,782 | $3,996,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 43,400 | $3,988,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 197,018 | $3,979,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,270,000 | $3,975,000 | thousands by filing date | call |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 31,551 | $3,967,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 39,655 | $3,964,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 86,350 | $3,962,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 33,959 | $3,960,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 100,507 | $3,944,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 90,000 | $3,935,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 150,000 | $3,926,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 29,262 | $3,923,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 55,681 | $3,923,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,451,471 | $3,920,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 105,495 | $3,916,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 50,821 | $3,915,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 137,394 | $3,907,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,373,000 | $3,903,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 81,677 | $3,900,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 120,100 | $3,879,000 | thousands by filing date | put |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 98,474 | $3,873,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 5,425,000 | $3,863,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 514,500 | $3,859,000 | thousands by filing date | call |
| EATON VANCE CORP | 278265103 | COM NON VTG | 68,354 | $3,855,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 97,047 | $3,848,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 651,414 | $3,837,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 652,770 | $3,831,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 163,098 | $3,826,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 97,896 | $3,824,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 93,108 | $3,823,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 42,090 | $3,819,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 73,329 | $3,813,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 53,686 | $3,793,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 82,400 | $3,783,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 875,000 | $3,780,000 | thousands by filing date | put |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 144,065 | $3,771,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 94,925 | $3,767,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 160,092 | $3,764,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 167,122 | $3,760,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 30,668 | $3,756,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 105,665 | $3,756,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 105,745 | $3,752,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 70,600 | $3,739,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 89,668 | $3,733,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 604,418 | $3,729,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 208,357 | $3,718,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 24,000 | $3,716,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 25,600 | $3,711,000 | thousands by filing date | put |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 175,631 | $3,711,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 294,194 | $3,710,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 147,317 | $3,705,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 493,829 | $3,704,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 96,764 | $3,704,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 74,800 | $3,700,000 | thousands by filing date | call |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 143,184 | $3,698,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 72,300 | $3,696,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 291,639 | $3,689,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 128,290 | $3,688,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 166,729 | $3,688,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 143,500 | $3,682,000 | thousands by filing date | put |
| ALLEGION PLC | G0176J109 | ORD SHS | 46,257 | $3,681,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 115,000 | $3,681,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 202,145 | $3,669,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 45,614 | $3,668,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 66,023 | $3,655,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 311,998 | $3,653,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 175,000 | $3,651,000 | thousands by filing date | call |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 150,252 | $3,635,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 357,666 | $3,631,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 3,330,000 | $3,624,000 | thousands by filing date | principal |
| CALAMP CORP | 128126109 | COMMON STOCK | 168,804 | $3,618,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 99,727 | $3,612,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 193,593 | $3,611,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 47,189 | $3,607,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 41,940 | $3,600,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 82,963 | $3,595,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 328,573 | $3,594,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 95,000 | $3,585,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 169,200 | $3,582,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 230,126 | $3,580,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 166,668 | $3,578,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 49,011 | $3,570,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 177,208 | $3,559,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 118,855 | $3,559,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 105,166 | $3,542,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 78,407 | $3,531,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 33,600 | $3,526,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 148,736 | $3,525,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 111,063 | $3,524,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 150,000 | $3,519,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 67,052 | $3,514,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 36,655 | $3,509,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 113,432 | $3,509,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 96,500 | $3,505,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 106,948 | $3,505,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 100,512 | $3,499,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 88,039 | $3,489,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 64,300 | $3,487,000 | thousands by filing date | call |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 49,840 | $3,485,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 834,956 | $3,481,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 59,730 | $3,479,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 72,047 | $3,474,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 46,251 | $3,470,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 73,554 | $3,470,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 34,300 | $3,465,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 82,077 | $3,443,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 223,534 | $3,436,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 46,070 | $3,426,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 555,006 | $3,424,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 243,101 | $3,423,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 62,844 | $3,404,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 96,410 | $3,404,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 190,082 | $3,403,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 624,147 | $3,396,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 64,129 | $3,389,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 218,736 | $3,379,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 37,805 | $3,371,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 223,878 | $3,359,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 31,205 | $3,352,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 84,800 | $3,352,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 87,854 | $3,351,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 61,532 | $3,350,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 204,077 | $3,344,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 174,995 | $3,341,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 234,768 | $3,338,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 60,016 | $3,337,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 200,000 | $3,332,000 | thousands by filing date | call |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 64,772 | $3,329,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 24,954 | $3,321,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 24,386 | $3,316,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 49,433 | $3,312,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 186,181 | $3,312,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 147,081 | $3,309,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 59,390 | $3,306,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 44,473 | $3,302,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 155,825 | $3,299,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 231,923 | $3,295,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 86,594 | $3,293,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 72,850 | $3,292,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 123,207 | $3,292,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 63,643 | $3,290,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 367,877 | $3,289,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 63,713 | $3,287,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 77,920 | $3,286,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 136,945 | $3,280,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 19,300 | $3,275,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 109,156 | $3,275,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 109,510 | $3,272,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 55,898 | $3,272,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 65,225 | $3,271,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 29,881 | $3,270,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 40,679 | $3,266,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 233,990 | $3,264,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 31,000 | $3,257,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 35,000 | $3,255,000 | thousands by filing date | put |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 173,038 | $3,253,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 187,303 | $3,246,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 102,930 | $3,245,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 46,221 | $3,235,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 79,548 | $3,234,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 62,600 | $3,233,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 195,234 | $3,229,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 59,084 | $3,223,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 140,630 | $3,221,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 15,266 | $3,219,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 63,000 | $3,217,000 | thousands by filing date | call |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 198,589 | $3,215,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 168,700 | $3,211,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 114,389 | $3,209,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,132,000 | $3,204,000 | thousands by filing date | principal |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,221,045 | $3,199,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 221,400 | $3,195,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 80,635 | $3,185,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 160,107 | $3,184,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 40,000 | $3,181,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 44,000 | $3,179,000 | thousands by filing date | put |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 32,330 | $3,176,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 24,506 | $3,173,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 331,407 | $3,171,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 55,800 | $3,162,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 135,071 | $3,160,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 222,400 | $3,156,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 45,000 | $3,156,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 48,572 | $3,155,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 45,744 | $3,153,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 72,300 | $3,152,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 23,708 | $3,150,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 202,613 | $3,150,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 166,829 | $3,143,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 257,500 | $3,139,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 118,381 | $3,138,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 38,700 | $3,135,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 41,200 | $3,118,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 39,843 | $3,115,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 263,804 | $3,113,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 29,054 | $3,113,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B381 | DWA MOMTM VOLT | 99,954 | $3,112,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 260,292 | $3,103,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 148,211 | $3,096,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 101,668 | $3,093,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 43,573 | $3,088,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 100,000 | $3,081,000 | thousands by filing date | put |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 58,417 | $3,065,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 114,007 | $3,065,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 52,247 | $3,062,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 45,367 | $3,061,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 35,476 | $3,059,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 63,006 | $3,053,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 9,800 | $3,051,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 66,158 | $3,048,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 75,284 | $3,037,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 37,643 | $3,022,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 116,594 | $3,020,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 29,647 | $3,011,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 195,500 | $3,003,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 58,717 | $3,002,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 22,586 | $3,000,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 88,441 | $2,994,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 190,524 | $2,992,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 7,508 | $2,985,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 101,771 | $2,978,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 83,100 | $2,969,000 | thousands by filing date | call |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 298,534 | $2,967,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 163,027 | $2,959,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 128,500 | $2,957,000 | thousands by filing date | call |
| GORES HLDGS II INC | 382867109 | COM CL A | 297,340 | $2,956,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 23,100 | $2,947,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 22,141 | $2,946,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 74,278 | $2,944,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 82,962 | $2,943,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 31,300 | $2,942,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 74,149 | $2,936,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 326,986 | $2,927,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,400 | $2,919,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 544,406 | $2,918,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 151,780 | $2,917,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 9,810 | $2,913,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 17,800 | $2,911,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 426,182 | $2,911,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 375,182 | $2,907,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 62,236 | $2,902,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 167,600 | $2,896,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 167,600 | $2,896,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 160,937 | $2,895,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 59,961 | $2,890,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 60,216 | $2,879,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 29,425 | $2,878,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 96,342 | $2,878,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 87,567 | $2,878,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 142,600 | $2,875,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,500,000 | $2,868,000 | thousands by filing date | principal |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 34,311 | $2,867,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 128,278 | $2,867,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 137,700 | $2,862,000 | thousands by filing date | call |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 90,705 | $2,857,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 76,371 | $2,850,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100,000 | $2,850,000 | thousands by filing date | put |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 51,543 | $2,845,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 49,556 | $2,845,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 234,385 | $2,843,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 200,000 | $2,840,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 358,458 | $2,839,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 146,797 | $2,832,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 27,000 | $2,830,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 107,726 | $2,827,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 230,521 | $2,824,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 447,893 | $2,822,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 23,148 | $2,818,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 149,521 | $2,815,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 37,660 | $2,814,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 38,469 | $2,813,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 55,000 | $2,812,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 208,847 | $2,807,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 172,520 | $2,804,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 39,100 | $2,801,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 116,970 | $2,799,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 41,863 | $2,795,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 115,959 | $2,790,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 14,500 | $2,783,000 | thousands by filing date | call |
| ISHARES TR | 464287846 | DOW JONES US ETF | 20,802 | $2,780,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 26,915 | $2,768,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 84,938 | $2,767,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 3,000,000 | $2,764,000 | thousands by filing date | principal |
| COTIVITI HLDGS INC | 22164K101 | COM | 85,702 | $2,761,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 92,991 | $2,760,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 201,440 | $2,750,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008010 | this filing | 2018-02-14 | acceptance time not in the bulk data set |