13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,969 holding rows worth $227,740,927,000.
- Accession
- 0001140361-18-008010
- Filer
- CIK 1000275
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 25,591 entries on the cover page, a total value of $227,740,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,740,927,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CUSHING RENAISSANCE FD | 231647108 | COM | 68,881 | $1,398,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 31,787 | $1,398,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 32,899 | $1,398,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 27,649 | $1,390,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 50,603 | $1,387,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 40,600 | $1,386,000 | thousands by filing date | call |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 113,151 | $1,386,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 60,138 | $1,385,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 23,300 | $1,381,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 40,220 | $1,381,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 73,236 | $1,377,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 51,963 | $1,376,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 20,959 | $1,374,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 27,000 | $1,372,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 68,185 | $1,370,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 11,568 | $1,370,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 39,711 | $1,368,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 76,801 | $1,367,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 45,827 | $1,366,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 204,404 | $1,365,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 34,505 | $1,364,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 11,400 | $1,360,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 65,521 | $1,359,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 38,467 | $1,351,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 31,500 | $1,350,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 15,000 | $1,344,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 58,034 | $1,342,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 50,591 | $1,340,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 38,901 | $1,339,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 36,035 | $1,336,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 54,880 | $1,336,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 85,127 | $1,336,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 71,852 | $1,328,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 91,354 | $1,326,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 81,069 | $1,325,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 65,705 | $1,321,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 39,471 | $1,321,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 60,439 | $1,320,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 76,114 | $1,318,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 16,354 | $1,316,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 14,730 | $1,315,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 53,284 | $1,315,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 53,624 | $1,315,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 45,241 | $1,312,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 7,205 | $1,310,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 82,132 | $1,308,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 9,614 | $1,307,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 46,660 | $1,307,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 40,916 | $1,307,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,500 | $1,304,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 100,000 | $1,300,000 | thousands by filing date | call |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 33,723 | $1,300,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 192,003 | $1,295,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 42,514 | $1,294,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 16,025 | $1,294,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 49,666 | $1,293,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 20,000 | $1,291,000 | thousands by filing date | put |
| ISHARES TR | 464288125 | 3YRTB ETF | 15,330 | $1,291,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 75,746 | $1,290,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 59,979 | $1,289,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 59,672 | $1,289,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 39,959 | $1,287,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 27,200 | $1,286,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 124,009 | $1,284,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 72,286 | $1,282,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,800 | $1,280,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 10,990 | $1,280,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 44,940 | $1,278,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 21,300 | $1,277,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 75,000 | $1,277,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 33,678 | $1,274,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 9,421 | $1,273,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 72,991 | $1,273,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 74,243 | $1,273,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 224,847 | $1,273,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 10,128 | $1,272,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 19,914 | $1,271,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 66,091 | $1,266,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 20,000 | $1,266,000 | thousands by filing date | put |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 49,322 | $1,264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 28,431 | $1,262,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 51,697 | $1,259,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 10,020 | $1,255,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,597 | $1,254,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 234,962 | $1,253,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 72,583 | $1,251,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 34,434 | $1,249,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 57,632 | $1,248,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 58,486 | $1,247,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 12,343 | $1,246,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 90,058 | $1,245,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 11,018 | $1,244,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 84,900 | $1,242,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 121,831 | $1,242,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 26,032 | $1,242,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 7,188 | $1,240,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 9,336 | $1,234,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 18,069 | $1,231,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 40,691 | $1,231,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 36,648 | $1,230,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 35,019 | $1,227,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 172,342 | $1,226,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 132,296 | $1,223,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 17,275 | $1,222,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 32,300 | $1,217,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 26,731 | $1,216,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 27,931 | $1,214,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 46,427 | $1,212,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 71,365 | $1,208,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 30,657 | $1,207,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 53,845 | $1,203,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 10,173 | $1,201,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 65,931 | $1,199,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 128,573 | $1,198,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 12,111 | $1,193,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 24,893 | $1,190,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 41,358 | $1,185,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 16,406 | $1,184,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 89,881 | $1,184,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 33,100 | $1,183,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 43,015 | $1,181,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 91,106 | $1,178,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,936 | $1,178,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 5,166 | $1,174,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 19,745 | $1,173,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 19,617 | $1,172,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 19,362 | $1,172,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 30,098 | $1,171,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 13,741 | $1,168,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 55,427 | $1,167,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 44,059 | $1,166,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 51,384 | $1,165,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 8,980 | $1,162,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 10,704 | $1,161,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 72,309 | $1,161,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 22,300 | $1,159,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 27,400 | $1,146,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 132,600 | $1,145,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 800,000 | $1,144,000 | thousands by filing date | put |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 48,097 | $1,144,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 7,163 | $1,143,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 19,352 | $1,141,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 44,047 | $1,141,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 66,472 | $1,139,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 21,779 | $1,136,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 19,768 | $1,135,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 9,070 | $1,134,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 49,287 | $1,132,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 35,087 | $1,130,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 80,303 | $1,127,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 83,529 | $1,125,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 18,844 | $1,123,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 50,100 | $1,120,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 16,783 | $1,120,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 75,087 | $1,118,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 9,300 | $1,117,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 12,000 | $1,114,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 22,751 | $1,114,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 87,202 | $1,111,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 50,000 | $1,107,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 22,576 | $1,104,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 21,767 | $1,104,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 9,547 | $1,104,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 42,356 | $1,103,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 36,000 | $1,102,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 64,090 | $1,098,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 14,070 | $1,098,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 8,400 | $1,096,000 | thousands by filing date | call |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 30,806 | $1,094,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,303 | $1,094,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 20,569 | $1,092,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 33,129 | $1,091,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 4,472 | $1,087,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 46,980 | $1,085,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 190,867 | $1,084,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 110,653 | $1,078,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 42,393 | $1,077,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 24,370 | $1,074,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 13,365 | $1,073,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,600 | $1,072,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 232,076 | $1,067,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 540,137 | $1,064,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 36,600 | $1,064,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 43,741 | $1,063,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 41,989 | $1,062,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 10,549 | $1,059,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 14,892 | $1,059,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 89,958 | $1,058,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 56,222 | $1,055,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 19,714 | $1,053,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,025,000 | $1,053,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 40,000 | $1,047,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 25,837 | $1,047,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 21,567 | $1,046,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 50,000 | $1,046,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 33,658 | $1,045,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 100,000 | $1,042,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 36,668 | $1,042,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 231,312 | $1,041,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 30,000 | $1,039,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 54,601 | $1,037,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 10,400 | $1,037,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 31,231 | $1,036,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 56,836 | $1,035,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 51,180 | $1,034,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,200 | $1,032,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 40,544 | $1,031,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 132,400 | $1,031,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 6,783 | $1,029,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 70,181 | $1,029,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 33,003 | $1,027,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,900 | $1,026,000 | thousands by filing date | call |
| CABLE ONE INC | 12685J105 | COM | 1,457 | $1,025,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 92,988 | $1,025,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 65,860 | $1,025,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 22,390 | $1,024,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 54,935 | $1,023,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 35,254 | $1,021,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 143,692 | $1,020,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 29,000 | $1,020,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 104,824 | $1,015,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 120,000 | $1,009,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905106 | COM | 12,988 | $1,008,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 100,000 | $1,007,000 | thousands by filing date | put |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 29,190 | $1,005,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 38,126 | $1,003,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 25,905 | $1,001,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 80,649 | $1,000,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 60,565 | $1,000,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 8,000 | $997,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 43,018 | $997,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 55,207 | $994,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 12,414 | $991,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 44,198 | $991,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 23,800 | $988,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 1,019,000 | $988,000 | thousands by filing date | principal |
| Abbott Laboratories | 002824100 | COM | 17,300 | $987,000 | thousands by filing date | put |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 22,181 | $987,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 98,747 | $987,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 30,000 | $983,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 19,085 | $982,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 21,063 | $980,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 30,473 | $979,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 9,502 | $977,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 201,990 | $974,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 319,351 | $974,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 39,350 | $971,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 57,769 | $969,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 22,957 | $968,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 98,767 | $968,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 76,901 | $965,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 7,996 | $965,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 26,458 | $962,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 15,500 | $962,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 102,260 | $961,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 59,301 | $960,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 24,132 | $959,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 18,000 | $959,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 29,268 | $957,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 51,737 | $956,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 86,739 | $956,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 140,000 | $956,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 140,000 | $956,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 36,999 | $955,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 104,439 | $954,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 150,115 | $952,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 19,882 | $949,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 18,935 | $948,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 23,820 | $948,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 18,366 | $947,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 23,714 | $946,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 44,287 | $945,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 15,900 | $943,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 131,579 | $943,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 47,980 | $943,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 56,907 | $943,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 219,005 | $942,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 21,600 | $940,000 | thousands by filing date | call |
| MAXIMUS INC | 577933104 | COM | 13,090 | $937,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 28,864 | $935,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 4,099 | $932,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 32,400 | $931,000 | thousands by filing date | put |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 32,523 | $929,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 21,881 | $929,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 65,906 | $928,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 12,191 | $927,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 27,681 | $927,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 32,248 | $925,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 36,444 | $925,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 15,810 | $924,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 29,846 | $923,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 25,386 | $923,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 60,660 | $922,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 34,558 | $922,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 23,000 | $917,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 35,200 | $917,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 25,622 | $916,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 26,228 | $915,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 68,120 | $915,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 89,173 | $914,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 40,287 | $913,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 60,000 | $910,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 15,057 | $909,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 31,168 | $909,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 24,629 | $908,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 15,905 | $908,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 17,000 | $908,000 | thousands by filing date | call |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 29,541 | $907,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 20,551 | $907,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 18,626 | $906,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 22,784 | $904,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 16,051 | $903,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 901,000 | $903,000 | thousands by filing date | principal |
| SEASPINE HLDGS CORP | 81255T108 | COM | 89,149 | $902,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 6,155 | $898,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 32,817 | $897,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 23,500 | $896,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 55,471 | $896,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 40,883 | $893,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 16,328 | $892,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 32,267 | $890,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 17,681 | $888,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 502,000 | $885,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 8,900 | $884,000 | thousands by filing date | put |
| POLYMET MINING CORP | 731916102 | COM | 1,026,337 | $883,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 16,763 | $879,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 48,717 | $876,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 38,367 | $875,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 6,500 | $874,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 28,810 | $873,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 32,312 | $872,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 11,404 | $871,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 13,575 | $869,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 109,518 | $868,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 27,131 | $865,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 9,789 | $864,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 9,401 | $863,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 12,356 | $863,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 56,140 | $863,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 152,656 | $863,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 27,721 | $862,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 14,350 | $862,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 90,000 | $860,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 65,317 | $859,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 75,923 | $858,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 99,737 | $857,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 49,100 | $856,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 7,653 | $856,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,000 | $855,000 | thousands by filing date | call |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 28,476 | $854,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 47,781 | $853,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 238,179 | $853,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 44,344 | $851,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 55,842 | $850,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 51,647 | $850,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 16,948 | $849,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 12,597 | $848,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 24,341 | $847,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 30,026 | $846,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 25,480 | $845,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 681,116 | $845,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 61,059 | $843,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 53,014 | $843,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 57,284 | $838,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 311,328 | $838,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 27,477 | $836,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 84,999 | $836,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 201,200 | $835,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 31,833 | $835,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 9,820 | $833,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 23,853 | $832,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 20,825 | $830,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 54,399 | $829,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 35,466 | $827,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 17,315 | $826,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 23,300 | $826,000 | thousands by filing date | call |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 207,968 | $826,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 25,526 | $826,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 51,000 | $823,000 | thousands by filing date | put |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 27,002 | $822,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 11,773 | $821,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 76,745 | $821,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 55,510 | $819,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 88,072 | $819,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 16,420 | $816,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 47,500 | $815,000 | thousands by filing date | put |
| ISHARES TR | 46435G516 | COM | 12,010 | $814,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 32,500 | $814,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 24,992 | $814,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 36,116 | $814,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 22,487 | $814,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 37,775 | $813,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 17,597 | $813,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 112,708 | $813,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 15,886 | $809,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 43,809 | $809,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 31,751 | $807,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 110,314 | $807,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,978 | $806,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 61,152 | $805,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 16,477 | $803,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 48,000 | $802,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 26,800 | $801,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 28,639 | $800,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 18,401 | $800,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 104,166 | $800,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 35,000 | $799,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 15,702 | $798,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 12,359 | $795,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 5,942 | $794,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 11,961 | $793,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 55,056 | $793,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 15,529 | $792,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 22,880 | $791,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 28,402 | $791,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 75,087 | $791,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 26,187 | $791,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 119,992 | $790,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 10,268 | $790,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 37,966 | $789,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 11,428 | $786,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 15,399 | $785,000 | thousands by filing date | principal |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 984,073 | $782,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 13,986 | $781,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 42,899 | $781,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 9,997 | $780,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 27,514 | $780,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 25,815 | $780,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 8,177 | $780,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 14,037 | $777,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 77,559 | $777,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 23,709 | $776,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 30,466 | $773,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 55,396 | $772,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 71,399 | $772,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 43,758 | $770,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 29,878 | $769,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 84,216 | $769,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 6,000 | $769,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 11,970 | $768,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 57,500 | $766,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 34,600 | $765,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 40,550 | $764,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 23,447 | $764,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 73,029 | $764,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 100,000 | $764,000 | thousands by filing date | put |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 20,508 | $763,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 50,970 | $763,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 21,800 | $760,000 | thousands by filing date | put |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 13,727 | $760,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 36,824 | $760,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 39,940 | $759,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 6,260 | $758,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 23,240 | $758,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 18,915 | $758,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 26,632 | $758,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 44,849 | $756,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,600 | $755,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,335 | $755,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 75,505 | $755,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 99,624 | $754,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 49,792 | $752,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 32,419 | $752,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 24,137 | $751,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 20,000 | $751,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 11,962 | $750,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 49,364 | $749,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 63,224 | $749,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 25,061 | $748,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 13,104 | $747,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 16,446 | $746,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 36,173 | $745,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 21,600 | $744,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 21,704 | $743,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 18,954 | $743,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 32,302 | $742,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 37,980 | $741,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 21,353 | $739,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 53,767 | $738,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 14,801 | $738,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 51,906 | $737,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 14,656 | $734,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 50,898 | $734,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 19,942 | $733,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 20,932 | $733,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 80,200 | $732,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,012 | $732,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 57,266 | $731,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 75,951 | $729,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 1,051,452 | $729,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 52,196 | $728,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 22,007 | $728,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 27,934 | $727,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,033 | $727,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 30,242 | $727,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 14,196 | $726,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 27,693 | $725,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 70,755 | $725,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 19,706 | $723,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 19,068 | $722,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008010 | this filing | 2018-02-14 | acceptance time not in the bulk data set |