13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,969 holding rows worth $227,740,927,000.
- Accession
- 0001140361-18-008010
- Filer
- CIK 1000275
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 25,591 entries on the cover page, a total value of $227,740,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,740,927,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,464 | $722,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 12,276 | $721,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 30,522 | $719,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 57,969 | $719,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 26,714 | $719,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 27,612 | $719,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 46,436 | $718,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 28,838 | $718,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 57,254 | $717,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 28,705 | $717,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 6,376 | $717,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 19,169 | $715,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 25,657 | $714,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 24,276 | $714,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 19,002 | $713,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 71,188 | $713,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 22,500 | $712,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 56,305 | $712,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 5,338 | $711,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 45,616 | $711,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 173,352 | $711,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 14,646 | $710,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 105,334 | $705,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 54,434 | $702,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 27,672 | $702,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 19,138 | $701,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 53,277 | $701,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 52,093 | $700,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 62,546 | $699,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 40,428 | $698,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 14,900 | $697,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 26,699 | $697,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 48,962 | $696,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 14,630 | $695,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 42,387 | $695,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 11,268 | $694,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 104,712 | $692,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,400 | $691,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 19,252 | $691,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 22,005 | $688,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 665,000 | $687,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 9,699 | $686,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 28,603 | $685,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 8,757 | $684,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 29,655 | $684,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 62,777 | $683,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 27,504 | $683,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 18,000 | $682,000 | thousands by filing date | put |
| ISHARES TR | 46429B408 | CMN | 17,562 | $682,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 33,207 | $681,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 20,781 | $681,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 15,600 | $680,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 51,002 | $679,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 14,711 | $678,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 14,451 | $678,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,500 | $678,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 16,735 | $677,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 19,850 | $676,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 10,000 | $674,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 10,429 | $673,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 10,342 | $673,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 45,400 | $671,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7,780 | $671,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 103,778 | $671,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 54,441 | $671,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 50,000 | $670,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806109 | COM | 10,600 | $670,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 11,288 | $670,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 35,898 | $670,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 37,200 | $669,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 91,017 | $669,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 20,000 | $669,000 | thousands by filing date | put |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 25,322 | $668,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 33,114 | $667,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 33,658 | $667,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 50,000 | $666,000 | thousands by filing date | put |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 50,206 | $666,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 13,867 | $666,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 19,344 | $665,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 47,417 | $664,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 36,851 | $664,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 22,330 | $663,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 31,458 | $663,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 21,000 | $662,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 37,156 | $661,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 52,539 | $659,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 15,861 | $659,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 27,231 | $658,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 32,846 | $655,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 24,011 | $654,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 21,526 | $654,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 35,639 | $651,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 14,535 | $651,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 29,104 | $651,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 16,020 | $651,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 165,530 | $647,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 37,077 | $646,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 14,479 | $646,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 41,231 | $646,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 17,054 | $645,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 12,176 | $645,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 109,417 | $645,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 6,419 | $644,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 9,818 | $642,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 16,897 | $642,000 | thousands by filing date | principal |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 34,860 | $641,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 61,105 | $640,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 33,800 | $639,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 36,707 | $638,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 15,314 | $636,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 36,746 | $636,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 31,707 | $636,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 8,225 | $635,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 19,540 | $635,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 7,093 | $635,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 27,499 | $634,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 152,864 | $634,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 28,374 | $634,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 12,358 | $633,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 45,388 | $632,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 49,473 | $632,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 8,181 | $629,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 18,593 | $628,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 8,395 | $628,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 18,930 | $627,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 13,696 | $626,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 30,752 | $626,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,000 | $625,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 26,028 | $622,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 12,104 | $621,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 323,883 | $621,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 11,300 | $620,000 | thousands by filing date | call |
| ICHOR HOLDINGS | G4740B105 | SHS | 25,202 | $620,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 28,400 | $620,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 9,370 | $619,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 300,506 | $619,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 20,122 | $619,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 25,688 | $618,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 11,714 | $618,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 65,700 | $618,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 27,000 | $617,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 59,070 | $616,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 43,425 | $616,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 23,072 | $616,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 24,747 | $616,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 7,922 | $615,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 63,835 | $615,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 14,966 | $614,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 21,247 | $612,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 26,836 | $611,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 65,532 | $610,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,493 | $608,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $608,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 51,801 | $606,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 6,197 | $606,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,000 | $604,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 17,077 | $604,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 12,400 | $604,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 15,144 | $603,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,700 | $602,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 14,700 | $602,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 10,455 | $600,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 22,032 | $598,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 39,405 | $597,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 36,386 | $596,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 29,557 | $596,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 15,268 | $595,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 46,776 | $594,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,482 | $593,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 24,457 | $592,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 10,042 | $592,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 20,646 | $592,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 14,179 | $591,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 5,000 | $590,000 | thousands by filing date | call |
| ETF | 26923A106 | EXCHANGE TRADED | 5,807 | $590,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 12,100 | $589,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 22,675 | $587,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 28,690 | $587,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,505 | $586,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 297,485 | $586,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 17,241 | $584,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 25,144 | $582,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 118,650 | $581,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 101,247 | $578,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 16,882 | $577,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 131 | $577,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 35,112 | $576,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 10,276 | $575,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 68,321 | $574,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 22,008 | $574,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 42,031 | $573,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 37,965 | $573,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 50,243 | $572,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 27,587 | $572,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 10,941 | $572,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 28,740 | $571,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 81,073 | $570,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 56,175 | $570,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 27,200 | $569,000 | thousands by filing date | call |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 17,220 | $569,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 13,935 | $569,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 10,992 | $567,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 26,222 | $566,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 16,000 | $566,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 60,513 | $565,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 17,718 | $564,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 60,957 | $562,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 8,071 | $561,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 11,823 | $561,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 27,698 | $560,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 25,586 | $559,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 802,951 | $559,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 8,667 | $558,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 100,000 | $558,000 | thousands by filing date | put |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 43,653 | $557,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 28,100 | $552,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 30,300 | $551,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,915 | $550,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 546,000 | $549,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,706 | $548,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 22,648 | $547,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 28,890 | $546,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 62,974 | $544,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 8,400 | $543,000 | thousands by filing date | put |
| PREMIER INC | 74051N102 | CL A | 18,628 | $543,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 6,613 | $543,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 91,177 | $541,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 20,799 | $541,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 535,000 | $541,000 | thousands by filing date | principal |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 54,633 | $541,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 24,480 | $540,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 28,731 | $540,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 38,163 | $538,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 53,743 | $537,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 24,445 | $537,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 10,833 | $537,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,500 | $536,000 | thousands by filing date | put |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 46,360 | $536,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 125,350 | $536,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 29,150 | $536,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 22,510 | $535,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 14,798 | $535,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,538 | $532,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,155 | $532,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 22,307 | $530,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 48,000 | $530,000 | thousands by filing date | call |
| KMG CHEMICALS INC | 482564101 | COM | 7,994 | $529,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 7,077 | $528,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 30,308 | $528,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 71,565 | $526,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 11,272 | $526,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 7,700 | $525,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 60,839 | $525,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 8,932 | $524,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 9,838 | $523,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 10,751 | $523,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 184,052 | $523,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 300 | $521,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 17,338 | $518,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 190,565 | $518,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 40,059 | $517,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 19,580 | $517,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 30,300 | $516,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 7,950 | $515,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 11,436 | $515,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 9,334 | $515,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 13,590 | $515,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 23,250 | $514,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 14,595 | $513,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 43,105 | $513,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 11,907 | $512,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 24,919 | $512,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 41,087 | $511,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,900 | $511,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 24,690 | $511,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 258,700 | $510,000 | thousands by filing date | call |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 18,696 | $509,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 20,660 | $506,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 6,875 | $505,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 19,577 | $505,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 11,146 | $505,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 54,911 | $505,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 5,437 | $505,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 90,520 | $505,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 32,988 | $504,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 31,415 | $504,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 8,151 | $502,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 227,493 | $502,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,900 | $501,000 | thousands by filing date | call |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 31,817 | $501,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 32,555 | $501,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 52,671 | $500,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 37,086 | $500,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 4,022 | $499,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 30,172 | $499,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 8,239 | $499,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 90,140 | $498,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 9,157 | $498,000 | thousands by filing date | |
| MGC | 921910873 | COM | 5,412 | $497,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 12,190 | $497,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 37,348 | $496,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 11,756 | $496,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,068 | $495,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 16,637 | $494,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 73,446 | $494,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 44,043 | $494,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 33,245 | $494,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 4,300 | $492,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 53,132 | $491,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 36,645 | $489,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 21,985 | $489,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 19,110 | $489,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 12,107 | $488,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 56,503 | $486,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 12,090 | $484,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 205,251 | $484,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 8,011 | $483,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 6,397 | $483,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,767 | $483,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 29,700 | $480,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,400 | $478,000 | thousands by filing date | put |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 25,801 | $476,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 10,445 | $476,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,100 | $476,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 19,412 | $476,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 9,250 | $476,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 26,379 | $475,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 43,900 | $474,000 | thousands by filing date | put |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 14,801 | $473,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 14,092 | $473,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 11,963 | $473,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 18,610 | $472,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 8,248 | $471,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 40,689 | $471,000 | thousands by filing date | |
| ACTIVE WEIGHTING FDS ETF TR | 00509T300 | EVENTSHS US POLI | 22,043 | $471,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 15,091 | $470,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 36,408 | $470,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 64,955 | $468,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 21,854 | $468,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 20,112 | $467,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 45,516 | $467,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,700 | $465,000 | thousands by filing date | put |
| MOOG INC CL A | 615394202 | Stock | 5,315 | $462,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 28,754 | $462,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10,925 | $462,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 214,841 | $462,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 6,526 | $461,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 16,129 | $461,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 25,835 | $461,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 117,946 | $461,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 12,349 | $460,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 29,735 | $459,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 9,160 | $459,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 6,204 | $458,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 12,225 | $457,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 16,527 | $457,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 49,186 | $455,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 19,739 | $455,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 100,000 | $455,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 7,581 | $454,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 17,970 | $454,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 10,307 | $452,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,784 | $450,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 5,046 | $449,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 15,044 | $449,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 11,995 | $449,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 22,867 | $449,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,659 | $449,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 38,849 | $449,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 34,452 | $448,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 8,728 | $448,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 101,435 | $446,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,600 | $445,000 | thousands by filing date | put |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 55,664 | $445,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 16,650 | $445,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 39,574 | $444,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 13,444 | $443,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 65,613 | $443,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 20,412 | $442,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 44,652 | $442,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 155,693 | $442,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,400 | $441,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 17,742 | $441,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 26,624 | $440,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 21,876 | $440,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 14,829 | $440,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 34,502 | $439,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 15,965 | $437,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 16,344 | $435,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 7,305 | $435,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 24,928 | $434,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 32,449 | $433,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 8,068 | $432,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 46,998 | $432,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 26,200 | $432,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,827 | $431,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 5,160 | $431,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 70,479 | $429,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 81,889 | $427,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,298 | $427,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 66,700 | $427,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 31,659 | $424,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 21,665 | $421,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 23,065 | $421,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 7,097 | $420,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 6,047 | $419,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 21,063 | $418,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 54,100 | $418,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 6,498 | $417,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 13,273 | $417,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,535 | $416,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 29,892 | $416,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A875 | DMND HILL VAL | 13,145 | $415,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 13,493 | $413,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 8,000 | $413,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 62,509 | $413,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 21,003 | $412,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 58,740 | $412,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,955 | $410,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 238,425 | $410,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 30,504 | $409,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 25,900 | $409,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 48,000 | $409,000 | thousands by filing date | call |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 26,321 | $409,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 7,922 | $408,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 190,500 | $408,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 14,700 | $406,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 9,606 | $405,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7,600 | $403,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 19,637 | $402,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 44,212 | $402,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C724 | RUSL 1000 DYNM | 15,330 | $400,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 7,575 | $400,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R207 | S&P GSCI CM K 1 | 14,453 | $400,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 8,013 | $399,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 8,590 | $399,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 46,120 | $399,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 35,471 | $399,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 6,023 | $398,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 28,522 | $398,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 27,380 | $398,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,183 | $396,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 15,003 | $396,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 10,419 | $395,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 17,750 | $394,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 83,200 | $394,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 12,330 | $393,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 3,400 | $393,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 48,706 | $390,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,570 | $390,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 16,269 | $389,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 28,200 | $389,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 16,969 | $389,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 5,315 | $389,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 59,551 | $388,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 7,540 | $387,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 9,242 | $387,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 334,393 | $387,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 5,517 | $386,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 7,799 | $386,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 24,695 | $386,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 14,958 | $386,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 17,978 | $386,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 4,324 | $386,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 33,689 | $386,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 27,472 | $385,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 35,599 | $385,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 16,283 | $385,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 15,054 | $385,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 11,076 | $384,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 89,353 | $383,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,900 | $382,000 | thousands by filing date | call |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 8,649 | $382,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 37,373 | $381,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 19,636 | $381,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 11,627 | $381,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,589 | $380,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 12,467 | $380,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 3,940 | $380,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 6,822 | $380,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 13,622 | $380,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 31,199 | $379,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 25,832 | $378,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 7,256 | $378,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 14,916 | $378,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 5,907 | $377,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 20,899 | $375,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 21,467 | $375,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,405 | $374,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 28,238 | $374,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,700 | $373,000 | thousands by filing date | put |
| FRESHPET INC COM | 358039105 | Stock | 19,668 | $373,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 12,080 | $373,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 67,592 | $373,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 47,542 | $372,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 3,826 | $372,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 17,940 | $372,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 532,877 | $372,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 83,383 | $371,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 27,690 | $370,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008010 | this filing | 2018-02-14 | acceptance time not in the bulk data set |