13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,124 holding rows worth $208,237,386,000.
- Accession
- 0001140361-17-042641
- Filer
- CIK 1000275
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 25,717 entries on the cover page, a total value of $208,237,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,237,386,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQT CORP COM | 26884L109 | Stock | 349,279 | $22,787,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 621,829 | $22,772,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,755,821 | $22,650,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 231,133 | $22,642,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,847,721 | $22,524,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 221,399 | $22,481,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 444,366 | $22,470,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 605,082 | $22,425,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 443,815 | $22,391,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,607,103 | $22,317,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,458,829 | $22,277,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 500,405 | $22,213,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 504,174 | $22,203,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 486,897 | $22,202,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 19,390,000 | $22,114,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 665,000 | $22,111,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 675,924 | $22,103,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 333,054 | $22,061,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 391,108 | $22,012,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,995,130 | $21,985,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 460,312 | $21,976,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 451,646 | $21,949,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 731,186 | $21,883,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,385,000 | $21,800,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 474,303 | $21,785,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 196,466 | $21,782,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 280,093 | $21,770,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 18,015,000 | $21,737,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 307,500 | $21,663,000 | thousands by filing date | call |
| MIDDLEBYCORP | 596278101 | STOK | 168,715 | $21,626,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 291,601 | $21,599,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 534,600 | $21,587,000 | thousands by filing date | call |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 795,195 | $21,563,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 458,806 | $21,503,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 207,539 | $21,471,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 291,827 | $21,443,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 352,507 | $21,405,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 266,482 | $21,398,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 303,254 | $21,372,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 47,833 | $21,348,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 979,856 | $21,331,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 833,748 | $21,295,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 476,162 | $21,260,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 125,813 | $21,211,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 280,000 | $21,199,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 724,522 | $21,135,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 353,298 | $21,132,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 537,845 | $20,981,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 723,747 | $20,946,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 374,125 | $20,941,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 372,000 | $20,932,000 | thousands by filing date | call |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 817,126 | $20,918,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 180,200 | $20,898,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 596,400 | $20,892,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 198,632 | $20,844,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 336,123 | $20,841,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 767,128 | $20,827,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,558,518 | $20,807,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 148,040 | $20,768,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 87,143 | $20,663,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 340,000 | $20,597,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 214,869 | $20,552,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 621,363 | $20,548,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 475,896 | $20,544,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 334,600 | $20,541,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,462,000 | $20,526,000 | thousands by filing date | put |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 18,905,000 | $20,494,000 | thousands by filing date | principal |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 416,343 | $20,488,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 517,528 | $20,415,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 241,706 | $20,382,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 2,000,000 | $20,360,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 278,231 | $20,330,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,037,635 | $20,305,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 191,321 | $20,274,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 214,913 | $20,245,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 551,936 | $20,224,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 608,648 | $20,189,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 1,196,858 | $20,180,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 967,465 | $20,172,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 164,086 | $20,163,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 87,972 | $20,067,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 937,776 | $20,021,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,860,200 | $20,016,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 324,100 | $19,984,000 | thousands by filing date | call |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 556,195 | $19,984,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 389,606 | $19,947,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 181,019 | $19,931,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 166,222 | $19,922,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 256,318 | $19,882,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 806,106 | $19,862,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,937,371 | $19,857,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 760,937 | $19,822,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 730,044 | $19,689,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,883,168 | $19,642,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 378,000 | $19,637,000 | thousands by filing date | call |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 918,541 | $19,593,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 212,342 | $19,590,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 955,057 | $19,579,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 53,800 | $19,552,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 113,359 | $19,468,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,105,000 | $19,448,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 628,254 | $19,444,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 364,607 | $19,430,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 421,035 | $19,427,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 351,096 | $19,398,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 250,200 | $19,385,000 | thousands by filing date | call |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 15,783,000 | $19,384,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 164,846 | $19,383,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 536,587 | $19,355,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 84,727 | $19,350,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,867,844 | $19,332,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 249,274 | $19,292,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 19,071,000 | $19,286,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 300,000 | $19,275,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,191,857 | $19,267,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 979,451 | $19,266,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 138,190 | $19,257,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 254,000 | $19,256,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 235,847 | $19,255,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,407,063 | $19,222,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,192,919 | $19,198,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 300,001 | $19,038,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 672,100 | $18,967,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 403,923 | $18,940,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 515,782 | $18,934,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 168,737 | $18,919,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 783,834 | $18,890,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 326,136 | $18,863,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,340,893 | $18,813,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,202,692 | $18,762,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 247,156 | $18,737,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,211,406 | $18,729,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 871,131 | $18,712,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,509,042 | $18,692,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 523,815 | $18,605,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,481,144 | $18,603,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 644,561 | $18,570,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 125,740 | $18,552,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 734,296 | $18,540,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 471,000 | $18,525,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 455,500 | $18,521,000 | thousands by filing date | call |
| SRC ENERGY INC | 78470V108 | COM | 1,908,453 | $18,455,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 19,868,000 | $18,428,000 | thousands by filing date | principal |
| VEREIT INC | 92339V100 | COM | 2,207,400 | $18,299,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 500,713 | $18,297,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 191,821 | $18,281,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 841,074 | $18,268,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 219,567 | $18,265,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 76,900 | $18,240,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 639,500 | $18,136,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 2,187,500 | $18,134,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 375,708 | $18,106,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 89,402 | $18,091,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 125,181 | $18,033,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,328,731 | $18,018,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 100,321 | $18,009,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 237,603 | $18,002,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 698,897 | $17,934,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 778,934 | $17,922,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 260,639 | $17,905,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,013,796 | $17,884,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 976,414 | $17,858,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 370,300 | $17,856,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 533,100 | $17,854,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 927,162 | $17,802,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 945,337 | $17,772,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 478,656 | $17,768,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 796,900 | $17,763,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 156,231 | $17,760,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 978,419 | $17,749,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 452,827 | $17,742,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 102,884 | $17,681,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 93,216 | $17,675,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 365,915 | $17,633,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 321,555 | $17,599,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 917,221 | $17,436,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 725,770 | $17,418,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 823,000 | $17,357,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 277,059 | $17,354,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 339,509 | $17,352,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 313,980 | $17,347,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 359,458 | $17,329,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 188,400 | $17,320,000 | thousands by filing date | put |
| IDACORP INC | 451107106 | COM | 196,716 | $17,298,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 804,854 | $17,280,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 617,446 | $17,277,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 243,521 | $17,270,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 162,091 | $17,182,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 92,547 | $17,128,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 400,000 | $17,068,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 574,530 | $17,045,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 190,438 | $17,009,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 577,818 | $17,004,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 892,421 | $16,867,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 292,491 | $16,856,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 281,586 | $16,816,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 421,432 | $16,812,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 110,097 | $16,806,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 387,396 | $16,774,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 320,024 | $16,758,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 813,785 | $16,724,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 275,223 | $16,696,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,172,959 | $16,691,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 591,134 | $16,681,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 401,486 | $16,650,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,160,206 | $16,638,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 157,812 | $16,634,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 375,343 | $16,627,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 67,100 | $16,620,000 | thousands by filing date | put |
| WABCO HLDGS INC | 92927K102 | COM | 112,207 | $16,608,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 262,581 | $16,558,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 893,463 | $16,555,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 16,463,000 | $16,536,000 | thousands by filing date | principal |
| SNYDERS LANCE INC | 833551104 | COM | 432,542 | $16,498,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 340,235 | $16,366,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 274,934 | $16,334,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 563,944 | $16,322,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 68,800 | $16,319,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 230,834 | $16,316,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 210,000 | $16,285,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 368,250 | $16,260,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 179,700 | $16,187,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 238,061 | $16,148,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 254,888 | $16,132,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 384,600 | $16,092,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 235,892 | $16,076,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 258,332 | $16,031,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 164,000 | $16,016,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 109,541 | $16,005,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 430,167 | $15,969,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 474,300 | $15,951,000 | thousands by filing date | put |
| ILG INC | 44967H101 | COM | 596,477 | $15,943,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 792,511 | $15,922,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 132,979 | $15,905,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 87,700 | $15,904,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 280,000 | $15,893,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 365,417 | $15,854,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 207,630 | $15,814,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 94,230 | $15,739,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 105,355 | $15,727,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 356,742 | $15,725,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 864,661 | $15,711,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 195,045 | $15,684,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 343,409 | $15,677,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 578,657 | $15,670,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 700,000 | $15,603,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 50,659 | $15,594,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 202,623 | $15,586,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 8,500 | $15,562,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 247,558 | $15,549,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 81,633 | $15,498,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 379,874 | $15,475,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 982,640 | $15,466,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 356,633 | $15,428,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 229,454 | $15,425,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,093,544 | $15,387,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 408,095 | $15,323,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 136,490 | $15,318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 182,271 | $15,316,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 13,320,000 | $15,268,000 | thousands by filing date | principal |
| HYD | 92189F361 | ETF | 487,631 | $15,267,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 103,300 | $15,241,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 178,000 | $15,226,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 819,770 | $15,223,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 219,940 | $15,220,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 102,900 | $15,182,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 583,758 | $15,154,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 727,864 | $15,133,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 519,824 | $15,085,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 212,200 | $15,066,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 268,600 | $15,063,000 | thousands by filing date | put |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 244,613 | $15,057,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 329,314 | $15,032,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 160,600 | $14,987,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 370,941 | $14,963,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 500,045 | $14,941,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 992,571 | $14,909,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,010,262 | $14,902,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,383,408 | $14,885,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 13,083,000 | $14,874,000 | thousands by filing date | principal |
| CARTERS INC | 146229109 | COM | 150,384 | $14,851,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 1,468,875 | $14,836,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 236,248 | $14,830,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 246,863 | $14,811,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 7,660,000 | $14,789,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,445,004 | $14,766,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 236,883 | $14,745,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 160,376 | $14,744,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 247,385 | $14,703,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 171,700 | $14,687,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 779,325 | $14,660,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 299,600 | $14,636,000 | thousands by filing date | put |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 14,375,000 | $14,591,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 1,011,060 | $14,589,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 165,039 | $14,589,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 643,952 | $14,586,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 569,210 | $14,565,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,446,544 | $14,524,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 845,608 | $14,502,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 347,938 | $14,495,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 164,999 | $14,487,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 305,451 | $14,484,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 271,000 | $14,466,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,617,272 | $14,426,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 80,201 | $14,416,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 293,330 | $14,391,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 903,869 | $14,372,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 166,683 | $14,370,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 851,007 | $14,356,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,950,700 | $14,240,000 | thousands by filing date | put |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 1,422,574 | $14,226,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 267,957 | $14,223,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 144,000 | $14,170,000 | thousands by filing date | put |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 104,593 | $14,123,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 162,726 | $14,122,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 125,191 | $14,079,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 131,899 | $14,073,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 287,611 | $14,064,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 440,000 | $14,005,000 | thousands by filing date | put |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 419,600 | $14,002,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 269,148 | $13,993,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 136,500 | $13,985,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 310,600 | $13,980,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,474,785 | $13,962,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 139,454 | $13,949,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,801,851 | $13,915,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 231,198 | $13,839,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 138,726 | $13,819,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 111,422 | $13,809,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 630,321 | $13,804,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 133,025 | $13,784,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 11,609,000 | $13,757,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 248,300 | $13,694,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 389,998 | $13,654,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 395,486 | $13,625,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 893,686 | $13,612,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 85,500 | $13,558,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 18,319 | $13,516,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 132,200 | $13,515,000 | thousands by filing date | call |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 492,806 | $13,479,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 101,000 | $13,449,000 | thousands by filing date | call |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 259,452 | $13,402,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 93,331 | $13,378,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 98,151 | $13,365,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 113,700 | $13,363,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 259,000 | $13,349,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 110,644 | $13,348,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 538,191 | $13,347,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 146,392 | $13,303,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 970,000 | $13,289,000 | thousands by filing date | put |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 266,792 | $13,254,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 979,056 | $13,217,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 362,967 | $13,211,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 596,601 | $13,202,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 560,103 | $13,201,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 253,900 | $13,190,000 | thousands by filing date | put |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 405,589 | $13,170,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 231,346 | $13,142,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 355,901 | $13,058,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 150,000 | $13,023,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 260,569 | $13,009,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 89,200 | $13,007,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 118,900 | $12,998,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 90,200 | $12,993,000 | thousands by filing date | put |
| GENPACT LIMITED SHS | G3922B107 | Stock | 450,134 | $12,942,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 89,800 | $12,926,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 873,672 | $12,851,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 216,089 | $12,834,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 117,154 | $12,822,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 465,660 | $12,815,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 258,258 | $12,810,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 398,279 | $12,802,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 300,000 | $12,801,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 1,269,268 | $12,782,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 115,016 | $12,776,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 10,662,000 | $12,711,000 | thousands by filing date | principal |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 111,358 | $12,696,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 449,289 | $12,692,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 192,177 | $12,691,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,129,318 | $12,683,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 510,636 | $12,623,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 198,077 | $12,585,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 194,989 | $12,546,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 921,452 | $12,504,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 264,984 | $12,407,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 365,590 | $12,397,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 117,811 | $12,284,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 74,710 | $12,255,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 292,664 | $12,254,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 230,087 | $12,253,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 438,548 | $12,245,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 158,287 | $12,235,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 252,900 | $12,228,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 365,354 | $12,194,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 248,000 | $12,187,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,342,563 | $12,177,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 190,900 | $12,168,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 6,401,499 | $12,163,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 86,384 | $12,137,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 249,062 | $12,134,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 129,413 | $12,119,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 256,584 | $12,114,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 166,796 | $12,066,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 240,140 | $12,034,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 263,806 | $12,021,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 222,678 | $12,017,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 728,553 | $12,006,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 139,508 | $11,981,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 476,021 | $11,981,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 441,550 | $11,974,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 253,190 | $11,966,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100,390 | $11,964,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 140,900 | $11,927,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 140,447 | $11,919,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 95,034 | $11,912,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 232,465 | $11,909,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 399,820 | $11,894,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 293,245 | $11,887,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 11,443,000 | $11,886,000 | thousands by filing date | principal |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 80,876 | $11,829,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,263,326 | $11,787,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 76,137 | $11,784,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 503,232 | $11,784,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 525,297 | $11,761,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 1,318,360 | $11,733,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 202,889 | $11,695,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 220,997 | $11,664,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 10,000,000 | $11,636,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 803,100 | $11,597,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 98,197 | $11,581,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 250,210 | $11,571,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 142,978 | $11,556,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 207,674 | $11,547,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 701,830 | $11,524,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,244,162 | $11,521,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 261,118 | $11,507,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 527,343 | $11,506,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 243,822 | $11,489,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 143,456 | $11,465,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 120,000 | $11,465,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 472,900 | $11,435,000 | thousands by filing date | call |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 63,452 | $11,429,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 99,267 | $11,409,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 825,640 | $11,401,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 381,965 | $11,337,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 75,900 | $11,322,000 | thousands by filing date | put |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 256,274 | $11,309,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 742,983 | $11,301,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 65,966 | $11,293,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 148,130 | $11,283,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 337,600 | $11,266,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 435,326 | $11,262,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 166,064 | $11,256,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 222,336 | $11,255,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 119,784 | $11,210,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 137,013 | $11,150,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 88,546 | $11,148,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 221,664 | $11,143,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 246,440 | $11,099,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,262,385 | $11,060,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 277,717 | $11,059,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 321,109 | $11,053,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 456,384 | $11,035,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 886,288 | $11,034,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 358,064 | $11,032,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 55,345 | $11,026,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 204,586 | $11,024,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 58,412 | $11,006,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 197,988 | $10,996,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 407,404 | $10,993,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 129,800 | $10,989,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 129,912 | $10,984,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 285,000 | $10,961,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 201,280 | $10,951,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 337,170 | $10,935,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 49,338 | $10,933,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 326,866 | $10,921,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 11,653,000 | $10,910,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 410,131 | $10,902,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 92,384 | $10,884,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,819,618 | $10,882,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 103,082 | $10,867,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 60,933 | $10,843,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 250,000 | $10,825,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 250,000 | $10,825,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 672,500 | $10,821,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 127,800 | $10,818,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 251,474 | $10,815,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,181,517 | $10,811,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,284,236 | $10,800,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 170,600 | $10,797,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 277,383 | $10,790,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 219,936 | $10,780,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 90,000 | $10,764,000 | thousands by filing date | put |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 185,050 | $10,751,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 140,890 | $10,722,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 123,420 | $10,717,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 95,932 | $10,676,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 263,350 | $10,673,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 394,492 | $10,658,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042641 | this filing | 2017-11-14 | acceptance time not in the bulk data set |