13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,213 holding rows worth $629,639,130,000.
- Accession
- 0001140361-17-042540
- Filer
- CIK 70858
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 18,522 entries on the cover page, a total value of $629,639,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $629,639,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 280,255 | $6,023,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 41,739 | $6,022,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 354,900 | $6,019,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 358,549 | $6,016,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 118,787 | $6,009,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 420,292 | $6,002,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 448,084 | $5,996,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 5,725,000 | $5,983,000 | thousands by filing date | principal |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 193,123 | $5,981,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 98,000 | $5,972,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 36,886 | $5,958,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 190,049 | $5,955,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 205,200 | $5,953,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 10,000 | $5,951,000 | thousands by filing date | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 46,537 | $5,943,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 84,673 | $5,940,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 258,734 | $5,939,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 459,374 | $5,935,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 150,944 | $5,934,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 64,706 | $5,932,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 48,341 | $5,925,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 5,260,000 | $5,924,000 | thousands by filing date | principal |
| INNERWORKINGS INC | 45773Y105 | COM | 526,087 | $5,918,000 | thousands by filing date | |
| RH | 74967X103 | COM | 84,100 | $5,914,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 98,052 | $5,912,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 175,200 | $5,911,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 57,945 | $5,901,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 239,273 | $5,898,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 179,483 | $5,891,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 400,609 | $5,889,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 50,000 | $5,884,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 261,960 | $5,880,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 197,578 | $5,870,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 89,204 | $5,863,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 154,000 | $5,861,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 160,131 | $5,852,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 126,916 | $5,852,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 201,650 | $5,850,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 307,453 | $5,845,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 92,977 | $5,840,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 303,364 | $5,837,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 44,926 | $5,835,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 190,549 | $5,835,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 59,132 | $5,828,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 324,257 | $5,827,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 409,755 | $5,806,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 306,351 | $5,805,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 428,149 | $5,805,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 211,232 | $5,798,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 285,170 | $5,789,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 390,260 | $5,784,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 428,185 | $5,781,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 619,237 | $5,778,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 101,076 | $5,778,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 774,938 | $5,773,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 136,029 | $5,773,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 138,480 | $5,750,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 94,231 | $5,738,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 154,766 | $5,734,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 153,370 | $5,733,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,259,679 | $5,719,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 157,756 | $5,708,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 5,435,000 | $5,703,000 | thousands by filing date | principal |
| BOX INC CL A | 10316T104 | Stock | 294,970 | $5,699,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 242,984 | $5,674,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 325,241 | $5,659,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 199,323 | $5,655,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 196,533 | $5,652,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 838,659 | $5,652,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 384,488 | $5,651,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 78,623 | $5,649,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 265,476 | $5,649,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 176,206 | $5,648,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 326,217 | $5,644,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 147,210 | $5,641,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 90,000 | $5,613,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 82,931 | $5,613,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 186,793 | $5,591,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 84,254 | $5,587,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 65,000 | $5,582,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 2,394,929 | $5,580,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 334,408 | $5,578,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 111,629 | $5,573,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 226,737 | $5,571,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 315,828 | $5,571,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 81,447 | $5,567,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 336,380 | $5,566,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 167,559 | $5,562,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 91,033 | $5,558,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 72,436 | $5,537,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 548,968 | $5,533,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 226,237 | $5,531,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 150,500 | $5,525,000 | thousands by filing date | put |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 122,112 | $5,520,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 34,700 | $5,518,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 227,676 | $5,516,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 189,960 | $5,508,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 146,997 | $5,501,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 227,980 | $5,501,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 234,611 | $5,494,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 216,185 | $5,480,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 83,358 | $5,479,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 158,843 | $5,477,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 995,000 | $5,465,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 337,096 | $5,457,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 12,200 | $5,455,000 | thousands by filing date | put |
| ISHARES TR | 464288430 | ASIA 50 ETF | 88,849 | $5,453,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 59,500 | $5,451,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 324,300 | $5,448,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 625,863 | $5,445,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 24,100 | $5,436,000 | thousands by filing date | call |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 56,075 | $5,435,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 176,214 | $5,429,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 406,590 | $5,415,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 193,369 | $5,414,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 139,178 | $5,407,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 152,612 | $5,387,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 89,691 | $5,385,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 95,700 | $5,385,000 | thousands by filing date | call |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 130,267 | $5,381,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 42,411 | $5,366,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 507,422 | $5,364,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 50,400 | $5,358,000 | thousands by filing date | put |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 81,736 | $5,345,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 204,403 | $5,329,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 298,368 | $5,326,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 364,742 | $5,307,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 696,756 | $5,302,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 61,200 | $5,298,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 157,373 | $5,291,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 68,200 | $5,289,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 37,523 | $5,284,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 295,000 | $5,281,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 295,000 | $5,281,000 | thousands by filing date | call |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 91,441 | $5,272,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 332,514 | $5,270,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 76,352 | $5,268,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 277,541 | $5,268,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 308,883 | $5,267,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 41,894 | $5,257,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 121,826 | $5,256,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 194,516 | $5,250,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,038,000 | $5,246,000 | thousands by filing date | principal |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 202,678 | $5,242,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 269,831 | $5,240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 75,067 | $5,234,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 107,319 | $5,232,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,376,052 | $5,227,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 134,306 | $5,224,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 233,100 | $5,219,000 | thousands by filing date | put |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 213,094 | $5,208,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 220,999 | $5,197,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 184,590 | $5,196,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 636,158 | $5,172,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 155,369 | $5,166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 199,891 | $5,166,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,844,615 | $5,165,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 552,207 | $5,164,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 411,986 | $5,163,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,095,903 | $5,151,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 86,000 | $5,140,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 129,000 | $5,137,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 158,702 | $5,134,000 | thousands by filing date | |
| ISHARES INC | 46434G871 | MIN VOLA EM | 191,638 | $5,126,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 301,980 | $5,122,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 455,212 | $5,112,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 125,200 | $5,091,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 5,323,000 | $5,090,000 | thousands by filing date | principal |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 387,885 | $5,089,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 575,000 | $5,083,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 359,812 | $5,073,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 99,872 | $5,064,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 122,205 | $5,064,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 107,100 | $5,053,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 405,110 | $5,048,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 289,877 | $5,041,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 204,584 | $5,023,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 384,584 | $5,019,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 208,958 | $5,017,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 4,148,000 | $5,014,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 131,650 | $4,998,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 54,900 | $4,989,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 120,900 | $4,987,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 167,136 | $4,980,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 202,245 | $4,980,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 369,487 | $4,973,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 418,778 | $4,971,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 42,000 | $4,959,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 107,460 | $4,952,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 100,500 | $4,939,000 | thousands by filing date | put |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 184,420 | $4,931,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 33,100 | $4,930,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 575,618 | $4,927,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 3,196,000 | $4,926,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 126,873 | $4,920,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 257,441 | $4,917,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 176,128 | $4,903,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L109 | DEV EX US ETF | 168,924 | $4,903,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 187,609 | $4,899,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 150,000 | $4,898,000 | thousands by filing date | call |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 135,949 | $4,897,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 110,925 | $4,894,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 422,588 | $4,890,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 437,349 | $4,890,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 269,295 | $4,877,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 46,023 | $4,875,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 4,555 | $4,865,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,558,340 | $4,863,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 43,282 | $4,844,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 97,269 | $4,841,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 76,441 | $4,839,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 307,125 | $4,822,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 4,805,000 | $4,811,000 | thousands by filing date | principal |
| TARGET CORP COM | 87612E106 | Stock | 81,500 | $4,809,000 | thousands by filing date | call |
| SP PLUS CORP | 78469C103 | COM | 121,547 | $4,801,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 5,135,000 | $4,795,000 | thousands by filing date | principal |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 96,286 | $4,785,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 89,182 | $4,779,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 372,423 | $4,779,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 74,000 | $4,772,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 338,612 | $4,765,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 548,981 | $4,760,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 400,346 | $4,756,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 454,720 | $4,743,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 214,086 | $4,737,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 176,692 | $4,734,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 183,954 | $4,730,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 207,049 | $4,725,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 78,038 | $4,715,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100,000 | $4,715,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 113,972 | $4,712,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 87,227 | $4,710,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 134,389 | $4,705,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 116,125 | $4,697,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 909,935 | $4,696,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 176,016 | $4,694,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 178,483 | $4,689,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 165,924 | $4,689,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 67,500 | $4,688,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 197,840 | $4,679,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 135,733 | $4,670,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 87,192 | $4,670,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 323,254 | $4,668,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 208,902 | $4,667,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 86,896 | $4,667,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 90,000 | $4,658,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 86,751 | $4,656,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 22,513 | $4,642,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 105,900 | $4,632,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 122,285 | $4,631,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 125,000 | $4,630,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 246,503 | $4,627,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 302,277 | $4,613,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 4,880,000 | $4,611,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 126,124 | $4,602,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 161,674 | $4,593,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 135,739 | $4,589,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 120,000 | $4,587,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 65,200 | $4,585,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 201,968 | $4,584,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 221,600 | $4,578,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 997,800 | $4,570,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 423,400 | $4,556,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 242,800 | $4,550,000 | thousands by filing date | put |
| BOB EVANS FARMS | 096761101 | COM | 58,601 | $4,542,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 4,539,000 | $4,539,000 | thousands by filing date | principal |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 340,643 | $4,534,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 3,284,000 | $4,534,000 | thousands by filing date | principal |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 266,108 | $4,529,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 75,276 | $4,522,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 30,600 | $4,515,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 146,685 | $4,507,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 354,857 | $4,506,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 378,317 | $4,502,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 61,413 | $4,495,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 977,200 | $4,495,000 | thousands by filing date | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 56,606 | $4,492,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 135,000 | $4,486,000 | thousands by filing date | call |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 137,177 | $4,483,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 290,059 | $4,481,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 61,315 | $4,480,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 48,800 | $4,479,000 | thousands by filing date | call |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 172,266 | $4,479,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 3,582,000 | $4,475,000 | thousands by filing date | principal |
| MACERICH CO | 554382101 | COM | 81,367 | $4,473,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 174,421 | $4,457,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 138,634 | $4,449,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 80,445 | $4,444,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 101,439 | $4,438,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 257,615 | $4,418,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 89,200 | $4,417,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 162,409 | $4,417,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 138,314 | $4,415,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 50,000 | $4,415,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 300,000 | $4,410,000 | thousands by filing date | call |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 179,792 | $4,410,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 110,811 | $4,404,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 184,107 | $4,401,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 59,768 | $4,401,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 268,219 | $4,398,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 451,641 | $4,380,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 31,200 | $4,377,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50,000 | $4,376,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 74,750 | $4,376,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 168,910 | $4,373,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 64,898 | $4,368,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 117,293 | $4,362,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,471,826 | $4,357,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 211,246 | $4,352,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 57,000 | $4,349,000 | thousands by filing date | call |
| HFF INC | 40418F108 | CL A | 109,799 | $4,343,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 149,493 | $4,339,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 130,000 | $4,338,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 70,062 | $4,329,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 62,280 | $4,327,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,011,053 | $4,327,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 306,046 | $4,325,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 974,096 | $4,325,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 171,128 | $4,325,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 274,800 | $4,322,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 200,000 | $4,318,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 502,866 | $4,307,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 52,483 | $4,301,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 202,568 | $4,299,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 128,739 | $4,295,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 583,184 | $4,292,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 158,988 | $4,277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 90,750 | $4,275,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,774,000 | $4,269,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 111,381 | $4,266,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 508,371 | $4,265,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 211,700 | $4,247,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 187,850 | $4,247,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 82,974 | $4,244,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 421,201 | $4,241,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 274,922 | $4,239,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 48,006 | $4,229,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 79,200 | $4,199,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 63,432 | $4,199,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 90,000 | $4,196,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 196,615 | $4,188,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 441,206 | $4,187,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 86,136 | $4,183,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 159,377 | $4,167,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 162,955 | $4,167,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 101,000 | $4,166,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 69,034 | $4,166,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 223,109 | $4,165,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 76,396 | $4,160,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 285,170 | $4,152,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 132,673 | $4,136,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 166,046 | $4,132,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 275,000 | $4,131,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 73,602 | $4,119,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 117,300 | $4,118,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 187,128 | $4,117,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 72,403 | $4,106,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 173,361 | $4,104,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 770,510 | $4,099,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 291,401 | $4,080,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 506,766 | $4,079,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 100,300 | $4,065,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,160,605 | $4,062,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 24,082 | $4,060,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 315,859 | $4,059,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 136,561 | $4,056,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 183,222 | $4,049,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 261,473 | $4,048,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 50,468 | $4,042,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 298,231 | $4,041,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 675,000 | $4,030,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 210,762 | $4,028,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 55,865 | $4,017,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 213,552 | $4,016,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 685,959 | $4,013,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 141,294 | $4,010,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 259,184 | $4,007,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 27,184 | $3,997,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 39,200 | $3,994,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 20,000 | $3,989,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 3,827,000 | $3,980,000 | thousands by filing date | principal |
| WISDOMTREE INC | 97717P104 | COM | 390,774 | $3,978,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 261,568 | $3,978,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 176,709 | $3,976,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 115,745 | $3,973,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,327,000 | $3,970,000 | thousands by filing date | principal |
| GAMESTOP CORP | 36467W109 | CL A | 192,000 | $3,967,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 51,000 | $3,951,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 73,900 | $3,943,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 90,992 | $3,941,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 630,533 | $3,940,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 80,170 | $3,929,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 55,500 | $3,923,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 371,781 | $3,923,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 58,341 | $3,923,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 195,966 | $3,921,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 310,210 | $3,918,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 205,000 | $3,918,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 3,000,000 | $3,917,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 33,000 | $3,912,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 922,500 | $3,911,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 248,033 | $3,911,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 106,100 | $3,895,000 | thousands by filing date | call |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 103,309 | $3,886,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 189,829 | $3,885,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 67,885 | $3,880,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 30,321 | $3,878,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 91,789 | $3,874,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 3,028,000 | $3,872,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 95,200 | $3,871,000 | thousands by filing date | put |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 97,677 | $3,869,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 40,000 | $3,869,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 592,667 | $3,865,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 82,244 | $3,863,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 428,968 | $3,861,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 117,456 | $3,859,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 200,000 | $3,848,000 | thousands by filing date | put |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 182,800 | $3,846,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 107,500 | $3,838,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 493,211 | $3,837,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 121,234 | $3,836,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,785,000 | $3,835,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256B101 | COM | 188,630 | $3,828,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 53,000 | $3,824,000 | thousands by filing date | call |
| ORION S.A. | L72967109 | COM | 169,841 | $3,813,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 76,004 | $3,810,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 141,079 | $3,809,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 402,203 | $3,805,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 106,961 | $3,796,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 82,982 | $3,793,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 89,971 | $3,792,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 254,002 | $3,790,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 204,098 | $3,786,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 50,983 | $3,782,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 224,173 | $3,777,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 247,668 | $3,777,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 282,004 | $3,765,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 76,380 | $3,761,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 199,358 | $3,742,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 38,858 | $3,740,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 3,809,000 | $3,740,000 | thousands by filing date | principal |
| CIGNA CORPORATION | 125509109 | COM | 20,000 | $3,739,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 58,200 | $3,734,000 | thousands by filing date | put |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 156,813 | $3,731,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 163,135 | $3,728,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 24,500 | $3,725,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 387,923 | $3,724,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 384,028 | $3,721,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 69,773 | $3,716,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 86,982 | $3,711,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 44,170 | $3,705,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 106,793 | $3,704,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 20,600 | $3,703,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 57,354 | $3,689,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 89,623 | $3,683,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,665,000 | $3,682,000 | thousands by filing date | principal |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 244,680 | $3,680,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 268,199 | $3,674,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 75,412 | $3,673,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 66,429 | $3,673,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 21,634 | $3,671,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 164,513 | $3,668,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 67,857 | $3,661,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 41,360 | $3,658,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 54,222 | $3,649,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 238,900 | $3,643,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 97,468 | $3,638,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 115,641 | $3,633,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 87,223 | $3,617,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 101,450 | $3,616,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 215,685 | $3,613,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 68,966 | $3,609,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 34,000 | $3,604,000 | thousands by filing date | put |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 100,000 | $3,601,000 | thousands by filing date | put |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 272,626 | $3,599,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 272,232 | $3,599,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 92,404 | $3,593,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 140,000 | $3,592,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 250,200 | $3,585,000 | thousands by filing date | call |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 237,557 | $3,582,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 68,096 | $3,578,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 742,095 | $3,577,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 455,945 | $3,575,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 54,495 | $3,572,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 99,507 | $3,570,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 36,013 | $3,566,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 39,300 | $3,563,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,187,683 | $3,563,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 140,808 | $3,562,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 97,200 | $3,559,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 97,200 | $3,559,000 | thousands by filing date | call |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 357,521 | $3,550,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 313,779 | $3,545,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 171,895 | $3,545,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 220,961 | $3,535,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 75,000 | $3,534,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 21,500 | $3,532,000 | thousands by filing date | call |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 165,844 | $3,532,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 151,513 | $3,530,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 130,247 | $3,522,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042540 | this filing | 2017-11-14 | acceptance time not in the bulk data set |