13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,213 holding rows worth $629,639,130,000.
- Accession
- 0001140361-17-042540
- Filer
- CIK 70858
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 18,522 entries on the cover page, a total value of $629,639,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $629,639,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,224,086 | $17,211,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 455,482 | $17,176,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 171,388 | $17,165,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 152,371 | $17,101,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 97,814 | $17,101,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 710,398 | $17,064,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 335,833 | $17,057,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 921,159 | $17,042,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 154,300 | $17,013,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 2,442,951 | $17,003,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 723,762 | $16,986,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 211,279 | $16,965,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 90,900 | $16,960,000 | thousands by filing date | put |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 339,444 | $16,957,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,804,567 | $16,945,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 169,916 | $16,925,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 566,057 | $16,914,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 228,845 | $16,877,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 731,616 | $16,835,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 417,434 | $16,822,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 505,209 | $16,707,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 133,900 | $16,699,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,614,847 | $16,617,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 837,400 | $16,580,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 147,933 | $16,566,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 490,951 | $16,564,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 228,523 | $16,558,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 422,516 | $16,533,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 116,600 | $16,527,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 350,000 | $16,485,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 1,005,392 | $16,478,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,132,300 | $16,464,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 132,153 | $16,457,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 960,176 | $16,448,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 341,005 | $16,433,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 647,631 | $16,424,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 215,336 | $16,409,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 899,693 | $16,320,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 256,832 | $16,283,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 686,988 | $16,281,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 140,200 | $16,274,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 496,585 | $16,268,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 262,929 | $16,255,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 615,768 | $16,250,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,334,054 | $16,236,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 424,070 | $16,220,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 282,879 | $16,212,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 302,021 | $16,158,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 344,600 | $16,158,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 923,470 | $16,152,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 134,463 | $16,151,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,840,939 | $16,127,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 712,773 | $16,119,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 426,472 | $16,104,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 778,094 | $16,076,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 710,371 | $16,062,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 203,318 | $16,061,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 278,064 | $16,027,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 198,994 | $16,025,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 682,687 | $16,010,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 74,712 | $15,996,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,053,200 | $15,974,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 309,404 | $15,956,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,591,961 | $15,952,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 355,581 | $15,948,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 692,856 | $15,943,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 159,300 | $15,927,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 786,282 | $15,923,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 265,132 | $15,916,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 228,780 | $15,831,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 189,132 | $15,823,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 373,458 | $15,816,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 342,916 | $15,811,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 137,927 | $15,795,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 106,718 | $15,789,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 307,762 | $15,786,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 624,476 | $15,750,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 742,900 | $15,742,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 273,006 | $15,738,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 757,300 | $15,684,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 243,000 | $15,669,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 300,600 | $15,658,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,037,441 | $15,624,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 340,508 | $15,591,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 451,933 | $15,580,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 250,000 | $15,563,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 229,687 | $15,556,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 150,309 | $15,551,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 407,674 | $15,549,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 316,612 | $15,524,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 312,619 | $15,504,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 622,515 | $15,487,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 114,600 | $15,479,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 209,726 | $15,472,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 306,481 | $15,415,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 718,556 | $15,377,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 820,026 | $15,375,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 630,111 | $15,374,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 391,402 | $15,339,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 470,000 | $15,317,000 | thousands by filing date | put |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,153,135 | $15,291,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 331,186 | $15,282,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 953,998 | $15,245,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 343,343 | $15,244,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 282,833 | $15,217,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 248,135 | $15,206,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 264,772 | $15,182,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 220,700 | $15,175,000 | thousands by filing date | put |
| RENASANT CORP | 75970E107 | COM | 353,571 | $15,168,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,803,983 | $15,135,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 353,300 | $15,093,000 | thousands by filing date | put |
| WELBILT INC | 949090104 | COM | 654,547 | $15,087,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 408,518 | $15,070,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 459,249 | $15,067,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 587,537 | $15,041,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 202,987 | $15,023,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 261,452 | $15,007,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 853,519 | $15,004,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,265,409 | $14,970,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 286,841 | $14,948,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 322,221 | $14,936,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 388,211 | $14,922,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 176,200 | $14,917,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 13,357,000 | $14,901,000 | thousands by filing date | principal |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 454,689 | $14,896,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 641,092 | $14,893,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 626,664 | $14,883,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 164,500 | $14,880,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 385,790 | $14,871,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 188,325 | $14,849,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 625,813 | $14,839,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,281,958 | $14,807,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,316,097 | $14,803,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 358,654 | $14,793,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,115,134 | $14,787,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 286,817 | $14,783,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 258,515 | $14,761,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 360,906 | $14,747,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 862,156 | $14,691,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 91,000 | $14,652,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 10,136,000 | $14,627,000 | thousands by filing date | principal |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 255,193 | $14,625,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 783,628 | $14,607,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 307,439 | $14,591,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 2,669,212 | $14,574,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 361,189 | $14,571,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,296,106 | $14,568,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 294,264 | $14,537,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 478,449 | $14,501,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 479,862 | $14,493,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,212,467 | $14,452,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 122,785 | $14,409,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 449,019 | $14,392,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 219,217 | $14,375,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,036,935 | $14,362,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 658,100 | $14,360,000 | thousands by filing date | put |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 507,666 | $14,342,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 901,834 | $14,338,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 107,854 | $14,335,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,756,428 | $14,334,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 477,600 | $14,333,000 | thousands by filing date | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 126,085 | $14,330,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 219,251 | $14,328,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 721,191 | $14,323,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 464,398 | $14,308,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 202,265 | $14,290,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 750,151 | $14,283,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 353,609 | $14,266,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,282,336 | $14,265,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 108,614 | $14,261,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 327,671 | $14,257,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,569,458 | $14,235,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 275,749 | $14,215,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 213,128 | $14,184,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 265,687 | $14,166,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 166,171 | $14,124,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,170,316 | $14,102,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 315,100 | $14,101,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 156,500 | $14,097,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 206,013 | $14,094,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 466,329 | $14,088,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 318,410 | $14,057,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 106,638 | $14,044,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 971,902 | $14,004,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 119,923 | $14,000,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 342,280 | $13,965,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 220,500 | $13,962,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 285,760 | $13,951,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 539,826 | $13,928,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 347,600 | $13,880,000 | thousands by filing date | call |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 557,077 | $13,824,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 156,621 | $13,802,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 368,957 | $13,799,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 425,858 | $13,772,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 270,053 | $13,770,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 415,112 | $13,761,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 106,096 | $13,761,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 301,728 | $13,759,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 476,898 | $13,745,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 562,276 | $13,736,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 215,219 | $13,676,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 344,369 | $13,668,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 653,491 | $13,658,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 142,873 | $13,648,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 715,585 | $13,604,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 448,954 | $13,590,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 226,610 | $13,586,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 150,000 | $13,574,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 546,421 | $13,546,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,577,667 | $13,521,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 628,682 | $13,504,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 469,654 | $13,503,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 362,499 | $13,467,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 390,892 | $13,467,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 215,344 | $13,465,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 617,000 | $13,463,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 108,923 | $13,463,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 707,304 | $13,461,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 318,627 | $13,418,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 138,600 | $13,408,000 | thousands by filing date | put |
| OMNICELL COM COM | 68213N109 | Stock | 262,427 | $13,398,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 430,000 | $13,352,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 150,000 | $13,314,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 180,110 | $13,305,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 199,408 | $13,305,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,738,761 | $13,302,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 231,871 | $13,300,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,131,103 | $13,276,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 389,257 | $13,254,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 214,077 | $13,245,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 157,396 | $13,238,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 433,691 | $13,237,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 350,611 | $13,208,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 307,172 | $13,186,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 614,126 | $13,149,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 268,605 | $13,135,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 316,779 | $13,134,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 173,774 | $13,132,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 935,028 | $13,118,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 124,387 | $13,111,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 323,769 | $13,097,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 545,701 | $13,096,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 169,762 | $13,059,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 387,466 | $13,039,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 474,869 | $13,021,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 158,116 | $12,986,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 309,800 | $12,962,000 | thousands by filing date | call |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 378,745 | $12,957,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 321,453 | $12,951,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 770,440 | $12,944,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 204,400 | $12,943,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 110,416 | $12,940,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 516,287 | $12,907,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 221,197 | $12,907,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,308,296 | $12,903,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 402,637 | $12,897,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 476,962 | $12,883,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 265,579 | $12,868,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 907,246 | $12,865,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 200,500 | $12,864,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 200,200 | $12,855,000 | thousands by filing date | call |
| FINANCIAL ENGINES INC | 317485100 | COM | 369,827 | $12,852,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 483,473 | $12,836,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 169,300 | $12,835,000 | thousands by filing date | put |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 404,816 | $12,833,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 108,200 | $12,826,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 256,601 | $12,795,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 505,663 | $12,794,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 439,499 | $12,755,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 180,000 | $12,742,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 636,723 | $12,734,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 72,639 | $12,728,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 805,834 | $12,716,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 120,000 | $12,710,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 591,438 | $12,704,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 559,503 | $12,673,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 736,539 | $12,639,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 289,010 | $12,635,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,919,077 | $12,620,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,233,884 | $12,610,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 395,198 | $12,607,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 139,802 | $12,603,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 347,000 | $12,603,000 | thousands by filing date | put |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 409,964 | $12,602,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 219,983 | $12,589,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 288,281 | $12,578,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 414,199 | $12,575,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 126,900 | $12,569,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 176,400 | $12,524,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 125,200 | $12,517,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 201,698 | $12,516,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 285,067 | $12,515,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 715,506 | $12,515,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 128,106 | $12,512,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 270,235 | $12,510,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 6,806,000 | $12,506,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 487,056 | $12,476,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 240,764 | $12,465,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 234,574 | $12,458,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 238,202 | $12,457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 302,081 | $12,445,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 253,618 | $12,438,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 420,449 | $12,437,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 399,503 | $12,436,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 175,000 | $12,425,000 | thousands by filing date | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 131,846 | $12,418,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 360,645 | $12,412,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 432,857 | $12,406,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 949,125 | $12,387,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 647,368 | $12,372,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,188,046 | $12,367,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 316,979 | $12,330,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 422,851 | $12,330,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 317,693 | $12,310,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 471,835 | $12,310,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 117,615 | $12,296,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 173,192 | $12,282,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 618,484 | $12,276,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,804,878 | $12,273,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 487,115 | $12,265,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 95,000 | $12,265,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 100,000 | $12,252,000 | thousands by filing date | put |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,014,235 | $12,232,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 210,864 | $12,209,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 369,928 | $12,208,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 82,500 | $12,172,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 247,464 | $12,160,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 472,846 | $12,143,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 434,718 | $12,124,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 322,645 | $12,115,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 469,101 | $12,098,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 93,441 | $12,040,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 450,618 | $12,031,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 801,228 | $12,026,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,692,541 | $12,017,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 336,115 | $11,999,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 771,603 | $11,959,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,058,196 | $11,936,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 329,765 | $11,931,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 11,400 | $11,923,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 243,800 | $11,910,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 374,228 | $11,897,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 440,595 | $11,857,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 409,705 | $11,853,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 287,653 | $11,837,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 564,992 | $11,836,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 233,720 | $11,822,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 213,850 | $11,817,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 276,533 | $11,811,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 172,200 | $11,801,000 | thousands by filing date | put |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 629,223 | $11,767,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 152,756 | $11,760,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 217,666 | $11,760,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 928,062 | $11,759,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 459,417 | $11,757,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 309,888 | $11,733,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 398,369 | $11,724,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 757,040 | $11,697,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 178,827 | $11,694,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 836,298 | $11,691,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,517,407 | $11,683,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 180,301 | $11,660,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,111,058 | $11,656,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 468,464 | $11,651,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 336,653 | $11,631,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 129,300 | $11,609,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 178,787 | $11,604,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 203,900 | $11,573,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 465,000 | $11,569,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 586,369 | $11,546,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 348,609 | $11,543,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 10,143,000 | $11,532,000 | thousands by filing date | principal |
| BLOCK INC CL A | 852234103 | Stock | 400,000 | $11,524,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 85,500 | $11,523,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 353,111 | $11,519,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 466,076 | $11,507,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 652,995 | $11,480,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 997,177 | $11,448,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,613,873 | $11,442,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 259,065 | $11,438,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 462,439 | $11,431,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 162,300 | $11,400,000 | thousands by filing date | call |
| Invesco Large-Cap Growth | 73935X609 | ETF | 292,750 | $11,396,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,071,270 | $11,377,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 326,259 | $11,367,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 51,078 | $11,357,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 532,148 | $11,346,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 431,575 | $11,338,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 104,926 | $11,331,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 469,113 | $11,315,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 61,100 | $11,306,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 192,275 | $11,296,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 146,383 | $11,265,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,061,983 | $11,258,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 394,662 | $11,244,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 176,720 | $11,237,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 217,338 | $11,236,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,073,015 | $11,224,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 240,085 | $11,222,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 326,854 | $11,210,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 428,600 | $11,174,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 169,046 | $11,169,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 207,306 | $11,153,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 742,300 | $11,149,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 243,026 | $11,143,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 198,693 | $11,141,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 394,753 | $11,141,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 102,500 | $11,138,000 | thousands by filing date | call |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 347,758 | $11,128,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 473,036 | $11,116,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 424,889 | $11,110,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 118,230 | $11,086,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 135,600 | $11,083,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 566,914 | $11,083,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 200,000 | $11,082,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 326,779 | $11,082,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 588,805 | $11,070,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 159,516 | $11,040,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 90,958 | $10,990,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 423,744 | $10,970,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 82,270 | $10,965,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 660,166 | $10,946,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 292,629 | $10,935,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 122,489 | $10,932,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 310,855 | $10,927,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 282,595 | $10,918,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 401,697 | $10,906,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 80,339 | $10,894,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 107,715 | $10,866,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 500,723 | $10,865,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 438,826 | $10,843,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 198,052 | $10,824,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 510,493 | $10,822,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 240,200 | $10,819,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 86,890 | $10,775,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 180,035 | $10,770,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 121,008 | $10,758,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 181,865 | $10,757,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 825,408 | $10,738,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 472,660 | $10,734,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 592,111 | $10,717,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 232,600 | $10,716,000 | thousands by filing date | call |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 353,747 | $10,708,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 108,100 | $10,707,000 | thousands by filing date | put |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 457,333 | $10,688,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 124,429 | $10,687,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 188,200 | $10,682,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 837,700 | $10,681,000 | thousands by filing date | call |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 210,317 | $10,674,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,932,900 | $10,670,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 320,881 | $10,650,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 409,255 | $10,644,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 158,773 | $10,614,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 285,577 | $10,583,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 159,000 | $10,581,000 | thousands by filing date | put |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 179,347 | $10,578,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 719,161 | $10,572,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 500,000 | $10,545,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 249,752 | $10,527,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 249,787 | $10,522,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,237,784 | $10,521,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 89,900 | $10,495,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 3,059,542 | $10,494,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 170,000 | $10,482,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 445,779 | $10,476,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 69,049 | $10,470,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,144,406 | $10,438,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 551,139 | $10,422,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,584,316 | $10,409,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 366,161 | $10,399,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 549,485 | $10,396,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 761,352 | $10,392,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 89,104 | $10,379,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 127,245 | $10,377,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 448,045 | $10,376,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 386,311 | $10,357,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 135,564 | $10,344,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,069,655 | $10,343,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,712,892 | $10,336,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 415,000 | $10,325,000 | thousands by filing date | put |
| FTAI AVIATION LTD | 34960P101 | COM | 572,309 | $10,324,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 69,200 | $10,323,000 | thousands by filing date | put |
| PIMCO EQUITY SER | 72202L363 | CMN | 400,000 | $10,320,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 452,603 | $10,319,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 375,308 | $10,309,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 10,878,000 | $10,307,000 | thousands by filing date | principal |
| TOPBUILD COR COM | 89055F103 | Stock | 158,070 | $10,301,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 523,701 | $10,291,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 276,191 | $10,291,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 272,500 | $10,265,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X405 | CL C | 531,312 | $10,254,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 957,502 | $10,226,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 418,012 | $10,225,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 297,015 | $10,223,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 13,841 | $10,212,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 71,600 | $10,207,000 | thousands by filing date | call |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 8,456,000 | $10,179,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541T101 | CL A | 702,818 | $10,170,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 10,231,000 | $10,161,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 132,117 | $10,158,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042540 | this filing | 2017-11-14 | acceptance time not in the bulk data set |