13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,213 holding rows worth $629,639,130,000.
- Accession
- 0001140361-17-042540
- Filer
- CIK 70858
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 18,522 entries on the cover page, a total value of $629,639,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $629,639,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRAYER ED INC | 863236105 | COM | 40,308 | $3,517,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 54,454 | $3,507,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 125,918 | $3,504,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 50,000 | $3,503,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 73,782 | $3,500,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 25,000 | $3,494,000 | thousands by filing date | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 138,225 | $3,488,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 203,288 | $3,486,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 80,000 | $3,481,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 29,100 | $3,480,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 167,200 | $3,476,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 180,400 | $3,471,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 140,467 | $3,469,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 71,852 | $3,465,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 175,157 | $3,463,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 246,536 | $3,461,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 55,500 | $3,458,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 75,000 | $3,458,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 24,200 | $3,450,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 133,103 | $3,435,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 115,554 | $3,435,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 208,852 | $3,432,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 167,625 | $3,431,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 65,376 | $3,430,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 527,136 | $3,426,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 191,284 | $3,425,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 245,220 | $3,423,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 222,476 | $3,420,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 66,893 | $3,416,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 29,000 | $3,410,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 2,543,537 | $3,408,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 202,306 | $3,407,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 81,979 | $3,400,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 227,106 | $3,395,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 376,369 | $3,387,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 54,905 | $3,380,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 415,029 | $3,379,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 141,356 | $3,373,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 61,300 | $3,370,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 24,900 | $3,363,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 407,444 | $3,357,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 76,528 | $3,356,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 179,908 | $3,355,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 3,281,000 | $3,355,000 | thousands by filing date | principal |
| FIREEYE INC | 31816Q101 | COM | 200,000 | $3,354,000 | thousands by filing date | call |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 125,331 | $3,353,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 486,900 | $3,350,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 93,590 | $3,341,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 69,926 | $3,339,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 239,665 | $3,338,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 143,433 | $3,334,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 608,640 | $3,330,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 282,028 | $3,328,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 156,039 | $3,325,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 102,488 | $3,320,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 404,274 | $3,315,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 200,364 | $3,315,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 607,955 | $3,295,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 105,595 | $3,289,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 92,131 | $3,288,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,452,000 | $3,287,000 | thousands by filing date | principal |
| PARK STERLING CORP | 70086Y105 | COM | 264,311 | $3,283,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 19,100 | $3,280,000 | thousands by filing date | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 67,425 | $3,278,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 3,100,000 | $3,271,000 | thousands by filing date | principal |
| DILLARDS INC CL A | 254067101 | Stock | 58,300 | $3,269,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 76,528 | $3,269,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 237,980 | $3,267,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L208 | EMRG MKT DIV ETF | 101,683 | $3,266,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 3,050,000 | $3,260,000 | thousands by filing date | principal |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 113,759 | $3,256,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 231,672 | $3,250,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 121,608 | $3,250,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 95,063 | $3,247,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 291,054 | $3,240,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 35,294 | $3,240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 52,560 | $3,240,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 94,244 | $3,238,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 38,809 | $3,235,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 353,512 | $3,235,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 57,142 | $3,226,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 153,452 | $3,221,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 123,500 | $3,220,000 | thousands by filing date | put |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 251,838 | $3,216,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 90,823 | $3,216,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 142,000 | $3,211,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 111,464 | $3,205,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 75,000 | $3,200,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 30,775 | $3,197,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 22,500 | $3,195,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 207,704 | $3,192,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 96,723 | $3,188,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 76,508 | $3,186,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 109,057 | $3,184,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 53,600 | $3,183,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,445 | $3,182,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 27,200 | $3,175,000 | thousands by filing date | call |
| NEFF CORP COM CL A | 640094207 | Stock | 126,932 | $3,173,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,108,924 | $3,172,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 29,830 | $3,168,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 89,289 | $3,168,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 59,746 | $3,166,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 230,829 | $3,142,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 200,000 | $3,140,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 51,084 | $3,139,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 110,207 | $3,138,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,900 | $3,136,000 | thousands by filing date | put |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 51,467 | $3,135,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 144,078 | $3,134,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 62,335 | $3,123,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 82,267 | $3,122,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 57,637 | $3,116,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 50,000 | $3,113,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 28,800 | $3,106,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 167,282 | $3,106,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 122,280 | $3,106,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 259,552 | $3,104,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 133,329 | $3,104,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 183,113 | $3,089,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 201,760 | $3,086,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 33,776 | $3,080,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 187,316 | $3,077,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 59,901 | $3,072,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 53,537 | $3,067,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 80,971 | $3,059,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 152,205 | $3,056,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 184,236 | $3,056,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 155,131 | $3,049,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 94,119 | $3,049,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 115,622 | $3,049,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 86,700 | $3,048,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 32,047 | $3,047,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 126,359 | $3,045,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 111,430 | $3,043,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 67,902 | $3,042,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 175,014 | $3,034,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 220,935 | $3,033,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 61,184 | $3,026,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 106,935 | $3,021,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 87,967 | $3,019,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 75,028 | $3,012,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 49,409 | $3,012,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 985,000 | $3,011,000 | thousands by filing date | principal |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 67,010 | $3,006,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 145,639 | $2,997,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 155,800 | $2,988,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 196,000 | $2,985,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 66,640 | $2,984,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 220,950 | $2,983,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 170,855 | $2,978,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 34,105 | $2,976,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 166,947 | $2,972,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 45,884 | $2,964,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 45,900 | $2,961,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 157,347 | $2,958,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 125,949 | $2,956,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 62,322 | $2,955,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 123,066 | $2,954,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 37,695 | $2,950,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 344,043 | $2,948,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 209,925 | $2,943,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 43,218 | $2,936,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 289,730 | $2,932,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 82,498 | $2,930,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 117,525 | $2,928,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 353,680 | $2,925,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 144,141 | $2,919,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 95,003 | $2,917,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 580,871 | $2,916,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 161,863 | $2,914,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 142,260 | $2,913,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 47,318 | $2,911,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 197,700 | $2,908,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 118,406 | $2,908,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 57,140 | $2,906,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 170,934 | $2,895,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 177,839 | $2,891,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 15,143 | $2,890,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 114,255 | $2,886,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 556,455 | $2,877,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 160,983 | $2,875,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 298,452 | $2,874,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 48,760 | $2,864,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 2,892,000 | $2,863,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 119,813 | $2,858,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 110,700 | $2,855,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 93,194 | $2,853,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 83,478 | $2,848,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 42,309 | $2,847,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 115,571 | $2,843,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 104,412 | $2,840,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 40,000 | $2,833,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 40,000 | $2,833,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 69,933 | $2,825,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 199,753 | $2,819,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 68,706 | $2,817,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 96,870 | $2,816,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 272,992 | $2,812,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 858,000 | $2,812,000 | thousands by filing date | principal |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 86,567 | $2,804,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 66,978 | $2,794,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 660,626 | $2,794,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 210,244 | $2,792,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 71,834 | $2,791,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 114,979 | $2,787,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 148,699 | $2,779,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 132,241 | $2,777,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 33,700 | $2,777,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 58,091 | $2,776,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 104,917 | $2,772,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 718,254 | $2,765,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 87,651 | $2,765,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 164,500 | $2,759,000 | thousands by filing date | put |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 127,971 | $2,758,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 252,996 | $2,758,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 324,485 | $2,755,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 32,500 | $2,751,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 41,000 | $2,747,000 | thousands by filing date | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 144,918 | $2,745,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 60,319 | $2,742,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 46,164 | $2,740,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 70,266 | $2,739,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 31,441 | $2,737,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 119,835 | $2,736,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 487,749 | $2,736,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 57,600 | $2,735,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 69,067 | $2,730,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 12,855 | $2,730,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 164,887 | $2,729,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 403,609 | $2,728,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 298,302 | $2,727,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 50,000 | $2,721,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 50,000 | $2,721,000 | thousands by filing date | call |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 183,934 | $2,721,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 214,049 | $2,720,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 141,342 | $2,714,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 86,844 | $2,714,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 483,127 | $2,710,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 81,514 | $2,709,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 65,245 | $2,708,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,541,000 | $2,708,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 62,609 | $2,707,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 265,108 | $2,704,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 71,290 | $2,691,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,874,000 | $2,691,000 | thousands by filing date | principal |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 200,421 | $2,690,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 30,000 | $2,675,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 111,232 | $2,674,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 24,296 | $2,674,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 177,755 | $2,672,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 181,300 | $2,665,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,241,000 | $2,663,000 | thousands by filing date | principal |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 145,159 | $2,655,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 86,845 | $2,653,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 42,860 | $2,650,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 67,039 | $2,647,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 171,472 | $2,639,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 341,206 | $2,634,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 2,271,000 | $2,632,000 | thousands by filing date | principal |
| LINE CORP | 53567X101 | SPONSORED ADR | 72,667 | $2,631,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 195,250 | $2,624,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 354,712 | $2,621,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 73,819 | $2,620,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 1,949,000 | $2,615,000 | thousands by filing date | principal |
| UNITI GROUP INC | 91325V108 | COM | 178,200 | $2,612,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W323 | CMN | 102,049 | $2,612,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 172,000 | $2,611,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 105,651 | $2,610,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 113,631 | $2,605,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 94,432 | $2,600,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 116,205 | $2,600,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 574,074 | $2,600,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 34,087 | $2,587,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 59,086 | $2,587,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 166,140 | $2,584,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 170,061 | $2,583,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E687 | DAILY EMG MKT 3X | 99,900 | $2,583,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 58,101 | $2,574,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 61,634 | $2,573,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 33,100 | $2,560,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 131,572 | $2,559,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 48,532 | $2,558,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 48,200 | $2,556,000 | thousands by filing date | call |
| VERITIV CORP | 923454102 | COM | 78,593 | $2,554,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200,000 | $2,550,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 91,600 | $2,549,000 | thousands by filing date | call |
| Blackrock 2022 Global In | 09258P104 | ETF | 253,481 | $2,547,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 102,261 | $2,538,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 61,453 | $2,528,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 54,739 | $2,527,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 166,209 | $2,526,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 118,221 | $2,526,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 81,875 | $2,526,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 102,780 | $2,523,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 140,774 | $2,519,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 109,010 | $2,519,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 76,156 | $2,513,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 70,070 | $2,496,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 155,223 | $2,495,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 45,460 | $2,495,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 66,747 | $2,490,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 194,241 | $2,487,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 69,600 | $2,487,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 66,379 | $2,483,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 57,010 | $2,471,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 118,327 | $2,465,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 280,909 | $2,455,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 356,535 | $2,454,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 195,363 | $2,452,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 146,015 | $2,442,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 257,187 | $2,441,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 50,197 | $2,440,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 6,034 | $2,439,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 31,942 | $2,437,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 222,571 | $2,433,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 48,189 | $2,431,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 22,200 | $2,427,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,791,000 | $2,422,000 | thousands by filing date | principal |
| WILLDAN GROUP INC | 96924N100 | COM | 74,565 | $2,421,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 191,724 | $2,421,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 14,400 | $2,420,000 | thousands by filing date | put |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 2,085,000 | $2,419,000 | thousands by filing date | principal |
| WOORI BK | 98105T104 | ADR | 51,887 | $2,419,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 208,924 | $2,417,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 180,891 | $2,417,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 22,416 | $2,415,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 250,119 | $2,413,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 60,784 | $2,412,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 188,543 | $2,411,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 165,749 | $2,410,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 54,462 | $2,410,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 288,618 | $2,410,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 82,859 | $2,403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 182,208 | $2,400,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 46,675 | $2,398,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 123,460 | $2,398,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 144,468 | $2,398,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 20,000 | $2,396,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 20,000 | $2,392,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 71,266 | $2,392,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 24,821 | $2,387,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 190,098 | $2,386,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 25,962 | $2,386,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 108,292 | $2,386,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 311,821 | $2,385,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 62,049 | $2,377,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 172,162 | $2,375,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 80,402 | $2,373,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 27,468 | $2,366,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 96,941 | $2,365,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 482,553 | $2,359,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 60,083 | $2,358,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 49,036 | $2,353,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 52,171 | $2,349,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 120,000 | $2,348,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K109 | COM | 42,966 | $2,339,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 52,375 | $2,338,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 319,600 | $2,333,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 86,437 | $2,329,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 176,167 | $2,329,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 48,000 | $2,315,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 58,470 | $2,315,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25,800 | $2,313,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 38,785 | $2,313,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 66,000 | $2,312,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 36,500 | $2,303,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 86,100 | $2,301,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 90,862 | $2,299,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 87,600 | $2,297,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 43,430 | $2,297,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 102,756 | $2,291,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 68,415 | $2,285,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 170,644 | $2,282,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 437,427 | $2,280,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 69,148 | $2,278,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 2,190,000 | $2,276,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 84,313 | $2,274,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 25,972 | $2,273,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 55,790 | $2,273,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 25,000 | $2,272,000 | thousands by filing date | put |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 1,616,000 | $2,270,000 | thousands by filing date | principal |
| GENERAC HLDGS INC | 368736104 | COM | 49,265 | $2,263,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 16,824 | $2,256,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 43,757 | $2,256,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 204,755 | $2,255,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 61,347 | $2,253,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 119,700 | $2,253,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 51,703 | $2,253,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 151,702 | $2,249,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 1,974,000 | $2,243,000 | thousands by filing date | principal |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 89,036 | $2,242,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 97,300 | $2,238,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 720,855 | $2,235,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 41,400 | $2,234,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 70,666 | $2,234,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 107,400 | $2,231,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 145,009 | $2,231,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 134,997 | $2,227,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 64,692 | $2,227,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 42,130 | $2,223,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 64,550 | $2,218,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 179,459 | $2,216,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 93,663 | $2,216,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 133,590 | $2,214,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 96,831 | $2,211,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 45,769 | $2,208,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 70,276 | $2,206,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 233,634 | $2,203,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 72,584 | $2,203,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 51,500 | $2,198,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 139,392 | $2,198,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 54,500 | $2,195,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 42,100 | $2,187,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 46,177 | $2,187,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 11,500 | $2,184,000 | thousands by filing date | put |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 80,739 | $2,180,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,129,126 | $2,180,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2,001,000 | $2,179,000 | thousands by filing date | principal |
| CARRIZO OIL & GAS INC | 144577103 | COM | 127,100 | $2,177,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 128,682 | $2,177,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 234,530 | $2,171,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 161,361 | $2,170,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 30,143 | $2,166,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 64,700 | $2,160,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 20,300 | $2,158,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 108,669 | $2,157,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 278,545 | $2,153,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 288,954 | $2,153,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 79,833 | $2,148,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 39,500 | $2,143,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 50,090 | $2,140,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 56,605 | $2,139,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 111,865 | $2,135,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 18,862 | $2,126,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 66,467 | $2,123,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 107,231 | $2,112,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 40,000 | $2,112,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 1,074,722 | $2,106,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 102,778 | $2,103,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 273,647 | $2,101,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 29,172 | $2,099,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 186,299 | $2,097,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 71,841 | $2,094,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 85,629 | $2,093,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,287,680 | $2,086,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 150,949 | $2,084,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 50,000 | $2,081,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 171,274 | $2,081,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,133,000 | $2,081,000 | thousands by filing date | principal |
| KRAFT HEINZ CO COM | 500754106 | Stock | 26,800 | $2,078,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 60,584 | $2,075,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 62,469 | $2,074,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 54,233 | $2,067,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,918,000 | $2,065,000 | thousands by filing date | principal |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 160,508 | $2,064,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 54,000 | $2,055,000 | thousands by filing date | put |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 67,980 | $2,049,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 71,070 | $2,043,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 157,400 | $2,040,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 71,027 | $2,036,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 40,065 | $2,031,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 31,598 | $2,031,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 60,400 | $2,029,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 60,400 | $2,029,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 118,735 | $2,029,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 300,000 | $2,028,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 34,800 | $2,027,000 | thousands by filing date | call |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 203,852 | $2,027,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 103,858 | $2,026,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 82,974 | $2,022,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 69,612 | $2,017,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 22,800 | $2,017,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,685,000 | $2,017,000 | thousands by filing date | principal |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 82,781 | $2,016,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 98,098 | $2,014,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 39,741 | $2,013,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 83,497 | $2,012,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 192,474 | $2,009,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 23,218 | $2,007,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 75,207 | $2,001,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 87,128 | $2,001,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 450,396 | $2,000,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 107,319 | $2,000,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 82,364 | $1,998,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 156,399 | $1,997,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 118,250 | $1,993,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 21,400 | $1,992,000 | thousands by filing date | put |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 67,505 | $1,990,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 750,000 | $1,988,000 | thousands by filing date | put |
| BARINGS CORPORATE INVS | 06759X107 | COM | 125,760 | $1,986,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,202,000 | $1,985,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 208,768 | $1,983,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X545 | GLB EX US HDG | 76,024 | $1,978,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 69,841 | $1,977,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 65,551 | $1,976,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 9,025 | $1,973,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 131,113 | $1,973,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 123,420 | $1,971,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 91,614 | $1,970,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 33,984 | $1,967,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042540 | this filing | 2017-11-14 | acceptance time not in the bulk data set |