13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,213 holding rows worth $629,639,130,000.
- Accession
- 0001140361-17-042540
- Filer
- CIK 70858
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 18,522 entries on the cover page, a total value of $629,639,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $629,639,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,220,000 | $1,959,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 154,297 | $1,957,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 45,209 | $1,956,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 104,000 | $1,952,000 | thousands by filing date | put |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 139,465 | $1,951,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,572 | $1,944,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 157,824 | $1,941,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 34,600 | $1,937,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 125,000 | $1,935,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 25,000 | $1,934,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 162,800 | $1,934,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 50,000 | $1,933,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 20,813 | $1,932,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 125,728 | $1,931,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 13,069 | $1,928,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 19,398 | $1,924,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 111,437 | $1,923,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 162,309 | $1,923,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 77,988 | $1,922,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 88,859 | $1,921,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 47,600 | $1,918,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 24,386 | $1,912,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 83,674 | $1,912,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 24,154 | $1,910,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 127,379 | $1,906,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 144,342 | $1,903,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,651,000 | $1,903,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 512,637 | $1,902,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 82,933 | $1,902,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 35,000 | $1,898,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L101 | SHS | 27,074 | $1,897,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 117,970 | $1,897,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 178,110 | $1,890,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 18,636 | $1,884,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 273,700 | $1,883,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 38,274 | $1,879,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 63,113 | $1,876,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 41,000 | $1,872,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10,000 | $1,871,000 | thousands by filing date | put |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 103,323 | $1,870,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 43,892 | $1,865,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 185,278 | $1,860,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 89,027 | $1,852,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 62,650 | $1,852,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 51,423 | $1,850,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 90,681 | $1,850,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 95,007 | $1,844,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 53,409 | $1,843,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 178,630 | $1,843,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 15,871 | $1,842,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 61,476 | $1,833,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 117,876 | $1,832,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 134,147 | $1,831,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 136,985 | $1,830,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 48,600 | $1,823,000 | thousands by filing date | call |
| BMC STK HLDGS INC | 05591B109 | COM | 85,297 | $1,821,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 67,965 | $1,820,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 28,952 | $1,820,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 637,981 | $1,818,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 28,000 | $1,817,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 404,787 | $1,817,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 40,000 | $1,814,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 15,021 | $1,811,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 33,158 | $1,807,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,760,000 | $1,799,000 | thousands by filing date | principal |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 134,745 | $1,798,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 31,011 | $1,798,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 31,646 | $1,794,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 88,711 | $1,792,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 160,000 | $1,792,000 | thousands by filing date | call |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 34,415 | $1,780,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 25,551 | $1,778,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 55,918 | $1,778,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 11,363 | $1,775,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 28,244 | $1,771,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 69,376 | $1,770,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 157,236 | $1,769,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 81,616 | $1,767,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 104,865 | $1,767,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 86,342 | $1,759,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 77,610 | $1,758,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 15,167 | $1,756,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 14,151 | $1,755,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 26,062 | $1,754,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 42,300 | $1,753,000 | thousands by filing date | call |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 71,077 | $1,753,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 2,191,170 | $1,753,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 124,116 | $1,749,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 96,232 | $1,749,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 6,996,000 | $1,749,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 56,700 | $1,748,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 28,700 | $1,748,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 34,781 | $1,744,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 27,324 | $1,744,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 26,900 | $1,740,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 56,399 | $1,740,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 49,195 | $1,739,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 115,883 | $1,734,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 20,600 | $1,729,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 55,400 | $1,729,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 57,808 | $1,727,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 37,980 | $1,726,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 143,632 | $1,725,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 49,395 | $1,719,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 79,206 | $1,719,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 10,000 | $1,717,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 65,876 | $1,712,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 83,431 | $1,710,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 37,544 | $1,709,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 75,817 | $1,709,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,500 | $1,707,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 11,100 | $1,705,000 | thousands by filing date | call |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 146,055 | $1,705,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 126,992 | $1,704,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 63,839 | $1,704,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 42,331 | $1,703,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 44,677 | $1,702,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 71,361 | $1,701,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 40,922 | $1,700,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 281,297 | $1,699,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 67,981 | $1,699,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 93,054 | $1,697,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 191,073 | $1,690,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 50,481 | $1,688,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 23,405 | $1,687,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 73,299 | $1,685,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 60,233 | $1,684,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 127,165 | $1,683,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 86,601 | $1,676,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 49,775 | $1,675,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 252,559 | $1,672,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 126,518 | $1,670,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 69,350 | $1,668,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 98,358 | $1,665,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 48,692 | $1,660,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 61,552 | $1,651,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 27,828 | $1,650,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 46,565 | $1,649,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 161,529 | $1,649,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 321,099 | $1,644,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 184,693 | $1,643,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 68,002 | $1,642,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 57,096 | $1,639,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 100,741 | $1,638,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 8,631 | $1,637,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 35,374 | $1,637,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 142,300 | $1,634,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 261,925 | $1,634,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 28,749 | $1,632,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 52,054 | $1,632,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 55,259 | $1,630,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 13,500 | $1,628,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 77,318 | $1,628,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 27,366 | $1,625,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 97,826 | $1,624,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 60,389 | $1,624,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 22,000 | $1,622,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 80,656 | $1,613,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 112,355 | $1,611,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 48,542 | $1,609,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 28,074 | $1,607,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 19,651 | $1,607,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 51,789 | $1,604,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 66,189 | $1,601,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 30,500 | $1,601,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 627,213 | $1,600,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 108,642 | $1,596,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 134,316 | $1,592,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 63,175 | $1,592,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 31,067 | $1,588,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 12,000 | $1,587,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 131,614 | $1,587,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 136,387 | $1,587,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,464,000 | $1,582,000 | thousands by filing date | principal |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 85,682 | $1,581,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 80,291 | $1,578,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 83,643 | $1,576,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,483,000 | $1,575,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X306 | COM | 82,826 | $1,571,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 121,245 | $1,570,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 121,770 | $1,570,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 295,671 | $1,570,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 36,046 | $1,570,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 46,690 | $1,569,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 63,740 | $1,568,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 53,148 | $1,568,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 18,359 | $1,567,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 19,949 | $1,565,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 279,752 | $1,558,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 108,606 | $1,558,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 95,887 | $1,556,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 195,535 | $1,553,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 120,936 | $1,552,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 150,588 | $1,550,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 54,204 | $1,547,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 93,800 | $1,546,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 45,595 | $1,546,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 53,600 | $1,544,000 | thousands by filing date | call |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 62,637 | $1,543,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 36,846 | $1,542,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 46,811 | $1,533,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 75,103 | $1,533,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 243,630 | $1,530,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 80,938 | $1,528,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 36,881 | $1,527,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 60,147 | $1,521,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 556,995 | $1,521,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 69,189 | $1,517,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 30,221 | $1,515,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 105,917 | $1,514,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 68,102 | $1,512,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 26,996 | $1,512,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 35,134 | $1,510,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 45,522 | $1,510,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 91,563 | $1,510,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 108,489 | $1,508,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 90,720 | $1,507,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,566 | $1,502,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 55,111 | $1,502,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 100,000 | $1,501,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 14,000 | $1,501,000 | thousands by filing date | call |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 103,180 | $1,501,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 847,029 | $1,500,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 92,369 | $1,497,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 52,598 | $1,495,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 37,100 | $1,494,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 25,000 | $1,494,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 40,000 | $1,493,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 178,730 | $1,489,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 92,974 | $1,482,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 40,635 | $1,478,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 50,000 | $1,477,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 9,879 | $1,476,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 38,201 | $1,474,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,392,000 | $1,474,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 46,952 | $1,473,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 108,984 | $1,472,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 187,649 | $1,471,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 93,945 | $1,469,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 127,673 | $1,469,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 15,738 | $1,464,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 10,000 | $1,463,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 41,600 | $1,462,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 53,823 | $1,461,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 76,156 | $1,459,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 21,807 | $1,456,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 160,782 | $1,454,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 96,293 | $1,452,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 427,347 | $1,449,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 38,361 | $1,449,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 300,000 | $1,446,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,602,000 | $1,446,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 76,348 | $1,439,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 56,452 | $1,439,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 116,967 | $1,433,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 50,026 | $1,431,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 133,620 | $1,429,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 154,300 | $1,429,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 349,360 | $1,429,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 134,553 | $1,426,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 49,466 | $1,425,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 122,668 | $1,424,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 34,822 | $1,421,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 160,000 | $1,419,000 | thousands by filing date | call |
| TRANSUNION COM | 89400J107 | Stock | 30,000 | $1,418,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 135,427 | $1,418,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 98,288 | $1,416,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 68,256 | $1,413,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 27,000 | $1,412,000 | thousands by filing date | call |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 51,581 | $1,410,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 40,384 | $1,409,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 253,738 | $1,408,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 25,100 | $1,405,000 | thousands by filing date | put |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 48,436 | $1,403,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 32,652 | $1,401,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 78,387 | $1,397,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 50,000 | $1,396,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 137,151 | $1,395,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 120,164 | $1,394,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 165,430 | $1,392,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 41,708 | $1,389,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 51,320 | $1,388,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 60,460 | $1,384,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 47,500 | $1,383,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 182,513 | $1,379,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 29,500 | $1,379,000 | thousands by filing date | put |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 59,292 | $1,377,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 980,000 | $1,376,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 48,774 | $1,375,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 363,144 | $1,372,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 59,480 | $1,370,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 119,863 | $1,368,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 289,203 | $1,368,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 49,122 | $1,362,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 9,900 | $1,353,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 98,190 | $1,353,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 14,415 | $1,352,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 56,909 | $1,352,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 37,589 | $1,349,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 64,774 | $1,348,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 97,961 | $1,342,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 84,289 | $1,335,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 167,580 | $1,332,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 88,526 | $1,331,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 40,000 | $1,330,000 | thousands by filing date | call |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 253,536 | $1,329,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 48,302 | $1,328,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 102,463 | $1,325,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 26,477 | $1,323,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 227,434 | $1,321,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 78,349 | $1,317,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 23,100 | $1,315,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 73,916 | $1,315,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 61,865 | $1,308,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 51,738 | $1,308,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,056,000 | $1,307,000 | thousands by filing date | principal |
| DWS Mun Income Tr | 25160C106 | COM | 102,725 | $1,306,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 96,321 | $1,305,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 168,140 | $1,305,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 31,965 | $1,304,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 216,112 | $1,303,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 13,462 | $1,302,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 36,400 | $1,301,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 70,483 | $1,301,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 110,049 | $1,299,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 45,730 | $1,298,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 67,126 | $1,296,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,300 | $1,295,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F593 | CMN | 36,302 | $1,295,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 16,758 | $1,292,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 81,806 | $1,289,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 22,697 | $1,288,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 20,231 | $1,286,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 150,000 | $1,285,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 27,365 | $1,281,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 24,387 | $1,281,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 45,000 | $1,281,000 | thousands by filing date | call |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 107,870 | $1,280,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 77,639 | $1,280,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 34,908 | $1,280,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 20,660 | $1,279,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 87,009 | $1,277,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 90,800 | $1,274,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 66,297 | $1,273,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 12,000 | $1,269,000 | thousands by filing date | put |
| LOXO ONCOLOGY INC | 548862101 | COM | 13,769 | $1,269,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 20,100 | $1,268,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 58,299 | $1,268,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 121,915 | $1,268,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 59,798 | $1,266,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 10,000 | $1,265,000 | thousands by filing date | put |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 29,664 | $1,264,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 42,374 | $1,258,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 15,159 | $1,256,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,500 | $1,253,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 19,339 | $1,253,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 167,039 | $1,253,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 91,750 | $1,252,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 21,900 | $1,250,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 20,523 | $1,248,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 279,537 | $1,247,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 54,960 | $1,245,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 59,595 | $1,242,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 46,400 | $1,241,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 132,045 | $1,239,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 24,100 | $1,237,000 | thousands by filing date | put |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 28,687 | $1,236,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 20,000 | $1,232,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 59,518 | $1,231,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 70,676 | $1,226,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 77,865 | $1,226,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 72,590 | $1,225,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 64,330 | $1,222,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 119,462 | $1,219,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 17,379 | $1,219,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 39,000 | $1,215,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 25,000 | $1,211,000 | thousands by filing date | call |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 1,000,000 | $1,209,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 25,600 | $1,206,000 | thousands by filing date | put |
| ABAXIS INC | 002567105 | COM | 27,009 | $1,206,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 103,483 | $1,205,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 56,295 | $1,205,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 46,585 | $1,204,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 90,441 | $1,203,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 69,243 | $1,203,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 74,019 | $1,198,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 45,359 | $1,194,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 91,486 | $1,194,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 46,646 | $1,192,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 176,431 | $1,191,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 36,848 | $1,190,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 25,157 | $1,189,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 16,425 | $1,188,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 75,000 | $1,183,000 | thousands by filing date | put |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 124,217 | $1,180,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 12,802 | $1,179,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 58,429 | $1,177,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 76,651 | $1,174,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 11,100 | $1,170,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 67,468 | $1,169,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 27,305 | $1,168,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 9,869 | $1,165,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 10,280 | $1,160,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 71,938 | $1,160,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 101,228 | $1,157,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 26,717 | $1,156,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 89,563 | $1,155,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 113,798 | $1,155,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 48,015 | $1,153,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 132,329 | $1,153,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 10,891 | $1,150,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 68,587 | $1,149,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 39,767 | $1,146,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 833,000 | $1,146,000 | thousands by filing date | principal |
| EXACTECH INC | 30064E109 | COM | 34,706 | $1,144,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 10,000 | $1,143,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 48,512 | $1,142,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 15,500 | $1,141,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 70,900 | $1,141,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 20,797 | $1,140,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 31,941 | $1,138,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 33,476 | $1,137,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 8,000 | $1,136,000 | thousands by filing date | put |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 74,835 | $1,136,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 92,240 | $1,135,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 50,668 | $1,134,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 131,160 | $1,133,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 17,050 | $1,133,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 186,833 | $1,133,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 79,214 | $1,129,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 25,000 | $1,127,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 50,000 | $1,122,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 50,000 | $1,122,000 | thousands by filing date | call |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 18,546 | $1,122,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 261,226 | $1,121,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 49,612 | $1,121,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 77,178 | $1,120,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 27,373 | $1,119,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 200,000 | $1,118,000 | thousands by filing date | put |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 88,137 | $1,115,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 5,550,000 | $1,110,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 319,000 | $1,106,000 | thousands by filing date | principal |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 87,513 | $1,104,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 24,447 | $1,103,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 30,125 | $1,101,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 62,830 | $1,096,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 70,607 | $1,094,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 269,249 | $1,089,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 124,711 | $1,086,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 26,989 | $1,085,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 67,100 | $1,084,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 39,165 | $1,077,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 22,836 | $1,076,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 141,896 | $1,072,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 54,856 | $1,072,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 72,268 | $1,072,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 27,741 | $1,071,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 81,337 | $1,071,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 42,609 | $1,069,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,663 | $1,064,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 56,500 | $1,063,000 | thousands by filing date | call |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 21,302 | $1,063,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 148,160 | $1,059,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 30,000 | $1,055,000 | thousands by filing date | put |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 35,154 | $1,054,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 21,446 | $1,053,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 32,538 | $1,052,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 764,900 | $1,052,000 | thousands by filing date | principal |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 103,219 | $1,049,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 91,308 | $1,048,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 8,038 | $1,047,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 148,299 | $1,046,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 39,702 | $1,045,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 11,719 | $1,045,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 149,252 | $1,043,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 62,866 | $1,043,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 91,830 | $1,043,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 169,524 | $1,042,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 17,961 | $1,041,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 52,929 | $1,041,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 100,443 | $1,039,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 37,924 | $1,038,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 59,512 | $1,034,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 40,000 | $1,034,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 101,101 | $1,033,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 50,380 | $1,032,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 9,682 | $1,031,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 72,316 | $1,030,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 63,392 | $1,027,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 67,871 | $1,023,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 47,610 | $1,022,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 158,310 | $1,020,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 20,000 | $1,017,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 112,408 | $1,016,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 51,141 | $1,015,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 41,604 | $1,015,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 113,756 | $1,012,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 21,521 | $1,007,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 103,285 | $1,006,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 1,000,000 | $1,004,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042540 | this filing | 2017-11-14 | acceptance time not in the bulk data set |