13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 7,213 holding rows worth $629,639,130,000.
- Accession
- 0001140361-17-042540
- Filer
- CIK 70858
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 18,522 entries on the cover page, a total value of $629,639,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $629,639,130,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KBHOME | 48666K109 | COM | 421,021 | $10,155,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 134,432 | $10,148,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 32,400 | $10,145,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 222,022 | $10,140,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 193,719 | $10,129,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 68,447 | $10,111,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 224,579 | $10,093,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 86,949 | $10,084,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 11,330,000 | $10,055,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 455,900 | $10,053,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 267,700 | $10,042,000 | thousands by filing date | put |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 392,151 | $10,025,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 164,664 | $10,012,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 833,167 | $10,006,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 101,031 | $9,996,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 76,605 | $9,965,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 445,147 | $9,958,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 107,664 | $9,953,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 333,157 | $9,951,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 293,316 | $9,947,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 346,106 | $9,920,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 275,466 | $9,901,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 423,526 | $9,898,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 886,861 | $9,880,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 231,731 | $9,832,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 89,800 | $9,817,000 | thousands by filing date | put |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 774,613 | $9,814,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 234,796 | $9,807,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 594,600 | $9,799,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 678,814 | $9,795,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 52,500 | $9,779,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 109,363 | $9,742,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 240,300 | $9,739,000 | thousands by filing date | call |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 680,854 | $9,722,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 315,059 | $9,716,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 59,000 | $9,693,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 167,954 | $9,693,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 376,794 | $9,684,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 61,238 | $9,682,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,112,100 | $9,675,000 | thousands by filing date | call |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 732,888 | $9,666,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 146,744 | $9,651,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 408,125 | $9,648,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 893,102 | $9,646,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 122,300 | $9,635,000 | thousands by filing date | put |
| STATE BANK FINL CORP COM | 856190103 | COM | 335,865 | $9,623,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 737,012 | $9,589,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 283,087 | $9,579,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 393,143 | $9,573,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 716,880 | $9,557,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 372,800 | $9,540,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 399,202 | $9,537,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 7,758,000 | $9,528,000 | thousands by filing date | principal |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 81,793 | $9,521,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 814,818 | $9,501,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 177,900 | $9,493,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 494,000 | $9,475,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 193,800 | $9,467,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 343,995 | $9,460,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 199,606 | $9,455,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 311,077 | $9,432,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 489,820 | $9,429,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 271,832 | $9,428,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 280,472 | $9,421,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 167,825 | $9,412,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 174,749 | $9,402,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 109,500 | $9,393,000 | thousands by filing date | call |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 255,929 | $9,377,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 221,316 | $9,329,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 278,664 | $9,310,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 216,735 | $9,309,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 103,800 | $9,305,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 201,998 | $9,293,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 588,416 | $9,291,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,000,175 | $9,291,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,044,216 | $9,283,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 107,700 | $9,281,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,551,100 | $9,260,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 488,900 | $9,240,000 | thousands by filing date | call |
| SYNTEL INC | 87162H103 | COM | 469,733 | $9,230,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 423,820 | $9,226,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 158,065 | $9,199,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 396,640 | $9,198,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 401,992 | $9,173,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 965,435 | $9,172,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 866,396 | $9,158,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 442,477 | $9,146,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 168,141 | $9,139,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 362,858 | $9,139,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 145,600 | $9,136,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 157,700 | $9,130,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 271,929 | $9,095,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,015,408 | $9,088,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 84,577 | $9,081,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 822,856 | $9,051,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 267,722 | $9,049,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 306,221 | $9,048,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 811,450 | $9,047,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 189,912 | $9,040,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 188,185 | $9,039,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 240,829 | $9,031,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 162,693 | $9,028,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 507,140 | $9,026,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 412,341 | $9,018,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 302,016 | $9,014,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 326,867 | $9,005,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 502,000 | $8,991,000 | thousands by filing date | put |
| HALYARD HEALTH INC | 40650V100 | COM | 199,309 | $8,975,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 175,720 | $8,962,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 228,621 | $8,957,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,076,432 | $8,950,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 175,438 | $8,947,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 238,575 | $8,947,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 142,714 | $8,942,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 521,898 | $8,941,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 50,000 | $8,939,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 281,886 | $8,922,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 450,391 | $8,887,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 623,070 | $8,885,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 342,295 | $8,883,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 200,453 | $8,880,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 153,034 | $8,879,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 283,424 | $8,879,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 179,983 | $8,864,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 395,186 | $8,848,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 317,133 | $8,832,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 615,847 | $8,807,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 191,911 | $8,804,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 74,897 | $8,799,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 557,432 | $8,774,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 246,544 | $8,772,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,434,833 | $8,766,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 483,600 | $8,763,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 486,425 | $8,751,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 208,757 | $8,747,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 66,300 | $8,746,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 385,812 | $8,746,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 216,745 | $8,746,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 416,337 | $8,731,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 733,980 | $8,712,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 23,271 | $8,701,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 194,633 | $8,700,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 520,982 | $8,700,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 216,760 | $8,692,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 582,584 | $8,681,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 432,174 | $8,674,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,073,687 | $8,666,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 154,352 | $8,647,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 288,347 | $8,636,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 889,816 | $8,631,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 150,723 | $8,625,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 231,701 | $8,619,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 169,034 | $8,609,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 219,339 | $8,605,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 407,221 | $8,593,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 127,419 | $8,588,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 470,853 | $8,583,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 207,228 | $8,579,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 193,906 | $8,574,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 442,365 | $8,560,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 513,778 | $8,554,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 254,695 | $8,538,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 685,822 | $8,538,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 39,567 | $8,537,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 258,587 | $8,533,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 183,135 | $8,524,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,299,159 | $8,522,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 610,990 | $8,517,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 440,733 | $8,515,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 101,428 | $8,495,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 272,710 | $8,467,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 420,992 | $8,462,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 176,256 | $8,460,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,215,161 | $8,446,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 139,822 | $8,442,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 250,000 | $8,435,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 250,000 | $8,435,000 | thousands by filing date | call |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 360,855 | $8,422,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 605,479 | $8,422,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 240,565 | $8,408,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 71,200 | $8,406,000 | thousands by filing date | put |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 144,560 | $8,399,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 605,544 | $8,398,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 940,180 | $8,396,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 269,346 | $8,390,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 220,699 | $8,380,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 271,144 | $8,378,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 140,900 | $8,368,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 251,991 | $8,346,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,258,540 | $8,344,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 313,582 | $8,341,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 558,929 | $8,339,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 8,823,000 | $8,332,000 | thousands by filing date | principal |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 55,082 | $8,322,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 422,330 | $8,320,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 227,494 | $8,303,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 208,502 | $8,289,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 340,162 | $8,280,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 146,659 | $8,269,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 391,184 | $8,265,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,136,892 | $8,265,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 110,697 | $8,264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 311,121 | $8,264,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 69,000 | $8,263,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 492,903 | $8,261,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 385,547 | $8,251,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 837,088 | $8,245,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 203,069 | $8,231,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 649,910 | $8,195,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 527,110 | $8,186,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 433,605 | $8,186,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 311,546 | $8,183,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 164,225 | $8,178,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,369,346 | $8,175,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 176,740 | $8,157,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 74,091 | $8,157,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 445,627 | $8,154,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 144,980 | $8,149,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 256,968 | $8,141,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 165,033 | $8,127,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 180,362 | $8,123,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 89,955 | $8,123,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 191,281 | $8,100,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 913,052 | $8,098,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 54,300 | $8,086,000 | thousands by filing date | put |
| COTIVITI HLDGS INC | 22164K101 | COM | 224,194 | $8,066,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 276,067 | $8,061,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 116,000 | $8,057,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 50,000 | $8,051,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,411,890 | $8,048,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 662,268 | $8,047,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 322,535 | $8,037,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 329,939 | $8,001,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 529,913 | $7,991,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 556,085 | $7,980,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 128,154 | $7,977,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 842,261 | $7,917,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 253,993 | $7,911,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 244,475 | $7,892,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 197,600 | $7,890,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 477,781 | $7,888,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 503,994 | $7,888,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 668,079 | $7,876,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 6,033,000 | $7,873,000 | thousands by filing date | principal |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 787,154 | $7,871,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 336,065 | $7,870,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 560,287 | $7,850,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 28,003 | $7,845,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 500,481 | $7,843,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,959,326 | $7,843,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 87,312 | $7,828,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 292,504 | $7,821,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 241,363 | $7,820,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 101,100 | $7,807,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,492,570 | $7,806,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 369,948 | $7,802,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 265,499 | $7,790,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 169,968 | $7,788,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 137,100 | $7,787,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 107,397 | $7,783,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 4,455,000 | $7,774,000 | thousands by filing date | principal |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 66,192 | $7,757,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 75,157 | $7,752,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 121,919 | $7,748,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 154,700 | $7,743,000 | thousands by filing date | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 262,832 | $7,733,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 80,447 | $7,705,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 585,139 | $7,701,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 414,779 | $7,693,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 138,393 | $7,687,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 406,600 | $7,685,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 147,900 | $7,683,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 72,676 | $7,682,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 52,312 | $7,671,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 383,134 | $7,666,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 142,781 | $7,657,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 321,271 | $7,653,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 620,925 | $7,632,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 133,121 | $7,628,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 145,305 | $7,628,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 160,600 | $7,627,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 366,456 | $7,615,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 3,944,000 | $7,615,000 | thousands by filing date | principal |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 181,760 | $7,599,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 260,379 | $7,595,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 228,293 | $7,581,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 7,286,000 | $7,577,000 | thousands by filing date | principal |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 184,363 | $7,569,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 87,690 | $7,567,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 148,673 | $7,564,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,314,371 | $7,557,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 418,968 | $7,542,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 359,538 | $7,536,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 103,148 | $7,525,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,973,700 | $7,520,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 248,285 | $7,513,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 444,484 | $7,503,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 469,182 | $7,502,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 136,115 | $7,498,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 129,075 | $7,494,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 382,033 | $7,488,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 279,124 | $7,481,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 246,631 | $7,471,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 59,668 | $7,468,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 681,312 | $7,460,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 237,513 | $7,448,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 684,402 | $7,446,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,038,895 | $7,429,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 555,233 | $7,412,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 63,000 | $7,402,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 472,816 | $7,399,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 215,354 | $7,375,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,208,765 | $7,374,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 65,200 | $7,373,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 229,250 | $7,368,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 304,749 | $7,366,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 174,315 | $7,357,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 250,845 | $7,350,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 470,843 | $7,350,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 480,730 | $7,341,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 491,438 | $7,338,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 148,466 | $7,336,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 200,619 | $7,333,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 482,007 | $7,332,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 5,803,000 | $7,323,000 | thousands by filing date | principal |
| MSA SAFETY INC COM | 553498106 | Stock | 92,040 | $7,318,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 292,577 | $7,303,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 400,000 | $7,296,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 494,442 | $7,294,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 140,621 | $7,284,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 329,030 | $7,284,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 791,781 | $7,276,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 297,385 | $7,261,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 234,684 | $7,259,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 216,307 | $7,247,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 211,878 | $7,236,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 118,181 | $7,221,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,569,833 | $7,221,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 158,444 | $7,220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 159,281 | $7,218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 142,320 | $7,218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 160,000 | $7,214,000 | thousands by filing date | call |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 354,794 | $7,213,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 166,220 | $7,212,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 349,556 | $7,208,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 203,885 | $7,207,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 266,642 | $7,199,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 38,900 | $7,198,000 | thousands by filing date | put |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 265,833 | $7,194,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 255,095 | $7,191,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 79,300 | $7,189,000 | thousands by filing date | call |
| NOVANTA INC | 67000B104 | COM | 164,806 | $7,186,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 483,990 | $7,168,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 148,701 | $7,142,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 494,587 | $7,142,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 116,783 | $7,136,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 98,800 | $7,128,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 491,100 | $7,121,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 150,000 | $7,119,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WRLDWDE C | 57164YAA5 | NOTE 1.500% 9/1 | 6,815,000 | $7,117,000 | thousands by filing date | principal |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 616,031 | $7,103,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 224,151 | $7,098,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 874,198 | $7,090,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 197,532 | $7,084,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 128,539 | $7,077,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 274,533 | $7,072,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 271,112 | $7,070,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 130,869 | $7,063,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 397,917 | $7,063,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 124,813 | $7,051,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 104,609 | $7,048,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 143,176 | $7,042,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 284,792 | $7,032,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 21,500 | $7,016,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 101,600 | $7,016,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 338,080 | $7,015,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 285,688 | $7,007,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 161,816 | $7,006,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 61,800 | $6,989,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 44,700 | $6,987,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 591,301 | $6,983,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 273,626 | $6,974,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 259,401 | $6,962,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 278,199 | $6,958,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 643,654 | $6,945,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 472,357 | $6,944,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 50,000 | $6,937,000 | thousands by filing date | call |
| COVISTA INC | 00737L103 | COM | 193,517 | $6,937,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 256,051 | $6,934,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 781,961 | $6,913,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 320,116 | $6,904,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 278,366 | $6,901,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 352,500 | $6,898,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 192,460 | $6,894,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 671,818 | $6,886,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 111,745 | $6,870,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 399,944 | $6,810,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 15,200 | $6,797,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 506,481 | $6,781,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 90,228 | $6,763,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 168,721 | $6,759,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 105,800 | $6,742,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 211,002 | $6,720,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 135,434 | $6,715,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 188,382 | $6,708,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 70,903 | $6,678,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 200,000 | $6,674,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 130,495 | $6,664,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 59,272 | $6,656,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 114,130 | $6,648,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 248,400 | $6,640,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 217,791 | $6,634,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 241,011 | $6,632,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 264,390 | $6,630,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 174,475 | $6,625,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 698,821 | $6,610,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 184,096 | $6,608,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 423,516 | $6,607,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 129,539 | $6,607,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 205,195 | $6,603,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 408,796 | $6,602,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 428,440 | $6,599,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 248,677 | $6,595,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 572,957 | $6,595,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 355,501 | $6,594,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 408,649 | $6,583,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 56,451 | $6,579,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 99,148 | $6,576,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 457,765 | $6,574,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 282,182 | $6,568,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 379,863 | $6,560,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 900,346 | $6,554,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 759,492 | $6,554,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 60,000 | $6,551,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 84,996 | $6,550,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 173,939 | $6,532,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 301,425 | $6,526,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 56,468 | $6,518,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 46,400 | $6,509,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 631,545 | $6,505,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 210,544 | $6,487,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 291,647 | $6,486,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 67,000 | $6,481,000 | thousands by filing date | put |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 188,652 | $6,476,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 35,900 | $6,455,000 | thousands by filing date | put |
| PREMIER INC | 74051N102 | CL A | 197,554 | $6,435,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 104,356 | $6,433,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 41,700 | $6,406,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 138,739 | $6,371,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 426,481 | $6,371,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 102,200 | $6,367,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 121,182 | $6,359,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 257,993 | $6,357,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 100,123 | $6,353,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 95,000 | $6,322,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,008,070 | $6,321,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 820,000 | $6,314,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 359,990 | $6,307,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 97,301 | $6,305,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 369,696 | $6,303,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 526,997 | $6,298,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 102,615 | $6,295,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 250,000 | $6,293,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 197,704 | $6,292,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 54,858 | $6,290,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 3,002,000 | $6,268,000 | thousands by filing date | principal |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,101,374 | $6,256,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100,312 | $6,248,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 111,451 | $6,246,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 142,769 | $6,232,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 264,606 | $6,221,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 128,276 | $6,218,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 159,863 | $6,178,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 150,000 | $6,176,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 89,700 | $6,168,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 242,327 | $6,168,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 5,511,000 | $6,165,000 | thousands by filing date | principal |
| BulletShares 2025 Corporate | 18383M191 | COM | 296,454 | $6,161,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 79,491 | $6,156,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 96,007 | $6,156,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 85,218 | $6,148,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 96,499 | $6,121,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 41,450 | $6,112,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 107,600 | $6,112,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 215,742 | $6,108,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 269,903 | $6,098,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 40,100 | $6,097,000 | thousands by filing date | put |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 111,974 | $6,097,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 124,276 | $6,091,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 309,530 | $6,088,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 110,859 | $6,074,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 203,925 | $6,067,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 5,767,000 | $6,063,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 371,797 | $6,056,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 111,880 | $6,055,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 133,428 | $6,052,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 114,527 | $6,033,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 236,172 | $6,025,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 96,000 | $6,024,000 | thousands by filing date | put |
| FRESHPET INC COM | 358039105 | Stock | 384,877 | $6,023,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-042540 | this filing | 2017-11-14 | acceptance time not in the bulk data set |