13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,786 holding rows worth $193,636,703,000.
- Accession
- 0001140361-17-031815
- Filer
- CIK 1000275
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 25,274 entries on the cover page, a total value of $193,636,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,636,703,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 33,441 | $619,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 27,610 | $619,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 33,147 | $618,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 162,790 | $618,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 55,429 | $615,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 33,200 | $613,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 81,994 | $612,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 233,017 | $612,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 12,632 | $611,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 23,832 | $610,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 46,452 | $609,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 5,847 | $607,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 58,046 | $606,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 8,188 | $605,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 59,510 | $604,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 106,929 | $604,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 131,811 | $604,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 59,676 | $603,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 8,761 | $601,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 16,261 | $598,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 74,066 | $596,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 46,606 | $596,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 6,781 | $596,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 27,701 | $596,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 39,512 | $595,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 45,237 | $594,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 9,570 | $594,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 35,676 | $593,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 18,317 | $591,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,946 | $591,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 17,680 | $591,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 25,822 | $590,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 23,855 | $590,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 108,593 | $587,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 79,158 | $587,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 27,458 | $587,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 39,159 | $586,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 24,800 | $586,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 23,173 | $585,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 26,640 | $585,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 36,762 | $585,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 58,788 | $585,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 30,004 | $584,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 15,299 | $583,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,219 | $583,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 10,000 | $583,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 6,400 | $579,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 38,147 | $579,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 13,966 | $579,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 21,045 | $579,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,911 | $578,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 6,053 | $578,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 27,697 | $577,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 75,890 | $577,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,951 | $577,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 7,213 | $576,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 380,846 | $576,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,000 | $575,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 20,046 | $574,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 64,397 | $574,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 15,876 | $573,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 10,528 | $573,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 32,617 | $573,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 228,982 | $573,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 19,325 | $573,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 40,530 | $571,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 44,245 | $569,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 16,371 | $568,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 27,315 | $568,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 47,630 | $567,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 87,510 | $566,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 13,309 | $564,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 43,276 | $564,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 30,000 | $563,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 53,146 | $563,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 15,137 | $563,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 59,903 | $563,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 14,350 | $561,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 8,708 | $561,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 13,422 | $560,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 14,795 | $557,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 54,731 | $557,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 49,990 | $556,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 20,965 | $553,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 39,427 | $553,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 18,710 | $553,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 9,522 | $553,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 52,807 | $553,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 41,745 | $553,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 24,500 | $551,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 16,489 | $551,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 24,379 | $550,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 30,640 | $550,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 18,774 | $549,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 32,200 | $548,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 12,755 | $548,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 126,421 | $547,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 12,497 | $547,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 8,256 | $547,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 430,791 | $546,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 8,652 | $546,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 5,589 | $546,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 29,226 | $545,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 25,000 | $545,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 16,003 | $543,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 34,939 | $542,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 66,699 | $542,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 24,900 | $542,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 21,216 | $541,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 12,478 | $541,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 10,000 | $540,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 31,963 | $540,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 37,400 | $540,000 | thousands by filing date | call |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 36,185 | $540,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 23,415 | $540,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 574,300 | $537,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 531,000 | $532,000 | thousands by filing date | principal |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 500,000 | $532,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 68,310 | $531,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 7,975 | $530,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 51,181 | $530,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 11,340 | $530,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 20,000 | $529,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 55,211 | $527,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,865 | $524,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 12,261 | $524,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 36,214 | $523,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 17,134 | $523,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 6,150 | $522,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 35,266 | $521,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 6,611 | $519,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 20,701 | $518,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 12,098 | $518,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 33,645 | $517,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,604 | $517,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 55,262 | $517,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 21,600 | $515,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 25,784 | $514,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 50,831 | $513,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 13,745 | $512,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 41,463 | $512,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 48,245 | $512,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,532 | $511,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 500,000 | $511,000 | thousands by filing date | principal |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 11,449 | $508,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,455 | $507,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 14,973 | $507,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 23,142 | $506,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 11,122 | $505,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 40,095 | $505,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 28,219 | $505,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 27,484 | $504,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 18,026 | $504,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 58,628 | $502,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 10,826 | $501,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 70,307 | $501,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 30,572 | $500,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 16,390 | $500,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 13,551 | $499,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 61,268 | $499,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 42,050 | $499,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,739 | $498,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 8,536 | $498,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 6,790 | $497,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 15,093 | $496,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 6,626 | $496,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 18,321 | $494,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 4,894 | $494,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 45,522 | $494,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 7,671 | $492,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 42,483 | $491,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 14,139 | $491,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 27,225 | $491,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 21,015 | $489,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 8,618 | $487,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 16,413 | $484,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 11,874 | $484,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 13,499 | $482,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 27,507 | $481,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 14,840 | $480,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 4,081 | $480,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 14,445 | $480,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 8,047 | $480,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 48,419 | $479,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 16,527 | $478,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 45,710 | $478,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 26,291 | $478,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 18,665 | $478,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 60,324 | $477,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 40,689 | $477,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 67,974 | $475,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,200 | $473,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 32,235 | $471,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 63,852 | $471,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 8,822 | $471,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 9,131 | $470,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 64,009 | $470,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 10,000 | $469,000 | thousands by filing date | call |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 17,211 | $469,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 12,756 | $468,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 54,009 | $468,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,300 | $467,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 26,157 | $467,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 27,614 | $467,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 35,802 | $467,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 18,289 | $466,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 17,430 | $466,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 26,661 | $465,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 12,823 | $464,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 23,072 | $463,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 85,672 | $463,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 9,254 | $463,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 18,027 | $462,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 11,000 | $461,000 | thousands by filing date | call |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 21,484 | $461,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7,675 | $460,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,200 | $459,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 21,087 | $458,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 16,002 | $458,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 40,756 | $457,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 77,282 | $457,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 34,279 | $456,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 165,041 | $455,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 9,183 | $455,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 117,476 | $455,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 29,100 | $455,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 13,569 | $452,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 24,526 | $451,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 13,953 | $450,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 18,622 | $450,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 13,824 | $449,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 17,453 | $448,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 22,368 | $447,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 17,145 | $447,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 8,470 | $446,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 33,348 | $446,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 24,435 | $446,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 38,000 | $446,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 57,483 | $445,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 18,599 | $444,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 24,723 | $444,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 11,627 | $443,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 29,759 | $443,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 11,556 | $442,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,311 | $442,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 10,000 | $441,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 13,018 | $441,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,052 | $440,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 15,713 | $440,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 31,784 | $440,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 10,441 | $440,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 4,700 | $440,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 21,378 | $439,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,217,600 | $439,000 | thousands by filing date | put |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 5,066 | $437,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 19,993 | $437,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 63,850 | $437,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 11,301 | $437,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 36,373 | $436,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 8,676 | $435,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 30,942 | $435,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12,921 | $434,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,500 | $433,000 | thousands by filing date | put |
| MATERION CORP | 576690101 | COM | 11,576 | $433,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 153,037 | $433,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,117 | $433,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 282,799 | $433,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 24,600 | $433,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 37,906 | $432,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 20,000 | $432,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 39,594 | $432,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 78,286 | $431,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 21,765 | $431,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 24,719 | $431,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 12,013 | $430,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 7,143 | $430,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 8,158 | $430,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 13,480 | $429,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,200 | $429,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 8,000 | $429,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 134,250 | $426,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 15,831 | $426,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 15,096 | $425,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,530 | $425,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 12,390 | $425,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,600 | $425,000 | thousands by filing date | put |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 30,999 | $425,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 24,996 | $425,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,240 | $424,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 6,742 | $422,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 5,229 | $422,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 26,485 | $421,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 6,548 | $421,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 25,782 | $420,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 215,195 | $420,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AS8 | DBCV 6.375%12/3 | 400,000 | $420,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 31,791 | $419,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 90,000 | $419,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 24,756 | $419,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 19,952 | $418,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 9,000 | $417,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 25,136 | $415,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 4,436 | $415,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 59,432 | $414,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 35,614 | $414,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 375,000 | $414,000 | thousands by filing date | principal |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 54,000 | $413,000 | thousands by filing date | call |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 18,400 | $413,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 8,232 | $411,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 65,998 | $411,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 15,658 | $410,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 27,814 | $410,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 32,494 | $410,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 31,887 | $409,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,400 | $409,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 19,800 | $409,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 11,932 | $408,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 22,880 | $407,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 19,888 | $407,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 8,476 | $407,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 10,673 | $407,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 17,230 | $405,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,096 | $405,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 28,878 | $405,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 15,369 | $405,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,424 | $404,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 18,105 | $403,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 19,350 | $403,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 35,193 | $403,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,423 | $402,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 50,451 | $402,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 15,756 | $401,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 20,631 | $400,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 20,000 | $400,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 31,613 | $400,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 20,517 | $400,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 11,661 | $400,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 12,333 | $399,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 4,570 | $398,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 12,295 | $396,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 7,001 | $396,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 14,904 | $396,000 | thousands by filing date | principal |
| MERIT MED SYS INC COM | 589889104 | Stock | 10,352 | $395,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 14,555 | $395,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,959 | $395,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 5,500 | $394,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,795 | $394,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 9,098 | $394,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 15,487 | $394,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 9,244 | $393,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 6,974 | $392,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 30,859 | $392,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 11,289 | $392,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 6,237 | $392,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 9,637 | $392,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 38,316 | $392,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 18,613 | $392,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,729 | $391,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 24,815 | $391,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,390 | $391,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 21,577 | $391,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 9,789 | $390,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 79,724 | $389,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,404 | $389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,409 | $388,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 10,408 | $388,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,268 | $387,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 28,409 | $387,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $386,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 17,700 | $385,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 7,873 | $384,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 25,587 | $383,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 61,801 | $383,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 14,201 | $382,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 17,541 | $381,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 16,443 | $380,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 12,007 | $379,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 50,428 | $378,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 8,953 | $378,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 16,302 | $378,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 18,602 | $377,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 6,990 | $377,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 10,371 | $377,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 16,535 | $377,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 19,600 | $376,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 5,763 | $376,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 48,859 | $376,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 9,324 | $375,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 47,254 | $375,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 18,374 | $374,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 36,587 | $374,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 31,514 | $374,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 9,701 | $373,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 351,342 | $373,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 18,139 | $372,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 13,341 | $372,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 54,415 | $371,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 12,541 | $371,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 19,505 | $371,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 117,565 | $370,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 6,175 | $370,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 15,005 | $369,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 34,146 | $368,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 4,372 | $368,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 26,892 | $367,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 21,016 | $367,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 48,000 | $367,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 6,700 | $366,000 | thousands by filing date | put |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 8,533 | $365,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 29,139 | $365,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 154,784 | $365,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 15,401 | $365,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 9,573 | $364,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 27,687 | $364,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 8,062 | $364,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 12,531 | $363,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 30,827 | $363,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,190 | $363,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 10,761 | $363,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 11,253 | $363,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 12,023 | $363,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $362,000 | thousands by filing date | put |
| BARNES GROUP INC | 067806109 | COM | 6,189 | $362,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 15,022 | $362,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 28,894 | $362,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 9,607 | $361,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 10,000 | $361,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 9,300 | $361,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 31,343 | $360,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 19,462 | $360,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 6,053 | $359,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 13,400 | $358,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 20,264 | $357,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 25,985 | $356,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 26,636 | $355,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 36,600 | $355,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 20,000 | $355,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 20,460 | $355,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,700 | $354,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,457 | $354,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 10,073 | $354,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,500 | $354,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 24,200 | $354,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 49,707 | $354,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 38,694 | $354,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 945 | $353,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 12,990 | $352,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 34,265 | $351,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 13,028 | $351,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 6,248 | $350,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 26,485 | $350,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 31,154 | $350,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 15,001 | $350,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 18,200 | $349,000 | thousands by filing date | put |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 30,584 | $349,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 100,000 | $348,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 6,000 | $347,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 41,810 | $347,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 9,345 | $347,000 | thousands by filing date | |
| WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND | 97717X479 | ETF | 6,806 | $347,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 16,020 | $346,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 6,150 | $346,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 54,705 | $346,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,400 | $345,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 11,031 | $345,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 54,013 | $345,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 23,861 | $342,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 7,209 | $342,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 37,500 | $341,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 10,586 | $341,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 18,590 | $341,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 9,088 | $340,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,564 | $340,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 10,237 | $340,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 14,600 | $339,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 22,200 | $339,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 476 | $339,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 64,584 | $339,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 8,337 | $338,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 7,218 | $338,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,979 | $337,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,945 | $337,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 22,067 | $337,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 13,793 | $337,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 9,619 | $336,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 5,126 | $336,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 21,394 | $336,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 28,815 | $336,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 13,285 | $335,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 10,694 | $334,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 41,929 | $334,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 6,628 | $333,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 4,572 | $333,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 67,172 | $333,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 20,588 | $332,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,400 | $331,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 271,503 | $331,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 24,086 | $330,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 26,980 | $330,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 15,602 | $330,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031815 | this filing | 2017-08-14 | acceptance time not in the bulk data set |