13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,786 holding rows worth $193,636,703,000.
- Accession
- 0001140361-17-031815
- Filer
- CIK 1000275
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 25,274 entries on the cover page, a total value of $193,636,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,636,703,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 16,159 | $158,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 56,006 | $158,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,400 | $158,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 5,556 | $158,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 5,031 | $157,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,017 | $157,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 9,364 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 11,968 | $157,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,075 | $157,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 6,630 | $157,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 4,025 | $157,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 6,915 | $157,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 4,998 | $156,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 40,383 | $156,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,448 | $156,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,070 | $156,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 5,085 | $155,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 21,265 | $155,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,800 | $155,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 24,847 | $155,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 3,179 | $155,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 23,221 | $154,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 4,100 | $154,000 | thousands by filing date | call |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,750 | $154,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 18,627 | $153,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,400 | $153,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 77,753 | $153,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 4,096 | $152,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 16,606 | $152,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 17,014 | $152,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 8,036 | $151,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 12,817 | $151,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 5,621 | $151,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 16,377 | $151,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 135,000 | $151,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 5,261 | $150,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 6,689 | $150,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,159 | $150,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 190,500 | $150,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,400 | $149,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 3,310 | $149,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 7,018 | $149,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 61,417 | $149,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 42,609 | $149,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 5,785 | $149,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,980 | $148,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 8,193 | $148,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,911 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 6,120 | $147,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 8,541 | $147,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 98,140 | $147,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 12,856 | $147,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 23,537 | $147,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,093 | $146,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 7,136 | $146,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 10,601 | $146,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 3,759 | $145,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 9,179 | $145,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 2,934 | $144,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 7,783 | $144,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 15,205 | $144,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 15,937 | $144,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $144,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,300 | $143,000 | thousands by filing date | call |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 4,000 | $143,000 | thousands by filing date | call |
| ORION S.A. | L72967109 | COM | 7,150 | $143,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 5,413 | $143,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 5,879 | $143,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,700 | $142,000 | thousands by filing date | put |
| BLACKLINE, INC. | 09239B109 | COM | 3,955 | $142,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 6,000 | $142,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,087 | $142,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 5,671 | $142,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 6,357 | $142,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 7,352 | $142,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 9,403 | $142,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 3,449 | $142,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 2,861 | $142,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 3,401 | $141,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 15,148 | $141,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,000 | $139,000 | thousands by filing date | call |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 6,353 | $139,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 6,105 | $139,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 4,157 | $139,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,839 | $139,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,102 | $139,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 2,693 | $139,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,200 | $139,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,000 | $138,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 90,148 | $138,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 5,566 | $137,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 10,234 | $137,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 8,447 | $136,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,313 | $136,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 23,749 | $136,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,547 | $136,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,889 | $135,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,800 | $135,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 26,709 | $135,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10,237 | $135,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,400 | $134,000 | thousands by filing date | call |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 10,609 | $134,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 11,000 | $134,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,123 | $133,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,083 | $133,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,643 | $133,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 2,644 | $133,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 8,812 | $133,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 5,482 | $133,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 5,973 | $132,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 961 | $132,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 26,500 | $132,000 | thousands by filing date | put |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,300 | $132,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 8,142 | $132,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 3,705 | $131,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 5,590 | $131,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 28,022 | $131,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,900 | $131,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 25,210 | $131,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 4,170 | $130,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 3,000 | $130,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 3,715 | $129,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,401 | $129,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 14,664 | $129,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 4,000 | $129,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,127 | $128,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 35,000 | $128,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,402 | $128,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 3,380 | $128,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 5,041 | $128,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 12,485 | $128,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,100 | $127,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 22,983 | $127,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 21,200 | $127,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 9,944 | $126,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,274 | $126,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,057 | $126,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 32,267 | $126,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,931 | $125,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 4,860 | $125,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,710 | $125,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 5,272 | $125,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,221 | $124,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 13,182 | $124,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 61,522 | $124,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 46,603 | $124,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 37,589 | $124,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,524 | $123,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 87,920 | $123,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 10,595 | $123,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 9,969 | $123,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 3,261 | $123,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 9,000 | $123,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 530 | $122,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 3,997 | $122,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $122,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 9,253 | $122,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 8,946 | $122,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 32,497 | $122,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,947 | $121,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 3,830 | $121,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 2,345 | $121,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 134,366 | $121,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 4,436 | $120,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 8,808 | $120,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,904 | $120,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 9,330 | $120,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 6,253 | $119,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 16,784 | $119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,164 | $119,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 7,501 | $119,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 7,264 | $119,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 12,439 | $119,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 8,435 | $119,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,441 | $118,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 6,300 | $118,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,483 | $118,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 4,050 | $118,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 2,027 | $118,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,008 | $117,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 8,513 | $117,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 4,857 | $117,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 4,600 | $117,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 480 | $116,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 9,390 | $116,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 2,571 | $116,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 3,790 | $116,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,932 | $116,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 3,220 | $116,000 | thousands by filing date | principal |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 3,753 | $116,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 7,926 | $115,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 9,787 | $115,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 7,468 | $115,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 6,453 | $115,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 40,365 | $115,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 5,928 | $114,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,576 | $114,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 8,135 | $114,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,261 | $113,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,400 | $113,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,217 | $113,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,440 | $113,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 1,655 | $113,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 9,025 | $113,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 5,171 | $112,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,500 | $112,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,233 | $112,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 3,630 | $112,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 7,120 | $112,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 5,559 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,851 | $111,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 27,235 | $111,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 59,150 | $111,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 2,773 | $111,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 4,875 | $110,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 6,980 | $110,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 6,277 | $110,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,750 | $109,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 4,600 | $109,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 2,867 | $109,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 5,911 | $108,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 4,098 | $108,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 9,816 | $108,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 29,375 | $107,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 7,043 | $107,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,945 | $107,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 7,458 | $107,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 11,485 | $107,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 4,365 | $107,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 4,997 | $106,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,960 | $106,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,820 | $106,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 9,877 | $106,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 8,310 | $106,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 4,373 | $106,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 9,124 | $105,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 4,886 | $105,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 4,200 | $105,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 4,839 | $105,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 16,968 | $104,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,400 | $104,000 | thousands by filing date | put |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,848 | $104,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 8,382 | $104,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $104,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,918 | $103,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,175 | $103,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 4,913 | $103,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,516 | $103,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 6,819 | $103,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,014 | $103,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,124 | $102,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,800 | $102,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,684 | $102,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 10,222 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 4,017 | $102,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 70 | $102,000 | thousands by filing date | principal |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 3,209 | $102,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 8,497 | $102,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 2,015 | $101,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 11,555 | $101,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 8,444 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 2,101 | $101,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 11,436 | $101,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,180 | $101,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 7,495 | $100,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 6,424 | $100,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 6,101 | $100,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 10,000 | $100,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 3,550 | $99,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 6,050 | $99,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 3,600 | $99,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,050 | $99,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,337 | $99,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 2,764 | $99,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 7,198 | $99,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 3,992 | $98,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 4,180 | $98,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 14,799 | $98,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 1,544 | $97,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 600 | $97,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,057 | $97,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 900 | $97,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 6,600 | $97,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 6,450 | $97,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 6,337 | $97,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,820 | $96,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 7,304 | $96,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 479 | $96,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 4,814 | $96,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 24,200 | $96,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 3,205 | $95,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,681 | $95,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 5,556 | $95,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 18,937 | $95,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 4,733 | $95,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 6,393 | $95,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 25,000 | $95,000 | thousands by filing date | call |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 4,100 | $95,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 8,021 | $95,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 4,606 | $95,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 3,200 | $95,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 6,800 | $95,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 913 | $94,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 59,117 | $94,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 6,689 | $94,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,711 | $93,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,000 | $93,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 3,000 | $93,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,600 | $93,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,495 | $93,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,100 | $92,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,064 | $92,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,110 | $92,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 143 | $92,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 5,271 | $92,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 5,659 | $91,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,394 | $91,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 2,848 | $91,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,296 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 9,357 | $91,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 5,174 | $90,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $90,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 18,300 | $90,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,589 | $89,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 5,870 | $89,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 832 | $89,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 16,940 | $89,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,645 | $88,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 5,933 | $88,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,500 | $88,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 160,000 | $88,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,367 | $87,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,138 | $87,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,986 | $87,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 3,820 | $87,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 6,329 | $86,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 3,801 | $86,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 3,322 | $86,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 3,441 | $86,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,669 | $86,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,918 | $86,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,405 | $86,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 9,370 | $86,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 7,221 | $86,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 5,936 | $85,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 4,578 | $85,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 35,415 | $85,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 9,974 | $85,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 5,399 | $85,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 4,143 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 6,710 | $85,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 9,984 | $85,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 6,638 | $85,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 6,873 | $85,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,203 | $84,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 13,606 | $84,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,108 | $84,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,372 | $84,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,174 | $84,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 4,300 | $84,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 593 | $83,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,150 | $83,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 6,450 | $83,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 7,000 | $83,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 10,100 | $83,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 3,426 | $83,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 25,050 | $83,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,340 | $82,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 2,238 | $82,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 36,077 | $82,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 874 | $82,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 141,531 | $82,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 46,232 | $82,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 2,048 | $82,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 65,284 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,375 | $81,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 8,789 | $81,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 600 | $80,000 | thousands by filing date | put |
| RAPID7 INC COM | 753422104 | Stock | 4,720 | $80,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,149 | $80,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,224 | $80,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 810 | $80,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 7,202 | $80,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 17,691 | $80,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 14,543 | $80,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 9,500 | $79,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 3,251 | $79,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,400 | $79,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 3,000 | $79,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 6,750 | $79,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 2,533 | $79,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 19,009 | $79,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,500 | $78,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 1,200 | $78,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 1,294 | $78,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,169 | $77,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,764 | $77,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,910 | $77,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 5,200 | $77,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,250 | $77,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 2,770 | $77,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 4,860 | $77,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 8,250 | $76,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,805 | $76,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 600 | $76,000 | thousands by filing date | put |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 2,804 | $76,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 3,479 | $76,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 3,033 | $76,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 23,609 | $76,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,595 | $76,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 497 | $76,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 5,300 | $76,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 45,658 | $76,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 13,000 | $75,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 2,743 | $75,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 4,230 | $75,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 3,040 | $75,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 174,100 | $75,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 5,000 | $75,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 1,300 | $75,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 3,020 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 4,299 | $75,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,950 | $74,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 35,953 | $74,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 6,417 | $74,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,788 | $74,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 5,781 | $74,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 74,000 | $74,000 | thousands by filing date | principal |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 3,625 | $73,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 4,903 | $73,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 3,700 | $73,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 19,144 | $73,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 2,546 | $73,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 8,177 | $73,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 5,250 | $73,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 8,739 | $72,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,405 | $72,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 2,000 | $72,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 50,853 | $72,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 7,294 | $72,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 8,156 | $72,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,950 | $72,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 2,560 | $72,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 16,655 | $72,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,652 | $72,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,456 | $72,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 13,177 | $72,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 4,337 | $72,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,727 | $71,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,351 | $71,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 9,043 | $71,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,070 | $71,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 5,530 | $71,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 4,700 | $71,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 1,100 | $70,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,151 | $70,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 8,994 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 1,900 | $70,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 5,103 | $70,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 5,475 | $70,000 | thousands by filing date | call |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,270 | $70,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 6,500 | $69,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 41,841 | $69,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 12,004 | $69,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,879 | $69,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 5,994 | $69,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 2,530 | $69,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 19,100 | $68,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,200 | $68,000 | thousands by filing date | put |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 7,449 | $68,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 11,108 | $68,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 696 | $68,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,960 | $67,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 2,039 | $67,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 5,179 | $67,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,823 | $67,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 2,700 | $67,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 553 | $67,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 975 | $66,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,700 | $66,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,697 | $66,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 5,514 | $66,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 6,000 | $66,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,348 | $66,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 518 | $65,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,226 | $65,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 3,682 | $65,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,219 | $65,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,825 | $65,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 3,979 | $65,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 5,493 | $65,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 2,600 | $65,000 | thousands by filing date | principal |
| Cenveo Inc (NV) | 15670S402 | CS | 10,679 | $65,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 3,858 | $64,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 4,613 | $64,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 6,285 | $64,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 4,358 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,410 | $64,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 5,700 | $64,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,468 | $64,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031815 | this filing | 2017-08-14 | acceptance time not in the bulk data set |