13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,786 holding rows worth $193,636,703,000.
- Accession
- 0001140361-17-031815
- Filer
- CIK 1000275
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 25,274 entries on the cover page, a total value of $193,636,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,636,703,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 15,135 | $330,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 88,871 | $330,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 64,742 | $329,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 13,735 | $329,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 6,057 | $328,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 40,000 | $328,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 15,726 | $327,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 31,255 | $327,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 12,700 | $326,000 | thousands by filing date | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 38,865 | $326,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 159,220 | $326,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 10,206 | $324,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 23,607 | $323,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 9,496 | $323,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 69,718 | $323,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,493 | $322,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 9,386 | $321,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 8,479 | $321,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 9,782 | $320,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 22,880 | $320,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,978 | $319,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 4,170 | $319,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,400 | $318,000 | thousands by filing date | call |
| Schwab US TIPS ETF | 808524870 | SHS | 5,774 | $318,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 9,954 | $318,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 16,808 | $317,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 25,000 | $317,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 28,400 | $317,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 5,422 | $315,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 5,568 | $315,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 31,845 | $315,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 43,698 | $315,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 48,227 | $315,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 43,224 | $314,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 16,000 | $313,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 26,786 | $313,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 11,671 | $311,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,500 | $311,000 | thousands by filing date | call |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 7,950 | $311,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 16,549 | $311,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 13,000 | $310,000 | thousands by filing date | call |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,108 | $310,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,059 | $309,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 6,096 | $309,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 4,261 | $309,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,332 | $308,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 21,962 | $307,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 3,806 | $307,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 7,734 | $307,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,900 | $306,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 20,500 | $305,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 20,047 | $305,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,651 | $305,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 30,097 | $305,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 7,533 | $305,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 20,618 | $305,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 16,200 | $305,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 22,977 | $305,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 14,075 | $304,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 6,274 | $304,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 14,013 | $303,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 9,578 | $303,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 21,567 | $301,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 69,200 | $301,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 11,590 | $301,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 4,930 | $300,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 17,751 | $300,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 5,652 | $299,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 65,277 | $298,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 418,867 | $298,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 19,480 | $297,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 7,098 | $297,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 6,044 | $297,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 40,800 | $297,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 3,543 | $296,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 6,444 | $296,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 22,054 | $296,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 40,211 | $296,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 7,626 | $296,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 17,540 | $294,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 11,676 | $293,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 15,039 | $293,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 13,079 | $293,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,660 | $293,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 15,081 | $292,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 10,269 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,134 | $291,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,856 | $290,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 15,000 | $290,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 38,375 | $290,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 40,790 | $290,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 35,614 | $290,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 199,000 | $290,000 | thousands by filing date | principal |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 13,000 | $289,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,907 | $288,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 19,747 | $288,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 29,040 | $288,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 7,249 | $287,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 39,983 | $287,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 330 | $286,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 8,800 | $286,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 84,086 | $286,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 9,271 | $286,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 5,314 | $286,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 15,560 | $285,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 39,075 | $285,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 10,233 | $285,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,900 | $284,000 | thousands by filing date | call |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 20,130 | $284,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 15,411 | $284,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,173 | $284,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 18,151 | $284,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 21,928 | $284,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 29,672 | $284,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 23,191 | $284,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 8,339 | $283,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 18,319 | $283,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 8,536 | $283,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 9,945 | $283,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 32,195 | $282,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 9,938 | $282,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 20,000 | $281,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 15,008 | $281,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 21,653 | $281,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,400 | $280,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 7,318 | $280,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 5,026 | $280,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 64,511 | $280,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 20,962 | $279,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 23,471 | $278,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 6,115 | $277,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 8,465 | $277,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 9,656 | $277,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 19,785 | $277,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 13,398 | $277,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 4,302 | $276,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 40,779 | $276,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,329 | $276,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 7,500 | $275,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 19,271 | $275,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,566 | $275,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,108 | $275,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 6,194 | $274,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,291 | $273,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 9,770 | $273,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 264,000 | $273,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 93,778 | $272,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 15,928 | $272,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 18,954 | $272,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 15,000 | $272,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 15,000 | $272,000 | thousands by filing date | call |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 18,242 | $272,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,850 | $271,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 15,200 | $271,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 14,914 | $271,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 10,328 | $271,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,500 | $270,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 14,677 | $270,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 35,447 | $269,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,451 | $269,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 14,697 | $269,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 122,429 | $268,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 5,235 | $268,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 55,220 | $268,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 10,587 | $268,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,371 | $267,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 43,426 | $266,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 45,505 | $266,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 28,902 | $265,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 10,155 | $265,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 39,490 | $265,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 7,251 | $265,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,864 | $265,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 9,438 | $264,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 22,335 | $264,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 16,395 | $264,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 20,513 | $264,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 59,904 | $264,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 25,878 | $263,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 10,360 | $263,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 15,429 | $263,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 9,100 | $262,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 8,073 | $262,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,056 | $262,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 7,962 | $261,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 31,942 | $261,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 22,177 | $260,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 16,670 | $259,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 17,010 | $259,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 11,885 | $258,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 8,325 | $258,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 16,766 | $258,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 13,698 | $257,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 39,464 | $257,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 6,373 | $257,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,439 | $257,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,100 | $256,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 5,834 | $256,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,800 | $255,000 | thousands by filing date | call |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 7,710 | $255,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 17,789 | $255,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 22,236 | $255,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 11,731 | $254,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 17,341 | $254,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,855 | $253,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 10,480 | $253,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 15,877 | $253,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 13,534 | $253,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,150 | $252,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,066 | $252,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,803 | $251,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 8,510 | $251,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 19,529 | $251,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 10,472 | $251,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,801 | $250,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 9,745 | $250,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 26,961 | $250,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 18,112 | $250,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,200 | $249,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,900 | $249,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 6,303 | $249,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 113,858 | $249,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 3,230 | $249,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,700 | $248,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 240,000 | $247,000 | thousands by filing date | principal |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 45,775 | $246,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 28,430 | $246,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 17,480 | $245,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 6,040 | $245,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 35,342 | $245,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 27,755 | $245,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 17,500 | $244,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 5,861 | $244,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,800 | $244,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 38,895 | $244,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 7,252 | $243,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 10,157 | $243,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 12,278 | $242,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,065 | $242,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,893 | $241,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 16,108 | $241,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 4,084 | $240,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 10,544 | $240,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,222 | $240,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,775 | $239,000 | thousands by filing date | principal |
| HARDINGE INC | 412324303 | COM | 19,250 | $239,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 215,000 | $239,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 3,100 | $238,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 13,743 | $238,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,290 | $238,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 25,200 | $238,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 15,000 | $237,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 59,631 | $237,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 10,226 | $237,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 23,989 | $237,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 5,937 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 3,116 | $237,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 12,985 | $236,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,885 | $236,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 9,692 | $236,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 5,212 | $236,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,773 | $236,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 20,752 | $235,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 31,500 | $235,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 229,000 | $235,000 | thousands by filing date | principal |
| HULL TACTICAL US ETF | 301505806 | ETF | 8,550 | $234,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 17,335 | $233,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21,007 | $233,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,234 | $232,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 7,940 | $232,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 17,132 | $232,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 6,738 | $231,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,792 | $231,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 17,354 | $231,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,052 | $229,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,700 | $228,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 8,214 | $228,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 13,295 | $228,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6,718 | $228,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,762 | $228,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 24,110 | $227,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 34,062 | $227,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 12,551 | $227,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 25,187 | $227,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 5,445 | $226,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 13,000 | $225,000 | thousands by filing date | put |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 9,507 | $225,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,390 | $224,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,231 | $224,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 9,974 | $224,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,800 | $223,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,484 | $223,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 8,857 | $223,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,755 | $223,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 21,881 | $223,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 10,000 | $222,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,812 | $222,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 18,900 | $222,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 6,130 | $222,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 14,873 | $222,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 8,197 | $221,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 23,406 | $221,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 21,510 | $221,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,550 | $221,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 17,426 | $221,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 15,043 | $220,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 40,000 | $220,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 3,277 | $219,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 6,456 | $219,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 12,000 | $219,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 7,430 | $218,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 42,063 | $218,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 24,049 | $218,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,551 | $218,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 8,694 | $217,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 5,940 | $217,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 5,698 | $217,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,663 | $216,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 9,719 | $216,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 56,243 | $216,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 30,360 | $215,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 10,124 | $215,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,300 | $215,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 22,629 | $215,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 7,348 | $214,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 13,400 | $214,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 8,484 | $213,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,400 | $213,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 10,851 | $213,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,892 | $212,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,277 | $212,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 28,639 | $212,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,500 | $212,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,900 | $211,000 | thousands by filing date | put |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 8,270 | $211,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 8,293 | $210,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 5,800 | $210,000 | thousands by filing date | call |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 14,472 | $210,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 20,000 | $210,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 20,192 | $209,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 8,085 | $208,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 323,556 | $208,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 34,499 | $207,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 3,042 | $206,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,243 | $206,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 4,122 | $206,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,281 | $205,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 16,098 | $205,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 4,910 | $205,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 11,217 | $205,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 206,000 | $205,000 | thousands by filing date | principal |
| FORTERRA INC | 34960W106 | COM | 25,008 | $205,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 7,821 | $205,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 12,500 | $204,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 17,194 | $203,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 22,067 | $203,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 16,435 | $202,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,500 | $201,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,472 | $201,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 8,775 | $201,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 20,000 | $201,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 7,970 | $200,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 17,400 | $200,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 24,200 | $200,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 11,071 | $199,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 20,454 | $198,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 9,205 | $198,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 22,893 | $197,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 47,423 | $197,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 58,063 | $197,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 7,334 | $196,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 11,458 | $196,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 14,620 | $196,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 19,922 | $195,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 28,803 | $195,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,178 | $194,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,222 | $194,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 12,468 | $193,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,100 | $193,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 25,538 | $192,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 15,237 | $192,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 28,063 | $192,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $192,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 11,335 | $192,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 7,249 | $191,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,571 | $191,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 9,712 | $191,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 23,250 | $190,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 7,610 | $190,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,946 | $189,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 9,400 | $189,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 11,886 | $189,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 10,451 | $189,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 12,431 | $189,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,770 | $189,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,100 | $189,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 9,099 | $188,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 3,721 | $187,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 14,956 | $187,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 11,236 | $187,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 7,177 | $187,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 11,600 | $186,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,134 | $186,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 3,350 | $184,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 6,620 | $184,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,098 | $184,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 24,832 | $184,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 18,250 | $184,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 5,828 | $183,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 37,704 | $183,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 8,580 | $183,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 7,271 | $183,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,257 | $182,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 5,155 | $182,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 2,205 | $182,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 184,040 | $182,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 8,035 | $181,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 4,788 | $181,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 7,357 | $181,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,696 | $180,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 34,962 | $180,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,471 | $179,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 2,611 | $179,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 4,608 | $179,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 900 | $178,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 10,300 | $178,000 | thousands by filing date | put |
| XPERI CORP | 98421B100 | COM | 5,966 | $178,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 98,857 | $178,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 56,608 | $178,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 5,181 | $178,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 7,068 | $178,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 56,173 | $177,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 63,441 | $177,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,008 | $177,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 12,935 | $177,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,122 | $177,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 8,000 | $177,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 9,840 | $177,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X160 | S&P INTL DIVID | 4,049 | $177,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 17,199 | $176,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 17,700 | $176,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 48,822 | $176,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,678 | $175,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 18,349 | $175,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 82,031 | $175,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 38,812 | $175,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 31,800 | $175,000 | thousands by filing date | put |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 3,429 | $174,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,000 | $174,000 | thousands by filing date | call |
| CHINA FD INC | 169373107 | COM | 9,300 | $174,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 10,000 | $174,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 20,853 | $173,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 13,695 | $173,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 9,338 | $172,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 2,576 | $172,000 | thousands by filing date | principal |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 2,250 | $171,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 6,429 | $170,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 16,742 | $169,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 72,049 | $169,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 11,339 | $169,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 3,700 | $168,000 | thousands by filing date | put |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,702 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 10,530 | $167,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 3,304 | $167,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 4,391 | $167,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 3,871 | $167,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,109 | $166,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,400 | $166,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,347 | $166,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 61,257 | $166,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 9,936 | $165,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 11,928 | $165,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 6,509 | $165,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,611 | $164,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 9,750 | $164,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,312 | $164,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 8,578 | $164,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 5,911 | $164,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 1,924 | $164,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 8,473 | $164,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 50,575 | $164,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 7,500 | $164,000 | thousands by filing date | call |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 17,724 | $164,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 9,835 | $163,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 9,618 | $162,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 5,173 | $162,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 7,189 | $161,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 1,963 | $161,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 6,565 | $161,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 52,570 | $160,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 15,702 | $160,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 16,463 | $160,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 13,106 | $159,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 3,146 | $159,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,130 | $159,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,087 | $159,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 8,361 | $159,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 9,287 | $159,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 21,977 | $159,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 6,370 | $159,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-031815 | this filing | 2017-08-14 | acceptance time not in the bulk data set |